Last 12 months
Inside the activity.
0 purchase rows · 106 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 19 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 24 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 12 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 8 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2019 Filed Aug 3, 2019 00:17 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionCommon Stock | 1,200 | $4.32 | $5,184.00 |
DisclosureSEC source: 0001562180-19-004153 · primarydocument.xml · nonDerivative · entry 1 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:29 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,518 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-004084 · primarydocument.xml · derivative · entry 3 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,210 Underlying: Common Stock · 2,518 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:29 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 2,518 | $19.34 | $48,707.69 |
DisclosureSEC source: 0001562180-19-004084 · primarydocument.xml · nonDerivative · entry 2 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,039 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.17 to $19.52, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 43,653 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:29 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 2,518 | $4.32 | $10,877.76 |
DisclosureSEC source: 0001562180-19-004084 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 21:18 UTC |
FRANCIS LAURAChief Financial Officer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004060 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,039 F1 · shares: Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. The shares subject to the restricted stock unit vest in equal quarterly installments over four years commencing on August 15, 2019, subject to the Reporting Person's continued service through each relevant vesting date. F2 · balance_after: Includes 43,653 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 18:04 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 1,436 | $20.16 | $28,947.75 |
DisclosureSEC source: 0001562180-19-004000 · primarydocument.xml · nonDerivative · entry 1 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,997 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 92,920 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 18:04 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 485 | $20.00 | $9,700.00 |
DisclosureSEC source: 0001562180-19-003999 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,039 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 23,653 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 14:03 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
SaleCommon Stock | 153 | $20.00 | $3,060.00 |
DisclosureSEC source: 0001562180-19-003996 · primarydocument.xml · nonDerivative · entry 3 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,896 F4 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F1 · balance_after: Includes 8,925 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 18:04 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 10,000 | $20.01 | $200,147.00 |
DisclosureSEC source: 0001562180-19-004001 · primarydocument.xml · nonDerivative · entry 2 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 122,873 F3 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F4 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.14, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: Shares held by The Yerby Family Trust Dated May 22, 2007 Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 18:04 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 217 | $20.00 | $4,340.00 |
DisclosureSEC source: 0001562180-19-004001 · primarydocument.xml · nonDerivative · entry 1 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,767 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 8,925 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 18:03 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
SaleCommon Stock | 242 | $20.00 | $4,840.00 |
DisclosureSEC source: 0001562180-19-003997 · primarydocument.xml · nonDerivative · entry 1 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,831 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 9,975 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 18:03 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 419 | $20.00 | $8,380.00 |
DisclosureSEC source: 0001562180-19-003998 · primarydocument.xml · nonDerivative · entry 1 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,854 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 17,237 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 14:03 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $3.96 | $0.00 |
DisclosureSEC source: 0001562180-19-003996 · primarydocument.xml · derivative · entry 4 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2023-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 14:03 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
SaleCommon Stock | 5,000 | $20.01 | $100,058.00 |
DisclosureSEC source: 0001562180-19-003996 · primarydocument.xml · nonDerivative · entry 2 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,049 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.09, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 8,925 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 14:03 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionCommon Stock | 5,000 | $3.96 | $19,800.00 |
DisclosureSEC source: 0001562180-19-003996 · primarydocument.xml · nonDerivative · entry 1 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 8,925 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 22:15 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 10,133 | $19.61 | $198,729.41 |
DisclosureSEC source: 0001562180-19-003981 · primarydocument.xml · nonDerivative · entry 1 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,873 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $18.89 to $19.93, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held by The Yerby Family Trust Dated May 22, 2007 Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 18:18 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 648 | $19.01 | $12,318.48 |
DisclosureSEC source: 0001562180-19-003911 · primarydocument.xml · nonDerivative · entry 1 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 143,006 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · ownership.nature: Shares held by The Yerby Family Trust Dated May 22, 2007 Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 21:14 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 376 | $20.14 | $7,572.64 |
DisclosureSEC source: 0001562180-19-003788 · primarydocument.xml · nonDerivative · entry 2 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 143,654 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · ownership.nature: Shares held by The Yerby Family Trust Dated May 22, 2007 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:15 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-003789 · primarydocument.xml · derivative · entry 6 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,590 Underlying: Common Stock · 1,500 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest as to 25% on the 12-month anniversary of vesting commencement date, and 1/36th of the balance of the shares vest each month thereafter, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:15 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 1,500 | $20.12 | $30,185.85 |
DisclosureSEC source: 0001562180-19-003789 · primarydocument.xml · nonDerivative · entry 4 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,273 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.84 to $20.56, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 18,469 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:15 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionCommon Stock | 1,500 | $4.32 | $6,480.00 |
DisclosureSEC source: 0001562180-19-003789 · primarydocument.xml · nonDerivative · entry 3 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,469 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 17:15 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,111 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001562180-19-003790 · primarydocument.xml · derivative · entry 6 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,111 shares Expires 2020-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on the vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 17:15 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionStock Option (right to buy) · Derivative | 13,889 | $0.00 Strike: $3.96 | $0.00 |
DisclosureSEC source: 0001562180-19-003790 · primarydocument.xml · derivative · entry 5 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,554 Underlying: Common Stock · 13,889 shares Expires 2023-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on the vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 17:15 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
SaleCommon Stock | 1,111 | $20.00 | $22,220.00 |
DisclosureSEC source: 0001562180-19-003790 · primarydocument.xml · nonDerivative · entry 4 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,049 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 17:15 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
SaleCommon Stock | 13,889 | $20.00 | $277,780.00 |
DisclosureSEC source: 0001562180-19-003790 · primarydocument.xml · nonDerivative · entry 3 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,160 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 17:15 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionCommon Stock | 13,889 | $3.96 | $55,000.44 |
DisclosureSEC source: 0001562180-19-003790 · primarydocument.xml · nonDerivative · entry 2 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 17:15 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionCommon Stock | 1,111 | $0.84 | $937.91 |
DisclosureSEC source: 0001562180-19-003790 · primarydocument.xml · nonDerivative · entry 1 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 21:15 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-003789 · primarydocument.xml · derivative · entry 5 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,090 Underlying: Common Stock · 900 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest as to 25% on the 12-month anniversary of vesting commencement date, and 1/36th of the balance of the shares vest each month thereafter, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 21:15 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 900 | $20.00 | $18,000.00 |
DisclosureSEC source: 0001562180-19-003789 · primarydocument.xml · nonDerivative · entry 2 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,273 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F1 · balance_after: Includes 18,469 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 21:15 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionCommon Stock | 900 | $4.32 | $3,888.00 |
DisclosureSEC source: 0001562180-19-003789 · primarydocument.xml · nonDerivative · entry 1 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,469 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 21:14 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 30,000 | $20.00 | $600,003.00 |
DisclosureSEC source: 0001562180-19-003788 · primarydocument.xml · nonDerivative · entry 1 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 144,030 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.015, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held by The Yerby Family Trust Dated May 22, 2007 Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 17:44 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,518 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-003671 · primarydocument.xml · derivative · entry 3 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,728 Underlying: Common Stock · 2,518 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest as to 25% on the 12-month anniversary of vesting commencement date, and 1/36th of the balance of the shares vest each month thereafter, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 17:44 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 2,518 | $17.92 | $45,114.75 |
DisclosureSEC source: 0001562180-19-003671 · primarydocument.xml · nonDerivative · entry 2 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,524 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.42 to $18.25, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes 25,078 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 17:44 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 2,518 | $4.32 | $10,877.76 |
DisclosureSEC source: 0001562180-19-003671 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 25,078 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 21:34 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 4,433 | $17.66 | $78,269.05 |
DisclosureSEC source: 0001562180-19-003594 · primarydocument.xml · nonDerivative · entry 2 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 174,030 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.55 to $17.90, inclusive. F3 · ownership.nature: Shares held by The Yerby Family Trust Dated May 22, 2007 Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:34 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 5,700 | $17.41 | $99,259.80 |
DisclosureSEC source: 0001562180-19-003594 · primarydocument.xml · nonDerivative · entry 1 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 178,463 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.22 to $17.60, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes. F3 · ownership.nature: Shares held by The Yerby Family Trust Dated May 22, 2007 Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 22:36 UTC |
Davis Timothy E JRDirector
|
GrantStock Options (Right to buy) · Derivative | 15,741 | $0.00 Strike: $17.72 | $0.00 |
DisclosureSEC source: 0001562180-19-003566 · primarydocument.xml · derivative · entry 1 Davis Timothy E JR · CIK 0001492082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,741 Underlying: Common Stock · 15,741 shares Expires 2029-06-12 F1 · derivative.exercise_date: The shares subject to the option will vest in a series of 12 equal monthly increments over the one-year period following the Vesting Commencement Date, such that the option will be fully vested on the first anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors on each such applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 22:37 UTC |
Valentine KeithDirector
|
GrantStock Options (Right to buy) · Derivative | 15,741 | $0.00 Strike: $17.72 | $0.00 |
DisclosureSEC source: 0001562180-19-003569 · primarydocument.xml · derivative · entry 1 Valentine Keith · CIK 0001289408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,741 Underlying: Common Stock · 15,741 shares Expires 2029-06-12 F1 · derivative.exercise_date: The shares subject to the option will vest in a series of 12 equal monthly increments over the one-year period following the Vesting Commencement Date, such that the option will be fully vested on the first anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors on each such applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 23:41 UTC |
Foley Mark JDirector
|
GrantStock Options (Right to buy) · Derivative | 26,236 | $0.00 Strike: $17.72 | $0.00 |
DisclosureSEC source: 0001562180-19-003577 · primarydocument.xml · derivative · entry 1 Foley Mark J · CIK 0001529196 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,236 Underlying: Common Stock · 26,236 shares Expires 2029-06-12 F1 · derivative.exercise_date: The shares subject to the option will vest in a series of 36 equal monthly increments over three years starting on the Vesting Commencement Date, such that the shares subject to the option will be fully vested on the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors on each applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 23:41 UTC |
Donigan Heyward RDirector
|
GrantStock Options (Right to buy) · Derivative | 26,236 | $0.00 Strike: $17.72 | $0.00 |
DisclosureSEC source: 0001562180-19-003576 · primarydocument.xml · derivative · entry 1 Donigan Heyward R · CIK 0001602546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,236 Underlying: Common Stock · 26,236 shares Expires 2029-06-12 F1 · derivative.exercise_date: The shares subject to the option will vest in a series of 36 equal monthly increments over three years starting on the Vesting Commencement Date, such that the shares subject to the option will be fully vested on the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors on each applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 22:37 UTC |
Freund John GordonDirector · 10% owner
|
GrantStock Options (Right to buy) · Derivative | 15,741 | $0.00 Strike: $17.72 | $0.00 |
DisclosureSEC source: 0001562180-19-003570 · primarydocument.xml · derivative · entry 1 Freund John Gordon · CIK 0001296771 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,741 Underlying: Common Stock · 15,741 shares Expires 2029-06-12 F1 · derivative.exercise_date: The shares subject to the option will vest in a series of 12 equal monthly increments over the one-year period following the Vesting Commencement Date, such that the option will be fully vested on the first anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors on each such applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 22:37 UTC |
Hinckley Greg KDirector
|
GrantStock Options (Right to buy) · Derivative | 15,741 | $0.00 Strike: $17.72 | $0.00 |
DisclosureSEC source: 0001562180-19-003567 · primarydocument.xml · derivative · entry 1 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,741 Underlying: Common Stock · 15,741 shares Expires 2029-06-12 F1 · derivative.exercise_date: The shares subject to the option will vest in a series of 12 equal monthly increments over the one-year period following the Vesting Commencement Date, such that the option will be fully vested on the first anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors on each such applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 22:37 UTC |
Licitra Karen ADirector
|
GrantStock Options (Right to buy) · Derivative | 15,741 | $0.00 Strike: $17.72 | $0.00 |
DisclosureSEC source: 0001562180-19-003568 · primarydocument.xml · derivative · entry 1 Licitra Karen A · CIK 0001754757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,741 Underlying: Common Stock · 15,741 shares Expires 2029-06-12 F1 · derivative.exercise_date: The shares subject to the option will vest in a series of 12 equal monthly increments over the one-year period following the Vesting Commencement Date, such that the option will be fully vested on the first anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors on each such applicable vesting date. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 20:40 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-003510 · primarydocument.xml · derivative · entry 3 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,990 Underlying: Common Stock · 200 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest as to 25% on the 12-month anniversary of vesting commencement date, and 1/36th of the balance of the shares vest each month thereafter, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 20:40 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 200 | $18.00 | $3,600.00 |
DisclosureSEC source: 0001562180-19-003510 · primarydocument.xml · nonDerivative · entry 2 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,273 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F1 · balance_after: Includes 18,469 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 20:40 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionCommon Stock | 200 | $4.32 | $864.00 |
DisclosureSEC source: 0001562180-19-003510 · primarydocument.xml · nonDerivative · entry 1 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,469 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:51 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 648 | $17.19 | $11,139.12 |
DisclosureSEC source: 0001562180-19-003442 · primarydocument.xml · nonDerivative · entry 1 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,960 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:24 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 376 | $16.62 | $6,249.12 |
DisclosureSEC source: 0001562180-19-003340 · primarydocument.xml · nonDerivative · entry 1 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,608 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:23 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionStock Options (Right to buy) · Derivative | 1,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-003339 · primarydocument.xml · derivative · entry 3 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,190 Underlying: Common Stock · 1,000 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest as to 25% on the 12-month anniversary of vesting commencement date, and 1/36th of the balance of the shares vest each month thereafter, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:23 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 1,000 | $16.62 | $16,620.00 |
DisclosureSEC source: 0001562180-19-003339 · primarydocument.xml · nonDerivative · entry 2 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,273 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F1 · balance_after: Includes 18,469 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.