Last 12 months
Inside the activity.
0 purchase rows · 106 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 19 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 24 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 12 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 8 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2020 Filed Jan 16, 2020 21:40 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-20-000394 · primarydocument.xml · derivative · entry 4 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,038 Underlying: Common Stock · 3,000 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:40 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
SaleCommon Stock | 3,000 | $21.72 | $65,145.00 |
DisclosureSEC source: 0001562180-20-000394 · primarydocument.xml · nonDerivative · entry 2 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,013 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.25 to $22.15, inclusive. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 21:40 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 3,000 | $4.32 | $12,960.00 |
DisclosureSEC source: 0001562180-20-000394 · primarydocument.xml · nonDerivative · entry 1 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 22:08 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 20,000 | $21.55 | $430,992.00 |
DisclosureSEC source: 0001562180-20-000373 · primarydocument.xml · nonDerivative · entry 1 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 407,540 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.07 to $22.02, inclusive. F3 · ownership.nature: Shares held by The Jeffrey W. Dunn Living Trust Dated May 17, 2012. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 20:51 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
GrantCommon Stock | 144,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000264 · primarydocument.xml · nonDerivative · entry 1 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,547 F1 · shares: Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. The shares subject to the restricted stock unit will be vesting over four years beginning on January 1, 2020 and will be released in quarterly installments commencing on May 15, 2020, subject to the Reporting Person's continued service through each relevant vesting date. F2 · balance_after: Includes 216,797 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 15:52 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
GrantCommon Stock | 32,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000266 · primarydocument.xml · nonDerivative · entry 1 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,170 F1 · shares: Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. The shares subject to the restricted stock unit will be vesting over four years beginning on January 1, 2020 and will be released in quarterly installments commencing on May 15, 2020, subject to the Reporting Person's continued service through each relevant vesting date. F2 · balance_after: Includes 40,717 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 20:52 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
GrantCommon Stock | 32,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000267 · primarydocument.xml · nonDerivative · entry 1 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,013 F1 · shares: Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. The shares subject to the restricted stock unit will be vesting over four years beginning on January 1, 2020 and will be released in quarterly installments commencing on May 15, 2020, subject to the Reporting Person's continued service through each relevant vesting date. F2 · balance_after: Includes 41,692 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 20:51 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
GrantCommon Stock | 54,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000265 · primarydocument.xml · nonDerivative · entry 1 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,968 F1 · shares: Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. The shares subject to the restricted stock unit will be vesting over four years beginning on January 1, 2020 and will be released in quarterly installments commencing on May 15, 2020, subject to the Reporting Person's continued service through each relevant vesting date. F2 · balance_after: Includes 70,056 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 20:51 UTC |
FRANCIS LAURAChief Financial Officer
|
GrantCommon Stock | 54,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000263 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,375 F1 · shares: Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. The shares subject to the restricted stock unit will be vesting over four years beginning on January 1, 2020 and will be released in quarterly installments commencing on May 15, 2020, subject to the Reporting Person's continued service through each relevant vesting date. F2 · balance_after: Includes 93,176 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:10 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $3.96 | $0.00 |
DisclosureSEC source: 0001562180-19-006154 · primarydocument.xml · derivative · entry 9 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,554 Underlying: Common Stock · 5,000 shares Expires 2023-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:10 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
SaleCommon Stock | 5,000 | $20.00 | $100,000.00 |
DisclosureSEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 6 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,740 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · balance_after: Includes 8,287 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 16:10 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionCommon Stock | 5,000 | $3.96 | $19,800.00 |
DisclosureSEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 5 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:56 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-006175 · primarydocument.xml · derivative · entry 3 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,190 Underlying: Common Stock · 3,000 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:56 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 3,000 | $20.05 | $60,148.80 |
DisclosureSEC source: 0001562180-19-006175 · primarydocument.xml · nonDerivative · entry 2 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,918 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.63 to $20.41, inclusive. F3 · balance_after: Includes 16,006 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:56 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionCommon Stock | 3,000 | $4.32 | $12,960.00 |
DisclosureSEC source: 0001562180-19-006175 · primarydocument.xml · nonDerivative · entry 1 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:10 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $3.96 | $0.00 |
DisclosureSEC source: 0001562180-19-006154 · primarydocument.xml · derivative · entry 8 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,554 Underlying: Common Stock · 5,000 shares Expires 2023-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:10 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $3.96 | $0.00 |
DisclosureSEC source: 0001562180-19-006154 · primarydocument.xml · derivative · entry 7 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,554 Underlying: Common Stock · 5,000 shares Expires 2023-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:10 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
SaleCommon Stock | 5,000 | $20.00 | $100,000.00 |
DisclosureSEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 4 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,740 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:10 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
SaleCommon Stock | 5,000 | $20.06 | $100,282.00 |
DisclosureSEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 3 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,740 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.26, inclusive. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:10 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionCommon Stock | 5,000 | $3.96 | $19,800.00 |
DisclosureSEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 2 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:10 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
Exercise / conversionCommon Stock | 5,000 | $3.96 | $19,800.00 |
DisclosureSEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 1 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:10 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-006155 · primarydocument.xml · derivative · entry 3 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,038 Underlying: Common Stock · 3,000 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:10 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
SaleCommon Stock | 3,000 | $20.00 | $60,000.00 |
DisclosureSEC source: 0001562180-19-006155 · primarydocument.xml · nonDerivative · entry 2 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,583 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · balance_after: Includes 9,262 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:10 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 3,000 | $4.32 | $12,960.00 |
DisclosureSEC source: 0001562180-19-006155 · primarydocument.xml · nonDerivative · entry 1 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:24 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Options (Right to buy) · Derivative | 1,289 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-006102 · primarydocument.xml · derivative · entry 7 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,656 Underlying: Common Stock · 1,289 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:24 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,265 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-006102 · primarydocument.xml · derivative · entry 6 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,945 Underlying: Common Stock · 6,265 shares Expires 2025-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on May 26, 2015, subject to Reporting Person's continued service through each relevant vesting date. The shares subject to this option may be exercised prior to vesting, subject to Issuer's right to repurchase. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:24 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 2,242 | $19.04 | $42,683.20 |
DisclosureSEC source: 0001562180-19-006102 · primarydocument.xml · nonDerivative · entry 5 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,325 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.00 to $19.21, inclusive. F3 · balance_after: Includes 39,126 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:24 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 6,265 | $19.04 | $119,273.07 |
DisclosureSEC source: 0001562180-19-006102 · primarydocument.xml · nonDerivative · entry 4 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,567 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.00 to $19.21, inclusive. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:24 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 1,289 | $19.04 | $24,539.98 |
DisclosureSEC source: 0001562180-19-006102 · primarydocument.xml · nonDerivative · entry 3 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,832 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.00 to $19.21, inclusive. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:24 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 1,289 | $4.32 | $5,568.48 |
DisclosureSEC source: 0001562180-19-006102 · primarydocument.xml · nonDerivative · entry 2 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:24 UTC |
FRANCIS LAURAChief Financial Officer
|
Exercise / conversionCommon Stock | 6,265 | $4.32 | $27,064.80 |
DisclosureSEC source: 0001562180-19-006102 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 22:25 UTC |
HILLEMAN JERYL LDirector
|
GrantStock Options (Right to buy) · Derivative | 26,236 | $0.00 Strike: $17.31 | $0.00 |
DisclosureSEC source: 0001562180-19-005865 · primarydocument.xml · derivative · entry 1 HILLEMAN JERYL L · CIK 0001216628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,236 Underlying: Common Stock · 26,236 shares Expires 2029-12-02 F1 · derivative.exercise_date: The shares subject to the option will vest in a series of 12 equal monthly increments over the one-year period following the Vesting Commencement Date, such that the option will be fully vested on the first anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Issuer's Board of Directors on such applicable vesting date. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 23:49 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
SaleCommon Stock | 1,254 | $17.54 | $22,000.30 |
DisclosureSEC source: 0001562180-19-005619 · primarydocument.xml · nonDerivative · entry 1 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,583 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · shares: Shares purchased pursuant to the SI-BONE, Inc. 2018 Employee Stock Purchase Plan on November 15, 2019 F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.48 to $17.64, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 9,262 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 23:49 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 1,078 | $17.54 | $18,910.60 |
DisclosureSEC source: 0001562180-19-005618 · primarydocument.xml · nonDerivative · entry 4 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,567 F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F3 · shares: Shares purchased pursuant to the SI-BONE, Inc. 2018 Employee Stock Purchase Plan on November 15, 2019 F4 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.49 to $17.64, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: Includes 39,126 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 23:49 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 457 | $17.46 | $7,979.54 |
DisclosureSEC source: 0001562180-19-005618 · primarydocument.xml · nonDerivative · entry 3 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,567 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 23:49 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 437 | $17.46 | $7,630.33 |
DisclosureSEC source: 0001562180-19-005618 · primarydocument.xml · nonDerivative · entry 2 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,024 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 23:49 UTC |
FRANCIS LAURAChief Financial Officer
|
SaleCommon Stock | 578 | $17.46 | $10,092.28 |
DisclosureSEC source: 0001562180-19-005618 · primarydocument.xml · nonDerivative · entry 1 FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,461 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 22:12 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 37,400 | $19.17 | $717,025.32 |
DisclosureSEC source: 0001562180-19-005378 · primarydocument.xml · nonDerivative · entry 2 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 427,540 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F4 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.00 to $19.28, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held by The Jeffrey W. Dunn Living Trust Dated May 17, 2012. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:46 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 400 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-005342 · primarydocument.xml · derivative · entry 6 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,190 Underlying: Common Stock · 200 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:46 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 400 | $18.00 | $7,200.00 |
DisclosureSEC source: 0001562180-19-005342 · primarydocument.xml · nonDerivative · entry 4 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,918 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · balance_after: Includes 16,006 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:46 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionCommon Stock | 400 | $4.32 | $1,728.00 |
DisclosureSEC source: 0001562180-19-005342 · primarydocument.xml · nonDerivative · entry 3 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:12 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 2,600 | $19.01 | $49,414.04 |
DisclosureSEC source: 0001562180-19-005378 · primarydocument.xml · nonDerivative · entry 1 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 464,940 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.00 to $19.01, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held by The Jeffrey W. Dunn Living Trust Dated May 17, 2012. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:46 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001562180-19-005342 · primarydocument.xml · derivative · entry 5 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,590 Underlying: Common Stock · 1,000 shares Expires 2026-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:46 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
SaleCommon Stock | 1,000 | $16.51 | $16,510.00 |
DisclosureSEC source: 0001562180-19-005342 · primarydocument.xml · nonDerivative · entry 2 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,918 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:46 UTC |
RECUPERO ANTHONY JChief Commercial Officer
|
Exercise / conversionCommon Stock | 1,000 | $4.32 | $4,320.00 |
DisclosureSEC source: 0001562180-19-005342 · primarydocument.xml · nonDerivative · entry 1 RECUPERO ANTHONY J · CIK 0001210230 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2019 Filed Oct 18, 2019 20:44 UTC |
DUNN JEFFREY WDirector · Chairman, President & CEO
|
SaleCommon Stock | 5,775 | $15.57 | $89,925.41 |
DisclosureSEC source: 0001562180-19-005189 · primarydocument.xml · nonDerivative · entry 2 DUNN JEFFREY W · CIK 0001035986 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,747 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 71,997 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 22:26 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 11,383 | $15.65 | $178,109.80 |
DisclosureSEC source: 0001562180-19-005181 · primarydocument.xml · nonDerivative · entry 3 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,396 F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan. F5 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $15.37 to $16.12, inclusive. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 22:26 UTC |
Yerby Scott AChief Technology Officer
|
SaleCommon Stock | 222 | $15.82 | $3,512.26 |
DisclosureSEC source: 0001562180-19-005181 · primarydocument.xml · nonDerivative · entry 2 Yerby Scott A · CIK 0001754756 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,545 F3 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · balance_after: Includes 8,287 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 20:44 UTC |
PISETSKY MICHAEL A.GC & Chief Compliance Officer
|
SaleCommon Stock | 248 | $15.82 | $3,923.61 |
DisclosureSEC source: 0001562180-19-005191 · primarydocument.xml · nonDerivative · entry 1 Pisetsky Michael A · CIK 0001754765 · GC & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,583 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 9,262 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 16:45 UTC |
Reckling W CarltonCMO and VP, Medical Affairs
|
SaleCommon Stock | 156 | $15.82 | $2,468.08 |
DisclosureSEC source: 0001562180-19-005192 · primarydocument.xml · nonDerivative · entry 1 Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,740 F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · balance_after: Includes 8,287 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. It also includes 2,000 shares purchased pursuant to the SI-BONE, Inc. 2018 Employee Stock Purchase Plan on May 15, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.