SHFS

SEC source: 0001868205-22-000002 · primary_doc.xml · nonDerivative · entry 1

5AK, LLC · CIK 0001868205 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,363,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 2,835,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

F2 · balance_after: This Form 3 is being filed by 5AK, LLC, the sponsor of the issuer (the "Sponsor"). John Darwin and Joshua Mann, the issuer's directors, are each a control person of the member and manager of the Sponsor, Luminous Capital Inc. Each of Messrs. Darwin and Mann may be deemed to beneficially own shares held by the Sponsor by virtue of each individual's control over the Sponsor. Messrs. Darwin and Mann each disclaims beneficial ownership of the shares of the issuer's Class B common stock held by the Sponsor, except to the extent of his respective pecuniary interest

SEC source: 0001617726-22-000001 · primary_doc.xml · derivative · entry 2

Fameree Chris · CIK 0001617726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

F1 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

SEC source: 0001617726-22-000001 · primary_doc.xml · nonDerivative · entry 1

Fameree Chris · CIK 0001617726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

SEC source: 0001868575-22-000002 · primary_doc.xml · derivative · entry 2

Summers Jonathan · CIK 0001868575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

F1 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

SEC source: 0001868575-22-000002 · primary_doc.xml · nonDerivative · entry 1

Summers Jonathan · CIK 0001868575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.

SEC source: 0001493152-22-018342 · ownership.xml · nonDerivative · entry 1

BOOTHBAY FUND MANAGEMENT, LLC · CIK 0001549230 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · balance_after: The Class A Common Stock (the "Shares") are held by one or more private funds (the "Funds"), which are managed by Boothbay Fund Management, LLC (the "Adviser"). Ari Glass is the Managing Member of the Adviser. Certain subadvisors (the "Subadvisors") have been delegated the authority to act on behalf of the Funds, including the exclusive authority to vote and/or direct the disposition of certain Shares held by the Funds, and such Shares may be reported in regulatory filings made by such Subadvisors. However, this report is being made to the extent that, for the purposes of Reg. Section 240.13d-3, the reporting persons herein are deemed to beneficially own 0 Shares, or 0.00% of the 12,028,175 Shares that were issued and outstanding as of May 16, 2022, as disclosed in the Issuer's Form 10-Q, as filed with the SEC on May 16, 2022.

F2 · balance_after: This report shall not be deemed an admission that the Adviser, the Funds or any other person is the beneficial owner of the securities reported herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the reporting persons herein disclaims beneficial ownership of the Shares reported herein except to the extent of the reporting person's pecuniary interest therein.

F1 · ownership.nature: The Class A Common Stock (the "Shares") are held by one or more private funds (the "Funds"), which are managed by Boothbay Fund Management, LLC (the "Adviser"). Ari Glass is the Managing Member of the Adviser. Certain subadvisors (the "Subadvisors") have been delegated the authority to act on behalf of the Funds, including the exclusive authority to vote and/or direct the disposition of certain Shares held by the Funds, and such Shares may be reported in regulatory filings made by such Subadvisors. However, this report is being made to the extent that, for the purposes of Reg. Section 240.13d-3, the reporting persons herein are deemed to beneficially own 0 Shares, or 0.00% of the 12,028,175 Shares that were issued and outstanding as of May 16, 2022, as disclosed in the Issuer's Form 10-Q, as filed with the SEC on May 16, 2022.

F2 · ownership.nature: This report shall not be deemed an admission that the Adviser, the Funds or any other person is the beneficial owner of the securities reported herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the reporting persons herein disclaims beneficial ownership of the Shares reported herein except to the extent of the reporting person's pecuniary interest therein.