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OTC · USD

SGRP

SPAR Group, Inc.

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7681
SEC CIK
0001004989
Parsed reports
219

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2022 Filed Feb 7, 2023 21:17 UTC
BROWN ROBERT G/Director · 10% owner
GrantSeries B Preferred Stock, $.01 par value · Derivative 600,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002695 · rdgdoc.xml · derivative · entry 4

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Series B Preferred Stock, $.01 par value · 600,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F7 · shares: Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · price: Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F8 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F9 · derivative.expiration_date: Not applicable.

F6 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

Read SEC document
January 28, 2022 Filed Feb 7, 2023 21:17 UTC
BROWN ROBERT G/Director · 10% owner
Exercise / conversionCommon Stock, $.01 par value 450,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002695 · rdgdoc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPAR Business Services, Inc. (SBS).

Disclosed balance after: 450,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F2 · balance_after: 450,000 shares of Common Stock held by SPAR Business Services, Inc. (SBS) are beneficially owned by Robert G. Brown. See Footnote 3.

F3 · ownership.nature: Robert G. Brown is a controlling officer/director and a significant stockholder of SPAR Business Services, Inc. (SBS).

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:38 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 88,107 $1.28 $112,776.96
Disclosure

SEC source: 0001090394-21-000003 · primary_doc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,618

Read SEC document
December 08, 2021 Filed Dec 13, 2021 21:38 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 11,893 $1.35 $16,055.55
Disclosure

SEC source: 0001090394-21-000003 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,879,725

Read SEC document
November 22, 2021 Filed Nov 24, 2021 19:42 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 17,143 $1.35 $23,143.05
Disclosure

SEC source: 0001437749-21-027370 · rdgdoc.xml · nonDerivative · entry 3

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927,084

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 19:42 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 13,310 $1.37 $18,234.70
Disclosure

SEC source: 0001437749-21-027370 · rdgdoc.xml · nonDerivative · entry 2

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,944,227

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

Read SEC document
November 18, 2021 Filed Nov 24, 2021 19:42 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 18,776 $1.40 $26,286.40
Disclosure

SEC source: 0001437749-21-027370 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,957,537

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 20:07 UTC
BELZER KORIGlobal Chief Operating Officer
SaleCommon Stock, $.01 par value 2,100 $1.69 $3,549.00
Disclosure

SEC source: 0001437749-21-021917 · rdgdoc.xml · nonDerivative · entry 2

BELZER KORI · CIK 0001282874 · Global Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727

Read SEC document
September 09, 2021 Filed Sep 10, 2021 17:30 UTC
DeVriese FayChief Financial Officer
SaleCommon Stock, $.01 par value 14,670 $1.67 $24,498.90
Disclosure

SEC source: 0001437749-21-021900 · rdgdoc.xml · nonDerivative · entry 1

DeVriese Fay · CIK 0001840907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Read SEC document
September 08, 2021 Filed Sep 10, 2021 20:07 UTC
BELZER KORIGlobal Chief Operating Officer
SaleCommon Stock, $.01 par value 2,846 $1.70 $4,838.20
Disclosure

SEC source: 0001437749-21-021917 · rdgdoc.xml · nonDerivative · entry 1

BELZER KORI · CIK 0001282874 · Global Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,827

Read SEC document
September 07, 2021 Filed Sep 9, 2021 17:05 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 27,578 $1.74 $47,985.72
Disclosure

SEC source: 0001437749-21-021777 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,976,313

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 20:49 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 50,000 $1.70 $85,000.00
Disclosure

SEC source: 0001437749-21-021574 · rdgdoc.xml · nonDerivative · entry 2

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,003,891

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

Read SEC document
September 02, 2021 Filed Sep 8, 2021 20:31 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 90,153 $1.65 $148,752.45
Disclosure

SEC source: 0001437749-21-021679 · rdgdoc.xml · nonDerivative · entry 5

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,891,618

Read SEC document
September 02, 2021 Filed Sep 9, 2021 17:11 UTC
BELZER KORIGlobal Chief Operating Officer
Exercise / conversionOption to buy Common Stock · Derivative 6,250 $0.64 Strike: $0.64 $4,000.00
Disclosure

SEC source: 0001437749-21-021779 · rdgdoc.xml · derivative · entry 2

BELZER KORI · CIK 0001282874 · Global Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,750

Underlying: Common Stock, $.01 par value · 6,250 shares

Expires 2029-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 9, 2021 17:11 UTC
BELZER KORIGlobal Chief Operating Officer
Exercise / conversionCommon Stock, $.01 par value 2,827 $0.64 $1,809.28
Disclosure

SEC source: 0001437749-21-021779 · rdgdoc.xml · nonDerivative · entry 1

BELZER KORI · CIK 0001282874 · Global Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares the result of a cashless exercise of 6,250 options on September 2, 2021.

Read SEC document
September 01, 2021 Filed Sep 7, 2021 20:49 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 21,453 $1.54 $33,037.62
Disclosure

SEC source: 0001437749-21-021574 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,053,891

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

Read SEC document
September 01, 2021 Filed Sep 8, 2021 20:31 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 55,272 $1.56 $86,224.32
Disclosure

SEC source: 0001437749-21-021679 · rdgdoc.xml · nonDerivative · entry 4

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,981,771

Read SEC document
August 31, 2021 Filed Sep 2, 2021 17:33 UTC
DeVriese FayChief Financial Officer
Exercise / conversionOption to buy Common Stock · Derivative 50,000 $0.85 Strike: $0.85 $42,500.00
Disclosure

SEC source: 0001437749-21-021373 · rdgdoc.xml · derivative · entry 2

DeVriese Fay · CIK 0001840907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock, $.01 par value · 50,000 shares

Expires 2031-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 17:33 UTC
DeVriese FayChief Financial Officer
Exercise / conversionCommon Stock, $.01 par value 14,672 $0.85 $12,471.20
Disclosure

SEC source: 0001437749-21-021373 · rdgdoc.xml · nonDerivative · entry 1

DeVriese Fay · CIK 0001840907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares the result of a cashless exercise of 50,000 options on August 31, 2021.

Read SEC document
August 31, 2021 Filed Sep 8, 2021 20:31 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 7,213 $1.62 $11,685.06
Disclosure

SEC source: 0001437749-21-021679 · rdgdoc.xml · nonDerivative · entry 3

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,037,043

Read SEC document
August 30, 2021 Filed Sep 8, 2021 20:31 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 25,400 $1.61 $40,894.00
Disclosure

SEC source: 0001437749-21-021679 · rdgdoc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,044,256

Read SEC document
August 27, 2021 Filed Aug 31, 2021 12:46 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 45,000 $1.65 $74,250.00
Disclosure

SEC source: 0001437749-21-021226 · rdgdoc.xml · nonDerivative · entry 2

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,075,344

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

Read SEC document
August 26, 2021 Filed Aug 31, 2021 12:46 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 2,491 $1.70 $4,234.70
Disclosure

SEC source: 0001437749-21-021226 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,120,344

Read SEC document
August 26, 2021 Filed Sep 8, 2021 20:31 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 21,962 $1.71 $37,555.02
Disclosure

SEC source: 0001437749-21-021679 · rdgdoc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,069,656

Read SEC document
August 12, 2021 Filed Sep 23, 2022 18:50 UTC
BELZER KORIGlobal Chief Operating Officer
GrantRestricted Stock Units, Based on Common Stock $.01 Par Value · Derivative 24,862 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-022971 · rdgdoc.xml · derivative · entry 1

BELZER KORI · CIK 0001282874 · Global Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,862

Underlying: Common Stock, $.01 par value · 24,862 shares

Expires not disclosed

F1 · derivative.exercise_price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · derivative.exercise_price: There was no conversion price to be paid.

F1 · price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · price: There was no conversion price to be paid.

F1 · derivative.exercise_date: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
August 12, 2021 Filed Oct 17, 2022 18:24 UTC
DeVriese FayChief Financial Officer
GrantRestricted Stock Units, Based on Common Stock $.01 Par Value · Derivative 24,862 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-024227 · rdgdoc.xml · derivative · entry 1

DeVriese Fay · CIK 0001840907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,862

Underlying: Common Stock, $.01 par value · 24,862 shares

Expires not disclosed

F1 · derivative.exercise_price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · derivative.exercise_price: There was no conversion price to be paid.

F1 · price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · price: There was no conversion price to be paid.

F1 · derivative.exercise_date: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
August 10, 2021 Filed Aug 16, 2021 20:23 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 52,632 $1.93 $101,579.76
Disclosure

SEC source: 0001437749-21-020175 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,122,835

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 18:26 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 11,695 $1.52 $17,776.40
Disclosure

SEC source: 0001090394-21-000001 · primary_doc.xml · nonDerivative · entry 3

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,091,618

Read SEC document
June 08, 2021 Filed Jun 11, 2021 15:45 UTC Amendment
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 11,695 $1.52 $17,776.40
Disclosure

SEC source: 0001090394-21-000002 · primary_doc.xml · nonDerivative · entry 3

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,091,618

Read SEC document
June 03, 2021 Filed Jun 4, 2021 16:55 UTC
BELZER KORIChief Operations Officer
SaleCommon Stock, $.01 par value 3,370 $1.39 $4,684.30
Disclosure

SEC source: 0001437749-21-014152 · rdgdoc.xml · nonDerivative · entry 2

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846

Read SEC document
June 03, 2021 Filed Jun 4, 2021 16:55 UTC
BELZER KORIChief Operations Officer
SaleCommon Stock, $.01 par value 24,593 $1.44 $35,413.92
Disclosure

SEC source: 0001437749-21-014152 · rdgdoc.xml · nonDerivative · entry 1

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,216

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:41 UTC
BELZER KORIChief Operations Officer
SaleCommon Stock, $.01 par value 144 $1.56 $224.64
Disclosure

SEC source: 0001437749-21-014088 · rdgdoc.xml · nonDerivative · entry 2

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,809

Read SEC document
June 02, 2021 Filed Jun 9, 2021 18:26 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 32,883 $1.50 $49,324.50
Disclosure

SEC source: 0001090394-21-000001 · primary_doc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,103,613

Read SEC document
June 02, 2021 Filed Jun 11, 2021 15:45 UTC Amendment
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 32,883 $1.50 $49,324.50
Disclosure

SEC source: 0001090394-21-000002 · primary_doc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,103,613

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:41 UTC
BELZER KORIChief Operations Officer
SaleCommon Stock, $.01 par value 1,893 $1.56 $2,953.08
Disclosure

SEC source: 0001437749-21-014088 · rdgdoc.xml · nonDerivative · entry 1

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,953

Read SEC document
June 01, 2021 Filed Jun 9, 2021 18:26 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 20,422 $1.55 $31,654.10
Disclosure

SEC source: 0001090394-21-000001 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,136,496

Read SEC document
June 01, 2021 Filed Jun 11, 2021 15:45 UTC Amendment
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 20,422 $1.55 $31,654.10
Disclosure

SEC source: 0001090394-21-000002 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,136,496

Read SEC document
May 27, 2021 Filed May 28, 2021 15:18 UTC SaleCommon Stock, $.01 par value 129,724 $1.54 $199,774.96
Disclosure

SEC source: 0001437749-21-013651 · rdgdoc.xml · nonDerivative · entry 2

Novgorodtsev Igor · CIK 0001814778 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 406,670

F1 · ownership.nature: Beneficially owned through Lares Capital, LLC.

Read SEC document
May 26, 2021 Filed May 28, 2021 15:18 UTC SaleCommon Stock, $.01 par value 33,868 $1.58 $53,511.44
Disclosure

SEC source: 0001437749-21-013651 · rdgdoc.xml · nonDerivative · entry 1

Novgorodtsev Igor · CIK 0001814778 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 536,394

F1 · ownership.nature: Beneficially owned through Lares Capital, LLC.

Read SEC document
May 20, 2021 Filed May 21, 2021 15:54 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 50,000 $1.61 $80,500.00
Disclosure

SEC source: 0001437749-21-013022 · rdgdoc.xml · nonDerivative · entry 4

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175,467

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

Read SEC document
May 19, 2021 Filed May 21, 2021 15:54 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 3,226 $1.66 $5,355.16
Disclosure

SEC source: 0001437749-21-013022 · rdgdoc.xml · nonDerivative · entry 3

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,225,467

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

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May 18, 2021 Filed May 21, 2021 15:54 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 30,000 $1.70 $51,000.00
Disclosure

SEC source: 0001437749-21-013022 · rdgdoc.xml · nonDerivative · entry 2

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,228,693

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

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May 17, 2021 Filed May 21, 2021 15:54 UTC
BARTELS WILLIAM HDirector · 10% owner
SaleCommon Stock, $.01 par value 30,000 $1.71 $51,300.00
Disclosure

SEC source: 0001437749-21-013022 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,258,693

F1 · balance_after: Includes 557,128 shares indirectly owned through benefit plans and trusts.

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April 12, 2021 Filed Apr 13, 2021 21:35 UTC
Adolph Steven JayPresident, International
Exercise / conversionOption to buy Common Stock · Derivative 5,000 $0.64 Strike: $0.64 $3,200.00
Disclosure

SEC source: 0001437749-21-008852 · rdgdoc.xml · derivative · entry 2

Adolph Steven Jay · CIK 0001524892 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock, $.01 par value · 5,000 shares

Expires 2029-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 12, 2021 Filed Apr 13, 2021 21:35 UTC
Adolph Steven JayPresident, International
Exercise / conversionCommon Stock, $.01 par value 2,466 $0.64 $1,578.24
Disclosure

SEC source: 0001437749-21-008852 · rdgdoc.xml · nonDerivative · entry 1

Adolph Steven Jay · CIK 0001524892 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares the result of cashless exercise of 5,000 options on April 12, 2021.

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February 19, 2021 Filed Feb 23, 2021 18:16 UTC
BELZER KORIChief Operations Officer
Exercise / conversionOption to buy Common Stock · Derivative 35,000 $1.09 Strike: $1.09 $38,150.00
Disclosure

SEC source: 0001437749-21-003741 · rdgdoc.xml · derivative · entry 3

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock, $.01 par value · 35,000 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 18:16 UTC
BELZER KORIChief Operations Officer
Exercise / conversionOption to buy Common Stock · Derivative 25,000 $0.92 Strike: $0.92 $23,000.00
Disclosure

SEC source: 0001437749-21-003741 · rdgdoc.xml · derivative · entry 2

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock, $.01 par value · 25,000 shares

Expires 2026-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 18:16 UTC
BELZER KORIChief Operations Officer
Exercise / conversionCommon Stock, $.01 par value 17,381 $1.02 $17,728.62
Disclosure

SEC source: 0001437749-21-003741 · rdgdoc.xml · nonDerivative · entry 1

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares the result of a cashless exercise of 60,000 options on February 19, 2021.

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February 19, 2021 Filed Jun 3, 2021 20:36 UTC Amendment
BELZER KORIChief Operations Officer
Exercise / conversionOption to buy Common Stock · Derivative 35,000 $1.09 Strike: $1.09 $38,150.00
Disclosure

SEC source: 0001437749-21-014078 · rdgdoc.xml · derivative · entry 3

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock, $.01 par value · 35,000 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Jun 3, 2021 20:36 UTC Amendment
BELZER KORIChief Operations Officer
Exercise / conversionOption to buy Common Stock · Derivative 25,000 $0.92 Strike: $0.92 $23,000.00
Disclosure

SEC source: 0001437749-21-014078 · rdgdoc.xml · derivative · entry 2

BELZER KORI · CIK 0001282874 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock, $.01 par value · 25,000 shares

Expires 2026-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.