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OTC · USD

SGRP

SPAR Group, Inc.

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7681
SEC CIK
0001004989
Parsed reports
219

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2022 Filed Aug 26, 2022 22:03 UTC
SPAR Business Services IncAffiliated with Robert G Brown
SaleCommon Stock, $.01 par value 3,416 $1.27 $4,338.32
Disclosure

SEC source: 0001944320-22-000002 · primary_doc.xml · nonDerivative · entry 6

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,368

Read SEC document
August 25, 2022 Filed Aug 26, 2022 22:03 UTC
SPAR Business Services IncAffiliated with Robert G Brown
SaleCommon Stock, $.01 par value 753 $1.29 $971.37
Disclosure

SEC source: 0001944320-22-000002 · primary_doc.xml · nonDerivative · entry 5

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259,784

Read SEC document
August 24, 2022 Filed Aug 26, 2022 22:03 UTC
SPAR Business Services IncAffiliated with Robert G Brown
SaleCommon Stock, $.01 par value 3,550 $1.30 $4,615.00
Disclosure

SEC source: 0001944320-22-000002 · primary_doc.xml · nonDerivative · entry 4

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,537

Read SEC document
August 23, 2022 Filed Aug 26, 2022 22:03 UTC
SPAR Business Services IncAffiliated with Robert G Brown
SaleCommon Stock, $.01 par value 2,451 $1.30 $3,186.30
Disclosure

SEC source: 0001944320-22-000002 · primary_doc.xml · nonDerivative · entry 3

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264,087

Read SEC document
August 22, 2022 Filed Aug 26, 2022 22:03 UTC
SPAR Business Services IncAffiliated with Robert G Brown
SaleCommon Stock, $.01 par value 3,000 $1.30 $3,900.00
Disclosure

SEC source: 0001944320-22-000002 · primary_doc.xml · nonDerivative · entry 2

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,538

Read SEC document
August 19, 2022 Filed Aug 26, 2022 22:03 UTC
SPAR Business Services IncAffiliated with Robert G Brown
SaleCommon Stock, $.01 par value 1,000 $1.34 $1,340.00
Disclosure

SEC source: 0001944320-22-000002 · primary_doc.xml · nonDerivative · entry 1

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269,538

Read SEC document
August 12, 2022 Filed Oct 11, 2022 12:56 UTC
BELZER KORIGlobal Chief Operating Officer
ConversionRestricted Stock Units, Based on Common Stock $.01 Par Value · Derivative 8,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-023896 · rdgdoc.xml · derivative · entry 1

BELZER KORI · CIK 0001282874 · Global Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,575

Underlying: Common Stock, $.01 par value · 8,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · derivative.exercise_price: There was no conversion price to be paid.

F4 · derivative.exercise_price: On the date the RSU's vested and were replaced with common stock, the value was $1.25 per share.

F1 · price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · price: There was no conversion price to be paid.

F4 · price: On the date the RSU's vested and were replaced with common stock, the value was $1.25 per share.

F1 · derivative.exercise_date: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
August 12, 2022 Filed Oct 17, 2022 18:50 UTC
DeVriese FayChief Financial Officer
ConversionRestricted Stock Units, Based on Common Stock $.01 Par Value · Derivative 8,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-024231 · rdgdoc.xml · derivative · entry 1

DeVriese Fay · CIK 0001840907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,575

Underlying: Common Stock, $.01 par value · 8,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · derivative.exercise_price: There was no conversion price to be paid.

F4 · derivative.exercise_price: On the date the RSU's vested and were replaced with common stock, the value was $1.25 per share.

F1 · price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · price: There was no conversion price to be paid.

F4 · price: On the date the RSU's vested and were replaced with common stock, the value was $1.25 per share.

F1 · derivative.exercise_date: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
August 12, 2022 Filed Jun 7, 2024 12:33 UTC Amendment
BELZER KORIGlobal Chief Operating Officer
ConversionRestricted Stock Units, Based on Common Stock $.01 Par Value · Derivative 8,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-019540 · rdgdoc.xml · derivative · entry 2

BELZER KORI · CIK 0001282874 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,575

Underlying: Common Stock, $.01 par value · 8,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on October 11, 2022 to report transactions occurring on August 12, 2022. This Amendment adds Table I and the information in it, all of which is new. Other than changes in the footnotes, no change is being made to the information shown in Table II. However, this Amendment adds the definition of 2021 RSUs to Footnote 1, amends and restates Footnote 4, and adds the new Footnotes 5, 6, 7 and 8.

F1 · derivative.exercise_price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock (the "2021 RSUs"). The 2021 RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the 2021 RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · derivative.exercise_price: There was no conversion price to be paid.

F4 · derivative.exercise_price: The 2021 RSUs were issued based on a value of $1.25 per share. See Footnote 1 above.

F5 · derivative.exercise_price: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on October 11, 2022 to report transactions occurring on August 12, 2022. This Amendment adds Table I and the information in it, all of which is new. Other than changes in the footnotes, no change is being made to the information shown in Table II. However, this Amendment adds the definition of 2021 RSUs to Footnote 1, amends and restates Footnote 4, and adds the new Footnotes 5, 6, 7 and 8.

F6 · derivative.exercise_price: On August 12, 2022: having satisfied the applicable conditions (including the Reporting Person's continued employment by the Issuer at such time), 8,287 of the 2021 RSUs automatically vested and automatically converted and became payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than tax withholdings); and the Issuer elected in a letter to issue Common Stock in satisfaction of the vesting of those 2021 RSUs, giving rise to the Reporting Person's right to receive such Common Stock. Although the Reporting Person was entitled to receive 8,287 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy her tax withholding obligations by using a portion of those shares, and accordingly only 5,946 shares of the Issuer's Common Stock were issued to the Reporting Person under those vested 2021 RSUs.

F1 · price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock (the "2021 RSUs"). The 2021 RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the 2021 RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · price: There was no conversion price to be paid.

F4 · price: The 2021 RSUs were issued based on a value of $1.25 per share. See Footnote 1 above.

F5 · price: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on October 11, 2022 to report transactions occurring on August 12, 2022. This Amendment adds Table I and the information in it, all of which is new. Other than changes in the footnotes, no change is being made to the information shown in Table II. However, this Amendment adds the definition of 2021 RSUs to Footnote 1, amends and restates Footnote 4, and adds the new Footnotes 5, 6, 7 and 8.

F6 · price: On August 12, 2022: having satisfied the applicable conditions (including the Reporting Person's continued employment by the Issuer at such time), 8,287 of the 2021 RSUs automatically vested and automatically converted and became payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than tax withholdings); and the Issuer elected in a letter to issue Common Stock in satisfaction of the vesting of those 2021 RSUs, giving rise to the Reporting Person's right to receive such Common Stock. Although the Reporting Person was entitled to receive 8,287 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy her tax withholding obligations by using a portion of those shares, and accordingly only 5,946 shares of the Issuer's Common Stock were issued to the Reporting Person under those vested 2021 RSUs.

F1 · derivative.exercise_date: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock (the "2021 RSUs"). The 2021 RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the 2021 RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F6 · derivative.exercise_date: On August 12, 2022: having satisfied the applicable conditions (including the Reporting Person's continued employment by the Issuer at such time), 8,287 of the 2021 RSUs automatically vested and automatically converted and became payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than tax withholdings); and the Issuer elected in a letter to issue Common Stock in satisfaction of the vesting of those 2021 RSUs, giving rise to the Reporting Person's right to receive such Common Stock. Although the Reporting Person was entitled to receive 8,287 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy her tax withholding obligations by using a portion of those shares, and accordingly only 5,946 shares of the Issuer's Common Stock were issued to the Reporting Person under those vested 2021 RSUs.

F2 · derivative.expiration_date: Not applicable.

F7 · balance_after: On August 12, 2022, 16,575 of the 2021 RSUs remain unvested. 8,287 2021 RSU shares will vest on each of the second and third anniversaries of the 2021 RSU grant date, subject to certain conditions. See Footnote 1 above.

F8 · balance_after: This "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)" applies only to the remaining unvested 2021 RSU shares. It does not include any shares of the Issuer's Common Stock that the Reporting Person may acquire through her exercise of her outstanding options, which have been previously reported.

Read SEC document
August 12, 2022 Filed Jun 7, 2024 12:33 UTC Amendment
BELZER KORIGlobal Chief Operating Officer
Exercise / conversionCommon Stock, $.01 par value 5,946 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-019540 · rdgdoc.xml · nonDerivative · entry 1

BELZER KORI · CIK 0001282874 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock (the "2021 RSUs"). The 2021 RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the 2021 RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F5 · security: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on October 11, 2022 to report transactions occurring on August 12, 2022. This Amendment adds Table I and the information in it, all of which is new. Other than changes in the footnotes, no change is being made to the information shown in Table II. However, this Amendment adds the definition of 2021 RSUs to Footnote 1, amends and restates Footnote 4, and adds the new Footnotes 5, 6, 7 and 8.

F6 · security: On August 12, 2022: having satisfied the applicable conditions (including the Reporting Person's continued employment by the Issuer at such time), 8,287 of the 2021 RSUs automatically vested and automatically converted and became payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than tax withholdings); and the Issuer elected in a letter to issue Common Stock in satisfaction of the vesting of those 2021 RSUs, giving rise to the Reporting Person's right to receive such Common Stock. Although the Reporting Person was entitled to receive 8,287 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy her tax withholding obligations by using a portion of those shares, and accordingly only 5,946 shares of the Issuer's Common Stock were issued to the Reporting Person under those vested 2021 RSUs.

F2 · price: Not applicable.

F3 · price: There was no conversion price to be paid.

F4 · price: The 2021 RSUs were issued based on a value of $1.25 per share. See Footnote 1 above.

F6 · price: On August 12, 2022: having satisfied the applicable conditions (including the Reporting Person's continued employment by the Issuer at such time), 8,287 of the 2021 RSUs automatically vested and automatically converted and became payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than tax withholdings); and the Issuer elected in a letter to issue Common Stock in satisfaction of the vesting of those 2021 RSUs, giving rise to the Reporting Person's right to receive such Common Stock. Although the Reporting Person was entitled to receive 8,287 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy her tax withholding obligations by using a portion of those shares, and accordingly only 5,946 shares of the Issuer's Common Stock were issued to the Reporting Person under those vested 2021 RSUs.

Read SEC document
August 02, 2022 Filed Oct 11, 2022 13:20 UTC
Lutz Ronald WayneChief Global CommercialOfficer
ConversionRestricted Stock Units, Based on Common Stock $.01 Par Value · Derivative 26,882 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-023898 · rdgdoc.xml · derivative · entry 1

Lutz Ronald Wayne · CIK 0001877310 · Chief Global CommercialOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.1 par value · 26,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 2, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $50,000 of shares of SGRP's Common Stock having a value of its market price of $1.86 per share on the day awarded, which equals 26,882 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) on August 2, 2022, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · derivative.exercise_price: There was no conversion price to be paid.

F4 · derivative.exercise_price: On the date the RSU's vested and were replaced with common stock, the value was $1.15 per share.

F1 · price: On August 2, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $50,000 of shares of SGRP's Common Stock having a value of its market price of $1.86 per share on the day awarded, which equals 26,882 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) on August 2, 2022, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · price: There was no conversion price to be paid.

F4 · price: On the date the RSU's vested and were replaced with common stock, the value was $1.15 per share.

F1 · derivative.exercise_date: On August 2, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $50,000 of shares of SGRP's Common Stock having a value of its market price of $1.86 per share on the day awarded, which equals 26,882 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) on August 2, 2022, subject to certain conditions, but no exercise price or other payment for such shares is required.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Oct 13, 2022 12:54 UTC
Linnane WilliamChief Strategy & GrowthOfficer
ConversionRestricted Stock Units, Based on Common Stock $.01 Par Value · Derivative 26,882 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-024073 · rdgdoc.xml · derivative · entry 1

Linnane William · CIK 0001877262 · Chief Strategy & GrowthOfficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.1 par value · 26,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 2, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $50,000 of shares of SGRP's Common Stock having a value of its market price of $1.86 per share on the day awarded, which equals 26,882 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) on August 2, 2022, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · derivative.exercise_price: There was no conversion price to be paid.

F4 · derivative.exercise_price: On the date the RSU's vested and were replaced with common stock, the value was $1.15 per share.

F1 · price: On August 2, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $50,000 of shares of SGRP's Common Stock having a value of its market price of $1.86 per share on the day awarded, which equals 26,882 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) on August 2, 2022, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · price: There was no conversion price to be paid.

F4 · price: On the date the RSU's vested and were replaced with common stock, the value was $1.15 per share.

F1 · derivative.exercise_date: On August 2, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $50,000 of shares of SGRP's Common Stock having a value of its market price of $1.86 per share on the day awarded, which equals 26,882 shares of SGRP's Common Stock. The RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) on August 2, 2022, subject to certain conditions, but no exercise price or other payment for such shares is required.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
August 02, 2022 Filed Nov 4, 2025 20:35 UTC Tax withholdingCommon Stock, $.01 par value 8,973 $1.15 $10,318.95
Disclosure

SEC source: 0001437749-25-032994 · rdgdoc.xml · nonDerivative · entry 1

Linnane William · CIK 0001877262 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,909

F1 · shares: The purpose of this Form 4 is to correct the Form 4 for the Reporting Person, dated October 13, 2022, to reflect that the Reporting Person elected to withhold 8,973 shares of common stock of the Company to satisfy his tax withholding obligations incurred with the vesting of 26,882 shares of common stock of the Company on August 2, 2022.

Read SEC document
June 09, 2022 Filed Jun 9, 2022 19:10 UTC
BROWN ROBERT G/Director · 10% owner
SaleCommon Stock, $.01 par value 100,000 $1.23 $123,000.00
Disclosure

SEC source: 0001090394-22-000001 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,691,618

Read SEC document
May 30, 2022 Filed Feb 3, 2023 11:43 UTC
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 34,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002407 · rdgdoc.xml · derivative · entry 5

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,487

Underlying: Series B Preferred Stock, $.01 par value · 34,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F5 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F6 · derivative.expiration_date: Not applicable.

F7 · balance_after: Transfer of Series B Preferred Stock from William H. Bartels to Robert G. Brown in accordance with the Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F4 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

Read SEC document
May 30, 2022 Filed Feb 3, 2023 11:43 UTC
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002407 · rdgdoc.xml · derivative · entry 4

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPAR Administrative Services, Inc. (SAS).

Disclosed balance after: 0

Underlying: Series B Preferred Stock, $.01 par value · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F5 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F6 · derivative.expiration_date: Not applicable.

F4 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F3 · ownership.nature: William H. Bartels is President and a 39% shareholder of SPAR Administrative Services, Inc. (SAS).

Read SEC document
May 30, 2022 Filed Feb 3, 2023 11:43 UTC
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 17,113 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002407 · rdgdoc.xml · derivative · entry 3

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,862

Underlying: Series B Preferred Stock, $.01 par value · 17,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F5 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F6 · derivative.expiration_date: Not applicable.

F1 · balance_after: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F4 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

Read SEC document
May 30, 2022 Filed Feb 3, 2023 11:43 UTC
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionCommon Stock, $.01 par value 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002407 · rdgdoc.xml · nonDerivative · entry 2

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPAR Administrative Services, Inc. (SAS).

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F2 · balance_after: 75,000 shares of Common Stock held by SPAR Administrative Services, Inc. (SAS) are beneficially owned by William H. Bartels. See Footnote 3.

F3 · ownership.nature: William H. Bartels is President and a 39% shareholder of SPAR Administrative Services, Inc. (SAS).

Read SEC document
May 30, 2022 Filed Feb 3, 2023 11:43 UTC
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionCommon Stock, $.01 par value 25,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002407 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,952,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

Read SEC document
May 30, 2022 Filed Feb 7, 2023 21:22 UTC
BROWN ROBERT G/Director · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 34,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002699 · rdgdoc.xml · derivative · entry 8

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,538

Underlying: Series B Preferred Stock, $.01 par value · 34,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F10 · shares: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F8 · derivative.expiration_date: Not applicable.

Read SEC document
May 30, 2022 Filed Feb 7, 2023 21:22 UTC
BROWN ROBERT G/Director · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 34,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002699 · rdgdoc.xml · derivative · entry 7

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,913

Underlying: Series B Preferred Stock, $.01 par value · 34,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F9 · shares: Transfer of Series B Preferred Stock from William H. Bartels to Robert G. Brown in accordance with the Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F8 · derivative.expiration_date: Not applicable.

Read SEC document
May 30, 2022 Filed Feb 7, 2023 21:22 UTC
BROWN ROBERT G/Director · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 547,025 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002699 · rdgdoc.xml · derivative · entry 6

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPAR Business Services, Inc. (SBS).

Disclosed balance after: 0

Underlying: Series B Preferred Stock, $.01 par value · 547,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F7 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F8 · derivative.expiration_date: Not applicable.

F6 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F3 · ownership.nature: Robert G. Brown is the controlling officer/director and a significant stockholder of SPAR Business Services, Inc. (SBS).

Read SEC document
May 30, 2022 Filed Feb 7, 2023 21:22 UTC
BROWN ROBERT G/Director · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 51,487 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002699 · rdgdoc.xml · derivative · entry 5

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,538

Underlying: Series B Preferred Stock, $.01 par value · 51,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F7 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F8 · derivative.expiration_date: Not applicable.

F1 · balance_after: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

Read SEC document
May 30, 2022 Filed Feb 7, 2023 21:22 UTC
BROWN ROBERT G/Director · 10% owner
Exercise / conversionCommon Stock, $.01 par value 51,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002699 · rdgdoc.xml · nonDerivative · entry 4

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,920,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

Read SEC document
May 30, 2022 Filed Feb 7, 2023 21:22 UTC
BROWN ROBERT G/Director · 10% owner
Exercise / conversionCommon Stock, $.01 par value 820,538 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002699 · rdgdoc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPAR Business Services, Inc. (SBS).

Disclosed balance after: 1,270,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F2 · balance_after: 820,538 shares of Common Stock held by SPAR Business Services, Inc. (SBS) are beneficially owned by Robert G. Brown. See Footnote 3.

F3 · ownership.nature: Robert G. Brown is the controlling officer/director and a significant stockholder of SPAR Business Services, Inc. (SBS).

Read SEC document
May 30, 2022 Filed Feb 7, 2023 21:22 UTC
BROWN ROBERT G/Director · 10% owner
Exercise / conversionCommon Stock, $.01 par value 77,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002699 · rdgdoc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

Read SEC document
May 30, 2022 Filed Feb 29, 2024 18:49 UTC Amendment
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006042 · rdgdoc.xml · derivative · entry 5

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,862

Underlying: Series B Preferred Stock, $.01 par value · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F8 · shares: For purposes of clarity, the number of derivative securities acquired in Box 5 has been reduced to 0 to correct an error in the original Form 4, filed on February 3, 2023 to report transactions occurring on May 30, 2022, which incorrectly reported a disposition of 34,375 shares of Series B Preferred Stock.

F9 · shares: This Form 4, originally filed on February 3, 2023 to report transactions occurring on May 30, 2022, is amended to eliminate the disposition of 34,375 shares of Series B Preferred Stock that was incorrectly reported as the third reported transaction in Table II and to make a corresponding correction in the number of securities beneficially owned following the reported transactions in Box 9. The Issuer, Robert G. Brown ("Brown") and William H. Bartels ("Bartels") amended the original vesting schedule pursuant to the Change in Control Agreement, whereby Brown vested early in 34,375 shares, and such amount was subtracted from future vesting dates. Box 9 of line 3 of the original filing incorrectly reported Brown's accelerated vesting of the 34,375 shares as a disposition of Bartels' holdings. This error resulted in the number of securities reported as beneficially owned in subsequent Forms 4 being understated by 34,375 shares.

F6 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F5 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

Read SEC document
May 30, 2022 Filed Feb 29, 2024 18:49 UTC Amendment
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006042 · rdgdoc.xml · derivative · entry 4

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SPAR Administrative Services, Inc. (SAS)

Disclosed balance after: 0

Underlying: Series B Preferred Stock, $.01 par value · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on February 3, 2023 to report transactions occurring on May 30, 2022. No change is being made to the information shown in this row.

F5 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F6 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F5 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F4 · ownership.nature: William H. Bartels is President and a 39% shareholder of SPAR Administrative Services, Inc. (SAS).

Read SEC document
May 30, 2022 Filed Feb 29, 2024 18:49 UTC Amendment
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 17,113 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006042 · rdgdoc.xml · derivative · entry 3

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,862

Underlying: Series B Preferred Stock, $.01 par value · 17,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on February 3, 2023 to report transactions occurring on May 30, 2022. No change is being made to the information shown in this row.

F5 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F6 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F2 · balance_after: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F5 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

Read SEC document
May 30, 2022 Filed Feb 29, 2024 18:49 UTC Amendment
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionCommon Stock, $.01 par value 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-006042 · rdgdoc.xml · nonDerivative · entry 2

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SPAR Administrative Services, Inc. (SAS)

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on February 3, 2023 to report transactions occurring on May 30, 2022. No change is being made to the information shown in this row.

F2 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F3 · balance_after: 75,000 shares of Common Stock held by SPAR Administrative Services, Inc. (SAS) are beneficially owned by William H. Bartels. See Footnote 4.

F4 · ownership.nature: William H. Bartels is President and a 39% shareholder of SPAR Administrative Services, Inc. (SAS).

Read SEC document
May 30, 2022 Filed Feb 29, 2024 18:49 UTC Amendment
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionCommon Stock, $.01 par value 25,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-006042 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,952,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on February 3, 2023 to report transactions occurring on May 30, 2022. No change is being made to the information shown in this row.

F2 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

Read SEC document
May 30, 2022 Filed Mar 6, 2024 13:50 UTC Amendment
BROWN ROBERT G/Director · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 34,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006726 · rdgdoc.xml · derivative · entry 8

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,138

Underlying: Series B Preferred Stock, $.01 par value · 34,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F10 · shares: This Form 4, originally filed on February 7, 2023 to report transactions occurring on May 30, 2022, is amended to eliminate the acquisition of 34,375 shares of Series B Preferred Stock that was incorrectly reported as the third reported transaction in Table II and to make a corresponding correction in the number of securities beneficially owned following the reported transactions in Box 9. The Issuer, Robert G. Brown ("Brown") and William H. Bartels amended the original vesting schedule pursuant to the Change in Control Agreement, whereby Brown vested early in 34,375 shares, and such amount was subtracted from future vesting dates. Box 9 of line 3 of the original filing incorrectly reported the accelerated vesting of the 34,375 shares as an acquisition. This error resulted in the number of securities reported as beneficially owned in subsequent Forms 4 being overstated by 34,375 shares.

F6 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F5 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

Read SEC document
May 30, 2022 Filed Mar 6, 2024 13:50 UTC Amendment
BROWN ROBERT G/Director · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006726 · rdgdoc.xml · derivative · entry 7

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,513

Underlying: Series B Preferred Stock, $.01 par value · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F9 · shares: For purposes of clarity, the number of derivative securities acquired in Box 5 has been reduced to 0 to correct an error in the original Form 4, filed on February 7, 2023 to report transactions occurring on May 30, 2022, which incorrectly reported an acquisition of 34,375 shares of Series B Preferred Stock.

F6 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F5 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

Read SEC document
May 30, 2022 Filed Mar 6, 2024 13:50 UTC Amendment
BROWN ROBERT G/Director · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 547,025 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006726 · rdgdoc.xml · derivative · entry 6

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SPAR Business Services, Inc. (SBS).

Disclosed balance after: 0

Underlying: Series B Preferred Stock, $.01 par value · 547,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on February 7, 2023 to report transactions occurring on May 30, 2022. No change is being made to the information shown in this row.

F5 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F6 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F5 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F3 · ownership.nature: Robert G. Brown is the controlling officer/director and a significant stockholder of SPAR Business Services, Inc. (SBS).

Read SEC document
May 30, 2022 Filed Mar 6, 2024 13:50 UTC Amendment
BROWN ROBERT G/Director · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 51,487 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006726 · rdgdoc.xml · derivative · entry 5

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,513

Underlying: Series B Preferred Stock, $.01 par value · 51,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F6 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F2 · balance_after: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022 (the "Change in Control Agreement").

F8 · balance_after: This Form 4, originally filed on February 7, 2023 to report transactions occurring on May 30, 2022, is amended to correct a mathematical error that understated the number of securities beneficially owned following the first reported transaction in Table II in Box 9 thereof by 52,975 shares. This error resulted in the number of securities reported as beneficially owned in subsequent Forms 4 being understated by the same number.

F5 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

Read SEC document
May 30, 2022 Filed Mar 6, 2024 13:50 UTC Amendment
BROWN ROBERT G/Director · 10% owner
Exercise / conversionCommon Stock, $.01 par value 51,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-006726 · rdgdoc.xml · nonDerivative · entry 4

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,920,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on February 7, 2023 to report transactions occurring on May 30, 2022. No change is being made to the information shown in this row.

F2 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022 (the "Change in Control Agreement").

Read SEC document
May 30, 2022 Filed Mar 6, 2024 13:50 UTC Amendment
BROWN ROBERT G/Director · 10% owner
Exercise / conversionCommon Stock, $.01 par value 820,538 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-006726 · rdgdoc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SPAR Business Services, Inc. (SBS).

Disclosed balance after: 1,270,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on February 7, 2023 to report transactions occurring on May 30, 2022. No change is being made to the information shown in this row.

F2 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022 (the "Change in Control Agreement").

F3 · ownership.nature: Robert G. Brown is the controlling officer/director and a significant stockholder of SPAR Business Services, Inc. (SBS).

Read SEC document
May 30, 2022 Filed Mar 6, 2024 13:50 UTC Amendment
BROWN ROBERT G/Director · 10% owner
Exercise / conversionCommon Stock, $.01 par value 77,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-006726 · rdgdoc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,868,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: For purposes of clarity, this amended Form 4/A restates, in its entirety, the original Form 4, filed on February 7, 2023 to report transactions occurring on May 30, 2022. No change is being made to the information shown in this row.

F2 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change in Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022 (the "Change in Control Agreement").

Read SEC document
May 15, 2022 Filed Feb 15, 2023 21:01 UTC
Matacunas Mike R.Director · Chief Executive Officer
GrantRestricted Stock Units, Based on Common Stock $.01 par value · Derivative 89,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-003509 · rdgdoc.xml · derivative · entry 3

Matacunas Mike R. · CIK 0001580576 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,286

Underlying: Common Stock, $.01 par value · 89,286 shares

Expires not disclosed

F4 · security: On February 22, 2021, the Reporting Person received an inducement award approved by SPAR Group, Inc.'s (the Issuer) Board of Directors for Restricted Stock Units (RSUs) for $100,000 of shares of the Issuer's Common Stock issuable on May 15 of each year he remains employed by the Issuer, commencing in 2022. On May 15, 2022, the Reporting Person automatically received from the Issuer RSUs for 89,286 shares of the Issuer's Common Stock based on the market price of $1.12 per share on May 13, 2022 (the last trading day preceding the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the RSUs are scheduled on May 15, 2023, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required.

F4 · date: On February 22, 2021, the Reporting Person received an inducement award approved by SPAR Group, Inc.'s (the Issuer) Board of Directors for Restricted Stock Units (RSUs) for $100,000 of shares of the Issuer's Common Stock issuable on May 15 of each year he remains employed by the Issuer, commencing in 2022. On May 15, 2022, the Reporting Person automatically received from the Issuer RSUs for 89,286 shares of the Issuer's Common Stock based on the market price of $1.12 per share on May 13, 2022 (the last trading day preceding the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the RSUs are scheduled on May 15, 2023, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 15, 2022 Filed May 17, 2023 17:13 UTC Amendment
Matacunas Mike R.Director · Chief Executive Officer
GrantRestricted Stock Units, Based on Common Stock $.01 par value · Derivative 89,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014908 · rdgdoc.xml · derivative · entry 3

Matacunas Mike R. · CIK 0001580576 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,286

Underlying: Common Stock, $.01 par value · 89,286 shares

Expires not disclosed

F4 · security: On February 22, 2021, the Reporting Person received an inducement award approved by SPAR Group, Inc.'s (the Issuer) Board of Directors for Restricted Stock Units (RSUs) for $100,000 of shares of the Issuer's Common Stock issuable on May 15 of each year he remains employed by the Issuer, commencing in 2022. On May 15, 2022, the Reporting Person automatically received from the Issuer RSUs for 89,286 shares of the Issuer's Common Stock based on the market price of $1.12 per share on May 13, 2022 (the last trading day preceding the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the RSUs are scheduled on May 15, 2023, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required (other than applicable tax withholdings).

F4 · date: On February 22, 2021, the Reporting Person received an inducement award approved by SPAR Group, Inc.'s (the Issuer) Board of Directors for Restricted Stock Units (RSUs) for $100,000 of shares of the Issuer's Common Stock issuable on May 15 of each year he remains employed by the Issuer, commencing in 2022. On May 15, 2022, the Reporting Person automatically received from the Issuer RSUs for 89,286 shares of the Issuer's Common Stock based on the market price of $1.12 per share on May 13, 2022 (the last trading day preceding the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the RSUs are scheduled on May 15, 2023, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required (other than applicable tax withholdings).

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 22, 2022 Filed Feb 15, 2023 21:01 UTC
Matacunas Mike R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units, Based on Common Stock $.01 par value · Derivative 26,315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-003509 · rdgdoc.xml · derivative · entry 2

Matacunas Mike R. · CIK 0001580576 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 par value · 26,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 22, 2021, the Reporting Person received an inducement award approved by SPAR Group, Inc.'s (the Issuer) Board of Directors for Restricted Stock Units (RSUs) for $50,000 of shares of SGRP's Common Stock representing 26,315 shares of the Issuer's Common Stock based on the market price of $1.90 per share on February 22, 2021 (the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the RSUs were scheduled on February 22, 2022, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required.

F2 · derivative.exercise_price: On February 22, 2022, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On September 30, 2022, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required.

F2 · date: On February 22, 2022, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On September 30, 2022, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required.

F2 · price: On February 22, 2022, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On September 30, 2022, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 22, 2022 Filed Feb 15, 2023 21:01 UTC
Matacunas Mike R.Director · Chief Executive Officer
Exercise / conversionCommon Stock, $.01 par value 26,315 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-003509 · rdgdoc.xml · nonDerivative · entry 1

Matacunas Mike R. · CIK 0001580576 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 22, 2021, the Reporting Person received an inducement award approved by SPAR Group, Inc.'s (the Issuer) Board of Directors for Restricted Stock Units (RSUs) for $50,000 of shares of SGRP's Common Stock representing 26,315 shares of the Issuer's Common Stock based on the market price of $1.90 per share on February 22, 2021 (the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the RSUs were scheduled on February 22, 2022, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required.

F2 · date: On February 22, 2022, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On September 30, 2022, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required.

F2 · price: On February 22, 2022, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On September 30, 2022, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required.

Read SEC document
February 22, 2022 Filed May 17, 2023 17:13 UTC Amendment
Matacunas Mike R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units, Based on Common Stock $.01 par value · Derivative 26,315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014908 · rdgdoc.xml · derivative · entry 2

Matacunas Mike R. · CIK 0001580576 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 par value · 26,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 22, 2021, the Reporting Person received an inducement award approved by SPAR Group, Inc.'s (the Issuer) Board of Directors for Restricted Stock Units (RSUs) for $50,000 of shares of SGRP's Common Stock representing 26,315 shares of the Issuer's Common Stock based on the market price of $1.90 per share on February 22, 2021 (the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the RSUs were scheduled on February 22, 2022, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required (other than applicable tax withholdings).

F2 · shares: On February 22, 2022, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On September 30, 2022, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). Although the Reporting Person was entitled to receive 26,315 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy his tax withholding obligations by using a portion of those shares, and accordingly only the 15,393 shares of the Issuer's Common Stock were issued to the Reporting Person.

F3 · price: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying_shares: On February 22, 2022, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On September 30, 2022, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). Although the Reporting Person was entitled to receive 26,315 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy his tax withholding obligations by using a portion of those shares, and accordingly only the 15,393 shares of the Issuer's Common Stock were issued to the Reporting Person.

Read SEC document
February 22, 2022 Filed May 17, 2023 17:13 UTC Amendment
Matacunas Mike R.Director · Chief Executive Officer
Exercise / conversionCommon Stock, $.01 par value 15,393 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-014908 · rdgdoc.xml · nonDerivative · entry 1

Matacunas Mike R. · CIK 0001580576 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 22, 2021, the Reporting Person received an inducement award approved by SPAR Group, Inc.'s (the Issuer) Board of Directors for Restricted Stock Units (RSUs) for $50,000 of shares of SGRP's Common Stock representing 26,315 shares of the Issuer's Common Stock based on the market price of $1.90 per share on February 22, 2021 (the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the RSUs were scheduled on February 22, 2022, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required (other than applicable tax withholdings).

F2 · date: On February 22, 2022, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On September 30, 2022, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). Although the Reporting Person was entitled to receive 26,315 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy his tax withholding obligations by using a portion of those shares, and accordingly only the 15,393 shares of the Issuer's Common Stock were issued to the Reporting Person.

F2 · shares: On February 22, 2022, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On September 30, 2022, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). Although the Reporting Person was entitled to receive 26,315 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy his tax withholding obligations by using a portion of those shares, and accordingly only the 15,393 shares of the Issuer's Common Stock were issued to the Reporting Person.

F3 · price: Not applicable.

F2 · balance_after: On February 22, 2022, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On September 30, 2022, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). Although the Reporting Person was entitled to receive 26,315 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy his tax withholding obligations by using a portion of those shares, and accordingly only the 15,393 shares of the Issuer's Common Stock were issued to the Reporting Person.

Read SEC document
January 28, 2022 Filed Feb 3, 2023 11:39 UTC
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002405 · rdgdoc.xml · derivative · entry 5

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPAR Administrative Services, Inc. (SAS).

Disclosed balance after: 50,000

Underlying: Series B Preferred Stock, $.01 par value · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F6 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F4 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F3 · ownership.nature: William H. Bartels is President and a 39% shareholder of SPAR Administrative Services, Inc. (SAS).

Read SEC document
January 28, 2022 Filed Feb 3, 2023 11:39 UTC
BARTELS WILLIAM HDirector · 10% owner
GrantSeries B Preferred Stock, $.01 par value · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002405 · rdgdoc.xml · derivative · entry 4

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPAR Administrative Services, Inc. (SAS).

Disclosed balance after: 100,000

Underlying: Series B Preferred Stock, $.01 par value · 100,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F5 · shares: Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F6 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F4 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F3 · ownership.nature: William H. Bartels is President and a 39% shareholder of SPAR Administrative Services, Inc. (SAS).

Read SEC document
January 28, 2022 Filed Feb 3, 2023 11:39 UTC
BARTELS WILLIAM HDirector · 10% owner
GrantSeries B Preferred Stock, $.01 par value · Derivative 452,975 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002405 · rdgdoc.xml · derivative · entry 3

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,975

Underlying: Series B Preferred Stock, $.01 par value · 452,975 shares

Expires not disclosed

F4 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F5 · shares: Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F5 · price: Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F6 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F4 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

Read SEC document
January 28, 2022 Filed Feb 3, 2023 11:39 UTC
BARTELS WILLIAM HDirector · 10% owner
Exercise / conversionCommon Stock, $.01 par value 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002405 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPAR Administrative Services, Inc. (SAS).

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F2 · balance_after: 75,000 shares of Common Stock held by SPAR Administrative Services, Inc. (SAS) are beneficially owned by William H. Bartels. See Footnote 3.

F3 · ownership.nature: William H. Bartels is President and a 39% shareholder of SPAR Administrative Services, Inc. (SAS).

Read SEC document
January 28, 2022 Filed Feb 7, 2023 21:17 UTC
BROWN ROBERT G/Director · 10% owner
Exercise / conversionSeries B Preferred Stock, $.01 par value · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002695 · rdgdoc.xml · derivative · entry 6

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPAR Business Services, Inc. (SBS).

Disclosed balance after: 547,025

Underlying: Series B Preferred Stock, $.01 par value · 300,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F8 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F9 · derivative.expiration_date: Not applicable.

F6 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F3 · ownership.nature: Robert G. Brown is a controlling officer/director and a significant stockholder of SPAR Business Services, Inc. (SBS).

Read SEC document
January 28, 2022 Filed Feb 7, 2023 21:17 UTC
BROWN ROBERT G/Director · 10% owner
GrantSeries B Preferred Stock, $.01 par value · Derivative 847,025 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002695 · rdgdoc.xml · derivative · entry 5

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By SPAR Business Services, Inc. (SBS).

Disclosed balance after: 847,025

Underlying: Series B Preferred Stock, $.01 par value · 847,025 shares

Expires not disclosed

F6 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F7 · shares: Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F8 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F9 · derivative.expiration_date: Not applicable.

F6 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F3 · ownership.nature: Robert G. Brown is a controlling officer/director and a significant stockholder of SPAR Business Services, Inc. (SBS).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.