SGRP

SEC source: 0001090394-24-000005 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,257,963

F1 · balance_after: Includes shares beneficially owned in any defined benefit plan paying Robert G. Brown a pension.

SEC source: 0001944320-24-000003 · primary_doc.xml · nonDerivative · entry 9

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,065,538

SEC source: 0001944320-24-000003 · primary_doc.xml · nonDerivative · entry 8

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,065,738

SEC source: 0001944320-24-000003 · primary_doc.xml · nonDerivative · entry 7

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,068,097

SEC source: 0001944320-24-000003 · primary_doc.xml · nonDerivative · entry 6

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,068,297

SEC source: 0001944320-24-000003 · primary_doc.xml · nonDerivative · entry 5

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071,305

SEC source: 0001944320-24-000003 · primary_doc.xml · nonDerivative · entry 4

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071,505

SEC source: 0001944320-24-000003 · primary_doc.xml · nonDerivative · entry 3

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,747

SEC source: 0001944320-24-000003 · primary_doc.xml · nonDerivative · entry 2

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,082,076

SEC source: 0001944320-24-000003 · primary_doc.xml · nonDerivative · entry 1

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,165,538

SEC source: 0001090394-24-000008 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,307,963

F1 · shares: Amended and restated for the 50,000 shares reported sold on Form 4 filed April 3, 2024. That sale was not finalized then but the total of 50,000 shares are reported sold on these dates in July.

F2 · balance_after: Includes shares beneficially owned in any defined benefit plan paying Robert G. Brown a pension.

SEC source: 0001944320-24-000004 · primary_doc.xml · nonDerivative · entry 1

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,215,538

F1 · shares: Amended and restated for the 150,000 shares reported sold on Form 4 filed April 3, 2024. That sale was not finalized then but the total of 150,000 shares are reported sold on these dates in July.

SEC source: 0001090394-24-000009 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,187,992

F1 · shares: Amended and Restated for (a) 50,000 shares reported on Form 4 filed April 3, 2024 and reported sold in July 2024; and (b) reduction of 70 shares previously allocated by a pension account that only provides estimates.

F2 · balance_after: Includes 115,905 shares owned by Jean Brown, the wife of Robert G. Brown, as to which Robert G. Brown disclaims any beneficial ownership.

F3 · balance_after: Includes shares beneficially owned in any defined benefit plan paying Robert G. Brown a pension.

SEC source: 0001944320-24-000002 · primary_doc.xml · nonDerivative · entry 1

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,215,538

SEC source: 0001090394-24-000004 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,307,963

F1 · price: Not applicable.

F2 · balance_after: Includes shares beneficially owned in any defined benefit plan paying Robert G. Brown a pension.

SEC source: 0001090394-24-000003 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,397,963

F1 · balance_after: Includes shares beneficially owned in any defined benefit plan paying Robert G. Brown a pension.

SEC source: 0001090394-24-000002 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,398,163

F1 · balance_after: Includes shares beneficially owned in any defined benefit plan paying Robert G. Brown a pension.

SEC source: 0001437749-24-011616 · rdgdoc.xml · nonDerivative · entry 1

Calisto Pato Antonio · CIK 0001967876 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On March 10, 2023, the Reporting Person received an inducement award approved by SPAR Group, Inc.'s (the Issuer) Board of Directors for Restricted Stock Units (RSUs) for $150,000 of shares of SGRP's Common Stock representing 117,188 shares of the Issuer's Common Stock based on the market price of $1.28 per share on March 10, 2023 (the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the RSU's are scheduled on March 10, 2024, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required (other than applicable tax withholdings).

F2 · shares: On March 10, 2024, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On April 8, 2024, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). The Reporting Person elected not to satisfy his tax withholding obligations by using a portion of the 117,188 shares, so all shares of the Issuer's Common Stock were issued to the Reporting Person.

F3 · price: Not applicable.

F2 · balance_after: On March 10, 2024, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On April 8, 2024, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). The Reporting Person elected not to satisfy his tax withholding obligations by using a portion of the 117,188 shares, so all shares of the Issuer's Common Stock were issued to the Reporting Person.

SEC source: 0001944320-24-000001 · primary_doc.xml · nonDerivative · entry 1

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,215,981

SEC source: 0001437749-24-006045 · rdgdoc.xml · nonDerivative · entry 4

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,756,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F7 · acquired: Privately transferred in a non-market transaction from SPAR Administrative Services, Inc. (SAS) to William H. Bartels.

SEC source: 0001437749-24-006045 · rdgdoc.xml · nonDerivative · entry 3

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By SPAR Administrative Services, Inc.

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F7 · acquired: Privately transferred in a non-market transaction from SPAR Administrative Services, Inc. (SAS) to William H. Bartels.

F6 · ownership.nature: William H. Bartels is President and was a 39% shareholder on October 4, 2023, and was a 100% shareholder on and after December 8, 2023 of SPAR Administrative Services, Inc. (SAS).

SEC source: 0001090394-24-000001 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,870,996

F1 · price: Not applicable.

F2 · balance_after: Includes 1,199,538 shares of Common Stock of SPAR Group, Inc. (the "Company") held in the SP/R, Inc. Defined Benefit Pension Trust (the "Trust") maintained for the benefit of the SP/R, Inc. Defined Benefit Pension Plan (the "Plan"), the participants of which are current and former employees of SP/R, Inc. Mr. Brown is a former employee of SPR, Inc. and is a participant in the Plan. Mr. Brown is not a trustee of the Trust and disclaims beneficial ownership of the shares of Common Stock held in the Trust.

SEC source: 0001437749-24-006045 · rdgdoc.xml · derivative · entry 6

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Preferred Stock, $.01 par value · 137,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F3 · derivative.exercise_date: Vests according to schedule in Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F4 · derivative.expiration_date: Not applicable.

F2 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

SEC source: 0001437749-24-006045 · rdgdoc.xml · nonDerivative · entry 2

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,606,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

SEC source: 0001437749-24-006731 · rdgdoc.xml · derivative · entry 6

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Preferred Stock, $.01 par value · 162,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F6 · derivative.exercise_date: Vests according to schedule in Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F5 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

SEC source: 0001437749-24-006731 · rdgdoc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,488,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F2 · balance_after: Includes any shares in any defined benefit plan paying Robert G. Brown a pension.

SEC source: 0001437749-24-006045 · rdgdoc.xml · derivative · entry 5

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,642

Underlying: Series B Preferred Stock, $.01 par value · 160,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F3 · derivative.exercise_date: Vests according to schedule in Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F4 · derivative.expiration_date: Not applicable.

F5 · derivative.underlying_shares: Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F2 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

SEC source: 0001437749-24-006045 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,400,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

SEC source: 0001437749-24-006731 · rdgdoc.xml · derivative · entry 5

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,358

Underlying: Series B Preferred Stock, $.01 par value · 189,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F6 · derivative.exercise_date: Vests according to schedule in Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · derivative.expiration_date: Not applicable.

F8 · balance_after: Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F5 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

SEC source: 0001437749-24-006731 · rdgdoc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,245,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F2 · balance_after: Includes any shares in any defined benefit plan paying Robert G. Brown a pension.

SEC source: 0001437749-24-019542 · rdgdoc.xml · derivative · entry 2

BELZER KORI · CIK 0001282874 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,287

Underlying: Common Stock, $.01 par value · 8,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock (the "2021 RSUs"). The 2021 RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the 2021 RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · derivative.exercise_price: On August 12, 2023: having satisfied the applicable conditions (including the Reporting Person's continued employment by the Issuer at such time), 8,287 of the 2021 RSUs automatically vested and automatically converted and became payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than tax withholdings); and the Issuer elected in a letter to issue Common Stock in satisfaction of the vesting of those 2021 RSUs, giving rise to the Reporting Person's right to receive such Common Stock. Although the Reporting Person was entitled to receive 8,287 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy her tax withholding obligations by using a portion of those shares, and accordingly only 6,021 shares of the Issuer's Common Stock were issued to the Reporting Person under those vested 2021 RSUs.

F4 · derivative.exercise_price: There was no conversion price to be paid.

F5 · derivative.exercise_price: The 2021 RSUs were issued based on a value of $1.18 per share. See Footnote 1 above.

F1 · price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock (the "2021 RSUs"). The 2021 RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the 2021 RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · price: On August 12, 2023: having satisfied the applicable conditions (including the Reporting Person's continued employment by the Issuer at such time), 8,287 of the 2021 RSUs automatically vested and automatically converted and became payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than tax withholdings); and the Issuer elected in a letter to issue Common Stock in satisfaction of the vesting of those 2021 RSUs, giving rise to the Reporting Person's right to receive such Common Stock. Although the Reporting Person was entitled to receive 8,287 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy her tax withholding obligations by using a portion of those shares, and accordingly only 6,021 shares of the Issuer's Common Stock were issued to the Reporting Person under those vested 2021 RSUs.

F4 · price: There was no conversion price to be paid.

F5 · price: The 2021 RSUs were issued based on a value of $1.18 per share. See Footnote 1 above.

F1 · derivative.exercise_date: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock (the "2021 RSUs"). The 2021 RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the 2021 RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · derivative.exercise_date: On August 12, 2023: having satisfied the applicable conditions (including the Reporting Person's continued employment by the Issuer at such time), 8,287 of the 2021 RSUs automatically vested and automatically converted and became payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than tax withholdings); and the Issuer elected in a letter to issue Common Stock in satisfaction of the vesting of those 2021 RSUs, giving rise to the Reporting Person's right to receive such Common Stock. Although the Reporting Person was entitled to receive 8,287 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy her tax withholding obligations by using a portion of those shares, and accordingly only 6,021 shares of the Issuer's Common Stock were issued to the Reporting Person under those vested 2021 RSUs.

F4 · derivative.expiration_date: There was no conversion price to be paid.

F6 · balance_after: On August 12, 2023, 8,287 of the 2021 RSUs remain unvested. The remaining 8,287 2021 RSU shares will vest on the third anniversary of the 2021 RSU grant date, subject to certain conditions. See Footnote 1 above.

F7 · balance_after: This "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)" applies only to the remaining unvested 2021 RSU shares. It does not include any shares of the Issuer's Common Stock that the Reporting Person may acquire through her exercise of her outstanding options, which have been previously reported.

SEC source: 0001437749-24-019542 · rdgdoc.xml · nonDerivative · entry 1

BELZER KORI · CIK 0001282874 · Global Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock (the "2021 RSUs"). The 2021 RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the 2021 RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F3 · security: On August 12, 2023: having satisfied the applicable conditions (including the Reporting Person's continued employment by the Issuer at such time), 8,287 of the 2021 RSUs automatically vested and automatically converted and became payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than tax withholdings); and the Issuer elected in a letter to issue Common Stock in satisfaction of the vesting of those 2021 RSUs, giving rise to the Reporting Person's right to receive such Common Stock. Although the Reporting Person was entitled to receive 8,287 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy her tax withholding obligations by using a portion of those shares, and accordingly only 6,021 shares of the Issuer's Common Stock were issued to the Reporting Person under those vested 2021 RSUs.

F1 · price: On August 12, 2021, the Reporting Person received an award for Restricted Stock Units (RSUs) for $45,000 of shares of SGRP's Common Stock having a value of its market price of $1.81 per share on the day awarded, which equals 24,862 shares of SGRP's Common Stock (the "2021 RSUs"). The 2021 RSUs are scheduled to vest and will be payable in cash or Common Stock (at the option of the Issuer) over a three (3) year period following the date of grant annually in three (3) annual installments of 8,287 each starting on the first anniversary of the 2021 RSU grant date, subject to certain conditions, but no exercise price or other payment for such shares is required.

F2 · price: Not applicable.

F4 · price: There was no conversion price to be paid.

F5 · price: The 2021 RSUs were issued based on a value of $1.18 per share. See Footnote 1 above.

SEC source: 0001437749-23-014911 · rdgdoc.xml · derivative · entry 3

Matacunas Mike R. · CIK 0001580576 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, $.01 par value · Not disclosed shares

Expires not disclosed

F1 · security: As previously reported, on February 22, 2021, the Reporting Person received an inducement award approved by the Board of Directors of SPAR Group, Inc. (the "Issuer") for Restricted Stock Units (RSUs) for $100,000 of shares of the Issuer's Common Stock, issuable on May 15 of each year he remains employed by the Issuer (the "Continuing Award"), which commenced in 2022.

F4 · security: On May 15, 2023, under the Continuing Award (see footnote (1), above), the Reporting Person automatically received from the Issuer RSUs (the "2023 RSUs") for 98,039 shares of the Issuer's Common Stock based on the market price of $1.02 per share on May 12, 2023 (the last trading day preceding the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the 2023 RSUs are scheduled on May 15, 2024, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required (other than applicable tax withholdings).

F1 · date: As previously reported, on February 22, 2021, the Reporting Person received an inducement award approved by the Board of Directors of SPAR Group, Inc. (the "Issuer") for Restricted Stock Units (RSUs) for $100,000 of shares of the Issuer's Common Stock, issuable on May 15 of each year he remains employed by the Issuer (the "Continuing Award"), which commenced in 2022.

F4 · date: On May 15, 2023, under the Continuing Award (see footnote (1), above), the Reporting Person automatically received from the Issuer RSUs (the "2023 RSUs") for 98,039 shares of the Issuer's Common Stock based on the market price of $1.02 per share on May 12, 2023 (the last trading day preceding the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the 2023 RSUs are scheduled on May 15, 2024, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required (other than applicable tax withholdings).

F5 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-014911 · rdgdoc.xml · derivative · entry 2

Matacunas Mike R. · CIK 0001580576 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 par value · 89,286 shares

Expires not disclosed

F1 · security: As previously reported, on February 22, 2021, the Reporting Person received an inducement award approved by the Board of Directors of SPAR Group, Inc. (the "Issuer") for Restricted Stock Units (RSUs) for $100,000 of shares of the Issuer's Common Stock, issuable on May 15 of each year he remains employed by the Issuer (the "Continuing Award"), which commenced in 2022.

F2 · security: As previously reported, on May 15, 2022, under the Continuing Award (see footnote (1), above), the Reporting Person automatically received from the Issuer RSUs (the "2022 RSUs") for 89,286 shares of the Issuer's Common Stock based on the market price of $1.12 per share on May 13, 2022 (the last trading day preceding the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the 2022 RSUs were scheduled on May 15, 2023, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than applicable tax withholdings).

F3 · security: On May 15, 2023, under the Continuing Award (see footnotes (1) and (2), above), the 2022 RSUs automatically vested and converted and became payable either, at the option of the Issuer, in cash or in 89,286 shares of the Issuer's Common Stock issued directly from the Issuer. On May 15, 2023, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). Although the Reporting Person was entitled to receive 89,286 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy his tax withholding obligations by using a portion of those shares, and accordingly only 56,563 shares of the Issuer's Common Stock were issued to the Reporting Person under the vested 2022 RSUs.

F1 · date: As previously reported, on February 22, 2021, the Reporting Person received an inducement award approved by the Board of Directors of SPAR Group, Inc. (the "Issuer") for Restricted Stock Units (RSUs) for $100,000 of shares of the Issuer's Common Stock, issuable on May 15 of each year he remains employed by the Issuer (the "Continuing Award"), which commenced in 2022.

F2 · date: As previously reported, on May 15, 2022, under the Continuing Award (see footnote (1), above), the Reporting Person automatically received from the Issuer RSUs (the "2022 RSUs") for 89,286 shares of the Issuer's Common Stock based on the market price of $1.12 per share on May 13, 2022 (the last trading day preceding the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the 2022 RSUs were scheduled on May 15, 2023, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than applicable tax withholdings).

F3 · date: On May 15, 2023, under the Continuing Award (see footnotes (1) and (2), above), the 2022 RSUs automatically vested and converted and became payable either, at the option of the Issuer, in cash or in 89,286 shares of the Issuer's Common Stock issued directly from the Issuer. On May 15, 2023, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). Although the Reporting Person was entitled to receive 89,286 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy his tax withholding obligations by using a portion of those shares, and accordingly only 56,563 shares of the Issuer's Common Stock were issued to the Reporting Person under the vested 2022 RSUs.

F5 · derivative.expiration_date: Not applicable.

SEC source: 0001437749-23-014911 · rdgdoc.xml · nonDerivative · entry 1

Matacunas Mike R. · CIK 0001580576 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously reported, on February 22, 2021, the Reporting Person received an inducement award approved by the Board of Directors of SPAR Group, Inc. (the "Issuer") for Restricted Stock Units (RSUs) for $100,000 of shares of the Issuer's Common Stock, issuable on May 15 of each year he remains employed by the Issuer (the "Continuing Award"), which commenced in 2022.

F2 · security: As previously reported, on May 15, 2022, under the Continuing Award (see footnote (1), above), the Reporting Person automatically received from the Issuer RSUs (the "2022 RSUs") for 89,286 shares of the Issuer's Common Stock based on the market price of $1.12 per share on May 13, 2022 (the last trading day preceding the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the 2022 RSUs were scheduled on May 15, 2023, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares was required (other than applicable tax withholdings).

F3 · security: On May 15, 2023, under the Continuing Award (see footnotes (1) and (2), above), the 2022 RSUs automatically vested and converted and became payable either, at the option of the Issuer, in cash or in 89,286 shares of the Issuer's Common Stock issued directly from the Issuer. On May 15, 2023, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). Although the Reporting Person was entitled to receive 89,286 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy his tax withholding obligations by using a portion of those shares, and accordingly only 56,563 shares of the Issuer's Common Stock were issued to the Reporting Person under the vested 2022 RSUs.

F3 · shares: On May 15, 2023, under the Continuing Award (see footnotes (1) and (2), above), the 2022 RSUs automatically vested and converted and became payable either, at the option of the Issuer, in cash or in 89,286 shares of the Issuer's Common Stock issued directly from the Issuer. On May 15, 2023, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). Although the Reporting Person was entitled to receive 89,286 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy his tax withholding obligations by using a portion of those shares, and accordingly only 56,563 shares of the Issuer's Common Stock were issued to the Reporting Person under the vested 2022 RSUs.

F3 · price: On May 15, 2023, under the Continuing Award (see footnotes (1) and (2), above), the 2022 RSUs automatically vested and converted and became payable either, at the option of the Issuer, in cash or in 89,286 shares of the Issuer's Common Stock issued directly from the Issuer. On May 15, 2023, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). Although the Reporting Person was entitled to receive 89,286 shares of the Issuer's Common Stock upon such vesting, the Reporting Person elected to satisfy his tax withholding obligations by using a portion of those shares, and accordingly only 56,563 shares of the Issuer's Common Stock were issued to the Reporting Person under the vested 2022 RSUs.

F5 · price: Not applicable.

SEC source: 0001437749-24-011616 · rdgdoc.xml · derivative · entry 2

Calisto Pato Antonio · CIK 0001967876 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 par value · 117,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On March 10, 2023, the Reporting Person received an inducement award approved by SPAR Group, Inc.'s (the Issuer) Board of Directors for Restricted Stock Units (RSUs) for $150,000 of shares of SGRP's Common Stock representing 117,188 shares of the Issuer's Common Stock based on the market price of $1.28 per share on March 10, 2023 (the RSU issuance date). Subject to certain conditions (including the Reporting Person's continued employment by the Issuer at such time), the RSU's are scheduled on March 10, 2024, to automatically vest and convert and become payable either (at the option of the Issuer) in cash or Common Stock issued directly from the Issuer, but no exercise price or other payment for such shares is required (other than applicable tax withholdings).

F2 · shares: On March 10, 2024, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On April 8, 2024, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). The Reporting Person elected not to satisfy his tax withholding obligations by using a portion of the 117,188 shares, so all shares of the Issuer's Common Stock were issued to the Reporting Person.

F3 · price: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · derivative.underlying_shares: On March 10, 2024, the RSUs automatically vested and converted and became payable either, at the option of SPAR Group, Inc. (the Issuer), in cash or Common Stock issued directly from the Issuer. On April 8, 2024, the Issuer elected to issue Common Stock in a letter to the Reporting Person, giving rise to the Reporting Person's right to receive such Common Stock but no exercise price or other payment for such shares was required (other than applicable tax withholdings). The Reporting Person elected not to satisfy his tax withholding obligations by using a portion of the 117,188 shares, so all shares of the Issuer's Common Stock were issued to the Reporting Person.

SEC source: 0001090394-22-000003 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960,996

F1 · price: Acquisition pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, and others, as reported in the 8-K filed January 28, 2022.

F2 · balance_after: Includes 3,000,000 shares owned by Innovative Global Technologies LLC.

F3 · balance_after: Excludes any shares in any defined benefit plan paying Robert G. Brown a pension.

SEC source: 0001437749-23-002409 · rdgdoc.xml · derivative · entry 3

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,847

Underlying: Series B Preferred Stock, $.01 par value · 137,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F4 · derivative.exercise_date: Vests according to schedule in Change in Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F5 · derivative.expiration_date: Not applicable.

F1 · balance_after: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F3 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

SEC source: 0001437749-23-002409 · rdgdoc.xml · nonDerivative · entry 1

BARTELS WILLIAMS H · CIK 0001090391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,159,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

SEC source: 0001437749-23-002701 · rdgdoc.xml · derivative · entry 4

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,178

Underlying: Series B Preferred Stock, $.01 par value · 162,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F8 · derivative.exercise_date: Vests according to schedule in Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F9 · derivative.expiration_date: Not applicable.

F10 · balance_after: Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F7 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

SEC source: 0001437749-23-002701 · rdgdoc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,960,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F2 · balance_after: Excludes any shares in any defined benefit plan paying Robert G. Brown a pension.

F3 · balance_after: The number of shares of Common Stock beneficially owned by Robert G. Brown following the reported transaction has been reduced by 18,956 shares pursuant to a discrepancy discovered during a review of Robert G. Brown's shareholdings. The review did not identify any violations of Section 16(b) of the Securities Exchange Act of 1934, as amended. To the extent this Form 4 updates the beneficial share ownership amounts reported on previously filed Form 4s, this Form 4 serves as an amendment to any such previously filed Form 4s.

SEC source: 0001437749-24-006729 · rdgdoc.xml · derivative · entry 4

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,778

Underlying: Series B Preferred Stock, $.01 par value · 162,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

F7 · derivative.exercise_date: Vests according to schedule in Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F8 · derivative.expiration_date: Not applicable.

F10 · balance_after: This Form 4, originally filed on December 9, 2022 to report transactions occurring on November 10, 2022, is amended to correct a mathematical error that understated the number of securities beneficially owned following the first reported transaction in Table II in Box 9 thereof by 18,600 shares.

F9 · balance_after: Acquisition of Series B Preferred Stock pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among SPAR Group, Inc., Robert G. Brown, William H. Bartels and others, as reported in SPAR Group, Inc.'s Current Report on Form 8-K filed January 28, 2022.

F6 · ownership.direct: Series B Preferred Stock are automatically convertible into the Common Stock on a 1 for 1.5 basis upon vesting.

SEC source: 0001437749-24-006729 · rdgdoc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,960,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Acquisition of Common Stock from SPAR Group, Inc. (the "Issuer"), as a result of the vesting and conversion of the convertible preferred shares received from the Issuer pursuant to Change of Control, Voting and Restricted Stock Agreement, by and among the Issuer, Robert G. Brown, William H. Bartels and others, as reported in the Issuer's Current Report on Form 8-K filed January 28, 2022.

F2 · balance_after: The number of shares of Common Stock beneficially owned by Robert G. Brown following the reported transaction has been reduced by 18,956 shares pursuant to a discrepancy discovered during a review of Robert G. Brown's shareholdings. The review did not identify any violations of Section 16(b) of the Securities Exchange Act of 1934, as amended. To the extent this Form 4 updates the beneficial share ownership amounts reported on previously filed Form 4s, this Form 4 serves as an amendment to any such previously filed Form 4s.

SEC source: 0001090394-22-000002 · primary_doc.xml · nonDerivative · entry 2

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,607,618

SEC source: 0001944320-22-000004 · primary_doc.xml · nonDerivative · entry 2

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220,538

SEC source: 0001090394-22-000002 · primary_doc.xml · nonDerivative · entry 1

BROWN ROBERT G/ · CIK 0001090394 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,691,567

SEC source: 0001944320-22-000004 · primary_doc.xml · nonDerivative · entry 1

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,776

SEC source: 0001944320-22-000003 · primary_doc.xml · nonDerivative · entry 1

SPAR Business Services Inc · CIK 0001944320 · Affiliated with Robert G Brown

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,751

SEC source: 0001437749-22-026185 · rdgdoc.xml · derivative · entry 2

DeVriese Fay · CIK 0001840907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, $.01 par value · 50,000 shares

Expires 2031-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-22-026185 · rdgdoc.xml · nonDerivative · entry 1

DeVriese Fay · CIK 0001840907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares the result of a cashless exercise of 50,000 options on August 31, 2022.