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SGI

SOMNIGROUP INTERNATIONAL INC.

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3403
SEC CIK
0001206264
Parsed reports
459

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2020 Filed Jan 7, 2020 16:06 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionRestricted Stock Units · Derivative 9,181 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000018 · wf-form4_157843117081704.xml · derivative · entry 8

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,540

Underlying: Common Stock · 9,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 4, 2019, the reporting person was granted 36,721 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On January 4, 2019, the reporting person was granted 36,721 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 16:06 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Tax withholdingCommon Stock 4,316 $85.56 $369,276.96
Disclosure

SEC source: 0001206264-20-000018 · wf-form4_157843117081704.xml · nonDerivative · entry 2

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,514

Read SEC document
January 04, 2020 Filed Jan 7, 2020 16:06 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
Exercise / conversionCommon Stock 9,181 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000018 · wf-form4_157843117081704.xml · nonDerivative · entry 1

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:07 UTC
MURRAY THOMAS A.EVP, CMO U.S.
Exercise / conversionRestricted Stock Units · Derivative 3,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000019 · wf-form4_157843122676810.xml · derivative · entry 4

MURRAY THOMAS A. · CIK 0001526385 · EVP, CMO U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,772

Underlying: Common Stock · 3,258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 4, 2019, the reporting person was granted 13,030 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On January 4, 2019, the reporting person was granted 13,030 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:07 UTC
MURRAY THOMAS A.EVP, CMO U.S.
Tax withholdingCommon Stock 1,109 $85.56 $94,886.04
Disclosure

SEC source: 0001206264-20-000019 · wf-form4_157843122676810.xml · nonDerivative · entry 2

MURRAY THOMAS A. · CIK 0001526385 · EVP, CMO U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,296

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:07 UTC
MURRAY THOMAS A.EVP, CMO U.S.
Exercise / conversionCommon Stock 3,258 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000019 · wf-form4_157843122676810.xml · nonDerivative · entry 1

MURRAY THOMAS A. · CIK 0001526385 · EVP, CMO U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:09 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 59,228 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000021 · wf-form4_157843137895677.xml · derivative · entry 8

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,683

Underlying: Common Stock · 59,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 4, 2019, the reporting person was granted 236,911 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On January 4, 2019, the reporting person was granted 236,911 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:09 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Tax withholdingCommon Stock 23,386 $85.56 $2,000,906.16
Disclosure

SEC source: 0001206264-20-000021 · wf-form4_157843137895677.xml · nonDerivative · entry 2

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,602

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:09 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
Exercise / conversionCommon Stock 59,228 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000021 · wf-form4_157843137895677.xml · nonDerivative · entry 1

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:21 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,440 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000023 · wf-form4_157843206660354.xml · derivative · entry 8

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,320

Underlying: Common Stock · 8,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 4, 2019, the reporting person was granted 33,760 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On January 4, 2019, the reporting person was granted 33,760 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:21 UTC
Rao BhaskarEVP & Chief Financial Officer
Tax withholdingCommon Stock 3,732 $85.56 $319,309.92
Disclosure

SEC source: 0001206264-20-000023 · wf-form4_157843206660354.xml · nonDerivative · entry 2

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,735

Read SEC document
January 04, 2020 Filed Jan 7, 2020 21:21 UTC
Rao BhaskarEVP & Chief Financial Officer
Exercise / conversionCommon Stock 8,440 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000023 · wf-form4_157843206660354.xml · nonDerivative · entry 1

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 16:04 UTC
Vollet ScottEVP, Global Operations
GrantRestricted Stock Units · Derivative 9,058 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000016 · wf-form4_157843106035868.xml · derivative · entry 7

Vollet Scott · CIK 0001726315 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,058

Underlying: Common Stock · 9,058 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 3, 2020, the reporting person was granted 9,058 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 3, 2020, the reporting person was granted 9,058 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 16:05 UTC
BUSTER H CLIFFORD IIIPres., U.S. Direct to Consumer
GrantRestricted Stock Units · Derivative 9,058 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000017 · wf-form4_157843111343216.xml · derivative · entry 5

BUSTER H CLIFFORD III · CIK 0001448352 · Pres., U.S. Direct to Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,058

Underlying: Common Stock · 9,058 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 3, 2020, the reporting person was granted 9,058 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 3, 2020, the reporting person was granted 9,058 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:23 UTC
Rusing Steven HPresident, U.S. Sales
Exercise / conversionRestricted Stock Units · Derivative 1,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000025 · wf-form4_157843218116634.xml · derivative · entry 10

Rusing Steven H · CIK 0001428563 · President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798

Underlying: Common Stock · 1,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 5, 2017, the reporting person was granted 7,194 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date, subject to a performance condition. On March 5, 2018, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

F5 · derivative.expiration_date: On January 5, 2017, the reporting person was granted 7,194 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date, subject to a performance condition. On March 5, 2018, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:23 UTC
Rusing Steven HPresident, U.S. Sales
GrantRestricted Stock Units · Derivative 5,844 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000025 · wf-form4_157843218116634.xml · derivative · entry 7

Rusing Steven H · CIK 0001428563 · President, U.S. Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,844

Underlying: Common Stock · 5,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 3, 2020, the reporting person was granted 5,844 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 3, 2020, the reporting person was granted 5,844 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 16:06 UTC
MONTGOMERY DAVIDEVP Global Business Strategy
GrantRestricted Stock Units · Derivative 9,058 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000018 · wf-form4_157843117081704.xml · derivative · entry 7

MONTGOMERY DAVID · CIK 0001272798 · EVP Global Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,058

Underlying: Common Stock · 9,058 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 3, 2020, the reporting person was granted 9,058 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 3, 2020, the reporting person was granted 9,058 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:07 UTC
MURRAY THOMAS A.EVP, CMO U.S.
GrantRestricted Stock Units · Derivative 3,799 $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000019 · wf-form4_157843122676810.xml · derivative · entry 3

MURRAY THOMAS A. · CIK 0001526385 · EVP, CMO U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,799

Underlying: Common Stock · 3,799 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 3, 2020, the reporting person was granted 3,799 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 3, 2020, the reporting person was granted 3,799 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:09 UTC
THOMPSON SCOTT LDirector · CEO & PRESIDENT
GrantRestricted Stock Units · Derivative 58,439 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000021 · wf-form4_157843137895677.xml · derivative · entry 7

THOMPSON SCOTT L · CIK 0001206399 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,439

Underlying: Common Stock · 58,439 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 3, 2020, the reporting person was granted 58,439 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 3, 2020, the reporting person was granted 58,439 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:21 UTC
Rao BhaskarEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 9,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-20-000023 · wf-form4_157843206660354.xml · derivative · entry 7

Rao Bhaskar · CIK 0001365211 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,058

Underlying: Common Stock · 9,058 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 3, 2020, the reporting person was granted 9,058 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 3, 2020, the reporting person was granted 9,058 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 23, 2019 Filed Dec 23, 2019 21:03 UTC Exercise / conversionStock Options (right to buy) · Derivative 189 $0.00 Strike: $33.33 $0.00
Disclosure

SEC source: 0001206264-19-000217 · wf-form4_157713498407594.xml · derivative · entry 3

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754

Underlying: Common Stock · 189 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vested in four equal installments on the following dates: July 31, 2010, October 31, 2010, January 31, 2011 and April 30, 2011.

Read SEC document
December 23, 2019 Filed Dec 23, 2019 21:03 UTC SaleCommon Stock 76 $89.41 $6,795.16
Disclosure

SEC source: 0001206264-19-000217 · wf-form4_157713498407594.xml · nonDerivative · entry 2

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,688

F2 · kind: The sales of common stock reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

Read SEC document
December 23, 2019 Filed Dec 23, 2019 21:03 UTC Exercise / conversionCommon Stock 189 $33.33 $6,299.37
Disclosure

SEC source: 0001206264-19-000217 · wf-form4_157713498407594.xml · nonDerivative · entry 1

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The conversion of stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

Read SEC document
November 27, 2019 Filed Nov 27, 2019 16:02 UTC SaleCommon Stock 4,500 $84.65 $380,925.00
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 13

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RBT Investments LLC

Disclosed balance after: 10,000

F3 · ownership.nature: The reporting person and his spouse control the investment and voting decisions of RBT Investments, LLC indirectly as trustees of the members of RBT Management, LLC, the manager for RBT Investments, LLC.

Read SEC document
November 27, 2019 Filed Nov 27, 2019 16:02 UTC SaleCommon Stock 3,000 $84.60 $253,800.00
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 12

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,246

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.59 to $84.68. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 16:02 UTC Exercise / conversionStock Options (right to buy) · Derivative 1,653 $0.00 Strike: $59.82 $0.00
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · derivative · entry 18

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,653 shares

Expires 2025-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2015 - 414 shares; October 31, 2015 - 413 shares; January 31, 2016 - 413 shares; April 30, 2016 - 413 shares.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 16:02 UTC Exercise / conversionStock Options (right to buy) · Derivative 1,326 $0.00 Strike: $52.87 $0.00
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · derivative · entry 17

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,326 shares

Expires 2024-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2014 - 332 shares; October 31, 2014 - 332 shares; January 31, 2015 - 331 shares; April 30, 2015 - 331 shares.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 16:02 UTC Exercise / conversionStock Options (right to buy) · Derivative 2,553 $0.00 Strike: $43.28 $0.00
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · derivative · entry 16

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,553 shares

Expires 2023-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2013 - 639 shares; October 31, 2013 - 638 shares; January 31, 2014 - 638 shares; and April 30, 2014 - 638 shares.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 16:02 UTC Exercise / conversionStock Options (right to buy) · Derivative 1,023 $0.00 Strike: $62.03 $0.00
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · derivative · entry 15

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,023 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2012 - 256 shares; October 31, 2012 - 256 shares; January 31, 2013 - 256 shares; and April 30, 2013 - 255 shares.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 16:02 UTC Exercise / conversionStock Options (right to buy) · Derivative 679 $0.00 Strike: $61.72 $0.00
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · derivative · entry 14

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 679 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2011 - 170 shares; October 31, 2011 - 170 shares; January 31, 2012 - 170 shares; and April 30, 2012 - 169 shares.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 16:02 UTC SaleCommon Stock 3,276 $84.87 $278,034.12
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 11

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,246

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 16:02 UTC SaleCommon Stock 1,653 $84.87 $140,290.11
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 10

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 26, 2019 Filed Nov 27, 2019 16:02 UTC Exercise / conversionCommon Stock 1,653 $59.82 $98,882.46
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 9

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 26, 2019 Filed Nov 27, 2019 16:02 UTC SaleCommon Stock 1,326 $84.87 $112,537.62
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 8

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 26, 2019 Filed Nov 27, 2019 16:02 UTC Exercise / conversionCommon Stock 1,326 $52.87 $70,105.62
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 7

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 16:02 UTC SaleCommon Stock 2,553 $84.87 $216,673.11
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 6

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 26, 2019 Filed Nov 27, 2019 16:02 UTC Exercise / conversionCommon Stock 2,553 $43.28 $110,493.84
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 5

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 16:02 UTC SaleCommon Stock 1,023 $84.87 $86,822.01
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 4

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 26, 2019 Filed Nov 27, 2019 16:02 UTC Exercise / conversionCommon Stock 1,023 $62.03 $63,456.69
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 3

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 16:02 UTC SaleCommon Stock 679 $84.87 $57,626.73
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 2

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 26, 2019 Filed Nov 27, 2019 16:02 UTC Exercise / conversionCommon Stock 679 $61.72 $41,907.88
Disclosure

SEC source: 0001206264-19-000205 · wf-form4_157488852225963.xml · nonDerivative · entry 1

TRUSSELL ROBERT B JR · CIK 0001272791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2019 Filed Nov 22, 2019 21:04 UTC
ANDERSON RICHARD WEVP & President, North America
GiftCommon Stock 1,735 $0.00 $0.00
Disclosure

SEC source: 0001206264-19-000200 · wf-form4_157445664870056.xml · nonDerivative · entry 1

ANDERSON RICHARD W · CIK 0001369483 · EVP & President, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,938

F1 · price: The reporting person gifted the shares to an unrelated charitable organization. The gift was deemed to occur on November 21, 2019 at an estimated value of $83.88 per share, which is the average of the high and low stock price of the issuer's common stock on November 21, 2019.

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November 21, 2019 Filed Nov 22, 2019 21:02 UTC Exercise / conversionStock Options (right to buy) · Derivative 189 $0.00 Strike: $33.33 $0.00
Disclosure

SEC source: 0001206264-19-000198 · wf-form4_157445653869040.xml · derivative · entry 6

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

Underlying: Common Stock · 189 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options vested in four equal installments on the following dates: July 31, 2010, October 31, 2010, January 31, 2011 and April 30, 2011.

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November 21, 2019 Filed Nov 22, 2019 21:02 UTC Exercise / conversionStock Options (right to buy) · Derivative 975 $0.00 Strike: $22.88 $0.00
Disclosure

SEC source: 0001206264-19-000198 · wf-form4_157445653869040.xml · derivative · entry 5

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 975 shares

Expires 2019-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options vested on May 4, 2010, the date of the 2010 Annual Meeting of Stockholders.

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November 21, 2019 Filed Nov 22, 2019 21:02 UTC SaleCommon Stock 80 $84.73 $6,778.40
Disclosure

SEC source: 0001206264-19-000198 · wf-form4_157445653869040.xml · nonDerivative · entry 4

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,575

F2 · kind: The sales of common stock reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

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November 21, 2019 Filed Nov 22, 2019 21:02 UTC Exercise / conversionCommon Stock 189 $33.33 $6,299.37
Disclosure

SEC source: 0001206264-19-000198 · wf-form4_157445653869040.xml · nonDerivative · entry 3

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The conversion of stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

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November 21, 2019 Filed Nov 22, 2019 21:02 UTC SaleCommon Stock 281 $84.73 $23,809.13
Disclosure

SEC source: 0001206264-19-000198 · wf-form4_157445653869040.xml · nonDerivative · entry 2

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,466

F2 · kind: The sales of common stock reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

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November 21, 2019 Filed Nov 22, 2019 21:02 UTC Exercise / conversionCommon Stock 975 $22.88 $22,308.00
Disclosure

SEC source: 0001206264-19-000198 · wf-form4_157445653869040.xml · nonDerivative · entry 1

Dilsaver Evelyn S · CIK 0001391387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The conversion of stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

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November 09, 2019 Filed Nov 12, 2019 16:04 UTC
BUSTER H CLIFFORD IIIEVP, Direct to Consumer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001206264-19-000196 · wf-form4_157359262936449.xml · derivative · entry 3

BUSTER H CLIFFORD III · CIK 0001448352 · EVP, Direct to Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,280

Underlying: Common Stock · 3,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On November 9, 2017, the reporting person was granted 18,800 matching performance restricted stock units subject to a performance condition, vesting in five annual installments beginning on the first anniversary of the grant date. On March 5, 2019, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

F2 · derivative.expiration_date: On November 9, 2017, the reporting person was granted 18,800 matching performance restricted stock units subject to a performance condition, vesting in five annual installments beginning on the first anniversary of the grant date. On March 5, 2019, the Compensation Committee of the Board of Directors determined that the performance condition had been satisfied, and the award became subject only to time vesting restrictions.

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November 09, 2019 Filed Nov 12, 2019 16:04 UTC
BUSTER H CLIFFORD IIIEVP, Direct to Consumer
Tax withholdingCommon Stock 940 $85.56 $80,426.40
Disclosure

SEC source: 0001206264-19-000196 · wf-form4_157359262936449.xml · nonDerivative · entry 2

BUSTER H CLIFFORD III · CIK 0001448352 · EVP, Direct to Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,216

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.