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Nasdaq · USD

SFNC

SIMMONS FIRST NATIONAL CORP

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4185
SEC CIK
0000090498
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2020 Filed May 5, 2020 18:45 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003309 · ownership.xml · nonDerivative · entry 1

TEUBNER RUSSELL WILLIAM · CIK 0001102988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003312 · ownership.xml · derivative · entry 3

Purvis Tom E. · CIK 0001721027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:49 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003312 · ownership.xml · derivative · entry 2

Purvis Tom E. · CIK 0001721027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:49 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003312 · ownership.xml · nonDerivative · entry 1

Purvis Tom E. · CIK 0001721027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:56 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003316 · ownership.xml · derivative · entry 3

CLARK WILLIAM E II · CIK 0001423536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:56 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003316 · ownership.xml · derivative · entry 2

CLARK WILLIAM E II · CIK 0001423536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:56 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003316 · ownership.xml · nonDerivative · entry 1

CLARK WILLIAM E II · CIK 0001423536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:54 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003315 · ownership.xml · derivative · entry 3

Casteel Marty · CIK 0001355424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:54 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003315 · ownership.xml · derivative · entry 2

Casteel Marty · CIK 0001355424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:54 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003315 · ownership.xml · nonDerivative · entry 1

Casteel Marty · CIK 0001355424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:52 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003314 · ownership.xml · derivative · entry 3

DRILLING EDWARD · CIK 0001423814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:52 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003314 · ownership.xml · derivative · entry 2

DRILLING EDWARD · CIK 0001423814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:52 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003314 · ownership.xml · nonDerivative · entry 1

DRILLING EDWARD · CIK 0001423814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:50 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003313 · ownership.xml · derivative · entry 3

McGeorge W Scott · CIK 0001339474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:50 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003313 · ownership.xml · derivative · entry 2

McGeorge W Scott · CIK 0001339474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:50 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003313 · ownership.xml · nonDerivative · entry 1

McGeorge W Scott · CIK 0001339474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003311 · ownership.xml · derivative · entry 3

LANIGAN SUSAN S · CIK 0001177468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:47 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003311 · ownership.xml · derivative · entry 2

LANIGAN SUSAN S · CIK 0001177468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:47 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003311 · ownership.xml · nonDerivative · entry 1

LANIGAN SUSAN S · CIK 0001177468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003310 · ownership.xml · derivative · entry 3

COSSE STEVEN A · CIK 0001239248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:46 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003310 · ownership.xml · derivative · entry 2

COSSE STEVEN A · CIK 0001239248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:46 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003310 · ownership.xml · nonDerivative · entry 1

COSSE STEVEN A · CIK 0001239248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003308 · ownership.xml · derivative · entry 3

BURCHFIELD JAY D · CIK 0001064402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:42 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003308 · ownership.xml · derivative · entry 2

BURCHFIELD JAY D · CIK 0001064402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:42 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003308 · ownership.xml · nonDerivative · entry 1

BURCHFIELD JAY D · CIK 0001064402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:40 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003306 · ownership.xml · derivative · entry 4

DORAMUS MARK C · CIK 0001638649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:40 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003306 · ownership.xml · derivative · entry 3

DORAMUS MARK C · CIK 0001638649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:40 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003306 · ownership.xml · nonDerivative · entry 1

DORAMUS MARK C · CIK 0001638649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:41 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003307 · ownership.xml · derivative · entry 4

Shoptaw Robert L · CIK 0001375586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:41 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003307 · ownership.xml · derivative · entry 3

Shoptaw Robert L · CIK 0001375586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:41 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003307 · ownership.xml · nonDerivative · entry 1

Shoptaw Robert L · CIK 0001375586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:39 UTC
HUNTER JERRYDirector
Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003305 · ownership.xml · derivative · entry 3

HUNTER JERRY · CIK 0001697099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:39 UTC
HUNTER JERRYDirector
GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003305 · ownership.xml · derivative · entry 2

HUNTER JERRY · CIK 0001697099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:39 UTC
HUNTER JERRYDirector
Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003305 · ownership.xml · nonDerivative · entry 1

HUNTER JERRY · CIK 0001697099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:38 UTC Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003304 · ownership.xml · derivative · entry 3

West Malynda K · CIK 0001381734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:38 UTC GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003304 · ownership.xml · derivative · entry 2

West Malynda K · CIK 0001381734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:38 UTC Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003304 · ownership.xml · nonDerivative · entry 1

West Malynda K · CIK 0001381734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:36 UTC
HUNT EUGENEDirector
Exercise / conversionRestricted Stock Unit · Derivative 771 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001171843-20-003303 · ownership.xml · derivative · entry 3

HUNT EUGENE · CIK 0001465568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Common · 771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 1, 2020. Shares will be delivered within 30 days of vesting.

F4 · balance_after: 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:36 UTC
HUNT EUGENEDirector
GrantRestricted Stock Unit · Derivative 3,087 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-003303 · ownership.xml · derivative · entry 2

HUNT EUGENE · CIK 0001465568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common · 3,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 771 Restricted Stock Units vest on May 1, 2020; 772 Restricted Stock Units vest on July 01, 2020; 772 Restricted Stock Units vest on October 01, 2020 and 772 Restricted Stock Units vest on January 4, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:36 UTC
HUNT EUGENEDirector
Exercise / conversionSFNC 771 $17.82 $13,739.22
Disclosure

SEC source: 0001171843-20-003303 · ownership.xml · nonDerivative · entry 1

HUNT EUGENE · CIK 0001465568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:19 UTC PurchaseSFNC 2,000 $17.35 $34,700.00
Disclosure

SEC source: 0001171843-20-002962 · ownership.xml · nonDerivative · entry 1

Massanelli Stephen C · CIK 0001628516 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,219

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:10 UTC
MAKRIS GEORGE JRDirector · Chairman & CEO
PurchaseSFNC 1,000 $16.97 $16,970.00
Disclosure

SEC source: 0001171843-20-002959 · ownership.xml · nonDerivative · entry 3

MAKRIS GEORGE JR · CIK 0001235478 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,000

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:10 UTC
MAKRIS GEORGE JRDirector · Chairman & CEO
PurchaseSFNC 10,000 $17.10 $171,000.00
Disclosure

SEC source: 0001171843-20-002959 · ownership.xml · nonDerivative · entry 2

MAKRIS GEORGE JR · CIK 0001235478 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,346

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.02 to $17.12 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:10 UTC
MAKRIS GEORGE JRDirector · Chairman & CEO
PurchaseSFNC 5,000 $16.93 $84,650.00
Disclosure

SEC source: 0001171843-20-002959 · ownership.xml · nonDerivative · entry 1

MAKRIS GEORGE JR · CIK 0001235478 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,346

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.88 to $16.97 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:39 UTC Exercise / conversionRestricted Stock Unit · Derivative 665 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-002332 · ownership.xml · derivative · entry 3

DORAMUS MARK C · CIK 0001638649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332

Underlying: Common · 665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Unit vested on April 1, 2020. Shares will be delivered within 30 days of vesting.

F2 · derivative.expiration_date: The Restricted Stock Unit vested on April 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · balance_after: 665 Restricted Stock Units vest on July 01, 2020 and 667 Restricted Stock Units vest on October 01, 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:39 UTC Exercise / conversionSFNC 665 $17.17 $11,418.05
Disclosure

SEC source: 0001171843-20-002332 · ownership.xml · nonDerivative · entry 1

DORAMUS MARK C · CIK 0001638649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:38 UTC Exercise / conversionRestricted Stock Unit · Derivative 384 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-002331 · ownership.xml · derivative · entry 2

LANIGAN SUSAN S · CIK 0001177468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

Underlying: Common · 384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Unit vested on April 1, 2020. Shares will be delivered within 30 days of vesting.

F2 · derivative.expiration_date: The Restricted Stock Unit vested on April 1, 2020. Shares will be delivered within 30 days of vesting.

F3 · balance_after: 384 Restricted Stock Units vest on July 01, 2020 and 384 Restricted Stock Units vest on October 01, 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:38 UTC Exercise / conversionSFNC 384 $17.17 $6,593.28
Disclosure

SEC source: 0001171843-20-002331 · ownership.xml · nonDerivative · entry 1

LANIGAN SUSAN S · CIK 0001177468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:46 UTC
BURROW PATRICK AEVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 9,403 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-002316 · ownership.xml · derivative · entry 9

BURROW PATRICK A · CIK 0001235062 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 9,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Unit vested upon the Reporting Person's retirement on March 31, 2020. Shares will be delivered within 30 days of vesting.

F2 · derivative.expiration_date: The Restricted Stock Unit vested upon the Reporting Person's retirement on March 31, 2020. Shares will be delivered within 30 days of vesting.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:46 UTC
BURROW PATRICK AEVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,336 $0.00 $0.00
Disclosure

SEC source: 0001171843-20-002316 · ownership.xml · derivative · entry 8

BURROW PATRICK A · CIK 0001235062 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Unit vested upon the Reporting Person's retirement on March 31, 2020. Shares will be delivered within 30 days of vesting.

F2 · derivative.expiration_date: The Restricted Stock Unit vested upon the Reporting Person's retirement on March 31, 2020. Shares will be delivered within 30 days of vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.