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Nasdaq · USD

SFIX

Stitch Fix, Inc.

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Tapewire entity
5637
SEC CIK
0001576942
Parsed reports
519

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202606
Feb 202601
Mar 202600
Apr 202602
May 202600
Jun 202607
Jul 2026010
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2020 Filed Jun 19, 2020 22:21 UTC
Smith Mike C.President and COO
ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001439 · form.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:07 UTC
Smith Mike C.President and COO
ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001425 · form.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:07 UTC
Smith Mike C.President and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001246360-20-001425 · form.xml · derivative · entry 5

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F7 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:07 UTC
Smith Mike C.President and COO
Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001246360-20-001425 · form.xml · derivative · entry 4

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:07 UTC
Smith Mike C.President and COO
SaleClass A Common Stock 20,000 $23.12 $462,462.00
Disclosure

SEC source: 0001246360-20-001425 · form.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,347

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.65 to $23.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:07 UTC
Smith Mike C.President and COO
ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001425 · form.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:42 UTC
HANSEN MARKADirector
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001246360-20-001389 · form.xml · derivative · entry 5

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,375

Underlying: Class B Common Stock · 2,500 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests over four years, with 25% vesting on October 24, 2014 and the balance vesting in equal monthly installments over the remaining three years, subject to the individual's continued service through each vesting date.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:42 UTC
HANSEN MARKADirector
ConversionClass B Common Stock · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001389 · form.xml · derivative · entry 4

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:42 UTC
HANSEN MARKADirector
Exercise / conversionClass B Common Stock · Derivative 2,500 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001246360-20-001389 · form.xml · derivative · entry 3

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:42 UTC
HANSEN MARKADirector
SaleClass A Common Stock 2,500 $25.31 $63,275.00
Disclosure

SEC source: 0001246360-20-001389 · form.xml · nonDerivative · entry 2

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:42 UTC
HANSEN MARKADirector
ConversionClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001389 · form.xml · nonDerivative · entry 1

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:42 UTC
Darling ScottChief Legal Officer & Sec
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001246360-20-001384 · form.xml · derivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,274

Underlying: Class B Common Stock · 1,000 shares

Expires 2026-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests over four years, with 25% of the securities vesting on October 28, 2017 and the balance vesting in equal monthly installments over the remaining three years, subject to the individual's continued service through each vesting date.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F5 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:42 UTC
Darling ScottChief Legal Officer & Sec
ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001384 · form.xml · derivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:42 UTC
Darling ScottChief Legal Officer & Sec
Exercise / conversionClass B Common Stock · Derivative 1,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001246360-20-001384 · form.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:42 UTC
Darling ScottChief Legal Officer & Sec
SaleClass A Common Stock 2,000 $25.00 $50,000.00
Disclosure

SEC source: 0001246360-20-001384 · form.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,112

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:42 UTC
Darling ScottChief Legal Officer & Sec
ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001384 · form.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 26, 2020 Filed May 28, 2020 17:56 UTC
HANSEN MARKADirector
ConversionClass B Common Stock · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001329 · form.xml · derivative · entry 5

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 26, 2020 Filed May 28, 2020 17:56 UTC
HANSEN MARKADirector
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001246360-20-001329 · form.xml · derivative · entry 4

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,875

Underlying: Class B Common Stock · 7,500 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests over four years, with 25% vesting on October 24, 2014 and the balance vesting in equal monthly installments over the remaining three years, subject to the individual's continued service through each vesting date.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
May 26, 2020 Filed May 28, 2020 17:56 UTC
HANSEN MARKADirector
Exercise / conversionClass B Common Stock · Derivative 7,500 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001246360-20-001329 · form.xml · derivative · entry 3

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 26, 2020 Filed May 28, 2020 17:56 UTC
HANSEN MARKADirector
SaleClass A Common Stock 7,500 $25.00 $187,500.00
Disclosure

SEC source: 0001246360-20-001329 · form.xml · nonDerivative · entry 2

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
May 26, 2020 Filed May 28, 2020 17:56 UTC
HANSEN MARKADirector
ConversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001329 · form.xml · nonDerivative · entry 1

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:56 UTC
Darling ScottChief Legal Officer & Sec
ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001330 · form.xml · derivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:56 UTC
Darling ScottChief Legal Officer & Sec
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001246360-20-001330 · form.xml · derivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,274

Underlying: Class B Common Stock · 1,000 shares

Expires 2026-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests over four years, with 25% of the securities vesting on October 28, 2017 and the balance vesting in equal monthly installments over the remaining three years, subject to the individual's continued service through each vesting date.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F5 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:56 UTC
Darling ScottChief Legal Officer & Sec
Exercise / conversionClass B Common Stock · Derivative 1,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001246360-20-001330 · form.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:56 UTC
Darling ScottChief Legal Officer & Sec
SaleClass A Common Stock 5,537 $25.00 $138,425.00
Disclosure

SEC source: 0001246360-20-001330 · form.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,112

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:56 UTC
Darling ScottChief Legal Officer & Sec
ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001330 · form.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 22, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · derivative · entry 31

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 500,936

Underlying: Class A Common Stock · 9,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 22, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · derivative · entry 30

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 10,728,901

Underlying: Class A Common Stock · 22,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 22, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 4,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · derivative · entry 29

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 451,214

Underlying: Class A Common Stock · 4,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 22, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
SaleClass A Common Stock 22,222 $22.27 $494,883.94
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 22

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F15 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.96 to $22.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 22, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
SaleClass A Common Stock 4,699 $22.26 $104,599.74
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 21

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 14,897

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F14 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 22, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
SaleClass A Common Stock 9,722 $22.26 $216,411.72
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 20

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trus

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F13 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 22, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass A Common Stock 22,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 19

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 22,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 22, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass A Common Stock 4,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 18

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 19,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 22, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass A Common Stock 9,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 17

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trus

Disclosed balance after: 9,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 21, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · derivative · entry 28

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 510,658

Underlying: Class A Common Stock · 9,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 21, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · derivative · entry 27

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 10,751,123

Underlying: Class A Common Stock · 22,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 21, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 4,697 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · derivative · entry 26

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 455,913

Underlying: Class A Common Stock · 4,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 21, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
SaleClass A Common Stock 22,222 $22.55 $501,106.10
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 16

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F12 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.085 to $22.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 21, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
SaleClass A Common Stock 4,697 $22.54 $105,870.38
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 15

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 14,897

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F12 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.085 to $22.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 21, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
SaleClass A Common Stock 9,722 $22.55 $219,231.10
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 14

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.17 to $22.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 21, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass A Common Stock 22,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 13

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 22,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 21, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass A Common Stock 4,697 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 12

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 19,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 21, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass A Common Stock 9,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 11

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 9,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 68,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · derivative · entry 25

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 520,380

Underlying: Class A Common Stock · 68,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 155,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · derivative · entry 24

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 10,773,345

Underlying: Class A Common Stock · 155,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 32,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · derivative · entry 23

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 460,610

Underlying: Class A Common Stock · 32,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
SaleClass A Common Stock 534 $22.71 $12,127.14
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 10

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.71 to $22.72 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
SaleClass A Common Stock 155,020 $22.01 $3,411,990.20
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 9

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 534

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.69 to $22.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2020 Filed May 22, 2020 23:24 UTC
Lake KatrinaDirector · Chief Executive Officer
SaleClass A Common Stock 100 $22.71 $2,271.00
Disclosure

SEC source: 0001209191-20-031875 · doc4.xml · nonDerivative · entry 8

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 14,897

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.