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SFIX

Stitch Fix, Inc.

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5637
SEC CIK
0001576942
Parsed reports
519

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202606
Feb 202601
Mar 202600
Apr 202602
May 202600
Jun 202607
Jul 2026010
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2020 Filed Sep 18, 2020 21:04 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000058 · wf-form4_160046305467325.xml · derivative · entry 28

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 403,716

Underlying: Class A Common Stock · 9,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:04 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000058 · wf-form4_160046305467325.xml · derivative · entry 27

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 10,506,681

Underlying: Class A Common Stock · 22,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:04 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 4,697 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000058 · wf-form4_160046305467325.xml · derivative · entry 26

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 404,238

Underlying: Class A Common Stock · 4,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:04 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 9,722 $28.46 $276,725.06
Disclosure

SEC source: 0001576942-20-000058 · wf-form4_160046305467325.xml · nonDerivative · entry 7

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 0

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.99 to $28.9 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:04 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 22,222 $28.44 $632,015.90
Disclosure

SEC source: 0001576942-20-000058 · wf-form4_160046305467325.xml · nonDerivative · entry 6

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.9 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:04 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 4,697 $28.44 $133,601.47
Disclosure

SEC source: 0001576942-20-000058 · wf-form4_160046305467325.xml · nonDerivative · entry 5

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 17,276

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.99 to $28.9 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:04 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 9,722 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000058 · wf-form4_160046305467325.xml · nonDerivative · entry 4

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 9,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · ownership.nature: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:04 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 22,222 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000058 · wf-form4_160046305467325.xml · nonDerivative · entry 3

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 22,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:04 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 4,697 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000058 · wf-form4_160046305467325.xml · nonDerivative · entry 2

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 21,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · balance_after: Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:04 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 2,670 $28.72 $76,682.40
Disclosure

SEC source: 0001576942-20-000058 · wf-form4_160046305467325.xml · nonDerivative · entry 1

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,873

F1 · shares: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

F2 · balance_after: Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC
Smith Mike C.President and COO
ConversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · derivative · entry 7

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,364

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC
Smith Mike C.President and COO
Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC
Smith Mike C.President and COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · derivative · entry 5

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class B Common Stock · 20,000 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

F8 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F9 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC
Smith Mike C.President and COO
SaleClass A Common Stock 1,800 $29.55 $53,197.92
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,340

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.49 to $29.64 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC
Smith Mike C.President and COO
SaleClass A Common Stock 38,200 $29.01 $1,108,288.96
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,140

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.48 to $29.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:59 UTC
Smith Mike C.President and COO
ConversionClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000052 · wf-form4_160037633529699.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:32 UTC
Darling ScottChief Legal Officer & Secr.
ConversionClass B Common Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000050 · wf-form4_159976993110800.xml · derivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:32 UTC
Darling ScottChief Legal Officer & Secr.
Exercise / conversionClass B Common Stock · Derivative 2,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001576942-20-000050 · wf-form4_159976993110800.xml · derivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Class A Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:32 UTC
Darling ScottChief Legal Officer & Secr.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001576942-20-000050 · wf-form4_159976993110800.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,274

Underlying: Class B Common Stock · 2,000 shares

Expires 2026-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests over four years, with 25% of the securities vesting on October 28, 2017 and the balance vesting in equal monthly installments over the remaining three years, subject to the individual's continued service through each vesting date.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:32 UTC
Darling ScottChief Legal Officer & Secr.
SaleClass A Common Stock 4,000 $27.50 $110,000.00
Disclosure

SEC source: 0001576942-20-000050 · wf-form4_159976993110800.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,074

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:32 UTC
Darling ScottChief Legal Officer & Secr.
ConversionClass A Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000050 · wf-form4_159976993110800.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:30 UTC
Darling ScottChief Legal Officer & Secr.
SaleClass A Common Stock 1,000 $26.15 $26,145.00
Disclosure

SEC source: 0001576942-20-000048 · wf-form4_159916502059792.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,074

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:30 UTC
Darling ScottChief Legal Officer & Secr.
ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000048 · wf-form4_159916502059792.xml · derivative · entry 6

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:30 UTC
Darling ScottChief Legal Officer & Secr.
Exercise / conversionClass B Common Stock · Derivative 1,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001576942-20-000048 · wf-form4_159916502059792.xml · derivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:30 UTC
Darling ScottChief Legal Officer & Secr.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001576942-20-000048 · wf-form4_159916502059792.xml · derivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,274

Underlying: Class B Common Stock · 1,000 shares

Expires 2026-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vests over four years, with 25% of the securities vesting on October 28, 2017 and the balance vesting in equal monthly installments over the remaining three years, subject to the individual's continued service through each vesting date.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:30 UTC
Darling ScottChief Legal Officer & Secr.
SaleClass A Common Stock 1,000 $25.00 $25,000.00
Disclosure

SEC source: 0001576942-20-000048 · wf-form4_159916502059792.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,074

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:30 UTC
Darling ScottChief Legal Officer & Secr.
ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000048 · wf-form4_159916502059792.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 21, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · derivative · entry 29

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 413,438

Underlying: Class A Common Stock · 9,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 21, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 4,699 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · derivative · entry 27

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 408,935

Underlying: Class A Common Stock · 4,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 21, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · derivative · entry 25

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 10,551,125

Underlying: Class A Common Stock · 22,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 21, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 9,722 $23.76 $231,004.44
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 20

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F14 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.59 to $23.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 22,222 $23.76 $528,090.27
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 19

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F14 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.59 to $23.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 4,699 $23.76 $111,660.93
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 18

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 12,227

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F13 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.54 to $23.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 9,722 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 17

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 9,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 21, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 22,222 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 16

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 22,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 21, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 4,699 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 15

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 16,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · derivative · entry 28

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 10,528,903

Underlying: Class A Common Stock · 22,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · derivative · entry 26

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 423,160

Underlying: Class A Common Stock · 9,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 4,697 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · derivative · entry 24

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 413,634

Underlying: Class A Common Stock · 4,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 9,722 $24.62 $239,369.25
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 14

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F12 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.36 to $24.865 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 22,222 $24.54 $545,305.66
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 13

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.24 to $24.87 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 4,697 $24.63 $115,681.94
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 12

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 12,227

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.36 to $24.87 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 9,722 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 11

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 9,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 22,222 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 10

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 22,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 4,697 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 9

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 16,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · derivative · entry 23

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 432,882

Underlying: Class A Common Stock · 9,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · derivative · entry 22

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 10,573,347

Underlying: Class A Common Stock · 22,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 4,697 $0.00 $0.00
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · derivative · entry 21

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 418,331

Underlying: Class A Common Stock · 4,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 9,722 $24.77 $240,771.16
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 8

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.24 to $25.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 21:19 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 22,222 $24.74 $549,703.39
Disclosure

SEC source: 0001576942-20-000046 · wf-form4_159804475355955.xml · nonDerivative · entry 7

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.20 to $25.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.