Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 6 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 10 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2020 Filed Oct 30, 2020 20:21 UTC |
Darling ScottChief Legal Officer & Secr.
|
SaleClass A Common Stock | 6,000 | $36.00 | $216,000.00 |
DisclosureSEC source: 0001576942-20-000110 · wf-form4_160408928678451.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,036 F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 20:21 UTC |
Darling ScottChief Legal Officer & Secr.
|
ConversionClass A Common Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000110 · wf-form4_160408928678451.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 9,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · derivative · entry 34 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 355,106 Underlying: Class A Common Stock · 9,722 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · derivative · entry 33 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 10,395,571 Underlying: Class A Common Stock · 22,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 4,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · derivative · entry 32 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 380,749 Underlying: Class A Common Stock · 4,699 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 8,922 | $35.04 | $312,653.65 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 24 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 800 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F13 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.37 to $35.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 2,200 | $35.51 | $78,131.02 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 23 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 0 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F14 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.39 to $35.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 20,022 | $35.04 | $701,528.83 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 22 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 2,200 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F13 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.37 to $35.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 500 | $35.51 | $17,757.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 21 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 9,557 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F14 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.39 to $35.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 4,199 | $35.03 | $147,097.69 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 20 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 10,057 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F13 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.37 to $35.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 9,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 19 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 9,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 18 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 22,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 23, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 4,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 17 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 14,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 9,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · derivative · entry 31 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 364,828 Underlying: Class A Common Stock · 9,722 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · derivative · entry 30 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 10,417,793 Underlying: Class A Common Stock · 22,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 4,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · derivative · entry 29 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 385,448 Underlying: Class A Common Stock · 4,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 9,722 | $35.69 | $346,996.65 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 16 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 0 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F12 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.305 to $36.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 22,222 | $35.70 | $793,358.73 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 15 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 0 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F11 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.30 to $36.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 4,697 | $35.68 | $167,599.76 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 14 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 9,557 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.34 to $35.87 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 9,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 13 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 9,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 12 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 22,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 4,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 11 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 14,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 21:04 UTC |
BASELINE VENTURES 2009 LLC10% owner
Baseline Cable Car, LLC10% owner
BASELINE ENCORE, L.P.10% owner
Baseline Encore Associates, LLC10% owner
|
OtherClass B Common Stock · Derivative | 375,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029210 · doc4.xml · derivative · entry 4 BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner Baseline Cable Car, LLC · CIK 0001718688 · 10% owner BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,218,255 Underlying: Class A Common Stock · 375,576 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F1 · kind: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4. F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F7 · derivative.expiration_date: Not Applicable. F8 · derivative.underlying_shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4. F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"); (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 21:04 UTC |
BASELINE VENTURES 2009 LLC10% owner
Baseline Cable Car, LLC10% owner
BASELINE ENCORE, L.P.10% owner
Baseline Encore Associates, LLC10% owner
|
ConversionClass B Common Stock · Derivative | 826,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029210 · doc4.xml · derivative · entry 3 BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner Baseline Cable Car, LLC · CIK 0001718688 · 10% owner BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,593,831 Underlying: Class A Common Stock · 826,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009. F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F7 · derivative.expiration_date: Not Applicable. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4. F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"); (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 21:04 UTC |
BASELINE VENTURES 2009 LLC10% owner
Baseline Cable Car, LLC10% owner
BASELINE ENCORE, L.P.10% owner
Baseline Encore Associates, LLC10% owner
|
OtherClass A Common Stock | 826,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029210 · doc4.xml · nonDerivative · entry 2 BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner Baseline Cable Car, LLC · CIK 0001718688 · 10% owner BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4. F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009. F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4. F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"); (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 21:04 UTC |
BASELINE VENTURES 2009 LLC10% owner
Baseline Cable Car, LLC10% owner
BASELINE ENCORE, L.P.10% owner
Baseline Encore Associates, LLC10% owner
|
ConversionClass A Common Stock | 826,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029210 · doc4.xml · nonDerivative · entry 1 BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner Baseline Cable Car, LLC · CIK 0001718688 · 10% owner BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 826,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009. F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4. F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"); (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 20:35 UTC |
Anderson Steven P.Director · 10% owner
|
OtherClass B Common Stock · Derivative | 375,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029207 · doc4.xml · derivative · entry 5 Anderson Steven P. · CIK 0001719971 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,152 Underlying: Class A Common Stock · 375,576 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F1 · kind: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F7 · derivative.expiration_date: Not Applicable. F1 · ownership.direct: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F8 · ownership.direct: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 20:35 UTC |
Anderson Steven P.Director · 10% owner
|
OtherClass B Common Stock · Derivative | 375,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029207 · doc4.xml · derivative · entry 4 Anderson Steven P. · CIK 0001719971 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,218,255 Underlying: Class A Common Stock · 375,576 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F1 · kind: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. F1 · shares: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F7 · derivative.expiration_date: Not Applicable. F8 · derivative.underlying_shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE; and (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Steven Anderson is the sole member of BCC and BEA. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 20:35 UTC |
Anderson Steven P.Director · 10% owner
|
ConversionClass B Common Stock · Derivative | 826,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029207 · doc4.xml · derivative · entry 3 Anderson Steven P. · CIK 0001719971 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 23,593,831 Underlying: Class A Common Stock · 826,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009. F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F7 · derivative.expiration_date: Not Applicable. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE; and (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Steven Anderson is the sole member of BCC and BEA. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 20:35 UTC |
Anderson Steven P.Director · 10% owner
|
OtherClass A Common Stock | 826,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029207 · doc4.xml · nonDerivative · entry 2 Anderson Steven P. · CIK 0001719971 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009. F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE; and (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Steven Anderson is the sole member of BCC and BEA. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 20:35 UTC |
Anderson Steven P.Director · 10% owner
|
ConversionClass A Common Stock | 826,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029207 · doc4.xml · nonDerivative · entry 1 Anderson Steven P. · CIK 0001719971 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 826,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009. F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE; and (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Steven Anderson is the sole member of BCC and BEA. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:42 UTC |
Mohan NealDirector
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 795 | $0.00 Strike: $36.01 | $0.00 |
DisclosureSEC source: 0001576942-20-000108 · wf-form4_160349290930177.xml · derivative · entry 2 Mohan Neal · CIK 0001829763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795 Underlying: Class A Common Stock · 795 shares Expires 2030-10-20 F2 · derivative.exercise_date: 100 percent of the options will vest on the earlier of the first anniversary of the date of grant or the next Annual Meeting of Stockholders. All vesting is subject to the Reporting Person's Continuous Service through the applicable vesting date. Outstanding options are subject to acceleration upon a Change in Control. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:42 UTC |
Mohan NealDirector
|
GrantClass A Common Stock | 391 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000108 · wf-form4_160349290930177.xml · nonDerivative · entry 1 Mohan Neal · CIK 0001829763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391 F1 · shares: 100 percent of the restricted stock units will vest on the earlier of the first anniversary of the date of grant or the next Annual Meeting of Stockholders. All vesting is subject to the Reporting Person's Continuous Service through the applicable vesting date. Outstanding restricted stock units are subject to acceleration upon a Change in Control. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 9,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · derivative · entry 28 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 374,550 Underlying: Class A Common Stock · 9,722 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · derivative · entry 27 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 10,440,015 Underlying: Class A Common Stock · 22,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 4,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · derivative · entry 26 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 390,145 Underlying: Class A Common Stock · 4,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 800 | $35.55 | $28,437.04 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 25 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 0 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F15 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.48 to $35.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 200 | $35.28 | $7,056.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 10 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 0 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 9,522 | $34.63 | $329,724.96 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 9 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 200 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.21 to $35.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 400 | $35.28 | $14,112.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 8 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 0 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 21,822 | $34.62 | $755,516.92 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 7 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 400 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.15 to $35.125 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 100 | $35.28 | $3,528.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 6 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 9,557 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 4,597 | $34.62 | $159,146.30 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 5 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 9,657 F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan. F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.19 to $35.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 9,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 4 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust Disclosed balance after: 9,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.nature: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 22,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 3 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Katrina M. Lake Revocable Trust Disclosed balance after: 22,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:33 UTC |
Lake KatrinaDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 4,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001576942-20-000105 · wf-form4_160349241526655.xml · nonDerivative · entry 2 Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 Disclosed balance after: 14,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016. Read SEC document |
| October 21, 2020 Filed Oct 26, 2020 06:06 UTC Amendment |
Anderson Steven P.Director · 10% owner
|
OtherClass B Common Stock · Derivative | 375,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029216 · doc4a.xml · derivative · entry 5 Anderson Steven P. · CIK 0001719971 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,152 Underlying: Class A Common Stock · 375,576 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F1 · kind: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F7 · derivative.expiration_date: Not Applicable. F1 · ownership.direct: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F8 · ownership.direct: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Read SEC document |
| October 21, 2020 Filed Oct 26, 2020 06:06 UTC Amendment |
Anderson Steven P.Director · 10% owner
|
OtherClass B Common Stock · Derivative | 375,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029216 · doc4a.xml · derivative · entry 4 Anderson Steven P. · CIK 0001719971 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,218,255 Underlying: Class A Common Stock · 375,576 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F1 · kind: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. F1 · shares: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F7 · derivative.expiration_date: Not Applicable. F8 · derivative.underlying_shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE; and (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Steven Anderson is the sole member of BCC and BEA. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Read SEC document |
| October 21, 2020 Filed Oct 26, 2020 06:06 UTC Amendment |
Anderson Steven P.Director · 10% owner
|
ConversionClass B Common Stock · Derivative | 826,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029216 · doc4a.xml · derivative · entry 3 Anderson Steven P. · CIK 0001719971 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 22,593,831 Underlying: Class A Common Stock · 826,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009. F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock. F7 · derivative.expiration_date: Not Applicable. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE; and (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Steven Anderson is the sole member of BCC and BEA. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
| October 21, 2020 Filed Oct 26, 2020 06:06 UTC Amendment |
Anderson Steven P.Director · 10% owner
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OtherClass A Common Stock | 826,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029216 · doc4a.xml · nonDerivative · entry 2 Anderson Steven P. · CIK 0001719971 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009. F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE. F1 · ownership.nature: On October 21, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to it non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 7,132,819 shares of Class B common stock directly held by BIE; (ii) 14,542,125 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE; and (v) Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Steven Anderson is the sole member of BCC and BEA. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.