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SFIX

Stitch Fix, Inc.

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5637
SEC CIK
0001576942
Parsed reports
519

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202606
Feb 202601
Mar 202600
Apr 202602
May 202600
Jun 202607
Jul 2026010
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 9,054 $83.88 $759,449.52
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 19

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 29,166 $83.88 $2,446,444.08
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 18

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,555 $83.88 $465,953.40
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 17

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 9,557

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 9,054 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 16

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 9,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 29,166 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 15

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 29,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,555 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 14

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 15,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 9,053 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · derivative · entry 31

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 289,718

Underlying: Class A Common Stock · 9,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 29,166 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · derivative · entry 30

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 10,212,231

Underlying: Class A Common Stock · 29,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,555 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · derivative · entry 29

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 344,427

Underlying: Class A Common Stock · 5,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,700 $76.83 $130,616.95
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 13

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F14 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.56 to $77.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 4,753 $75.88 $360,652.89
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 12

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 1,700

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.51 to $76.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 2,600 $74.88 $194,678.12
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 11

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 6,453

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F13 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $74.47 to $75.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,500 $76.85 $422,681.60
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 10

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F12 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.60 to $77.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 14,909 $75.89 $1,131,429.10
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 9

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 5,500

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.51 to $76.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 8,757 $74.86 $655,577.04
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 8

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 20,409

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $74.46 to $75.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,002 $76.84 $76,994.68
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 7

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 9,557

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.56 to $77.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 2,849 $75.87 $216,141.09
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 6

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 10,559

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.53 to $76.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,704 $74.86 $127,554.62
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 5

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 13,408

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $74.46 to $75.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 9,053 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 4

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 9,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 29,166 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 3

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 29,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 23:17 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,555 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000010 · wf-form4_161127103245728.xml · nonDerivative · entry 2

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 15,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:43 UTC ConversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000008 · wf-form4_161117898367549.xml · derivative · entry 8

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,364

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:43 UTC Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001576942-21-000008 · wf-form4_161117898367549.xml · derivative · entry 7

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:43 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001576942-21-000008 · wf-form4_161117898367549.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,804

Underlying: Class B Common Stock · 20,000 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

F9 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F10 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:43 UTC SaleClass A Common Stock 2,808 $76.52 $214,877.71
Disclosure

SEC source: 0001576942-21-000008 · wf-form4_161117898367549.xml · nonDerivative · entry 5

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,356

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.22 to $77.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:43 UTC SaleClass A Common Stock 4,247 $75.57 $320,927.53
Disclosure

SEC source: 0001576942-21-000008 · wf-form4_161117898367549.xml · nonDerivative · entry 4

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,164

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.115 to $76.07 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:43 UTC SaleClass A Common Stock 13,079 $74.55 $975,019.83
Disclosure

SEC source: 0001576942-21-000008 · wf-form4_161117898367549.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,411

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $74.095 to $75.09 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:43 UTC SaleClass A Common Stock 19,866 $73.73 $1,464,747.99
Disclosure

SEC source: 0001576942-21-000008 · wf-form4_161117898367549.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,490

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.09 to $74.075 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 15, 2021 Filed Jan 20, 2021 21:43 UTC ConversionClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000008 · wf-form4_161117898367549.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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January 11, 2021 Filed Jan 12, 2021 21:50 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 2,553 $0.00 Strike: $56.53 $0.00
Disclosure

SEC source: 0001576942-21-000006 · wf-form4_161048823148229.xml · derivative · entry 7

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Underlying: Class A Common Stock · 2,553 shares

Expires 2031-01-10

F12 · kind: Reflects the grant of options to purchase shares of Class A common Stock in accordance with our Director Compensation Policy.

F13 · derivative.exercise_date: 100% of the options will vest on the earlier of the first anniversary of the date of grant or the next Annual Meeting of Stockholders. All vesting is subject to the Reporting Person's Continuous Service through the applicable vesting date. Outstanding options are subject to acceleration upon a Change in Control.

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January 08, 2021 Filed Jan 12, 2021 21:50 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 37,430 $0.00 Strike: $27.55 $0.00
Disclosure

SEC source: 0001576942-21-000006 · wf-form4_161048823148229.xml · derivative · entry 6

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,234

Underlying: Class A Common Stock · 37,430 shares

Expires 2029-12-10

F9 · kind: Reflects the cancellation of options to purchase shares of Class A Common Stock in connection with the termination of Mr. Smith's employment and the continuation of Mr. Smith's service on our board of directors.

F11 · derivative.exercise_date: The option grant will vest in a series of 24 equal monthly installments starting on 12/11/2019. All vesting is subject to the Reporting Person's continuous service through the applicable vesting date.

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January 08, 2021 Filed Jan 12, 2021 21:50 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 56,401 $0.00 Strike: $22.32 $0.00
Disclosure

SEC source: 0001576942-21-000006 · wf-form4_161048823148229.xml · derivative · entry 5

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,653

Underlying: Class A Common Stock · 56,401 shares

Expires 2028-12-11

F9 · kind: Reflects the cancellation of options to purchase shares of Class A Common Stock in connection with the termination of Mr. Smith's employment and the continuation of Mr. Smith's service on our board of directors.

F10 · derivative.exercise_date: 1/4 of the options will vest on 10/16/2019 and 1/48 of the total number of options will vest monthly thereafter. All vesting is subject to the Reporting Person's continuous service through the applicable vesting date.

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January 08, 2021 Filed Jan 12, 2021 21:50 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 120,822 $0.00 Strike: $16.98 $0.00
Disclosure

SEC source: 0001576942-21-000006 · wf-form4_161048823148229.xml · derivative · entry 4

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 120,822 shares

Expires 2027-07-10

F4 · kind: Reflects the cancellation of options to purchase shares of Class B Common Stock in connection with the termination of Mr. Smith's employment and the continuation of Mr. Smith's service on our board of directors.

F8 · derivative.exercise_date: The stock option vests in equal monthly installments over 24 months beginning on July 11, 2021, subject to the completion of the Issuer's initial public offering by July 11, 2018 and to the individual's continued service through each vesting date. If the completion of the Issuer's initial public offering does not occur by July 11, 2018, the stock option shall be cancelled.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F7 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

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January 08, 2021 Filed Jan 12, 2021 21:50 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 14,155 $0.00 Strike: $16.98 $0.00
Disclosure

SEC source: 0001576942-21-000006 · wf-form4_161048823148229.xml · derivative · entry 3

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,009

Underlying: Class B Common Stock · 14,155 shares

Expires 2027-06-29

F4 · kind: Reflects the cancellation of options to purchase shares of Class B Common Stock in connection with the termination of Mr. Smith's employment and the continuation of Mr. Smith's service on our board of directors.

F5 · derivative.exercise_date: The stock option vests in equal monthly installments over 24 months beginning on June 30, 2019, subject to the individual's continued service through each vesting date.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F7 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:50 UTC GrantClass A Common Stock 1,254 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000006 · wf-form4_161048823148229.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,356

F2 · kind: Reflects the grant of restricted stock units in accordance with our Director Compensation Policy.

F3 · shares: 100% of the restricted stock units will vest on the earlier of the first anniversary of the date of grant or the next Annual Meeting of Stockholders. All vesting is subject to the Reporting Person's Continuous Service through the applicable vesting date. Outstanding restricted stock units are subject to acceleration upon a Change in Control.

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January 08, 2021 Filed Jan 12, 2021 21:50 UTC Disposition to issuerClass A Common Stock 41,002 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000006 · wf-form4_161048823148229.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,102

F1 · kind: Reflects the cancellation of restricted stock units in connection with the termination of Mr. Smith's employment and the continuation of Mr. Smith's service on our board of directors.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:15 UTC
Darling ScottChief Legal Officer & Secr.
ConversionClass B Common Stock · Derivative 18,742 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000004 · wf-form4_161039971475815.xml · derivative · entry 6

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:15 UTC
Darling ScottChief Legal Officer & Secr.
Exercise / conversionClass B Common Stock · Derivative 18,742 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001576942-21-000004 · wf-form4_161039971475815.xml · derivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,742

Underlying: Class A Common Stock · 18,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:15 UTC
Darling ScottChief Legal Officer & Secr.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,742 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001576942-21-000004 · wf-form4_161039971475815.xml · derivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 18,742 shares

Expires 2026-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option vests over four years, with 25% of the securities vesting on October 28, 2017 and the balance vesting in equal monthly installments over the remaining three years, subject to the individual's continued service through each vesting date.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F8 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:15 UTC
Darling ScottChief Legal Officer & Secr.
SaleClass A Common Stock 6,876 $60.34 $414,895.09
Disclosure

SEC source: 0001576942-21-000004 · wf-form4_161039971475815.xml · nonDerivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,713

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.26 to $60.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:15 UTC
Darling ScottChief Legal Officer & Secr.
SaleClass A Common Stock 17,850 $59.84 $1,068,061.89
Disclosure

SEC source: 0001576942-21-000004 · wf-form4_161039971475815.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,589

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.25 to $60.215 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:15 UTC
Darling ScottChief Legal Officer & Secr.
ConversionClass A Common Stock 18,742 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000004 · wf-form4_161039971475815.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:29 UTC
Smith Mike C.Director · Chief Operating Officer
ConversionClass B Common Stock · Derivative 11,778 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000002 · wf-form4_160979578206570.xml · derivative · entry 4

Smith Mike C. · CIK 0001723026 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,364

Underlying: Class A Common Stock · 11,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:29 UTC
Smith Mike C.Director · Chief Operating Officer
Exercise / conversionClass B Common Stock · Derivative 11,778 $0.00 Strike: $16.98 $0.00
Disclosure

SEC source: 0001576942-21-000002 · wf-form4_160979578206570.xml · derivative · entry 3

Smith Mike C. · CIK 0001723026 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,142

Underlying: Class A Common Stock · 11,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:29 UTC
Smith Mike C.Director · Chief Operating Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,778 $0.00 Strike: $16.98 $0.00
Disclosure

SEC source: 0001576942-21-000002 · wf-form4_160979578206570.xml · derivative · entry 2

Smith Mike C. · CIK 0001723026 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,164

Underlying: Class B Common Stock · 11,778 shares

Expires 2027-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in equal monthly installments over 24 months beginning on June 30, 2019, subject to the individual's continued service through each vesting date.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F5 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:29 UTC
Smith Mike C.Director · Chief Operating Officer
ConversionClass A Common Stock 11,778 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000002 · wf-form4_160979578206570.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 14:32 UTC
Anderson Steven P.Director · 10% owner
OtherClass B Common Stock · Derivative 377,497 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-035460 · doc4.xml · derivative · entry 5

Anderson Steven P. · CIK 0001719971 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887,485

Underlying: Class A Common Stock · 377,497 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F1 · kind: On December 28, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F7 · derivative.expiration_date: Not Applicable.

F1 · ownership.direct: On December 28, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F8 · ownership.direct: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 14:32 UTC
Anderson Steven P.Director · 10% owner
OtherClass B Common Stock · Derivative 377,497 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-035460 · doc4.xml · derivative · entry 4

Anderson Steven P. · CIK 0001719971 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 18,602,569

Underlying: Class A Common Stock · 377,497 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F1 · kind: On December 28, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F1 · shares: On December 28, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not Applicable.

F8 · derivative.underlying_shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F1 · ownership.nature: On December 28, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 5,940,818 shares of Class B common stock directly held by BIE; (ii) 12,118,440 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)) The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

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December 28, 2020 Filed Dec 30, 2020 14:32 UTC
Anderson Steven P.Director · 10% owner
ConversionClass B Common Stock · Derivative 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-035460 · doc4.xml · derivative · entry 3

Anderson Steven P. · CIK 0001719971 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 18,980,066

Underlying: Class A Common Stock · 826,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not Applicable.

F1 · ownership.nature: On December 28, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 5,940,818 shares of Class B common stock directly held by BIE; (ii) 12,118,440 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)) The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

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December 28, 2020 Filed Dec 30, 2020 14:32 UTC
Anderson Steven P.Director · 10% owner
OtherClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-035460 · doc4.xml · nonDerivative · entry 2

Anderson Steven P. · CIK 0001719971 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On December 28, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On December 28, 2020: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 5,940,818 shares of Class B common stock directly held by BIE; (ii) 12,118,440 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)) The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.