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SAFEGUARD SCIENTIFICS INC

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9612
SEC CIK
0000086115
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2016 Filed Dec 6, 2016 18:02 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 94 $11.77 $1,106.15
Disclosure

SEC source: 0000086115-16-000328 · wf-form4_148104731776021.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,718

Read SEC document
November 15, 2016 Filed Nov 16, 2016 16:30 UTC Tax withholdingCommon Stock 14 $11.93 $166.95
Disclosure

SEC source: 0000086115-16-000324 · wf-form4_147931381253540.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,489

Read SEC document
November 15, 2016 Filed Nov 16, 2016 16:30 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 27 $11.93 $321.98
Disclosure

SEC source: 0000086115-16-000323 · wf-form4_147931379660561.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,255

Read SEC document
November 15, 2016 Filed Nov 16, 2016 16:29 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 79 $11.93 $942.08
Disclosure

SEC source: 0000086115-16-000322 · wf-form4_147931377694171.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,812

Read SEC document
November 05, 2016 Filed Nov 7, 2016 15:21 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 95 $10.95 $1,040.25
Disclosure

SEC source: 0000086115-16-000317 · wf-form4_147853207730033.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,891

Read SEC document
November 05, 2016 Filed Nov 7, 2016 15:21 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 2 $10.95 $21.90
Disclosure

SEC source: 0000086115-16-000318 · wf-form4_147853209427417.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,282

Read SEC document
November 05, 2016 Filed Nov 7, 2016 15:21 UTC Tax withholdingCommon Stock 5 $10.95 $54.75
Disclosure

SEC source: 0000086115-16-000316 · wf-form4_147853205668638.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,503

Read SEC document
October 31, 2016 Filed Nov 1, 2016 15:42 UTC
ZARRILLI STEPHEN TDirector · President & CEO
PurchaseCommon Stock 1,100 $11.85 $13,035.00
Disclosure

SEC source: 0000086115-16-000312 · wf-form4_147801493587495.xml · nonDerivative · entry 3

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · STZ DB Plan

Disclosed balance after: 11,490

Read SEC document
October 31, 2016 Filed Nov 1, 2016 15:42 UTC
ZARRILLI STEPHEN TDirector · President & CEO
PurchaseCommon Stock 500 $11.84 $5,921.50
Disclosure

SEC source: 0000086115-16-000312 · wf-form4_147801493587495.xml · nonDerivative · entry 2

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · STZ DB Plan

Disclosed balance after: 10,390

F1 · price: The purchase price reported is the average purchase price paid for the shares. The shares were purchased at prices ranging from $11.825 to $11.85. Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 15:42 UTC
ZARRILLI STEPHEN TDirector · President & CEO
PurchaseCommon Stock 500 $11.83 $5,917.00
Disclosure

SEC source: 0000086115-16-000312 · wf-form4_147801493587495.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · STZ DB Plan

Disclosed balance after: 9,890

F1 · price: The purchase price reported is the average purchase price paid for the shares. The shares were purchased at prices ranging from $11.825 to $11.85. Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
October 15, 2016 Filed Oct 18, 2016 12:09 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,383 $13.02 $18,005.28
Disclosure

SEC source: 0000086115-16-000296 · wf-form4_147679257896026.xml · derivative · entry 2

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,143

Underlying: Common Stock · 1,383 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2016 Filed Oct 18, 2016 12:09 UTC GrantDeferred Stock Units (Match) · Derivative 346 $0.00 $0.00
Disclosure

SEC source: 0000086115-16-000296 · wf-form4_147679257896026.xml · derivative · entry 1

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,781

Underlying: Common Stock · 346 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2016 Filed Oct 18, 2016 12:11 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 79 $13.02 $1,028.50
Disclosure

SEC source: 0000086115-16-000301 · wf-form4_147679266759903.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,986

Read SEC document
October 15, 2016 Filed Oct 18, 2016 12:11 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 317 $13.02 $4,127.02
Disclosure

SEC source: 0000086115-16-000300 · wf-form4_147679265133914.xml · derivative · entry 2

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,726

Underlying: Common Stock · 317 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2016 Filed Oct 18, 2016 12:11 UTC GrantDeferred Stock Units (Match) · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0000086115-16-000300 · wf-form4_147679265133914.xml · derivative · entry 1

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,677

Underlying: Common Stock · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2016 Filed Oct 18, 2016 12:10 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 27 $13.02 $351.51
Disclosure

SEC source: 0000086115-16-000299 · wf-form4_147679262601247.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,284

Read SEC document
October 15, 2016 Filed Oct 18, 2016 12:10 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,191 $13.02 $15,505.63
Disclosure

SEC source: 0000086115-16-000298 · wf-form4_147679261046632.xml · derivative · entry 2

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Stock · 1,191 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2016 Filed Oct 18, 2016 12:10 UTC GrantDeferred Stock Units (Match) · Derivative 298 $0.00 $0.00
Disclosure

SEC source: 0000086115-16-000298 · wf-form4_147679261046632.xml · derivative · entry 1

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617

Underlying: Common Stock · 298 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2016 Filed Oct 18, 2016 12:10 UTC Tax withholdingCommon Stock 14 $13.02 $182.27
Disclosure

SEC source: 0000086115-16-000297 · wf-form4_147679259440661.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,508

Read SEC document
October 05, 2016 Filed Oct 6, 2016 14:55 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 94 $13.33 $1,252.55
Disclosure

SEC source: 0000086115-16-000289 · wf-form4_147576569631803.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,065

Read SEC document
October 05, 2016 Filed Oct 6, 2016 14:54 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 2 $13.33 $26.65
Disclosure

SEC source: 0000086115-16-000287 · wf-form4_147576565960439.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,311

Read SEC document
October 05, 2016 Filed Oct 6, 2016 14:54 UTC Tax withholdingCommon Stock 5 $13.33 $66.63
Disclosure

SEC source: 0000086115-16-000288 · wf-form4_147576568141127.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,522

Read SEC document
October 02, 2016 Filed Oct 3, 2016 18:21 UTC Tax withholdingCommon Stock 2 $12.94 $25.89
Disclosure

SEC source: 0000086115-16-000283 · wf-form4_147551889810573.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,527

Read SEC document
October 02, 2016 Filed Oct 3, 2016 18:20 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 12 $12.94 $155.33
Disclosure

SEC source: 0000086115-16-000282 · wf-form4_147551879328723.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,313

Read SEC document
October 02, 2016 Filed Oct 3, 2016 18:18 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 23 $12.94 $297.72
Disclosure

SEC source: 0000086115-16-000281 · wf-form4_147551870852835.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,159

Read SEC document
September 21, 2016 Filed Sep 23, 2016 12:58 UTC
Sisko Brian JCOO, EVP & Managing Director
Exercise / conversionStock Option (right to buy) · Derivative 5,250 $0.00 Strike: $7.41 $0.00
Disclosure

SEC source: 0000086115-16-000277 · wf-form4_147463549039197.xml · derivative · entry 5

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2016-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vested 25% on the first anniversary of the grant date and in 36 equal monthly installments on the same date of each calendar month thereafter.

Read SEC document
September 21, 2016 Filed Sep 23, 2016 12:58 UTC
Sisko Brian JCOO, EVP & Managing Director
Exercise / conversionStock Option (right to buy) · Derivative 5,302 $0.00 Strike: $7.41 $0.00
Disclosure

SEC source: 0000086115-16-000277 · wf-form4_147463549039197.xml · derivative · entry 4

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,302 shares

Expires 2016-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On September 30, 2008, the reporting person was granted an option to purchase 16,416 shares of common stock, the vesting of which is subject to the satisfaction of certain corporate performance criteria. In accordance with the previously established criteria, 5,302 of such options were exercisable as of 8/27/2016.

Read SEC document
September 21, 2016 Filed Sep 23, 2016 12:58 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 7,021 $13.14 $92,255.94
Disclosure

SEC source: 0000086115-16-000277 · wf-form4_147463549039197.xml · nonDerivative · entry 3

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,325

Read SEC document
September 21, 2016 Filed Sep 23, 2016 12:58 UTC
Sisko Brian JCOO, EVP & Managing Director
Exercise / conversionCommon Stock 5,250 $7.41 $38,902.50
Disclosure

SEC source: 0000086115-16-000277 · wf-form4_147463549039197.xml · nonDerivative · entry 2

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2016 Filed Sep 23, 2016 12:58 UTC
Sisko Brian JCOO, EVP & Managing Director
Exercise / conversionCommon Stock 5,302 $7.41 $39,287.82
Disclosure

SEC source: 0000086115-16-000277 · wf-form4_147463549039197.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 13:49 UTC Tax withholdingCommon Stock 78 $12.98 $1,012.44
Disclosure

SEC source: 0000086115-16-000275 · wf-form4_147403375113051.xml · nonDerivative · entry 3

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,529

Read SEC document
September 15, 2016 Filed Sep 16, 2016 13:49 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 424 $12.98 $5,503.52
Disclosure

SEC source: 0000086115-16-000274 · wf-form4_147403373403358.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,182

Read SEC document
September 15, 2016 Filed Sep 16, 2016 13:48 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 135 $12.98 $1,752.30
Disclosure

SEC source: 0000086115-16-000273 · wf-form4_147403371472941.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,794

Read SEC document
September 14, 2016 Filed Sep 15, 2016 13:03 UTC
ZARRILLI STEPHEN TDirector · President & CEO
PurchaseCommon Stock 1,900 $12.78 $24,282.00
Disclosure

SEC source: 0000086115-16-000269 · wf-form4_147394458262154.xml · nonDerivative · entry 2

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · STZ DB Plan

Disclosed balance after: 9,390

F1 · price: The purchase price reported is the average purchase price paid for the shares. The shares were purchased at prices ranging from $12.7800 to $12.7799. Due to field restrictions in Table 1, Column 4, all decimal places do not appear. The total weighted average purchase price is actually $12.779978. Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 13:49 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,166 $0.00 Strike: $7.41 $0.00
Disclosure

SEC source: 0000086115-16-000275 · wf-form4_147403375113051.xml · derivative · entry 4

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,166 shares

Expires 2016-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vested 25% on the first anniversary of the grant date and in 36 equal monthly installments on the same date of each calendar month thereafter.

Read SEC document
September 14, 2016 Filed Sep 16, 2016 13:49 UTC Tax withholdingCommon Stock 3,178 $12.74 $40,479.78
Disclosure

SEC source: 0000086115-16-000275 · wf-form4_147403375113051.xml · nonDerivative · entry 2

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,607

Read SEC document
September 14, 2016 Filed Sep 16, 2016 13:49 UTC Exercise / conversionCommon Stock 4,166 $7.41 $30,870.06
Disclosure

SEC source: 0000086115-16-000275 · wf-form4_147403375113051.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 13:03 UTC
ZARRILLI STEPHEN TDirector · President & CEO
PurchaseCommon Stock 2,000 $12.73 $25,460.00
Disclosure

SEC source: 0000086115-16-000269 · wf-form4_147394458262154.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · STZ DB Plan

Disclosed balance after: 7,490

Read SEC document
September 05, 2016 Filed Sep 7, 2016 12:34 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 94 $13.94 $1,310.36
Disclosure

SEC source: 0000086115-16-000267 · wf-form4_147325167203776.xml · nonDerivative · entry 2

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,606

Read SEC document
September 05, 2016 Filed Sep 7, 2016 12:34 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 2 $13.94 $27.88
Disclosure

SEC source: 0000086115-16-000266 · wf-form4_147325165043354.xml · nonDerivative · entry 2

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,929

Read SEC document
September 05, 2016 Filed Sep 7, 2016 12:34 UTC Tax withholdingCommon Stock 5 $13.94 $69.70
Disclosure

SEC source: 0000086115-16-000265 · wf-form4_147325163306513.xml · nonDerivative · entry 2

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,619

Read SEC document
September 02, 2016 Filed Sep 7, 2016 12:34 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 23 $13.94 $320.62
Disclosure

SEC source: 0000086115-16-000267 · wf-form4_147325167203776.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,700

Read SEC document
September 02, 2016 Filed Sep 7, 2016 12:34 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 12 $13.94 $167.28
Disclosure

SEC source: 0000086115-16-000266 · wf-form4_147325165043354.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,931

Read SEC document
September 02, 2016 Filed Sep 7, 2016 12:34 UTC Tax withholdingCommon Stock 2 $13.94 $27.88
Disclosure

SEC source: 0000086115-16-000265 · wf-form4_147325163306513.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,624

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.