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SES

SES AI Corp

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2220
SEC CIK
0001819142
Parsed reports
226

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202602
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2025 Filed Apr 18, 2025 21:30 UTC
Hu QichaoDirector · CEO & CHAIRMAN · 10% owner
Tax withholdingClass A Common Stock 134,866 $0.62 $83,819.22
Disclosure

SEC source: 0001415889-25-011033 · form4-04182025_050410.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,746,903

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 3,751,614 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 21:32 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 15,691 $0.64 $10,062.64
Disclosure

SEC source: 0001415889-25-011034 · form4-04182025_050411.xml · nonDerivative · entry 2

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,716,876

F4 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 123,600 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F3 · balance_after: Includes 1,501,289 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

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April 17, 2025 Filed Apr 18, 2025 21:32 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 35,410 $0.62 $22,007.32
Disclosure

SEC source: 0001415889-25-011034 · form4-04182025_050411.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,732,567

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 123,600 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F3 · balance_after: Includes 1,501,289 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 21:30 UTC
Gan HongCHIEF SCIENCE OFFICER
Tax withholdingClass A Common Stock 30,926 $0.62 $19,220.51
Disclosure

SEC source: 0001415889-25-011032 · form4-04182025_050405.xml · nonDerivative · entry 1

Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,294,580

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units. These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 945,333 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

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April 17, 2025 Filed Apr 18, 2025 21:30 UTC
Li GangCHIEF MANUFACTURING OFFICER
Tax withholdingClass A Common Stock 20,753 $0.62 $12,897.99
Disclosure

SEC source: 0001415889-25-011031 · form4-04182025_050403.xml · nonDerivative · entry 1

Li Gang · CIK 0001972030 · CHIEF MANUFACTURING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,720

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 276,586 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

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April 17, 2025 Filed Apr 18, 2025 21:30 UTC
Pilkington KyleCHIEF LEGAL OFFICER
Tax withholdingClass A Common Stock 25,293 $0.62 $15,719.60
Disclosure

SEC source: 0001415889-25-011030 · form4-04182025_050401.xml · nonDerivative · entry 1

Pilkington Kyle · CIK 0001937313 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 871,287

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 704,102 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
April 01, 2025 Filed Apr 1, 2025 21:25 UTC
Li GangCHIEF MANUFACTURING OFFICER
GrantClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009410 · form4-04012025_050416.xml · nonDerivative · entry 1

Li Gang · CIK 0001972030 · CHIEF MANUFACTURING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,473

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2 · balance_after: Includes 318,427 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:25 UTC
Hu QichaoDirector · CEO & CHAIRMAN · 10% owner
GrantClass A Common Stock 2,100,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009405 · form4-04012025_050407.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,881,769

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2 · balance_after: Includes 4,030,551 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

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March 28, 2025 Filed Apr 1, 2025 17:25 UTC GrantClass A Common Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009402 · form4-04012025_050401.xml · nonDerivative · entry 1

NOONEN MICHAEL · CIK 0001085396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,400

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest in full, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:25 UTC
Xu KangCHIEF TECHNOLOGY OFFICER
GrantClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009409 · form4-04012025_050414.xml · nonDerivative · entry 1

Xu Kang · CIK 0002039201 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 694,290

F1 · balance_after: Includes 549,973 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

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March 28, 2025 Filed Apr 1, 2025 23:52 UTC
Ma JiongDirector
GrantClass A Common Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009448 · form4-04012025_110425.xml · nonDerivative · entry 1

Ma Jiong · CIK 0001854872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,400

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest in full, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:25 UTC
Gan HongCHIEF SCIENCE OFFICER
GrantClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009408 · form4-04012025_050413.xml · nonDerivative · entry 1

Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,325,506

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2 · balance_after: Includes 1,015,067 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:25 UTC
Pilkington KyleCHIEF LEGAL OFFICER
GrantClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009407 · form4-04012025_050410.xml · nonDerivative · entry 1

Pilkington Kyle · CIK 0001937313 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 896,580

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2 · balance_after: Includes 759,889 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:25 UTC
Nealis JingCHIEF FINANCIAL OFFICER
GrantClass A Common Stock 950,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009406 · form4-04012025_050409.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,767,977

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2 · balance_after: Includes 154,500 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F3 · balance_after: Includes 1,571,023 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:25 UTC
Luo EricDirector
GrantClass A Common Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009403 · form4-04012025_050403.xml · nonDerivative · entry 1

Luo Eric · CIK 0001907014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,400

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest in full, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:25 UTC GrantClass A Common Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009404 · form4-04012025_050405.xml · nonDerivative · entry 1

Choi Jangwook · CIK 0001907078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,400

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest in full, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, on the first anniversary of the Grant Date, subject to continued service through such vesting date.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 21:25 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 11,056 $0.44 $4,862.43
Disclosure

SEC source: 0001415889-25-008454 · form4-03182025_050301.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,817,977

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.

F1 · shares: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 154,500 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F3 · balance_after: Includes 621,023 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
February 17, 2025 Filed Feb 19, 2025 23:00 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 12,604 $1.02 $12,856.08
Disclosure

SEC source: 0001415889-25-004706 · form4-02192025_060201.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,829,033

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.

F1 · shares: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 185,400 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F3 · balance_after: Includes 621,023 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 02:30 UTC
Hu QichaoDirector · CEO & CHAIRMAN · 10% owner
SaleClass A Common Stock 194,459 $1.17 $227,769.83
Disclosure

SEC source: 0001415889-25-003675 · form4-02112025_090204.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,781,769

F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on February 9, 2024 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.26, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,930,551 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 02:30 UTC
Xu KangCHIEF TECHNOLOGY OFFICER
SaleClass A Common Stock 27,969 $1.17 $32,760.09
Disclosure

SEC source: 0001415889-25-003674 · form4-02112025_090201.xml · nonDerivative · entry 1

Xu Kang · CIK 0002039201 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 444,290

F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on February 6, 2024 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.26, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 299,973 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 02:30 UTC
Pilkington KyleCHIEF LEGAL OFFICER
SaleClass A Common Stock 44,051 $1.17 $51,596.94
Disclosure

SEC source: 0001415889-25-003679 · form4-02112025_090213.xml · nonDerivative · entry 1

Pilkington Kyle · CIK 0001937313 · CHIEF LEGAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 496,580

F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on February 9, 2024 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.26, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 359,889 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 02:30 UTC
Li GangCHIEF MANUFACTURING OFFICER
SaleClass A Common Stock 15,909 $1.17 $18,634.21
Disclosure

SEC source: 0001415889-25-003678 · form4-02112025_090211.xml · nonDerivative · entry 1

Li Gang · CIK 0001972030 · CHIEF MANUFACTURING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,473

F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on February 9, 2024 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.26, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 168,427 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 02:30 UTC
Nealis JingCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 80,992 $1.17 $94,865.93
Disclosure

SEC source: 0001415889-25-003676 · form4-02112025_090206.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,841,637

F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on February 9, 2024 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.26, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 216,300 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes 621,023 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 02:30 UTC
Gan HongCHIEF SCIENCE OFFICER
SaleClass A Common Stock 51,600 $1.17 $60,439.08
Disclosure

SEC source: 0001415889-25-003677 · form4-02112025_090209.xml · nonDerivative · entry 1

Gan Hong · CIK 0001907008 · CHIEF SCIENCE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 773,906

F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on February 6, 2024 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.26, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 515,067 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
January 16, 2025 Filed Jan 17, 2025 23:00 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001415889-25-001718 · form4-01172025_060101.xml · derivative · entry 4

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 886,555

Underlying: Class A Common Stock · 50,000 shares

Expires 2031-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024.

F5 · derivative.exercise_date: Reflects options granted on February 10, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date.

Read SEC document
January 16, 2025 Filed Jan 17, 2025 23:00 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 12,693 $1.04 $13,200.72
Disclosure

SEC source: 0001415889-25-001718 · form4-01172025_060101.xml · nonDerivative · entry 3

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,922,629

F4 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 216,300 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
January 16, 2025 Filed Jan 17, 2025 23:00 UTC
Nealis JingCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 50,000 $1.02 $51,000.00
Disclosure

SEC source: 0001415889-25-001718 · form4-01172025_060101.xml · nonDerivative · entry 2

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,935,322

F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024.

F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 216,300 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
January 16, 2025 Filed Jan 17, 2025 23:00 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 50,000 $0.16 $8,000.00
Disclosure

SEC source: 0001415889-25-001718 · form4-01172025_060101.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,985,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024.

F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 216,300 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

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December 26, 2024 Filed Dec 28, 2024 00:30 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001415889-24-030209 · form4-12272024_071201.xml · derivative · entry 3

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 936,555

Underlying: Class A Common Stock · 150,000 shares

Expires 2031-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024.

F4 · derivative.exercise_date: Reflects options granted on February 10, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date.

Read SEC document
December 26, 2024 Filed Dec 28, 2024 00:30 UTC
Nealis JingCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 150,000 $1.02 $153,000.00
Disclosure

SEC source: 0001415889-24-030209 · form4-12272024_071201.xml · nonDerivative · entry 2

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,935,322

F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024.

F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 247,199 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

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December 26, 2024 Filed Dec 28, 2024 00:30 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 150,000 $0.16 $24,000.00
Disclosure

SEC source: 0001415889-24-030209 · form4-12272024_071201.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,085,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on May 30, 2024.

F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 247,199 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 400,000 $0.42 $168,000.00
Disclosure

SEC source: 0000950170-24-138459 · ownership.xml · nonDerivative · entry 2

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,843,210

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4130 to $0.4279, inclusive.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 326,460 $0.38 $124,054.80
Disclosure

SEC source: 0000950170-24-138459 · ownership.xml · nonDerivative · entry 1

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,243,210

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3837 to $0.3844, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:34 UTC
SK INC.10% owner
SaleClass A Common Stock 500,000 $0.40 $200,000.00
Disclosure

SEC source: 0000950170-24-137420 · ownership.xml · nonDerivative · entry 2

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,569,670

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3993 to $0.4056, inclusive.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:30 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 11,025 $0.41 $4,540.10
Disclosure

SEC source: 0001415889-24-029757 · form4-12182024_051201.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935,322

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 247,199 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:34 UTC
SK INC.10% owner
SaleClass A Common Stock 417,857 $0.39 $162,964.23
Disclosure

SEC source: 0000950170-24-137420 · ownership.xml · nonDerivative · entry 1

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,069,670

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3922 to $0.4104, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 115,508 $0.42 $48,513.36
Disclosure

SEC source: 0000950170-24-136205 · ownership.xml · nonDerivative · entry 2

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,487,527

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 300,000 $0.44 $132,000.00
Disclosure

SEC source: 0000950170-24-136205 · ownership.xml · nonDerivative · entry 1

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,603,035

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4439 to $0.4470, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 16,120 $0.45 $7,254.00
Disclosure

SEC source: 0000950170-24-135378 · ownership.xml · nonDerivative · entry 2

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,903,035

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 400,000 $0.48 $192,000.00
Disclosure

SEC source: 0000950170-24-135378 · ownership.xml · nonDerivative · entry 1

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,919,155

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4829 to $0.4840, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:25 UTC
Nealis JingCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 11,025 $0.27 $2,974.55
Disclosure

SEC source: 0001415889-24-027248 · form4-11192024_051102.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,946,347

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of a restricted share award. These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 824,552 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 278,099 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 16:15 UTC SaleClass A Common Stock, par value $0.0001 13,332,000 $0.20 $2,666,400.00
Disclosure

SEC source: 0000950170-24-128612 · ownership.xml · nonDerivative · entry 1

General Motors Holdings LLC · CIK 0001497345 · 10% owner

General Motors Ventures LLC · CIK 0001881756 · 10% owner

General Motors Co · CIK 0001467858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,843,622

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.20/share to $0.29/share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: General Motors Ventures LLC ("GM Ventures") is the record holder of 7,758,498 shares of Class A Common Stock and 2,085,124 shares of Class A Common Stock that may be issued for the benefit of the former holders of SES Holdings Pte. Ltd. common stock (the "Earn-Out Shares"). General Motors Holdings LLC ("GM Holdings") is the record holder of 9,043,889 shares of Class A Common Stock and 836,826 Earn-Out Shares. GM Ventures is a direct, wholly owned subsidiary of GM Holdings, and GM Holdings is a direct, wholly owned subsidiary of General Motors Company ("GM"). GM may be deemed to share beneficial ownership over the shares of Class A Common Stock directly owned by GM Ventures and GM Holdings, and GM Holdings may be deemed to share beneficial ownership over the shares of Class A Common Stock directly owned by GM Ventures. Each of GM and GM Holdings disclaims beneficial ownership of any shares other than to the extent they may have a pecuniary interest therein.

F3 · ownership.direct: (Continued form footnote 2) The address of the principal business office of each of GM, GM Holdings, and GM Ventures is 300 Renaissance Center, Detroit, MI, 48265.

Read SEC document
November 14, 2024 Filed Nov 15, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 300,000 $0.30 $90,000.00
Disclosure

SEC source: 0000950170-24-127590 · ownership.xml · nonDerivative · entry 2

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,319,155

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3009 to $0.3010, inclusive.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 250,000 $0.28 $70,000.00
Disclosure

SEC source: 0000950170-24-127590 · ownership.xml · nonDerivative · entry 1

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,619,155

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2773 to $0.2901, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 170,248 $0.36 $61,289.28
Disclosure

SEC source: 0000950170-24-126331 · ownership.xml · nonDerivative · entry 1

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,869,155

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3587 to $0.3633, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 11:05 UTC
SK INC.10% owner
SaleClass A Common Stock 103,115 $0.37 $38,152.55
Disclosure

SEC source: 0000950170-24-124473 · ownership.xml · nonDerivative · entry 2

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,039,403

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.37 to $0.3826, inclusive.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 11:05 UTC
SK INC.10% owner
SaleClass A Common Stock 154,105 $0.39 $60,100.95
Disclosure

SEC source: 0000950170-24-124473 · ownership.xml · nonDerivative · entry 1

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,142,518

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3883 to $0.4077, inclusive. The Reporting Person undertakes to provide to SES AI Corp., any security holder of SES AI Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
November 06, 2024 Filed Nov 7, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 4,461 $0.42 $1,873.62
Disclosure

SEC source: 0000950170-24-123361 · ownership.xml · nonDerivative · entry 2

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,296,623

F1 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 200,000 $0.43 $86,000.00
Disclosure

SEC source: 0000950170-24-123361 · ownership.xml · nonDerivative · entry 1

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,301,084

F1 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document
November 04, 2024 Filed Nov 5, 2024 21:15 UTC
SK INC.10% owner
SaleClass A Common Stock 200,000 $0.45 $90,000.00
Disclosure

SEC source: 0000950170-24-121483 · ownership.xml · nonDerivative · entry 2

SK INC. · CIK 0001947998 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,501,084

F2 · balance_after: Includes 3,829,028 Earn-Out Shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.