Last 12 months
Inside the activity.
7 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 7 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2021 Filed Jun 16, 2021 01:12 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040796 · doc4.xml · nonDerivative · entry 1 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 21:36 UTC |
STERNBERG HALVice President-Research
|
GrantOption to Purchase Common Stock · Derivative | 5,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001209191-21-039074 · doc4.xml · derivative · entry 1 STERNBERG HAL · CIK 0000909455 · Vice President-Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-06-03 F1 · derivative.exercise_date: Twenty-five percent of the options will vest and thereby become exercisable upon completion of one year of service from the date of grant, and the balance of the options will vest in 36 equal monthly installments commencing on the first anniversary of the date of grant, subject to his continued service as an employee on the applicable vesting date. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 21:41 UTC |
SEGALL JUDITHDirector of Admin & Secretary
|
GrantOption to Purchase Coomon Stock · Derivative | 3,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001209191-21-039078 · doc4.xml · derivative · entry 1 SEGALL JUDITH · CIK 0001054745 · Director of Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2031-06-03 F1 · derivative.exercise_date: Twenty-five percent of the options will vest and thereby become exercisable upon completion of one year of service from the date of grant, and the balance of the options will vest in 36 equal monthly installments commencing on the first anniversary of the date of grant, subject to her continued service as an employee on the applicable vesting date. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 19:46 UTC |
Park Andrea Eun JaeChief Financial Officer
|
GrantOption to Purchase Common Stock · Derivative | 75,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001209191-21-039044 · doc4.xml · derivative · entry 1 Park Andrea Eun Jae · CIK 0001813650 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-06-03 F1 · derivative.exercise_date: Twenty-five percent of the options will vest and thereby become exercisable upon completion of one year of service from the date of grant, and the balance of the options will vest in 36 equal monthly installments commencing on the first anniversary of the date of grant, subject to her continued service as an employee on the applicable vesting date. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 18:24 UTC |
MALIK NAFEES NASEERChief Operating Officer
|
GrantOption to Purchase Common Stock · Derivative | 75,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001209191-21-039009 · doc4.xml · derivative · entry 1 MALIK NAFEES NASEER · CIK 0001760274 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-06-03 F1 · derivative.exercise_date: Twenty-five percent of the options will vest and thereby become exercisable upon completion of one year of service from the date of grant, and the balance of the options will vest in 36 equal monthly installments commencing on the first anniversary of the date of grant, subject to his continued service as an officer on the applicable vesting date. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 23:20 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
GrantOption to Purchase Common Stock · Derivative | 120,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001209191-21-039033 · doc4.xml · derivative · entry 1 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2031-06-03 F1 · derivative.exercise_date: Twenty-five percent of the options will vest and thereby become exercisable upon completion of one year of service from the date of grant, and the balance of the options will vest in 36 equal monthly installments commencing on the first anniversary of the date of grant, subject to his continued service as an employee on the applicable vesting date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:35 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020633 · doc4.xml · derivative · entry 3 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted Stock Units vested on March 11, 2021. F2 · derivative.expiration_date: Restricted Stock Units vested on March 11, 2021. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:35 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 1,284 | $2.03 | $2,606.52 |
DisclosureSEC source: 0001209191-21-020633 · doc4.xml · nonDerivative · entry 2 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,439 F1 · kind: Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,125 Restricted Stock Units, the grant of which was previously reported on a Form 4. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:35 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020633 · doc4.xml · nonDerivative · entry 1 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 21:16 UTC |
Juvenescence Ltd10% owner
|
PurchaseWarrant to Purchase Common Stock · Derivative | 263,852 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001104659-21-016679 · tm215727-1_4seq1.xml · derivative · entry 1 Juvenescence Ltd · CIK 0001724307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,852 Underlying: Common Stock · 263,852 shares Expires 2024-01-25 F1 · security: Warrants issued in connection with the draw of loan funds under a Secured Convertible Facility Agreement between the issuer and the reporting person. F2 · derivative.exercise_date: The warrants are exercisable for shares of the issuer's common stock upon issuance. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 21:21 UTC |
Juvenescence Ltd10% owner
|
PurchaseWarrant to Purchase Common Stock · Derivative | 328,947 | $0.00 Strike: $1.52 | $0.00 |
DisclosureSEC source: 0001104659-21-003453 · tm212934-1_4seq1.xml · derivative · entry 1 Juvenescence Ltd · CIK 0001724307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,947 Underlying: Common Stock · 328,947 shares Expires 2024-01-03 F1 · security: Warrants issued in connection with the draw of loan funds under a Secured Convertible Facility Agreement between the issuer and the reporting person. F2 · derivative.exercise_date: The warrants are exercisable for shares of the issuer's common stock upon issuance. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 02:33 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063668 · doc4.xml · derivative · entry 3 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted Stock Units vested on December 11, 2020. F2 · derivative.expiration_date: Restricted Stock Units vested on December 11, 2020. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 02:33 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 1,081 | $1.69 | $1,826.89 |
DisclosureSEC source: 0001209191-20-063668 · doc4.xml · nonDerivative · entry 2 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,598 F1 · kind: Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,125 Restricted Stock Units, the grant of which was previously reported on a Form 4. Read SEC document |
| December 11, 2020 Filed Dec 16, 2020 02:33 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063668 · doc4.xml · nonDerivative · entry 1 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2020 Filed Nov 19, 2020 22:29 UTC |
Juvenescence Ltd10% owner
|
PurchaseWarrant to Purchase Common Stock · Derivative | 280,898 | $0.00 Strike: $1.78 | $0.00 |
DisclosureSEC source: 0001104659-20-127424 · a4.xml · derivative · entry 1 Juvenescence Ltd · CIK 0001724307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,898 Underlying: Common Stock · 280,898 shares Expires 2023-11-08 F1 · security: Warrants issued in connection with the draw of loan funds under a Secured Convertible Facility Agreement between the issuer and the reporting person. F2 · derivative.exercise_date: The warrants are exercisable for shares of the issuer's common stock upon issuance. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 21:37 UTC |
Juvenescence Ltd10% owner
|
PurchaseWarrant to Purchase Common Stock · Derivative | 588,235 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001104659-20-112748 · a4.xml · derivative · entry 1 Juvenescence Ltd · CIK 0001724307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,235 Underlying: Common Stock · 588,235 shares Expires 2023-09-14 F1 · security: Issued in connection with Loan Facility Agreement. F2 · derivative.exercise_date: Warrant shares are exercisable as of the date of issuance of the warrant. Read SEC document |
| September 11, 2020 Filed Sep 16, 2020 01:37 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050615 · doc4.xml · derivative · entry 3 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted Stock Units vested on September 11, 2020. F2 · derivative.expiration_date: Restricted Stock Units vested on September 11, 2020. Read SEC document |
| September 11, 2020 Filed Sep 16, 2020 01:37 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 1,081 | $0.81 | $875.07 |
DisclosureSEC source: 0001209191-20-050615 · doc4.xml · nonDerivative · entry 2 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,554 F1 · kind: Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,125 Restricted Stock Units, the grant of which was previously reported on a Form 4. Read SEC document |
| September 11, 2020 Filed Sep 16, 2020 01:37 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050615 · doc4.xml · nonDerivative · entry 1 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 30, 2020 12:18 UTC |
Juvenescence Ltd10% owner
|
PurchaseWarrant to Purchase Common Stock · Derivative | 375,939 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0000908662-20-000143 · edgar.xml · derivative · entry 1 Juvenescence Ltd · CIK 0001724307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,939 Underlying: Common Stock · 375,939 shares Expires 2023-07-26 F1 · security: Issued in connection with Loan Facility Agreement. F1 · price: Issued in connection with Loan Facility Agreement. F2 · derivative.exercise_date: Warrant shares are exercisable as of the date of issuance of the warrant. Read SEC document |
| June 11, 2020 Filed Jun 16, 2020 01:29 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036856 · doc4.xml · derivative · entry 3 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,375 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted Stock Units vested on June 11, 2020. F2 · derivative.expiration_date: Restricted Stock Units vested on June 11, 2020. Read SEC document |
| June 11, 2020 Filed Jun 16, 2020 01:29 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 1,081 | $0.80 | $864.91 |
DisclosureSEC source: 0001209191-20-036856 · doc4.xml · nonDerivative · entry 2 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,510 F1 · kind: Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,125 Restricted Stock Units, the grant of which was previously reported on a Form 4. Read SEC document |
| June 11, 2020 Filed Jun 16, 2020 01:29 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036856 · doc4.xml · nonDerivative · entry 1 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2020 Filed Jun 16, 2020 20:01 UTC |
Juvenescence Ltd10% owner
|
PurchaseWarrant to Purchase Common Stock · Derivative | 541,125 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0000908662-20-000130 · edgar.xml · derivative · entry 2 Juvenescence Ltd · CIK 0001724307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,125 Underlying: Common Stock · 541,125 shares Expires 2023-06-10 F1 · security: Issued in connection with Loan Facility Agreement. F1 · price: Issued in connection with Loan Facility Agreement. F2 · derivative.exercise_date: Warrant shares are exercisable as of the date of issuance of the warrant. Read SEC document |
| May 15, 2020 Filed Jun 16, 2020 20:01 UTC |
Juvenescence Ltd10% owner
|
PurchaseWarrant to Purchase Common Stock · Derivative | 714,285 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0000908662-20-000130 · edgar.xml · derivative · entry 1 Juvenescence Ltd · CIK 0001724307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,285 Underlying: Common Stock · 714,285 shares Expires 2023-05-14 F1 · security: Issued in connection with Loan Facility Agreement. F1 · price: Issued in connection with Loan Facility Agreement. F2 · derivative.exercise_date: Warrant shares are exercisable as of the date of issuance of the warrant. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:02 UTC |
Juvenescence Ltd10% owner
|
PurchaseWarrant to Purchase Common Stock · Derivative | 268,817 | $0.00 Strike: $0.93 | $0.00 |
DisclosureSEC source: 0000908662-20-000071 · edgar.xml · derivative · entry 1 Juvenescence Ltd · CIK 0001724307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,817 Underlying: Common Stock · 268,817 shares Expires 2023-03-31 F1 · security: Issued in connection with Loan Facility Agreement. F1 · price: Issued in connection with Loan Facility Agreement. F2 · derivative.exercise_date: Warrant shares are fully exercisable as of the date of issuance of the warrant. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 01:43 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019073 · doc4.xml · derivative · entry 3 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted Stock Units vested on March 11, 2020. F2 · derivative.expiration_date: Restricted Stock Units vested on March 11, 2020. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 01:43 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Tax withholdingCommon Stock, $0.0001 par value | 5,085 | $0.88 | $4,463.10 |
DisclosureSEC source: 0001209191-20-019073 · doc4.xml · nonDerivative · entry 2 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,446 F1 · kind: Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 12,500 Restricted Stock Units, the grant of which was previously reported on a Form 4. Read SEC document |
| March 11, 2020 Filed Mar 14, 2020 01:43 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock, $0.0001 par value | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019073 · doc4.xml · nonDerivative · entry 1 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:07 UTC |
SEGALL JUDITHDirector, Admin & Secretary
|
GrantOption to Purchase Coomon Stock · Derivative | 15,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001209191-19-057696 · doc4.xml · derivative · entry 2 SEGALL JUDITH · CIK 0001054745 · Director, Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-11-18 F1 · derivative.exercise_date: One third shall vest on November 19, 2020 and the remaining shall vest in 24 equal monthly installments thereafter, based upon continuous service. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:07 UTC |
SEGALL JUDITHDirector, Admin & Secretary
|
GrantOption to Purchase Coomon Stock · Derivative | 15,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001209191-19-057696 · doc4.xml · derivative · entry 1 SEGALL JUDITH · CIK 0001054745 · Director, Admin & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-11-18 Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 18:50 UTC |
Juvenescence Ltd10% owner
|
PurchaseWarrant to Purchase Common Stock · Derivative | 150,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0000908662-19-000177 · edgar.xml · derivative · entry 2 Juvenescence Ltd · CIK 0001724307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2022-08-12 F1 · price: Issued in connection with Loan Facility Agreement. F2 · derivative.exercise_date: Warrant shares are fully exercisable as of the date of issuance of the warrant. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 18:50 UTC |
Juvenescence Ltd10% owner
|
PurchaseCommon Stock | 19,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908662-19-000177 · edgar.xml · nonDerivative · entry 1 Juvenescence Ltd · CIK 0001724307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,419,000 F1 · price: Issued in connection with Loan Facility Agreement. Read SEC document |
| March 15, 2019 Filed Mar 21, 2019 00:58 UTC |
MAULDIN JOHN FDirector
|
SaleWarrant to Purchase Common Stock · Derivative | 50,000 | $1.65 Strike: $2.50 | $82,500.00 |
DisclosureSEC source: 0001209191-19-020692 · doc4.xml · derivative · entry 1 MAULDIN JOHN F · CIK 0001522480 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Retirement Plans Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-03-18 F1 · ownership.nature: Warrants held in retirement plans of companies controlled by Mr. Mauldin. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:35 UTC |
STERNBERG HALVice President-Research
|
GrantOption to Purchase Common Stock · Derivative | 15,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001209191-19-019316 · doc4.xml · derivative · entry 2 STERNBERG HAL · CIK 0000909455 · Vice President-Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-03-10 F2 · derivative.exercise_date: One quarter shall vest on March 11, 2020 and the remaining shall vest monthly over 36 months, based upon continuous service. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 18:09 UTC |
MALIK NAFEES NASEERChief Operating Officer
|
GrantOption to Purchase Common Stock · Derivative | 70,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001209191-19-019222 · doc4.xml · derivative · entry 1 MALIK NAFEES NASEER · CIK 0001760274 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2029-03-10 F1 · derivative.exercise_date: One quarter shall vest on March 11, 2020 and the remaining shall vest monthly over 36 months, based upon continuous service. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 01:52 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019321 · doc4.xml · derivative · entry 2 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F2 · derivative.exercise_price: Grant of restricted stock units under the AgeX 2017 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: One quarter of the restricted stock units shall vest upon the completion of 12 months of continuous employment from the date of grant and the balance shall vest in twelve equal quarterly installments upon completion of each quarter of continuous service. F3 · derivative.expiration_date: One quarter of the restricted stock units shall vest upon the completion of 12 months of continuous employment from the date of grant and the balance shall vest in twelve equal quarterly installments upon completion of each quarter of continuous service. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 01:52 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
|
GrantOption to Purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001209191-19-019321 · doc4.xml · derivative · entry 1 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-03-10 F1 · derivative.exercise_date: One quarter shall vest on March 11, 2020 and the remaining shall vest monthly over 36 months, based upon continuous service. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 01:03 UTC |
Mulroy Michael H.Director
|
GrantOption to Purchase Common Stock · Derivative | 65,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001209191-19-019313 · doc4.xml · derivative · entry 1 Mulroy Michael H. · CIK 0001509725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2029-03-10 F1 · derivative.exercise_date: Options will become exercisable in four equal quarterly installments from the date of grant on March 11, 2019 provided that the grantee remains a director on the last day of the applicable calendar quarter. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:53 UTC |
MAULDIN JOHN FDirector
|
GrantOption to Pruchase Common Stock · Derivative | 65,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001209191-19-019311 · doc4.xml · derivative · entry 1 MAULDIN JOHN F · CIK 0001522480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2029-03-10 F1 · derivative.exercise_date: Options will become exercisable in four equal quarterly installments from the date of grant on March 11, 2019 provided that the grantee remains a director on the last day of the applicable calendar quarter. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:09 UTC |
Bailey GregoryDirector
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GrantOption to Purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0000908662-19-000094 · edgar.xml · derivative · entry 1 Bailey Gregory · CIK 0001329505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-03-10 F1 · derivative.exercise_date: Options will become exercisable in four equal quarterly installments from the date of grant on March 11, 2019 provided that the grantee remains a director on the last day of the applicable calendar quarter. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:09 UTC |
Jenkins AnnalisaDirector
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GrantOption to Purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0000908662-19-000093 · edgar.xml · derivative · entry 1 Jenkins Annalisa · CIK 0001639481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-03-10 F1 · derivative.exercise_date: Options will become exercisable in four equal quarterly installments from the date of grant on March 11, 2019 provided that the grantee remains a director on the last day of the applicable calendar quarter. Read SEC document |
| December 10, 2018 Filed Dec 13, 2018 01:30 UTC |
WEST MICHAEL DDirector · Chief Executive Officer
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PurchaseCommon Stock, $0.0001 par value | 4,000 | $3.86 | $15,442.80 |
DisclosureSEC source: 0001209191-18-062349 · doc4.xml · nonDerivative · entry 1 WEST MICHAEL D · CIK 0001202529 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,460 F1 · price: The price of $3.8607 per share represents a weighted average of prices ranging from $3.8566 to $3.8634 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.