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Solaris Energy Infrastructure, Inc.

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3918
SEC CIK
0001697500
Parsed reports
309

Last 12 months

Inside the activity.

7 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202533
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202627
Jun 202600
Jul 202600
Aug 202600
Sep 202620
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2018 Filed Jan 16, 2018 21:07 UTC SaleClass A Common Stock 1,408,388 $21.65 $30,491,600.20
Disclosure

SEC source: 0001104659-18-002374 · a4.xml · nonDerivative · entry 3

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:07 UTC ConversionClass A Common Stock 1,408,388 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002374 · a4.xml · nonDerivative · entry 2

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,408,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 1 above).

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F4 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 16:08 UTC
Zartler William ADirector · 10% owner
ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 567,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002378 · a4.xml · derivative · entry 8

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,413,496

Underlying: Class A Common Stock · 567,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · ownership.nature: Represents shares held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 16:08 UTC
Zartler William ADirector · 10% owner
ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 93,447 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002378 · a4.xml · derivative · entry 7

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,819

Underlying: Class A Common Stock · 93,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 16:08 UTC
Zartler William ADirector · 10% owner
OtherClass B Common Stock 567,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002378 · a4.xml · nonDerivative · entry 6

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,413,496

F4 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F3 · ownership.nature: Represents shares held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 16:08 UTC
Zartler William ADirector · 10% owner
OtherClass B Common Stock 93,447 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002378 · a4.xml · nonDerivative · entry 5

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,819

F4 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

Read SEC document
January 11, 2018 Filed Jan 16, 2018 16:08 UTC
Zartler William ADirector · 10% owner
SaleClass A Common Stock 567,444 $21.65 $12,285,162.60
Disclosure

SEC source: 0001104659-18-002378 · a4.xml · nonDerivative · entry 4

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · ownership.nature: Represents shares held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 16:08 UTC
Zartler William ADirector · 10% owner
SaleClass A Common Stock 93,447 $21.65 $2,023,127.55
Disclosure

SEC source: 0001104659-18-002378 · a4.xml · nonDerivative · entry 3

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,911

F2 · balance_after: Includes 77,911 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 16:08 UTC
Zartler William ADirector · 10% owner
ConversionClass A Common Stock 567,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002378 · a4.xml · nonDerivative · entry 2

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 567,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F3 · ownership.nature: Represents shares held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 16:08 UTC
Zartler William ADirector · 10% owner
ConversionClass A Common Stock 93,447 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002378 · a4.xml · nonDerivative · entry 1

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F2 · balance_after: Includes 77,911 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
January 11, 2018 Filed Jan 17, 2018 01:52 UTC ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 1,408,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-001114 · doc4.xml · derivative · entry 4

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,954,234

Underlying: Class A Common Stock · 1,408,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

Read SEC document
January 11, 2018 Filed Jan 17, 2018 01:52 UTC OtherClass B Common Stock 1,408,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-001114 · doc4.xml · nonDerivative · entry 3

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,954,234

F2 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

Read SEC document
January 11, 2018 Filed Jan 17, 2018 01:52 UTC SaleClass A Common Stock 1,408,388 $21.65 $30,491,600.20
Disclosure

SEC source: 0000899243-18-001114 · doc4.xml · nonDerivative · entry 2

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 11, 2018 Filed Jan 17, 2018 01:52 UTC ConversionClass A Common Stock 1,408,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-001114 · doc4.xml · nonDerivative · entry 1

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:08 UTC
Ramachandran Kyle S.Chief Financial Officer
ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 62,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002377 · a4.xml · derivative · entry 5

Ramachandran Kyle S. · CIK 0001705386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,511

Underlying: Class A Common Stock · 62,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:08 UTC
Ramachandran Kyle S.Chief Financial Officer
OtherClass B Common Stock 62,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002377 · a4.xml · nonDerivative · entry 3

Ramachandran Kyle S. · CIK 0001705386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,511

F3 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:08 UTC
Ramachandran Kyle S.Chief Financial Officer
SaleClass A Common Stock 62,937 $21.65 $1,362,586.05
Disclosure

SEC source: 0001104659-18-002377 · a4.xml · nonDerivative · entry 2

Ramachandran Kyle S. · CIK 0001705386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,427

F2 · balance_after: Includes 154,427 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting .

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:08 UTC
Ramachandran Kyle S.Chief Financial Officer
ConversionClass A Common Stock 62,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002377 · a4.xml · nonDerivative · entry 1

Ramachandran Kyle S. · CIK 0001705386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F2 · balance_after: Includes 154,427 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting .

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:07 UTC
Durrett Cynthia M.Chief Administrative Officer
ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 21,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002375 · a4.xml · derivative · entry 4

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,038

Underlying: Class A Common Stock · 21,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:07 UTC
Durrett Cynthia M.Chief Administrative Officer
OtherClass B Common Stock 21,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002375 · a4.xml · nonDerivative · entry 3

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,038

F3 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:07 UTC
Durrett Cynthia M.Chief Administrative Officer
SaleClass A Common Stock 21,219 $21.65 $459,391.35
Disclosure

SEC source: 0001104659-18-002375 · a4.xml · nonDerivative · entry 2

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,512

F2 · balance_after: Includes 29,512 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:07 UTC
Durrett Cynthia M.Chief Administrative Officer
ConversionClass A Common Stock 21,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002375 · a4.xml · nonDerivative · entry 1

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F2 · balance_after: Includes 29,512 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:06 UTC ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 567,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002373 · a4.xml · derivative · entry 4

Solaris Energy Capital, LLC · CIK 0001705554 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,413,496

Underlying: Class A Common Stock · 567,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:06 UTC OtherClass B Common Stock 567,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002373 · a4.xml · nonDerivative · entry 3

Solaris Energy Capital, LLC · CIK 0001705554 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,413,496

F2 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:06 UTC SaleClass A Common Stock 567,444 $21.65 $12,285,162.60
Disclosure

SEC source: 0001104659-18-002373 · a4.xml · nonDerivative · entry 2

Solaris Energy Capital, LLC · CIK 0001705554 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:06 UTC ConversionClass A Common Stock 567,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002373 · a4.xml · nonDerivative · entry 1

Solaris Energy Capital, LLC · CIK 0001705554 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein

Read SEC document
November 15, 2017 Filed Nov 16, 2017 02:23 UTC SaleClass A Common Stock 553,112 $15.04 $8,319,468.21
Disclosure

SEC source: 0000899243-17-026449 · doc4.xml · nonDerivative · entry 5

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
November 15, 2017 Filed Nov 15, 2017 23:57 UTC SaleClass A Common Stock 5,073 $15.04 $76,304.01
Disclosure

SEC source: 0001104659-17-068921 · a4.xml · nonDerivative · entry 5

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,170

F2 · balance_after: Includes 7,170 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
November 15, 2017 Filed Nov 15, 2017 23:52 UTC SaleClass A Common Stock 553,112 $15.04 $8,319,468.21
Disclosure

SEC source: 0001104659-17-068917 · a4.xml · nonDerivative · entry 6

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
November 15, 2017 Filed Nov 15, 2017 18:54 UTC
Zartler William ADirector · 10% owner
SaleClass A Common Stock 222,850 $15.04 $3,351,931.42
Disclosure

SEC source: 0001104659-17-068918 · a4.xml · nonDerivative · entry 10

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · ownership.nature: Represents shares held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.

Read SEC document
November 15, 2017 Filed Nov 15, 2017 18:54 UTC
Zartler William ADirector · 10% owner
SaleClass A Common Stock 39,705 $15.04 $597,210.85
Disclosure

SEC source: 0001104659-17-068918 · a4.xml · nonDerivative · entry 9

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,911

F2 · balance_after: Includes 77,911 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 02:21 UTC SaleClass A Common Stock 553,112 $15.04 $8,319,468.21
Disclosure

SEC source: 0000899243-17-026445 · doc4.xml · nonDerivative · entry 5

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 15, 2017 Filed Nov 15, 2017 23:58 UTC SaleClass A Common Stock 222,850 $15.04 $3,351,931.42
Disclosure

SEC source: 0001104659-17-068923 · a4.xml · nonDerivative · entry 5

Solaris Energy Capital, LLC · CIK 0001705554 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 15, 2017 Filed Nov 15, 2017 23:56 UTC
Durrett Cynthia M.Chief Administrative Officer
SaleClass A Common Stock 11,201 $15.04 $168,476.48
Disclosure

SEC source: 0001104659-17-068920 · a4.xml · nonDerivative · entry 5

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,512

F2 · balance_after: Includes 29,512 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
November 15, 2017 Filed Nov 15, 2017 23:55 UTC
Ramachandran Kyle S.Chief Financial Officer
SaleClass A Common Stock 29,119 $15.04 $437,984.70
Disclosure

SEC source: 0001104659-17-068919 · a4.xml · nonDerivative · entry 5

Ramachandran Kyle S. · CIK 0001705386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,427

F2 · balance_after: Includes 154,427 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting .

Read SEC document
November 14, 2017 Filed Nov 16, 2017 02:23 UTC ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 553,112 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-026449 · doc4.xml · derivative · entry 8

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,362,622

Underlying: Class A Common Stock · 553,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 02:23 UTC OtherClass B Common Stock 553,112 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-026449 · doc4.xml · nonDerivative · entry 6

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,362,622

F4 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 02:23 UTC ConversionClass A Common Stock 553,112 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-026449 · doc4.xml · nonDerivative · entry 4

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 553,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 02:23 UTC SaleClass A Common Stock 2,107,089 $15.04 $31,693,147.07
Disclosure

SEC source: 0000899243-17-026449 · doc4.xml · nonDerivative · entry 2

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:57 UTC ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 5,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-068921 · a4.xml · derivative · entry 8

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,170

Underlying: Class A Common Stock · 5,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:57 UTC OtherClass B Common Stock 5,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-068921 · a4.xml · nonDerivative · entry 6

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,657

F3 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:57 UTC ConversionClass A Common Stock 5,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-068921 · a4.xml · nonDerivative · entry 4

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F2 · balance_after: Includes 7,170 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:57 UTC SaleClass A Common Stock 19,325 $15.04 $290,671.19
Disclosure

SEC source: 0001104659-17-068921 · a4.xml · nonDerivative · entry 2

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,170

F2 · balance_after: Includes 7,170 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:52 UTC ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 553,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-068917 · a4.xml · derivative · entry 9

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,362,622

Underlying: Class A Common Stock · 553,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F6 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F6 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F6 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:52 UTC OtherClass B Common Stock 553,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-068917 · a4.xml · nonDerivative · entry 7

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,362,622

F5 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F2 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 1 above).

F2 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 1 above).

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F4 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:52 UTC ConversionClass A Common Stock 553,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-068917 · a4.xml · nonDerivative · entry 5

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 553,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 1 above).

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F4 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:52 UTC SaleClass A Common Stock 2,107,089 $15.04 $31,693,147.07
Disclosure

SEC source: 0001104659-17-068917 · a4.xml · nonDerivative · entry 3

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 18:54 UTC
Zartler William ADirector · 10% owner
ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 222,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-068918 · a4.xml · derivative · entry 16

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,980,940

Underlying: Class A Common Stock · 222,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · ownership.nature: Represents shares held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.

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November 14, 2017 Filed Nov 15, 2017 18:54 UTC
Zartler William ADirector · 10% owner
ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 39,705 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-068918 · a4.xml · derivative · entry 15

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,266

Underlying: Class A Common Stock · 39,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

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November 14, 2017 Filed Nov 15, 2017 18:54 UTC
Zartler William ADirector · 10% owner
OtherClass B Common Stock 222,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-068918 · a4.xml · nonDerivative · entry 12

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,980,940

F4 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F3 · ownership.nature: Represents shares held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the shares held by Solaris Energy Capital in his sole discretion. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.