Tapewire

NYSE · USD

SEI

Solaris Energy Infrastructure, Inc.

Export transactions ↓
Tapewire entity
3918
SEC CIK
0001697500
Parsed reports
309

Last 12 months

Inside the activity.

7 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202533
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202627
Jun 202600
Jul 202600
Aug 202600
Sep 202620
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2019 Filed Mar 14, 2019 23:54 UTC ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-007787 · doc4.xml · derivative · entry 7

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,954,234

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 23:54 UTC OtherClass B Common Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-007787 · doc4.xml · nonDerivative · entry 3

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,954,234

F2 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 23:54 UTC SaleClass A Common Stock 1,000,000 $15.50 $15,500,000.00
Disclosure

SEC source: 0000899243-19-007787 · doc4.xml · nonDerivative · entry 2

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 12, 2019 Filed Mar 14, 2019 23:54 UTC ConversionClass A Common Stock 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-007787 · doc4.xml · nonDerivative · entry 1

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:48 UTC
Durrett Cynthia M.Chief Administrative Officer
Exercise / conversionOptions to purchase Class A Common Stock, par value $0.01 · Derivative 69,745 $0.00 Strike: $2.87 $0.00
Disclosure

SEC source: 0001179110-19-003700 · edgar.xml · derivative · entry 4

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 69,745 shares

Expires 2025-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents options to purchase Class A common stock which became exercisable immediately following the completion of the IPO, and which were granted in 2015 pursuant to the Solaris LLC 2015 Membership Unit Option Plan. In connection with the consummation of the IPO, these options were converted into options under the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The options granted under the Solaris LLC 2015 Membership Unit Option Plan had an exercise price of $135.00 per unit, which exercise price was proportionately adjusted in connection with the IPO to an exercise price of $2.87 per share.

F1 · derivative.exercise_date: Represents options to purchase Class A common stock which became exercisable immediately following the completion of the IPO, and which were granted in 2015 pursuant to the Solaris LLC 2015 Membership Unit Option Plan. In connection with the consummation of the IPO, these options were converted into options under the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The options granted under the Solaris LLC 2015 Membership Unit Option Plan had an exercise price of $135.00 per unit, which exercise price was proportionately adjusted in connection with the IPO to an exercise price of $2.87 per share.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:48 UTC
Durrett Cynthia M.Chief Administrative Officer
Tax withholdingClass A Common Stock 27,578 $15.48 $426,907.44
Disclosure

SEC source: 0001179110-19-003700 · edgar.xml · nonDerivative · entry 2

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,179

F3 · shares: Reflects 25,578 shares withheld by the Issuer at the fair market price of $15.48 per share, less an exercise price of $2.87 per share, in order to satisfy the reporting person's tax withholding obligations and to fund the cashless exercise of 69,745 options.

F4 · price: The reported stock price was based on "fair market value" determined in accordance with the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan as the closing trading price of Solaris Oilfield Infrastructure, Inc.'s common stock price on the NYSE on March 7, 2019.

F2 · balance_after: Includes 45,095 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:48 UTC
Durrett Cynthia M.Chief Administrative Officer
Exercise / conversionClass A common stock 69,745 $2.87 $200,168.15
Disclosure

SEC source: 0001179110-19-003700 · edgar.xml · nonDerivative · entry 1

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents options to purchase Class A common stock which became exercisable immediately following the completion of the IPO, and which were granted in 2015 pursuant to the Solaris LLC 2015 Membership Unit Option Plan. In connection with the consummation of the IPO, these options were converted into options under the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The options granted under the Solaris LLC 2015 Membership Unit Option Plan had an exercise price of $135.00 per unit, which exercise price was proportionately adjusted in connection with the IPO to an exercise price of $2.87 per share.

F2 · balance_after: Includes 45,095 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:48 UTC
Durrett Cynthia M.Chief Administrative Officer
Exercise / conversionOptions to purchase Class A Common Stock, par value $0.01 · Derivative 69,745 $0.00 Strike: $2.87 $0.00
Disclosure

SEC source: 0001179110-19-003701 · edgar.xml · derivative · entry 4

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 69,745 shares

Expires 2025-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents options to purchase Class A common stock which became exercisable immediately following the completion of the IPO, and which were granted in 2015 pursuant to the Solaris LLC 2015 Membership Unit Option Plan. In connection with the consummation of the IPO, these options were converted into options under the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The options granted under the Solaris LLC 2015 Membership Unit Option Plan had an exercise price of $135.00 per unit, which exercise price was proportionately adjusted in connection with the IPO to an exercise price of $2.87 per share.

F1 · derivative.exercise_date: Represents options to purchase Class A common stock which became exercisable immediately following the completion of the IPO, and which were granted in 2015 pursuant to the Solaris LLC 2015 Membership Unit Option Plan. In connection with the consummation of the IPO, these options were converted into options under the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The options granted under the Solaris LLC 2015 Membership Unit Option Plan had an exercise price of $135.00 per unit, which exercise price was proportionately adjusted in connection with the IPO to an exercise price of $2.87 per share.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:48 UTC
Durrett Cynthia M.Chief Administrative Officer
Tax withholdingClass A Common Stock 27,578 $15.48 $426,907.44
Disclosure

SEC source: 0001179110-19-003701 · edgar.xml · nonDerivative · entry 2

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,179

F3 · shares: Reflects 25,578 shares withheld by the Issuer at the fair market price of $15.48 per share, less an exercise price of $2.87 per share, in order to satisfy the reporting person's tax withholding obligations and to fund the cashless exercise of 69,745 options.

F4 · price: The reported stock price was based on "fair market value" determined in accordance with the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan as the closing trading price of Solaris Oilfield Infrastructure, Inc.'s common stock price on the NYSE on March 7, 2019.

F2 · balance_after: Includes 45,095 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:48 UTC
Durrett Cynthia M.Chief Administrative Officer
Exercise / conversionClass A common stock 69,745 $2.87 $200,168.15
Disclosure

SEC source: 0001179110-19-003701 · edgar.xml · nonDerivative · entry 1

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents options to purchase Class A common stock which became exercisable immediately following the completion of the IPO, and which were granted in 2015 pursuant to the Solaris LLC 2015 Membership Unit Option Plan. In connection with the consummation of the IPO, these options were converted into options under the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The options granted under the Solaris LLC 2015 Membership Unit Option Plan had an exercise price of $135.00 per unit, which exercise price was proportionately adjusted in connection with the IPO to an exercise price of $2.87 per share.

F2 · balance_after: Includes 45,095 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:09 UTC Exercise / conversionOptions to purchase Class A Common Stock, par value $0.01 · Derivative 10,629 $0.00 Strike: $2.87 $0.00
Disclosure

SEC source: 0001104659-19-013412 · a4.xml · derivative · entry 5

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,629 shares

Expires 2025-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents options to purchase Class A common stock which become exercisable immediately following the completion of the IPO, and which were granted in 2015 pursuant to the Solaris LLC 2015 Membership Unit Option Plan. In connection with the consummation of the IPO, these options were converted into options under the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The options granted under the Solaris LLC 2015 Membership Unit Option Plan had an exercise price of $135.00 per unit, which exercise price was proportionately adjusted in connection with the IPO to an exercise price of $2.87 per share.

F1 · derivative.exercise_date: Represents options to purchase Class A common stock which become exercisable immediately following the completion of the IPO, and which were granted in 2015 pursuant to the Solaris LLC 2015 Membership Unit Option Plan. In connection with the consummation of the IPO, these options were converted into options under the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The options granted under the Solaris LLC 2015 Membership Unit Option Plan had an exercise price of $135.00 per unit, which exercise price was proportionately adjusted in connection with the IPO to an exercise price of $2.87 per share.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:09 UTC SaleClass A Common Stock 8,809 $16.76 $147,668.79
Disclosure

SEC source: 0001104659-19-013412 · a4.xml · nonDerivative · entry 3

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,641

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.645 to $16.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:09 UTC Tax withholdingClass A Common Stock 1,820 $16.76 $30,509.39
Disclosure

SEC source: 0001104659-19-013412 · a4.xml · nonDerivative · entry 2

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,450

F3 · shares: Reflects 1,820 shares withheld by the Issuer at the market price of $16.7634 per share, less an exercise price of $2.87 per share, to fund the cashless exercise of 10,629 options.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.645 to $16.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:09 UTC Exercise / conversionClass A Common Stock 10,629 $2.87 $30,505.23
Disclosure

SEC source: 0001104659-19-013412 · a4.xml · nonDerivative · entry 1

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents options to purchase Class A common stock which become exercisable immediately following the completion of the IPO, and which were granted in 2015 pursuant to the Solaris LLC 2015 Membership Unit Option Plan. In connection with the consummation of the IPO, these options were converted into options under the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The options granted under the Solaris LLC 2015 Membership Unit Option Plan had an exercise price of $135.00 per unit, which exercise price was proportionately adjusted in connection with the IPO to an exercise price of $2.87 per share.

F2 · balance_after: Includes Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:31 UTC
Bourg Lindsay R.Chief Accounting Officer
GrantClass A Common Stock 10,593 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003057 · edgar.xml · nonDerivative · entry 1

Bourg Lindsay R. · CIK 0001627954 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,879

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in three annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Includes 28,204 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:39 UTC
Zartler William ADirector · Chairman and CEO · 10% owner
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003068 · edgar.xml · nonDerivative · entry 1

Zartler William A · CIK 0001520378 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,911

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in three equal annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Includes 100,000 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:36 UTC
Ramachandran Kyle S.President and CFO
GrantClass A Common Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003065 · edgar.xml · nonDerivative · entry 1

Ramachandran Kyle S. · CIK 0001705386 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,169

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in three equal annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Includes 135,473 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:38 UTC
Price Kelly L.Chief Operating Officer
GrantClass A Common Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003067 · edgar.xml · nonDerivative · entry 1

Price Kelly L. · CIK 0001705397 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,028

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in three equal annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Includes 135,473 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:34 UTC
Durrett Cynthia M.Chief Administrative Officer
GrantClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003062 · edgar.xml · nonDerivative · entry 1

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,012

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in three equal annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Includes 45,095 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:33 UTC
Powell Christopher MChief Legal Officer
GrantClass A Common Stock 6,189 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003060 · edgar.xml · nonDerivative · entry 1

Powell Christopher M · CIK 0001710164 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,787

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in three equal annual installments on the first three anniversaries of the grant date.

F2 · balance_after: Includes 45,078 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 14:29 UTC SaleClass A Common Stock 7,170 $16.67 $119,523.90
Disclosure

SEC source: 0001179110-18-011353 · edgar.xml · nonDerivative · entry 1

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,641

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.54 to $16.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 15:50 UTC GrantClass A Common Stock 5,641 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010914 · edgar.xml · nonDerivative · entry 1

PARKER F GARDNER · CIK 0001020949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:41 UTC GrantClass A Common Stock 5,641 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010912 · edgar.xml · nonDerivative · entry 1

Giesinger Edgar R. JR. · CIK 0001658831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 16:07 UTC
Bourg Lindsay R.Chief Accounting Officer
Tax withholdingClass A Common Stock 423 $17.03 $7,203.69
Disclosure

SEC source: 0001179110-18-010921 · edgar.xml · nonDerivative · entry 1

Bourg Lindsay R. · CIK 0001627954 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,286

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Awards.

F2 · balance_after: Includes 17,611 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:53 UTC GrantClass A Common Stock 5,641 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010916 · edgar.xml · nonDerivative · entry 1

Walker Ray N JR · CIK 0001483960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,641

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:52 UTC
TEAGUE AJDirector
GrantClass A Common Stock 5,641 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010915 · edgar.xml · nonDerivative · entry 1

TEAGUE AJ · CIK 0001183251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:37 UTC GrantClass A Common Stock 5,641 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010911 · edgar.xml · nonDerivative · entry 1

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:43 UTC GrantClass A Common Stock 5,641 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010913 · edgar.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 20:01 UTC
Durrett Cynthia M.Chief Administrative Officer
Tax withholdingClass A Common Stock 1,838 $17.03 $31,301.14
Disclosure

SEC source: 0001179110-18-010920 · edgar.xml · nonDerivative · entry 1

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,012

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Awards.

F2 · balance_after: Includes 15,095 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:57 UTC
Powell Christopher MChief Legal Officer
Tax withholdingClass A Common Stock 4,735 $17.03 $80,637.05
Disclosure

SEC source: 0001179110-18-010918 · edgar.xml · nonDerivative · entry 1

Powell Christopher M · CIK 0001710164 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,598

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Awards.

F2 · balance_after: Includes 38,889 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:59 UTC
Ramachandran Kyle S.President and CFO
Tax withholdingClass A Common Stock 2,925 $17.03 $49,812.75
Disclosure

SEC source: 0001179110-18-010919 · edgar.xml · nonDerivative · entry 1

Ramachandran Kyle S. · CIK 0001705386 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,169

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Awards.

F2 · balance_after: Includes 75,473 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 19:55 UTC
Price Kelly L.Chief Operating Officer
Tax withholdingClass A Common Stock 1,810 $17.03 $30,824.30
Disclosure

SEC source: 0001179110-18-010917 · edgar.xml · nonDerivative · entry 1

Price Kelly L. · CIK 0001705397 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,028

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Awards.

F2 · balance_after: Includes 75,473 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
August 23, 2018 Filed Aug 26, 2019 22:24 UTC GrantClass A Common Stock 7,305 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009849 · edgar.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,116

F1 · shares: Restricted Stock Award pursuant to the Solaris Oilfield Infrastructure, Inc. Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:06 UTC
Zartler William ADirector · 10% owner
PurchaseClass A Common Stock 6,000 $16.17 $97,020.00
Disclosure

SEC source: 0001179110-18-007418 · edgar.xml · nonDerivative · entry 1

Zartler William A · CIK 0001520378 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,911

F1 · balance_after: Includes 10,717 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:07 UTC
Ramachandran Kyle S.Chief Financial Officer
PurchaseClass A Common Stock 5,000 $16.17 $80,850.00
Disclosure

SEC source: 0001179110-18-007419 · edgar.xml · nonDerivative · entry 1

Ramachandran Kyle S. · CIK 0001705386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,094

F1 · balance_after: Includes 82,905 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:16 UTC
Bourg Lindsay R.Chief Accounting Officer
Tax withholdingClass A Common Stock 1,706 $16.32 $27,841.92
Disclosure

SEC source: 0001179110-18-007219 · edgar.xml · nonDerivative · entry 1

Bourg Lindsay R. · CIK 0001627954 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,709

F1 · kind: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Awards.

F2 · balance_after: Includes 19,345 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
May 17, 2018 Filed May 21, 2018 16:08 UTC
Lanham Gregory ADirector · Chief Executive Officer
Tax withholdingClass A Common Stock 22,520 $16.31 $367,301.20
Disclosure

SEC source: 0001179110-18-007196 · edgar.xml · nonDerivative · entry 1

Lanham Gregory A · CIK 0001621446 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,366

F1 · kind: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Awards.

F2 · balance_after: Includes 221,079 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:17 UTC
Durrett Cynthia M.Chief Administrative Officer
Tax withholdingClass A Common Stock 1,662 $16.32 $27,123.84
Disclosure

SEC source: 0001179110-18-007223 · edgar.xml · nonDerivative · entry 1

Durrett Cynthia M. · CIK 0001705383 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,850

F1 · kind: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Awards.

F2 · balance_after: Includes 22,642 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:15 UTC
Price Kelly L.Chief Operating Officer
Tax withholdingClass A Common Stock 7,369 $16.31 $120,188.39
Disclosure

SEC source: 0001179110-18-007214 · edgar.xml · nonDerivative · entry 1

Price Kelly L. · CIK 0001705397 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,838

F1 · kind: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Awards.

F2 · balance_after: Includes 82,905 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:13 UTC
Ramachandran Kyle S.Chief Financial Officer
Tax withholdingClass A Common Stock 21,333 $16.30 $347,727.90
Disclosure

SEC source: 0001179110-18-007204 · edgar.xml · nonDerivative · entry 1

Ramachandran Kyle S. · CIK 0001705386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,094

F1 · kind: Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Awards.

F2 · balance_after: Includes 82,905 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
January 11, 2018 Filed Jan 17, 2018 01:53 UTC ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 1,408,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-001116 · doc4.xml · derivative · entry 4

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,954,234

Underlying: Class A Common Stock · 1,408,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F5 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F3 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
January 11, 2018 Filed Jan 17, 2018 01:53 UTC OtherClass B Common Stock 1,408,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-001116 · doc4.xml · nonDerivative · entry 3

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,954,234

F4 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
January 11, 2018 Filed Jan 17, 2018 01:53 UTC SaleClass A Common Stock 1,408,388 $21.65 $30,491,600.20
Disclosure

SEC source: 0000899243-18-001116 · doc4.xml · nonDerivative · entry 2

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
January 11, 2018 Filed Jan 17, 2018 01:53 UTC ConversionClass A Common Stock 1,408,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-001116 · doc4.xml · nonDerivative · entry 1

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,408,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:08 UTC ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 11,923 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002376 · a4.xml · derivative · entry 4

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,734

Underlying: Class A Common Stock · 11,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:08 UTC OtherClass B Common Stock 11,923 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002376 · a4.xml · nonDerivative · entry 3

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,734

F3 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F1 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:08 UTC SaleClass A Common Stock 11,923 $21.65 $258,132.95
Disclosure

SEC source: 0001104659-18-002376 · a4.xml · nonDerivative · entry 2

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,170

F2 · balance_after: Includes 7,170 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:08 UTC ConversionClass A Common Stock 11,923 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002376 · a4.xml · nonDerivative · entry 1

BURKE JAMES R · CIK 0001227489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 2 below).

F2 · balance_after: Includes 7,170 shares of Class A common stock subject to previously granted Restricted Stock Awards that remain subject to vesting.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:07 UTC ConversionSolaris Oilfield Infrastructure, LLC Units · Derivative 1,408,388 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002374 · a4.xml · derivative · entry 5

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,954,234

Underlying: Class A Common Stock · 1,408,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F6 · price: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F6 · derivative.exercise_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F6 · derivative.expiration_date: Subject to the terms of the Solaris LLC Agreement, the Solaris LLC Units (together with a corresponding number of shares of Class B common stock) are exchangeable from time to time for shares of Class A common stock of the Issuer.

F4 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 21:07 UTC OtherClass B Common Stock 1,408,388 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-002374 · a4.xml · nonDerivative · entry 4

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,954,234

F5 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.

F2 · kind: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 1 above).

F2 · price: Pursuant to the Second Amended and Restated Limited Liability Company Agreement of Solaris Oilfield Infrastructure, LLC ("Solaris LLC"), dated as of May 11, 2017, included as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed May 17, 2017 (the "Solaris LLC Agreement"), the shares of the Issuer's Class B common stock reported herein were cancelled for no consideration on a one-for-one basis upon the redemption by Yorktown Energy Partners X, L.P., a Delaware limited partnership ("Yorktown X"), of units in Solaris LLC ("Solaris LLC Units") (together with a corresponding number of shares of Class B common stock) for the shares of the Issuer's Class A common stock reported herein (except the shares of Class A common stock described in footnote 1 above).

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F4 · ownership.nature: These securities are owned directly by Yorktown X. The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.