Last 12 months
Inside the activity.
0 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 10, 2020 16:32 UTC |
SHAW DAVID E10% owner
Schrodinger Equity Holdings, LLC10% owner
|
ConversionSeries A Preferred Stock, $0.01 par value per share · Derivative | 3,497,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007907 · doc4.xml · derivative · entry 7 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value per share · 467,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 16:32 UTC |
SHAW DAVID E10% owner
Schrodinger Equity Holdings, LLC10% owner
|
ConversionSeries A Preferred Stock, $0.01 par value per share · Derivative | 8,470,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007907 · doc4.xml · derivative · entry 6 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value per share · 1,133,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 16:32 UTC |
SHAW DAVID E10% owner
Schrodinger Equity Holdings, LLC10% owner
|
ConversionSeries A Preferred Stock, $0.01 par value per share · Derivative | 111,314,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007907 · doc4.xml · derivative · entry 5 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value per share · 14,890,845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 16:32 UTC |
SHAW DAVID E10% owner
Schrodinger Equity Holdings, LLC10% owner
|
ConversionCommon Stock, par value $0.01 per share | 4,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-007907 · doc4.xml · nonDerivative · entry 4 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Technology Development, LLC. Disclosed balance after: 4,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 16:32 UTC |
SHAW DAVID E10% owner
Schrodinger Equity Holdings, LLC10% owner
|
ConversionCommon Stock, par value $0.01 per share | 467,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-007907 · doc4.xml · nonDerivative · entry 3 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw Valence Portfolios, L.L.C. Disclosed balance after: 467,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: D. E. Shaw & Co., L.P. is the investment adviser of D. E. Shaw Valence Portfolios, L.L.C. Additionally, David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which is the manager of D. E. Shaw Valence Portfolios, L.L.C. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 16:32 UTC |
SHAW DAVID E10% owner
Schrodinger Equity Holdings, LLC10% owner
|
ConversionCommon Stock, par value $0.01 per share | 1,133,158 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-007907 · doc4.xml · nonDerivative · entry 2 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by D. E. Shaw & Co., L.P. Disclosed balance after: 1,133,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P. David E. Shaw disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 16:32 UTC |
SHAW DAVID E10% owner
Schrodinger Equity Holdings, LLC10% owner
|
ConversionCommon Stock, par value $0.01 per share | 14,890,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-007907 · doc4.xml · nonDerivative · entry 1 SHAW DAVID E · CIK 0001023870 · 10% owner Schrodinger Equity Holdings, LLC · CIK 0001801739 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Schrodinger Equity Holdings, LLC Disclosed balance after: 14,890,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2020, all shares of Schrodinger, Inc. ("Issuer") Series A Preferred Stock, par value $0.01 per share, converted into shares of Issuer Common Stock, par value $0.01 per share, upon the closing of the Issuer's initial public offering of Common Stock without payment of consideration. The conversion rate was one share of Issuer Common Stock per each 7.47534 shares of Series A Preferred Stock. The Series A Preferred Stock was convertible into shares of Issuer Common Stock at any time and automatically upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 16:07 UTC |
Lorton Kenneth PatrickSee Remarks
|
GrantStock Option (right to buy) · Derivative | 93,641 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003796 · doc4.xml · derivative · entry 1 Lorton Kenneth Patrick · CIK 0001797730 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,641 Underlying: Common Stock · 93,641 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 16:06 UTC |
Lebowitz JoelSee Remarks
|
GrantStock Option (right to buy) · Derivative | 49,496 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003792 · doc4.xml · derivative · entry 1 Lebowitz Joel · CIK 0001797829 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,496 Underlying: Common Stock · 49,496 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 16:13 UTC |
Brauner ShaneSee Remarks
|
GrantStock Option (right to buy) · Derivative | 53,509 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003808 · doc4.xml · derivative · entry 1 Brauner Shane · CIK 0001797721 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,509 Underlying: Common Stock · 53,509 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 16:09 UTC |
WRIGHT TIMOTHY MICHAELDirector
|
GrantStock Option (right to buy) · Derivative | 12,909 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003801 · doc4.xml · derivative · entry 1 WRIGHT TIMOTHY MICHAEL · CIK 0001686178 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,909 Underlying: Common Stock · 12,909 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest in full on February 5, 2021. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:21 UTC |
Abel Robert LorneEVP, Science
|
GrantStock Option (right to buy) · Derivative | 133,773 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003819 · doc4.xml · derivative · entry 1 Abel Robert Lorne · CIK 0001798179 · EVP, Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,773 Underlying: Common Stock · 133,773 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:16 UTC |
Kapeller-Libermann RosanaDirector
|
GrantStock Option (right to buy) · Derivative | 12,909 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003814 · doc4.xml · derivative · entry 1 Kapeller-Libermann Rosana · CIK 0001797835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,909 Underlying: Common Stock · 12,909 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest in full on February 5, 2021. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:13 UTC |
Lynton MichaelDirector
|
GrantStock Option (right to buy) · Derivative | 12,909 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003809 · doc4.xml · derivative · entry 1 Lynton Michael · CIK 0001606115 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,909 Underlying: Common Stock · 12,909 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest in full on February 5, 2021. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:11 UTC |
Tran YvonneSee Remarks
|
GrantStock Option (right to buy) · Derivative | 200,659 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003804 · doc4.xml · derivative · entry 1 Tran Yvonne · CIK 0001797777 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,659 Underlying: Common Stock · 200,659 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:09 UTC |
Daniel JenniferSee Remarks
|
GrantStock Option (right to buy) · Derivative | 40,131 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003800 · doc4.xml · derivative · entry 1 Daniel Jennifer · CIK 0001797725 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,131 Underlying: Common Stock · 40,131 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:08 UTC |
Farid RamyDirector · See Remarks
|
GrantStock Option (right to buy) · Derivative | 896,280 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003798 · doc4.xml · derivative · entry 1 Farid Ramy · CIK 0001797707 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,280 Underlying: Common Stock · 896,280 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:07 UTC |
Herman JennyVice President, Controller
|
GrantStock Option (right to buy) · Derivative | 26,754 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003797 · doc4.xml · derivative · entry 1 Herman Jenny · CIK 0001797785 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,754 Underlying: Common Stock · 26,754 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:07 UTC |
Thornberry NancyDirector
|
GrantStock Option (right to buy) · Derivative | 12,909 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003795 · doc4.xml · derivative · entry 1 Thornberry Nancy · CIK 0001797826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,909 Underlying: Common Stock · 12,909 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest in full on February 5, 2021. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:06 UTC |
D'Cruz ConySee Remarks
|
GrantStock Option (right to buy) · Derivative | 33,443 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003793 · doc4.xml · derivative · entry 1 D'Cruz Cony · CIK 0001797727 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,443 Underlying: Common Stock · 33,443 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:06 UTC |
Friesner RichardDirector
|
GrantStock Option (right to buy) · Derivative | 535,092 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003794 · doc4.xml · derivative · entry 2 Friesner Richard · CIK 0001798426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,092 Underlying: Common Stock · 535,092 shares Expires 2030-02-04 F2 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:06 UTC |
Friesner RichardDirector
|
GrantStock Option (right to buy) · Derivative | 12,909 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003794 · doc4.xml · derivative · entry 1 Friesner Richard · CIK 0001798426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,909 Underlying: Common Stock · 12,909 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest in full on February 5, 2021. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:05 UTC |
Sender GaryDirector
|
GrantStock Option (right to buy) · Derivative | 12,909 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003791 · doc4.xml · derivative · entry 1 Sender Gary · CIK 0001659085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,909 Underlying: Common Stock · 12,909 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest in full on February 5, 2021. Read SEC document |
| February 10, 2020 Filed Feb 10, 2020 21:05 UTC |
Akinsanya KarenSee Remarks
|
GrantStock Option (right to buy) · Derivative | 200,659 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003790 · doc4.xml · derivative · entry 1 Akinsanya Karen · CIK 0001797672 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,659 Underlying: Common Stock · 200,659 shares Expires 2030-02-04 F1 · derivative.exercise_date: The option was granted on February 5, 2020. The commencement of vesting was contingent upon the closing of the Issuer's initial public offering, which occurred on February 10, 2020. The shares underlying the option are scheduled to vest with respect to 25% of the shares on February 5, 2021 and the remainder are scheduled to vest in equal monthly installments through February 5, 2024. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:40 UTC |
GATES FOUNDATION TRUST10% owner
|
ConversionLimited common stock · Derivative | 13,164,193 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-019486 · a4.xml · derivative · entry 7 BILL & MELINDA GATES FOUNDATION TRUST · CIK 0001166559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,164,193 Underlying: Common stock · 13,164,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: All shares of the Issuer's limited common stock have no expiration date and may be exchanged at the Trust's election into the Issuer's common stock on a 1-for-1 basis without payment of further consideration. F5 · price: All shares of the Issuer's limited common stock have no expiration date and may be exchanged at the Trust's election into the Issuer's common stock on a 1-for-1 basis without payment of further consideration. F5 · derivative.exercise_date: All shares of the Issuer's limited common stock have no expiration date and may be exchanged at the Trust's election into the Issuer's common stock on a 1-for-1 basis without payment of further consideration. F5 · derivative.expiration_date: All shares of the Issuer's limited common stock have no expiration date and may be exchanged at the Trust's election into the Issuer's common stock on a 1-for-1 basis without payment of further consideration. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:40 UTC |
GATES FOUNDATION TRUST10% owner
|
ConversionSeries E preferred stock · Derivative | 33,543,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-019486 · a4.xml · derivative · entry 6 BILL & MELINDA GATES FOUNDATION TRUST · CIK 0001166559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 4,487,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon closing of the Issuer's initial public offering ("IPO"), all of the Series E preferred stock held by Bill & Melinda Gates Foundation Trust (the "Trust") converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series E preferred stock. F1 · price: Upon closing of the Issuer's initial public offering ("IPO"), all of the Series E preferred stock held by Bill & Melinda Gates Foundation Trust (the "Trust") converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series E preferred stock. F1 · derivative.exercise_date: Upon closing of the Issuer's initial public offering ("IPO"), all of the Series E preferred stock held by Bill & Melinda Gates Foundation Trust (the "Trust") converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series E preferred stock. F1 · derivative.expiration_date: Upon closing of the Issuer's initial public offering ("IPO"), all of the Series E preferred stock held by Bill & Melinda Gates Foundation Trust (the "Trust") converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series E preferred stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:40 UTC |
GATES FOUNDATION TRUST10% owner
|
ConversionSeries D preferred stock · Derivative | 35,946,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-019486 · a4.xml · derivative · entry 5 BILL & MELINDA GATES FOUNDATION TRUST · CIK 0001166559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 4,808,612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon closing of the Issuer's IPO, (i) 14,249,523 shares of Series D preferred stock converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration and (ii) 21,696,487 shares of Seried D preferred stock were voluntarily exchanged at the discretion of the Trust into the Issuer's limited common stock on a 7.47534-for-1 basis without further consideration. There was no expiration date for the Series D preferred stock. F4 · price: Upon closing of the Issuer's IPO, (i) 14,249,523 shares of Series D preferred stock converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration and (ii) 21,696,487 shares of Seried D preferred stock were voluntarily exchanged at the discretion of the Trust into the Issuer's limited common stock on a 7.47534-for-1 basis without further consideration. There was no expiration date for the Series D preferred stock. F4 · derivative.exercise_date: Upon closing of the Issuer's IPO, (i) 14,249,523 shares of Series D preferred stock converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration and (ii) 21,696,487 shares of Seried D preferred stock were voluntarily exchanged at the discretion of the Trust into the Issuer's limited common stock on a 7.47534-for-1 basis without further consideration. There was no expiration date for the Series D preferred stock. F4 · derivative.expiration_date: Upon closing of the Issuer's IPO, (i) 14,249,523 shares of Series D preferred stock converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration and (ii) 21,696,487 shares of Seried D preferred stock were voluntarily exchanged at the discretion of the Trust into the Issuer's limited common stock on a 7.47534-for-1 basis without further consideration. There was no expiration date for the Series D preferred stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:40 UTC |
GATES FOUNDATION TRUST10% owner
|
ConversionSeries C preferred stock · Derivative | 47,242,235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-019486 · a4.xml · derivative · entry 4 BILL & MELINDA GATES FOUNDATION TRUST · CIK 0001166559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 6,319,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Upon closing of the Issuer's IPO, the Trust voluntarily exchanged all of its Series B preferred stock and Series C preferred stock into the Issuer's limited common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series B preferred stock or Series C preferred stock. F3 · price: Upon closing of the Issuer's IPO, the Trust voluntarily exchanged all of its Series B preferred stock and Series C preferred stock into the Issuer's limited common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series B preferred stock or Series C preferred stock. F3 · derivative.exercise_date: Upon closing of the Issuer's IPO, the Trust voluntarily exchanged all of its Series B preferred stock and Series C preferred stock into the Issuer's limited common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series B preferred stock or Series C preferred stock. F3 · derivative.expiration_date: Upon closing of the Issuer's IPO, the Trust voluntarily exchanged all of its Series B preferred stock and Series C preferred stock into the Issuer's limited common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series B preferred stock or Series C preferred stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:40 UTC |
GATES FOUNDATION TRUST10% owner
|
ConversionSeries B preferred stock · Derivative | 29,468,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-019486 · a4.xml · derivative · entry 3 BILL & MELINDA GATES FOUNDATION TRUST · CIK 0001166559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 3,942,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Upon closing of the Issuer's IPO, the Trust voluntarily exchanged all of its Series B preferred stock and Series C preferred stock into the Issuer's limited common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series B preferred stock or Series C preferred stock. F3 · price: Upon closing of the Issuer's IPO, the Trust voluntarily exchanged all of its Series B preferred stock and Series C preferred stock into the Issuer's limited common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series B preferred stock or Series C preferred stock. F3 · derivative.exercise_date: Upon closing of the Issuer's IPO, the Trust voluntarily exchanged all of its Series B preferred stock and Series C preferred stock into the Issuer's limited common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series B preferred stock or Series C preferred stock. F3 · derivative.expiration_date: Upon closing of the Issuer's IPO, the Trust voluntarily exchanged all of its Series B preferred stock and Series C preferred stock into the Issuer's limited common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series B preferred stock or Series C preferred stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:40 UTC |
GATES FOUNDATION TRUST10% owner
|
PurchaseCommon stock | 588,235 | $17.00 | $9,999,995.00 |
DisclosureSEC source: 0001104659-20-019486 · a4.xml · nonDerivative · entry 2 BILL & MELINDA GATES FOUNDATION TRUST · CIK 0001166559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,981,664 F2 · price: Represents shares acquired pursuant to an Issuer directed allocation in connection with the Issuer's IPO of common stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 23:40 UTC |
GATES FOUNDATION TRUST10% owner
|
ConversionCommon stock | 6,393,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-019486 · a4.xml · nonDerivative · entry 1 BILL & MELINDA GATES FOUNDATION TRUST · CIK 0001166559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,393,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon closing of the Issuer's initial public offering ("IPO"), all of the Series E preferred stock held by Bill & Melinda Gates Foundation Trust (the "Trust") converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series E preferred stock. F4 · price: Upon closing of the Issuer's IPO, (i) 14,249,523 shares of Series D preferred stock converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration and (ii) 21,696,487 shares of Seried D preferred stock were voluntarily exchanged at the discretion of the Trust into the Issuer's limited common stock on a 7.47534-for-1 basis without further consideration. There was no expiration date for the Series D preferred stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.