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SANDRIDGE ENERGY INC

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2054
SEC CIK
0001349436
Parsed reports
219

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2020 Filed Jun 10, 2020 20:16 UTC GrantCommon Stock 34,884 $2.15 $75,000.60
Disclosure

SEC source: 0001562180-20-004413 · primarydocument.xml · nonDerivative · entry 1

CHRISTODORO JONATHAN · CIK 0001575440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,257

F1 · shares: Shares of Restricted Stock granted on June 8, 2020 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 16:16 UTC GrantCommon Stock 34,884 $2.15 $75,000.60
Disclosure

SEC source: 0001562180-20-004412 · primarydocument.xml · nonDerivative · entry 1

LIPINSKI JOHN J · CIK 0001403558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,257

F1 · shares: Shares of Restricted Stock granted on June 8, 2020 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:24 UTC
Giesler Carl FredrickPresident and CEO
GrantRestricted Stock Unit · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010533 · doc4.xml · derivative · entry 1

Giesler Carl Fredrick · CIK 0001619684 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SD common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning April 6, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning April 6, 2021.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 17:18 UTC
JOHNSON MICHAEL ASVP, CFO and CAO
Tax withholdingCommon Stock 1,501 $4.08 $6,124.08
Disclosure

SEC source: 0001562180-19-006158 · primarydocument.xml · nonDerivative · entry 1

JOHNSON MICHAEL A · CIK 0001167593 · SVP, CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,126

F1 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:07 UTC
SUTER JOHN PATRICKEVP & Chief Operating Officer
Tax withholdingCommon Stock 4,896 $6.90 $33,782.40
Disclosure

SEC source: 0001562180-19-003782 · primarydocument.xml · nonDerivative · entry 1

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,354

F1 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 17:08 UTC
JOHNSON MICHAEL ASVP, CFO and CAO
Tax withholdingCommon Stock 1,822 $6.90 $12,571.80
Disclosure

SEC source: 0001562180-19-003783 · primarydocument.xml · nonDerivative · entry 1

JOHNSON MICHAEL A · CIK 0001167593 · SVP, CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,627

F1 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:01 UTC GrantCommon Stock 18,611 $8.06 $150,004.66
Disclosure

SEC source: 0001562180-19-003125 · primarydocument.xml · nonDerivative · entry 1

ALEXANDER BOB G · CIK 0001008134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,373

F1 · shares: Shares of Restricted Stock granted on May 23, 2019 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
May 23, 2019 Filed May 28, 2019 21:03 UTC GrantCommon Stock 18,611 $8.06 $150,004.66
Disclosure

SEC source: 0001562180-19-003129 · primarydocument.xml · nonDerivative · entry 1

READ RANDOLPH C · CIK 0001074613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,373

F1 · shares: Shares of Restricted Stock granted on May 23, 2019 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:03 UTC GrantCommon Stock 18,611 $8.06 $150,004.66
Disclosure

SEC source: 0001562180-19-003127 · primarydocument.xml · nonDerivative · entry 1

FRATES JONATHAN · CIK 0001669447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,373

F1 · shares: Shares of Restricted Stock granted on May 23, 2019 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
May 23, 2019 Filed May 28, 2019 21:02 UTC GrantCommon Stock 18,611 $8.06 $150,004.66
Disclosure

SEC source: 0001562180-19-003126 · primarydocument.xml · nonDerivative · entry 1

CHRISTODORO JONATHAN · CIK 0001575440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,373

F1 · shares: Shares of Restricted Stock granted on May 23, 2019 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:03 UTC GrantCommon Stock 18,611 $8.06 $150,004.66
Disclosure

SEC source: 0001562180-19-003128 · primarydocument.xml · nonDerivative · entry 1

LIPINSKI JOHN J · CIK 0001403558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,373

F1 · shares: Shares of Restricted Stock granted on May 23, 2019 which will vest on the earlier of the first anniversary of the grant date or the day immediately preceding the Company's next annual meeting of stockholders.

Read SEC document
May 22, 2019 Filed May 23, 2019 17:12 UTC Tax withholdingCommon Stock 2,572 $8.31 $21,373.32
Disclosure

SEC source: 0001562180-19-003077 · primarydocument.xml · nonDerivative · entry 1

William Marvin Griffin, Jr. · CIK 0001685244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,910

F1 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:27 UTC PurchaseCommon Stock 15,000 $7.48 $112,185.00
Disclosure

SEC source: 0001562180-19-001847 · primarydocument.xml · nonDerivative · entry 1

READ RANDOLPH C · CIK 0001074613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,762

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.465 to $7.480. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 22:30 UTC
McKinney Paul D.President & CEO
GrantStock Options (Right to buy) · Derivative 250,000 $0.00 Strike: $8.33 $0.00
Disclosure

SEC source: 0001562180-19-000612 · primarydocument.xml · derivative · entry 1

McKinney Paul D. · CIK 0001622419 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2026-01-30

F1 · security: Employee stock option granted under the Amended and Restated SandRidge Energy, Inc. 2016 Omnibus Incentive Plan.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:17 UTC
JOHNSON MICHAEL ASVP, CFO and CAO
Tax withholdingCommon Stock 1,501 $8.80 $13,208.80
Disclosure

SEC source: 0001562180-18-005005 · primarydocument.xml · nonDerivative · entry 1

JOHNSON MICHAEL A · CIK 0001167593 · SVP, CFO and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,449

F1 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 21:31 UTC
SUTER JOHN PATRICKEVP & Chief Operating Officer
GrantCommon Stock 50,034 $15.11 $756,013.74
Disclosure

SEC source: 0001562180-18-003871 · primarydocument.xml · nonDerivative · entry 1

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,250

F1 · shares: Shares of Restricted Stock granted on September 5, 2018, one-third of which will vest on the 1st day of July in each of 2019, 2020 and 2021.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 17:31 UTC
JOHNSON MICHAEL ASVP & Chief Accounting Officer
GrantCommon Stock 18,614 $15.11 $281,257.54
Disclosure

SEC source: 0001562180-18-003873 · primarydocument.xml · nonDerivative · entry 1

JOHNSON MICHAEL A · CIK 0001167593 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,950

F1 · shares: Shares of Restricted Stock granted on September 5, 2018, one-third of which will vest on the 1st day of July in each of 2019, 2020 and 2021.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 17:31 UTC
WARMAN PHILIP TSVP - General Counsel and Corp
GrantCommon Stock 18,614 $15.11 $281,257.54
Disclosure

SEC source: 0001562180-18-003872 · primarydocument.xml · nonDerivative · entry 1

WARMAN PHILIP T · CIK 0001498144 · SVP - General Counsel and Corp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,463

F1 · shares: Shares of Restricted Stock granted on September 5, 2018, one-third of which will vest on the 1st day of July in each of 2019, 2020 and 2021.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 17:23 UTC GrantCommon Stock 8,762 $17.12 $150,005.44
Disclosure

SEC source: 0001562180-18-003355 · primarydocument.xml · nonDerivative · entry 1

ALEXANDER BOB G · CIK 0001008134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,762

Read SEC document
July 17, 2018 Filed Jul 19, 2018 21:14 UTC GrantCommon Stock 8,762 $17.12 $150,005.44
Disclosure

SEC source: 0001562180-18-003347 · primarydocument.xml · nonDerivative · entry 1

READ RANDOLPH C · CIK 0001074613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,762

Read SEC document
July 17, 2018 Filed Jul 19, 2018 17:28 UTC GrantCommon Stock 8,762 $17.12 $150,005.44
Disclosure

SEC source: 0001562180-18-003362 · primarydocument.xml · nonDerivative · entry 1

BARNES SYLVIA K. · CIK 0001708180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,938

Read SEC document
July 17, 2018 Filed Jul 19, 2018 17:28 UTC
William Marvin Griffin, Jr.Director · President & CEO
GrantCommon Stock 8,762 $17.12 $150,005.44
Disclosure

SEC source: 0001562180-18-003361 · primarydocument.xml · nonDerivative · entry 1

William Marvin Griffin, Jr. · CIK 0001685244 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,482

Read SEC document
July 17, 2018 Filed Jul 19, 2018 17:18 UTC GrantCommon Stock 8,762 $17.12 $150,005.44
Disclosure

SEC source: 0001562180-18-003349 · primarydocument.xml · nonDerivative · entry 1

FRATES JONATHAN · CIK 0001669447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,762

Read SEC document
July 17, 2018 Filed Jul 19, 2018 21:19 UTC GrantCommon Stock 8,762 $17.12 $150,005.44
Disclosure

SEC source: 0001562180-18-003351 · primarydocument.xml · nonDerivative · entry 1

CHRISTODORO JONATHAN · CIK 0001575440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,762

Read SEC document
July 17, 2018 Filed Jul 19, 2018 17:21 UTC GrantCommon Stock 8,762 $17.12 $150,005.44
Disclosure

SEC source: 0001562180-18-003353 · primarydocument.xml · nonDerivative · entry 1

LIPINSKI JOHN J · CIK 0001403558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,762

Read SEC document
July 17, 2018 Filed Jul 19, 2018 17:25 UTC GrantCommon Stock 8,762 $17.12 $150,005.44
Disclosure

SEC source: 0001562180-18-003357 · primarydocument.xml · nonDerivative · entry 1

KORNDER DAVID J · CIK 0001234633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,907

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:08 UTC
SUTER JOHN PATRICKEVP & Chief Operating Officer
Tax withholdingCommon Stock 21,488 $17.36 $373,031.68
Disclosure

SEC source: 0001562180-18-003125 · primarydocument.xml · nonDerivative · entry 4

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,216

F2 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock/performance share unit.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:08 UTC
SUTER JOHN PATRICKEVP & Chief Operating Officer
Tax withholdingCommon Stock 16,607 $17.36 $288,297.52
Disclosure

SEC source: 0001562180-18-003125 · primarydocument.xml · nonDerivative · entry 3

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,704

F2 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock/performance share unit.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:08 UTC
SUTER JOHN PATRICKEVP & Chief Operating Officer
Tax withholdingCommon Stock 8,304 $17.36 $144,157.44
Disclosure

SEC source: 0001562180-18-003125 · primarydocument.xml · nonDerivative · entry 2

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,311

F2 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock/performance share unit.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:08 UTC
SUTER JOHN PATRICKEVP & Chief Operating Officer
GrantCommon Stock 18,722 $17.36 $325,013.92
Disclosure

SEC source: 0001562180-18-003125 · primarydocument.xml · nonDerivative · entry 1

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,615

F1 · shares: Represents the number of shares of common stock determined to be issuable in connection with the vesting of performance share units.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 16:08 UTC
WARMAN PHILIP TSVP - General Counsel and Corp
Tax withholdingCommon Stock 6,178 $17.36 $107,250.08
Disclosure

SEC source: 0001562180-18-003126 · primarydocument.xml · nonDerivative · entry 4

WARMAN PHILIP T · CIK 0001498144 · SVP - General Counsel and Corp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,849

F2 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock/performance share units.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 16:08 UTC
WARMAN PHILIP TSVP - General Counsel and Corp
Tax withholdingCommon Stock 16,116 $17.36 $279,773.76
Disclosure

SEC source: 0001562180-18-003126 · primarydocument.xml · nonDerivative · entry 3

WARMAN PHILIP T · CIK 0001498144 · SVP - General Counsel and Corp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,027

F2 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock/performance share units.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 16:08 UTC
WARMAN PHILIP TSVP - General Counsel and Corp
Tax withholdingCommon Stock 3,089 $17.36 $53,625.04
Disclosure

SEC source: 0001562180-18-003126 · primarydocument.xml · nonDerivative · entry 2

WARMAN PHILIP T · CIK 0001498144 · SVP - General Counsel and Corp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,143

F2 · shares: Represents the number of shares of common stock withheld or surrendered to pay tax withholding obligations incurred in connection with the vesting of restricted stock/performance share units.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 16:08 UTC
WARMAN PHILIP TSVP - General Counsel and Corp
GrantCommon Stock 6,965 $17.36 $120,912.40
Disclosure

SEC source: 0001562180-18-003126 · primarydocument.xml · nonDerivative · entry 1

WARMAN PHILIP T · CIK 0001498144 · SVP - General Counsel and Corp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,232

F1 · shares: Represents the number of shares of common stock determined to be issuable in connection with the vesting of performance share units.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:50 UTC GrantCommon Stock 1,543 $14.53 $22,419.79
Disclosure

SEC source: 0001562180-18-002187 · primarydocument.xml · nonDerivative · entry 1

Beer Kenneth H · CIK 0001330044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543

F1 · shares: Shares of Restricted Stock granted on May 1, 2018, one-third of which will vest on the 1st day of May in each 2019, 2020 and 2021.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 16:58 UTC GrantCommon Stock 3,176 $15.45 $49,069.20
Disclosure

SEC source: 0001562180-18-001078 · primarydocument.xml · nonDerivative · entry 1

BARNES SYLVIA K. · CIK 0001708180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,176

Read SEC document
January 10, 2018 Filed Jan 11, 2018 22:01 UTC
Bott Julian MarkEVP and CFO
SaleCommon Stock 2,373 $21.00 $49,833.95
Disclosure

SEC source: 0001562180-18-000294 · primarydocument.xml · nonDerivative · entry 1

Bott Julian Mark · CIK 0001552149 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,641

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:20 UTC
SUTER JOHN PATRICKEVP & Chief Operating Officer
SaleCommon Stock 22,803 $20.73 $472,706.19
Disclosure

SEC source: 0001562180-18-000254 · primarydocument.xml · nonDerivative · entry 1

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,893

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:00 UTC
WARMAN PHILIP TSVP - General Counsel and Corp
SaleCommon Stock 13,351 $21.21 $283,123.98
Disclosure

SEC source: 0001562180-18-000152 · primarydocument.xml · nonDerivative · entry 1

WARMAN PHILIP T · CIK 0001498144 · SVP - General Counsel and Corp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,267

Read SEC document
January 02, 2018 Filed Jan 3, 2018 18:00 UTC
Bennett James DonaldDirector · President and CEO
SaleCommon Stock 100,000 $21.12 $2,112,340.00
Disclosure

SEC source: 0001562180-18-000151 · primarydocument.xml · nonDerivative · entry 1

Bennett James Donald · CIK 0001443840 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,148

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.06 to $21.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:07 UTC
JOHNSON MICHAEL ASVP & Chief Accounting Officer
GrantCommon Stock 15,336 $18.34 $281,262.24
Disclosure

SEC source: 0001562180-17-003944 · primarydocument.xml · nonDerivative · entry 1

JOHNSON MICHAEL A · CIK 0001167593 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,336

F1 · shares: Shares of Restricted Stock granted on December 15, 2017, one-third of which will vest on the 15th day of December in each of 2018, 2019 and 2020.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 22:50 UTC
ICAHN CARL C10% owner
PurchaseShares 184,031 $17.40 $3,202,139.40
Disclosure

SEC source: 0001140361-17-043714 · doc1.xml · nonDerivative · entry 4

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 4,818,832

F4 · ownership.nature: On November 22, 2017, High River purchased 36,806 Shares, Icahn Partners purchased 87,345 Shares and Icahn Master purchased 59,880 Shares, in each case at a price of $17.40 per Share.

F5 · ownership.nature: High River directly beneficially owns 963,767 Shares, Icahn Partners directly beneficially owns 2,287,095 Shares, and Icahn Master directly beneficially owns 1,567,970 Shares.

F6 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F7 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn

Read SEC document
November 22, 2017 Filed Nov 22, 2017 22:50 UTC
ICAHN CARL C10% owner
PurchaseShares 20,333 $17.07 $347,084.31
Disclosure

SEC source: 0001140361-17-043714 · doc1.xml · nonDerivative · entry 3

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 4,634,801

F3 · ownership.nature: On November 22, 2017, High River purchased 4,067 Shares, Icahn Partners purchased 9,650 Shares and Icahn Master purchased 6,616 Shares, in each case at a price of $17.07 per Share.

F5 · ownership.nature: High River directly beneficially owns 963,767 Shares, Icahn Partners directly beneficially owns 2,287,095 Shares, and Icahn Master directly beneficially owns 1,567,970 Shares.

F6 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F7 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn

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November 21, 2017 Filed Nov 22, 2017 22:50 UTC
ICAHN CARL C10% owner
PurchaseShares 183,694 $16.31 $2,996,049.14
Disclosure

SEC source: 0001140361-17-043714 · doc1.xml · nonDerivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 4,614,468

F2 · ownership.nature: On November 21, 2017, High River purchased 36,739 Shares, Icahn Partners purchased 87,183 Shares and Icahn Master purchased 59,772 Shares, in each case at a price of $16.31 per Share.

F5 · ownership.nature: High River directly beneficially owns 963,767 Shares, Icahn Partners directly beneficially owns 2,287,095 Shares, and Icahn Master directly beneficially owns 1,567,970 Shares.

F6 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F7 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn

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November 20, 2017 Filed Nov 22, 2017 22:50 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock, par value $0.001 per share ("Shares") 869,184 $16.11 $14,002,554.24
Disclosure

SEC source: 0001140361-17-043714 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 4,430,774

F1 · ownership.nature: On November 20, 2017, High River Limited Partnership ("High River") purchased 173,837 Shares, Icahn Partners LP ("Icahn Partners") purchased 412,529 Shares and Icahn Partners Master Fund LP ("Icahn Master") purchased 282,818 Shares, in each case at a price of $16.11 per Share.

F5 · ownership.nature: High River directly beneficially owns 963,767 Shares, Icahn Partners directly beneficially owns 2,287,095 Shares, and Icahn Master directly beneficially owns 1,567,970 Shares.

F6 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F7 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn

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October 19, 2017 Filed Oct 23, 2017 21:12 UTC
SUTER JOHN PATRICKEVP & Chief Operating Officer
Tax withholdingCommon Stock 11,369 $19.10 $217,147.90
Disclosure

SEC source: 0001562180-17-003308 · primarydocument.xml · nonDerivative · entry 1

SUTER JOHN PATRICK · CIK 0001691210 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,696

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October 19, 2017 Filed Oct 23, 2017 17:11 UTC
WARMAN PHILIP TSVP - General Counsel and Corp
Tax withholdingCommon Stock 8,524 $19.10 $162,808.40
Disclosure

SEC source: 0001562180-17-003306 · primarydocument.xml · nonDerivative · entry 1

WARMAN PHILIP T · CIK 0001498144 · SVP - General Counsel and Corp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,618

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October 19, 2017 Filed Oct 23, 2017 17:11 UTC
Bennett James DonaldDirector · President and CEO
Tax withholdingCommon Stock 53,741 $19.10 $1,026,453.10
Disclosure

SEC source: 0001562180-17-003305 · primarydocument.xml · nonDerivative · entry 1

Bennett James Donald · CIK 0001443840 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,148

F1 · balance_after: Since the date of the reporting person's last ownership report, he transferred 57,231 shares of restricted stock pursuant to a domestic relations order in a transaction exempt from reporting pursuant to Rule 16a-12, which such shares the reporting person no longer reports as beneficially owned.

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October 19, 2017 Filed Oct 23, 2017 21:12 UTC
GRIFFIN ROBERT SCOTTSVP - People and Culture
Tax withholdingCommon Stock 8,531 $19.10 $162,942.10
Disclosure

SEC source: 0001562180-17-003307 · primarydocument.xml · nonDerivative · entry 1

GRIFFIN ROBERT SCOTT · CIK 0001592693 · SVP - People and Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,805

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October 19, 2017 Filed Oct 23, 2017 21:11 UTC
Bott Julian MarkEVP and CFO
Tax withholdingCommon Stock 21,042 $19.10 $401,902.20
Disclosure

SEC source: 0001562180-17-003304 · primarydocument.xml · nonDerivative · entry 1

Bott Julian Mark · CIK 0001552149 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,014

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.