Tapewire

Nasdaq · USD

SCYX

SCYNEXIS INC

Export transactions ↓
Tapewire entity
7194
SEC CIK
0001178253
Parsed reports
196

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2024 Filed Jun 21, 2024 20:03 UTC GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076203 · ownership.xml · nonDerivative · entry 1

ANIDO ARMANDO · CIK 0001219866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 20:01 UTC
HANHAM ANNDirector
GrantStock Option · Derivative 23,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0000950170-24-076200 · ownership.xml · derivative · entry 2

HANHAM ANN · CIK 0001286338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2034-06-19

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 20:01 UTC
HANHAM ANNDirector
GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076200 · ownership.xml · nonDerivative · entry 1

HANHAM ANN · CIK 0001286338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,622

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 22:48 UTC
Sukenick ScottChief Legal Officer
Tax withholdingCommon Stock 15,179 $1.63 $24,741.77
Disclosure

SEC source: 0000950170-24-016578 · ownership.xml · nonDerivative · entry 1

Sukenick Scott · CIK 0001722886 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,195

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy tax withholding obligations that arose in connection with a vesting event from a restricted stock unit award.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:03 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 431,030 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0000950170-24-008808 · ownership.xml · derivative · entry 2

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,030

Underlying: Common Stock · 431,030 shares

Expires 2034-01-25

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly for 48 months as measured from February 15, 2024.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:03 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
GrantCommon Stock 290,590 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008808 · ownership.xml · nonDerivative · entry 1

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,871

F1 · shares: Represents restricted stock units that vest one third per year over three years as measured from February 15, 2024.

F2 · balance_after: Includes 4,100 shares of common stock acquired under the 2014 Employee Stock Purchase Plan in March 2023 (100 shares) and September 2023 (4,000 shares).

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:01 UTC
Macleod ivorChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 215,515 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0000950170-24-008806 · ownership.xml · derivative · entry 2

Macleod ivor · CIK 0001800734 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,515

Underlying: Common Stock · 215,515 shares

Expires 2034-01-25

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly for 48 months as measured from February 15, 2024.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:01 UTC
Macleod ivorChief Financial Officer
GrantCommon Stock 143,675 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008806 · ownership.xml · nonDerivative · entry 1

Macleod ivor · CIK 0001800734 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,185

F1 · shares: Represents restricted stock units that vest one third per year over three years as measured from February 15, 2024.

F2 · balance_after: Includes 1,510 shares of common stock acquired under the 2014 Employee Stock Purchase Plan in September 2023.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:01 UTC
Sukenick ScottChief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 215,515 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0000950170-24-008802 · ownership.xml · derivative · entry 2

Sukenick Scott · CIK 0001722886 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,515

Underlying: Common Stock · 215,515 shares

Expires 2034-01-25

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly for 48 months as measured from February 15, 2024.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:01 UTC
Sukenick ScottChief Legal Officer
GrantCommon Stock 143,675 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008802 · ownership.xml · nonDerivative · entry 1

Sukenick Scott · CIK 0001722886 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,374

F1 · shares: Represents restricted stock units that vest one third per year over three years as measured from February 15, 2024.

F2 · balance_after: Includes 4,100 shares of common stock acquired under the 2014 Employee Stock Purchase Plan in March 2023 (100 shares) and September 2023 (4,000 shares).

Read SEC document
June 15, 2023 Filed Jun 21, 2023 00:06 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0000950170-23-029046 · ownership.xml · derivative · entry 1

HASTINGS DAVID C · CIK 0001237401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 21, 2023 00:05 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0000950170-23-029044 · ownership.xml · derivative · entry 1

Tinmouth Brian Philippe · CIK 0001797160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 21, 2023 00:02 UTC
HANHAM ANNDirector
GrantStock Option · Derivative 10,000 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0000950170-23-029041 · ownership.xml · derivative · entry 1

HANHAM ANN · CIK 0001286338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 21, 2023 00:00 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0000950170-23-029037 · ownership.xml · derivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:58 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0000950170-23-029034 · ownership.xml · derivative · entry 1

ANIDO ARMANDO · CIK 0001219866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:55 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0000950170-23-029031 · ownership.xml · derivative · entry 1

Macdonald Guy · CIK 0001296998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 23, 2023 20:17 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029641 · ownership.xml · nonDerivative · entry 1

Tinmouth Brian Philippe · CIK 0001797160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 23, 2023 20:15 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029630 · ownership.xml · nonDerivative · entry 1

ANIDO ARMANDO · CIK 0001219866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 23, 2023 20:12 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029622 · ownership.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 23, 2023 20:10 UTC
HANHAM ANNDirector
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029615 · ownership.xml · nonDerivative · entry 1

HANHAM ANN · CIK 0001286338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,622

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 23, 2023 20:08 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029609 · ownership.xml · nonDerivative · entry 1

HASTINGS DAVID C · CIK 0001237401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,183

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 15, 2023 Filed Jun 23, 2023 20:05 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-029604 · ownership.xml · nonDerivative · entry 1

Macdonald Guy · CIK 0001296998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:01 UTC
Sukenick ScottChief Legal Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030126 · doc4.xml · nonDerivative · entry 1

Sukenick Scott · CIK 0001722886 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,599

F1 · shares: Represent restricted stock units that vest over three years in equal, annual installments.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 21:01 UTC
Sukenick ScottGeneral Counsel
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005675 · doc4.xml · nonDerivative · entry 1

Sukenick Scott · CIK 0001722886 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,599

F1 · shares: Represent restricted stock units that vest over three years in equal, annual installments.

F2 · balance_after: Includes 100 shares acquired by the reporting person under the Issuer's 2014 Employee Stock Purchase Plan on September 5, 2022.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 21:01 UTC
Angulo Gonzalez DavidChief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 165,000 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001209191-23-000155 · doc4.xml · derivative · entry 2

Angulo Gonzalez David · CIK 0001644071 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 165,000 shares

Expires 2032-12-31

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly for 48 months as measured from the date of grant.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 21:01 UTC
Angulo Gonzalez DavidChief Executive Officer
GrantCommon Stock 110,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000155 · doc4.xml · nonDerivative · entry 1

Angulo Gonzalez David · CIK 0001644071 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,181

F1 · shares: Represents restricted stock units that vest one third per year over three years on the anniversary of the date of grant.

F2 · balance_after: Includes 200 shares of common stock acquired under the 2014 Employee Stock Purchase Plan in March 2022 (100 shares) and September 2022 (100 shares).

Read SEC document
October 24, 2022 Filed Oct 26, 2022 20:09 UTC
Macleod ivorChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 170,000 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001209191-22-054618 · doc4.xml · derivative · entry 2

Macleod ivor · CIK 0001800734 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2032-10-23

F2 · derivative.exercise_date: 25% of the shares subject to this option vests on the one-year anniversary of the grant date with the remainder vesting in equal monthly installments for thirty-six (36) months thereafter, provided the executive continues to provide continuous services to us.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 20:09 UTC
Macleod ivorChief Financial Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054618 · doc4.xml · nonDerivative · entry 1

Macleod ivor · CIK 0001800734 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents restricted stock units that vest one third per year over three years on the anniversary of the date of grant.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:03 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.78 $0.00
Disclosure

SEC source: 0001209191-22-038657 · doc4.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-16

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:03 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038657 · doc4.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:09 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.78 $0.00
Disclosure

SEC source: 0001209191-22-038671 · doc4.xml · derivative · entry 2

Tinmouth Brian Philippe · CIK 0001797160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-16

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:09 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038671 · doc4.xml · nonDerivative · entry 1

Tinmouth Brian Philippe · CIK 0001797160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:07 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.78 $0.00
Disclosure

SEC source: 0001209191-22-038669 · doc4.xml · derivative · entry 2

Macdonald Guy · CIK 0001296998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-16

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:07 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038669 · doc4.xml · nonDerivative · entry 1

Macdonald Guy · CIK 0001296998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:04 UTC
HANHAM ANNDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.78 $0.00
Disclosure

SEC source: 0001209191-22-038660 · doc4.xml · derivative · entry 2

HANHAM ANN · CIK 0001286338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-16

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:04 UTC
HANHAM ANNDirector
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038660 · doc4.xml · nonDerivative · entry 1

HANHAM ANN · CIK 0001286338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,622

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:06 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.78 $0.00
Disclosure

SEC source: 0001209191-22-038666 · doc4.xml · derivative · entry 2

HASTINGS DAVID C · CIK 0001237401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-16

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:06 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038666 · doc4.xml · nonDerivative · entry 1

HASTINGS DAVID C · CIK 0001237401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,183

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:01 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.78 $0.00
Disclosure

SEC source: 0001209191-22-038652 · doc4.xml · derivative · entry 2

ANIDO ARMANDO · CIK 0001219866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-06-16

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:01 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038652 · doc4.xml · nonDerivative · entry 1

ANIDO ARMANDO · CIK 0001219866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 11:25 UTC
Taglietti MarcoDirector · Chief Executive Officer
GrantCommon Stock Warrant · Derivative 75,000 Not disclosed Strike: $3.45 Not disclosed
Disclosure

SEC source: 0001209191-22-025903 · doc4.xml · derivative · entry 2

Taglietti Marco · CIK 0001408870 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-04-26

F1 · price: Reflects the purchase on April 26, 2022, of 75,000 shares of the issuer's common stock, par value $0.001 per share, at a public offering price of $3.00 per share of common stock and accompanying warrant.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 11:25 UTC
Taglietti MarcoDirector · Chief Executive Officer
PurchaseCommon Stock 75,000 $3.00 $225,000.00
Disclosure

SEC source: 0001209191-22-025903 · doc4.xml · nonDerivative · entry 1

Taglietti Marco · CIK 0001408870 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,068

F1 · price: Reflects the purchase on April 26, 2022, of 75,000 shares of the issuer's common stock, par value $0.001 per share, at a public offering price of $3.00 per share of common stock and accompanying warrant.

F2 · balance_after: Includes shares purchased under the issuer's ESPP, which did not require the filing of a Form 4 for such purchase.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 11:24 UTC
Sukenick ScottGeneral Counsel
GrantCommon Stock Warrant · Derivative 3,500 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001209191-22-025902 · doc4.xml · derivative · entry 2

Sukenick Scott · CIK 0001722886 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires 2029-04-26

Read SEC document
April 26, 2022 Filed Apr 28, 2022 11:24 UTC
Sukenick ScottGeneral Counsel
PurchaseCommon Stock 3,500 $3.00 $10,500.00
Disclosure

SEC source: 0001209191-22-025902 · doc4.xml · nonDerivative · entry 1

Sukenick Scott · CIK 0001722886 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,499

F1 · price: Reflects the purchase on April 26, 2022, of 3,500 shares of the issuer's common stock, par value $0.001 per share, at a public offering price of $3.00 per share of common stock and accompanying warrant.

F2 · balance_after: Includes shares purchased under the issuer's ESPP, which did not require the filing of a Form 4 for such purchase.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:14 UTC
Taglietti MarcoDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 232,000 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001209191-22-007735 · doc4.xml · derivative · entry 2

Taglietti Marco · CIK 0001408870 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,000

Underlying: Common Stock · 232,000 shares

Expires 2032-02-03

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly for 48 months as measured from the date of grant.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:14 UTC
Taglietti MarcoDirector · Chief Executive Officer
GrantCommon Stock 87,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007735 · doc4.xml · nonDerivative · entry 1

Taglietti Marco · CIK 0001408870 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,968

F1 · shares: Represents restricted stock units that vest 50% per year over two years on the anniversary of the date of grant.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:13 UTC
Sukenick ScottGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001209191-22-007733 · doc4.xml · derivative · entry 2

Sukenick Scott · CIK 0001722886 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2032-02-03

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly for 48 months as measured from the date of grant.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:13 UTC
Sukenick ScottGeneral Counsel
GrantCommon Stock 40,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007733 · doc4.xml · nonDerivative · entry 1

Sukenick Scott · CIK 0001722886 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,899

F1 · shares: Represents restricted stock units that vest 50% per year over two years on the anniversary of the date of grant.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:12 UTC
Coyne ChristineChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001209191-22-007730 · doc4.xml · derivative · entry 2

Coyne Christine · CIK 0001861840 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-02-03

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly for 48 months as measured from the date of grant.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:12 UTC
Coyne ChristineChief Commercial Officer
GrantCommon Stock 43,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007730 · doc4.xml · nonDerivative · entry 1

Coyne Christine · CIK 0001861840 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

F1 · shares: Represents restricted stock units that vest 50% per year over two years on the anniversary of the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.