Tapewire

Nasdaq · USD

SCYX

SCYNEXIS INC

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Tapewire entity
7194
SEC CIK
0001178253
Parsed reports
196

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2026 Filed Sep 22, 2026 20:02 UTC GrantStock Option (Right to Buy) · Derivative 5,750 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0001193125-26-397873 · ownership.xml · derivative · entry 2

Burke Steven Keith · CIK 0001619834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 5,750 shares

Expires 2036-09-18

F2 · derivative.exercise_date: One third of the shares subject to this option vest on the one year anniversary of the grant date, and 1/36 of the shares subject to the option vest on each of the next 24 months thereafter provided that the Reporting Person is providing continuous services on the applicable vesting date.

Read SEC document
September 18, 2026 Filed Sep 22, 2026 20:02 UTC GrantCommon Stock 5,750 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-397873 · ownership.xml · nonDerivative · entry 1

Burke Steven Keith · CIK 0001619834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,750

F1 · shares: Represents restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of common stock for each RSU upon vesting. 1/3rd of the RSUs will vest annually on the anniversary of the date of grant, with the first 1/3rd vesting on September 18, 2027, provided that the Reporting Person is providing continuous services on the applicable vesting date.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 20:02 UTC
Subramanian SanjayChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.91 $0.00
Disclosure

SEC source: 0001790246-26-000005 · ownership.xml · derivative · entry 1

Subramanian Sanjay · CIK 0001790246 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2036-09-08

F1 · derivative.exercise_date: 25% of the shares subject to this option vests on the one-year anniversary of the grant date with the remainder vesting in equal monthly installments for thirty-six (36) months thereafter, provided the Reporting Person continues to provide continuous services to the Issuer.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:09 UTC GrantStock Option (Right to Buy) · Derivative 2,875 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001797160-26-000002 · ownership.xml · derivative · entry 2

Tinmouth Brian Philippe · CIK 0001797160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,875

Underlying: Common Stock · 2,875 shares

Expires 2036-06-25

F3 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:09 UTC GrantCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001797160-26-000002 · ownership.xml · nonDerivative · entry 1

Tinmouth Brian Philippe · CIK 0001797160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,125

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

F2 · balance_after: On May 29, 2026, the common stock of the Issuer underwent a 1-for-8 reverse stock split (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:08 UTC GrantStock Option (Right to Buy) · Derivative 2,875 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001296998-26-000002 · ownership.xml · derivative · entry 2

Macdonald Guy · CIK 0001296998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,875

Underlying: Common Stock · 2,875 shares

Expires 2036-06-25

F3 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:08 UTC GrantCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001296998-26-000002 · ownership.xml · nonDerivative · entry 1

Macdonald Guy · CIK 0001296998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,625

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

F2 · balance_after: On May 29, 2026, the common stock of the Issuer underwent a 1-for-8 reverse stock split (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:06 UTC GrantStock Option (Right to Buy) · Derivative 2,875 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001219866-26-000002 · ownership.xml · derivative · entry 2

ANIDO ARMANDO · CIK 0001219866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,875

Underlying: Common Stock · 2,875 shares

Expires 2036-06-25

F3 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:06 UTC GrantCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001219866-26-000002 · ownership.xml · nonDerivative · entry 1

ANIDO ARMANDO · CIK 0001219866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,750

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

F2 · balance_after: On May 29, 2026, the common stock of the Issuer underwent a 1-for-8 reverse stock split (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:04 UTC GrantStock Option (Right to Buy) · Derivative 2,875 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001237401-26-000002 · ownership.xml · derivative · entry 2

HASTINGS DAVID C · CIK 0001237401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,875

Underlying: Common Stock · 2,875 shares

Expires 2036-06-25

F3 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:04 UTC GrantCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001237401-26-000002 · ownership.xml · nonDerivative · entry 1

HASTINGS DAVID C · CIK 0001237401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,522

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

F2 · balance_after: On May 29, 2026, the common stock of the Issuer underwent a 1-for-8 reverse stock split (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:01 UTC
HANHAM ANNDirector
GrantStock Option (Right to Buy) · Derivative 2,875 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001286338-26-000002 · ownership.xml · derivative · entry 2

HANHAM ANN · CIK 0001286338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,875

Underlying: Common Stock · 2,875 shares

Expires 2036-06-25

F3 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 20:01 UTC
HANHAM ANNDirector
GrantCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001286338-26-000002 · ownership.xml · nonDerivative · entry 1

HANHAM ANN · CIK 0001286338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,577

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

F2 · balance_after: On May 29, 2026, the common stock of the Issuer underwent a 1-for-8 reverse stock split (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 12:01 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
PurchaseWarrant to Purchase Common Stock · Derivative 108,695 Not disclosed Strike: $1.20 Not disclosed
Disclosure

SEC source: 0001644071-26-000002 · ownership.xml · derivative · entry 2

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,695

Underlying: Common Stock · 108,695 shares

Expires not disclosed

F1 · price: On March 30, 2026, the Issuer entered into a Securities Purchase Agreement with certain accredited investors, including the Reporting Person (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold to the Reporting Person in a private placement, which closed on April 1, 2026, 108,695 shares of the Issuer's common stock (the "Shares") and accompanying warrants to purchase up to 108,695 shares of common stock of the Issuer (the "Common Warrants"). The combined purchase price for each Share and accompanying Common Warrant was $0.92.

F3 · derivative.exercise_date: The Common Warrants will be exercisable beginning on the effective date of the stockholder approval relating to the proposed increase in the Issuer's authorized shares of common stock.

F4 · derivative.expiration_date: The Common Warrants will expire on the earlier of (i) the fifth (5th) anniversary of its original issue date and (ii) the thirtieth (30th) day after the Issuer publicly releases topline data at Week 48 from the Issuer's Phase 2 proof-ofconcept clinical study evaluating SCY-770 in patients with autosomal dominant polycystic kidney disease.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 12:01 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
PurchaseCommon Stock 108,695 Not disclosed Not disclosed
Disclosure

SEC source: 0001644071-26-000002 · ownership.xml · nonDerivative · entry 1

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,357,126

F1 · price: On March 30, 2026, the Issuer entered into a Securities Purchase Agreement with certain accredited investors, including the Reporting Person (the "Purchase Agreement"). Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold to the Reporting Person in a private placement, which closed on April 1, 2026, 108,695 shares of the Issuer's common stock (the "Shares") and accompanying warrants to purchase up to 108,695 shares of common stock of the Issuer (the "Common Warrants"). The combined purchase price for each Share and accompanying Common Warrant was $0.92.

F2 · balance_after: Includes 4,000 shares of common stock acquired under the 2014 Employee Stock Purchase Plan of the Issuer on March 5, 2026.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 21:03 UTC
Macleod ivorChief Financial Officer
GrantCommon Stock 129,833 $0.00 $0.00
Disclosure

SEC source: 0001178253-26-000004 · ownership.xml · nonDerivative · entry 1

Macleod ivor · CIK 0001800734 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,529

F1 · shares: Represents restricted stock units that vest one third per year over three years as measured from February 28, 2026.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 21:02 UTC
Sukenick ScottChief Legal Officer
GrantCommon Stock 129,833 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-033583 · ownership.xml · nonDerivative · entry 1

Sukenick Scott · CIK 0001722886 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,539

F1 · shares: Represents restricted stock units that vest one third per year over three years as measured from February 28, 2026.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 21:01 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
GrantCommon Stock 391,333 $0.00 $0.00
Disclosure

SEC source: 0001178253-26-000003 · ownership.xml · nonDerivative · entry 1

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,244,431

F1 · shares: Represents restricted stock units that vest one third per year over three years as measured from February 28, 2026.

Read SEC document
October 17, 2025 Filed Oct 21, 2025 12:00 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
GrantCommon Stock 32,500 $0.76 $24,700.00
Disclosure

SEC source: 0001178253-25-000007 · ownership.xml · nonDerivative · entry 1

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 853,098

F1 · balance_after: Includes 4,000 shares of common stock acquired under the 2014 Employee Stock Purchase Plan on September 5, 2025.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:18 UTC GrantStock Option · Derivative 23,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000950170-25-091598 · ownership.xml · derivative · entry 2

Macdonald Guy · CIK 0001296998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2035-06-25

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:18 UTC GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-091598 · ownership.xml · nonDerivative · entry 1

Macdonald Guy · CIK 0001296998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:20 UTC GrantStock Option · Derivative 23,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000950170-25-091602 · ownership.xml · derivative · entry 2

Tinmouth Brian Philippe · CIK 0001797160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2035-06-25

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:20 UTC GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-091602 · ownership.xml · nonDerivative · entry 1

Tinmouth Brian Philippe · CIK 0001797160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:16 UTC GrantStock Option · Derivative 23,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000950170-25-091589 · ownership.xml · derivative · entry 2

HASTINGS DAVID C · CIK 0001237401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2035-06-25

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:16 UTC GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-091589 · ownership.xml · nonDerivative · entry 1

HASTINGS DAVID C · CIK 0001237401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,183

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:13 UTC
HANHAM ANNDirector
GrantStock Option · Derivative 23,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000950170-25-091570 · ownership.xml · derivative · entry 2

HANHAM ANN · CIK 0001286338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2035-06-25

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:13 UTC
HANHAM ANNDirector
GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-091570 · ownership.xml · nonDerivative · entry 1

HANHAM ANN · CIK 0001286338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,622

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:09 UTC GrantStock Option · Derivative 23,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000950170-25-091562 · ownership.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2035-06-25

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:09 UTC GrantCommon stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-091562 · ownership.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:06 UTC GrantStock Option · Derivative 23,000 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000950170-25-091555 · ownership.xml · derivative · entry 2

ANIDO ARMANDO · CIK 0001219866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2035-06-25

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:06 UTC GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-091555 · ownership.xml · nonDerivative · entry 1

ANIDO ARMANDO · CIK 0001219866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
April 09, 2025 Filed Apr 10, 2025 12:02 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
GrantCommon Stock 23,000 $0.84 $19,320.00
Disclosure

SEC source: 0000950170-25-052675 · ownership.xml · nonDerivative · entry 1

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 816,598

F1 · balance_after: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8384 to $0.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 20, 2025 Filed Mar 20, 2025 23:39 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
GrantCommon Stock 13,800 $1.05 $14,490.00
Disclosure

SEC source: 0000950170-25-042838 · ownership.xml · nonDerivative · entry 2

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,598

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.05 to $1.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
March 19, 2025 Filed Mar 20, 2025 23:39 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
GrantCommon Stock 5,000 $1.07 $5,350.00
Disclosure

SEC source: 0000950170-25-042838 · ownership.xml · nonDerivative · entry 1

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 779,798

F1 · balance_after: Includes 4,000 shares of common stock acquired under the 2014 Employee Stock Purchase Plan on March 5, 2025.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:05 UTC
Sukenick ScottChief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 138,767 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0000950170-25-009188 · ownership.xml · derivative · entry 2

Sukenick Scott · CIK 0001722886 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,767

Underlying: Common Stock · 138,767 shares

Expires 2035-01-22

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly for 48 months as measured from January 23, 2025.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:05 UTC
Sukenick ScottChief Legal Officer
GrantCommon Stock 92,511 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-009188 · ownership.xml · nonDerivative · entry 1

Sukenick Scott · CIK 0001722886 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,706

F1 · shares: Represents restricted stock units that vest one third per year over three years as measured from February 28, 2025.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:03 UTC
Macleod ivorChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 138,767 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0000950170-25-009173 · ownership.xml · derivative · entry 2

Macleod ivor · CIK 0001800734 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,767

Underlying: Common Stock · 138,767 shares

Expires 2035-01-22

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly for 48 months as measured from January 23, 2025.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:03 UTC
Macleod ivorChief Financial Officer
GrantCommon Stock 92,511 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-009173 · ownership.xml · nonDerivative · entry 1

Macleod ivor · CIK 0001800734 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,696

F1 · shares: Represents restricted stock units that vest one third per year over three years as measured from February 28, 2025.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:01 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 394,391 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0000950170-25-009170 · ownership.xml · derivative · entry 2

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,391

Underlying: Common Stock · 394,391 shares

Expires 2035-01-22

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest monthly for 48 months as measured from January 23, 2025.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 21:01 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
GrantCommon Stock 262,927 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-009170 · ownership.xml · nonDerivative · entry 1

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,798

F1 · shares: Represents restricted stock units that vest one third per year over three years as measured from February 28, 2025.

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September 12, 2024 Filed Sep 16, 2024 12:00 UTC
Angulo Gonzalez DavidDirector · Chief Executive Officer
PurchaseCommon Stock 20,000 $1.37 $27,400.00
Disclosure

SEC source: 0000950170-24-106610 · ownership.xml · nonDerivative · entry 1

Angulo Gonzalez David · CIK 0001644071 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,871

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.35 to $1.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: Includes 8,000 shares of common stock acquired under the 2014 Employee Stock Purchase Plan on March 5, 2024 (4,000 shares) and September 5, 2024 (4,000 shares).

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June 20, 2024 Filed Jun 21, 2024 20:12 UTC GrantStock Option · Derivative 23,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0000950170-24-076242 · ownership.xml · derivative · entry 2

Macdonald Guy · CIK 0001296998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2034-06-19

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

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June 20, 2024 Filed Jun 21, 2024 20:12 UTC GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076242 · ownership.xml · nonDerivative · entry 1

Macdonald Guy · CIK 0001296998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

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June 20, 2024 Filed Jun 21, 2024 20:10 UTC GrantStock Option · Derivative 23,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0000950170-24-076239 · ownership.xml · derivative · entry 2

HASTINGS DAVID C · CIK 0001237401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2034-06-19

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

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June 20, 2024 Filed Jun 21, 2024 20:10 UTC GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076239 · ownership.xml · nonDerivative · entry 1

HASTINGS DAVID C · CIK 0001237401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,183

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

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June 20, 2024 Filed Jun 21, 2024 20:08 UTC GrantStock Option · Derivative 23,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0000950170-24-076235 · ownership.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2034-06-19

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

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June 20, 2024 Filed Jun 21, 2024 20:08 UTC GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076235 · ownership.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 20:06 UTC GrantStock Option · Derivative 23,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0000950170-24-076227 · ownership.xml · derivative · entry 2

Tinmouth Brian Philippe · CIK 0001797160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2034-06-19

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 20:06 UTC GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076227 · ownership.xml · nonDerivative · entry 1

Tinmouth Brian Philippe · CIK 0001797160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,000

F1 · shares: One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

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June 20, 2024 Filed Jun 21, 2024 20:03 UTC GrantStock Option · Derivative 23,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0000950170-24-076203 · ownership.xml · derivative · entry 2

ANIDO ARMANDO · CIK 0001219866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2034-06-19

F2 · derivative.exercise_date: One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.