Tapewire

Nasdaq · USD

SCWO

374Water Inc.

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Tapewire entity
7200
SEC CIK
0000933972
Parsed reports
94

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2025 Filed Jun 25, 2025 23:25 UTC Amendment
Nagar Yaacov10% owner
SaleCommon Stock 51,598 $0.40 $20,742.40
Disclosure

SEC source: 0001654954-25-007400 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,181,237

F2 · shares: This Form 4 amends the Form 4 filed on 6/18/2025 to correct the amount of common stock sold. The number of common stock sold was inadvertently reported as 57,650 shares; the correct amount of common stock sold was 51,598.

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.400 to $0.402 The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 23:04 UTC
Nagar Yaacov10% owner
SaleCommon Stock 6,052 $0.40 $2,420.80
Disclosure

SEC source: 0001654954-25-007202 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,232,835

Read SEC document
June 12, 2025 Filed Jun 16, 2025 22:47 UTC
Nagar Yaacov10% owner
SaleCommon Stock 42,350 $0.40 $16,940.00
Disclosure

SEC source: 0001654954-25-007051 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,238,887

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.400 to $0.403. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 20:56 UTC PurchaseCommon Stock 40,000 $0.48 $19,000.00
Disclosure

SEC source: 0001654954-25-006640 · section16.xml · nonDerivative · entry 1

Jones Stephen J · CIK 0001412239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,593

Read SEC document
May 30, 2025 Filed Jun 3, 2025 20:05 UTC PurchaseCommon Stock 50,000 $0.42 $21,120.00
Disclosure

SEC source: 0001654954-25-006519 · section16.xml · nonDerivative · entry 1

Jones Stephen J · CIK 0001412239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,593

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.42 to $0.4247, inclusive. The reporting person undertakes to provide to 374Water Inc., any security holder of 374Water Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 22, 2025 Filed May 27, 2025 20:04 UTC PurchaseCommon Stock 40,000 $0.32 $12,600.00
Disclosure

SEC source: 0001654954-25-006140 · section16.xml · nonDerivative · entry 1

Jones Stephen J · CIK 0001412239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,593

Read SEC document
May 20, 2025 Filed May 22, 2025 23:57 UTC PurchaseCommon Stock 49,593 $0.30 $14,877.90
Disclosure

SEC source: 0001654954-25-006045 · section16.xml · nonDerivative · entry 1

Jones Stephen J · CIK 0001412239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,593

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.30 to $0.32, inclusive. The reporting person undertakes to provide to 374Water Inc., any security holder of 374Water Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 16, 2025 Filed Sep 3, 2025 14:11 UTC Amendment
Meyers Brad IanChief Operating Officer
GrantRestricted Stock Units · Derivative 115,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-25-010347 · section16.xml · derivative · entry 2

Meyers Brad Ian · CIK 0002000149 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,500

Underlying: Common Stock, $0.0001 par value · 115,500 shares

Expires not disclosed

F1 · shares: The Restricted Stock Units (the "RSU") reported herein were granted to the Reporting Person May 16, 2024 (the "Effective Date") pursuant to his Employment Agreement (the "Employment Agreement"). The RSU grants consisted of an RSU for 115,500 shares that vest over time (the "Time RSU") and an RSU for 115,500 shares that vest on the achievement of certain milestones (the "Performance RSU"). 28,875 of the shares subject to the Time RSU vested on May 16, 2025, and the remaining 86,625 shares vest in equal increments on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continued employment with the Issuer on each vesting date. As of September 2, 2025, 36,093 shares subject to the Time RSU were vested, and 79,407 shares are unvested.

F3 · derivative.exercise_date: Under the Employment Agreement, the Reporting Person was granted the Performance RSU, that vest pursuant to certain milestones set forth by the Issuer.

F3 · derivative.expiration_date: Under the Employment Agreement, the Reporting Person was granted the Performance RSU, that vest pursuant to certain milestones set forth by the Issuer.

F2 · balance_after: On May 22, 2024, the Reporting Person filed a Form 4 that reported both the Time RSU and the Performance RSU in Table II. This amendment serves to remove the Time RSU from Table II and report it in Table I.

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May 16, 2025 Filed Sep 3, 2025 14:11 UTC Amendment
Meyers Brad IanChief Operating Officer
GrantCommon Stock (restricted stock units) 115,500 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-010347 · section16.xml · nonDerivative · entry 1

Meyers Brad Ian · CIK 0002000149 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,500

F1 · shares: The Restricted Stock Units (the "RSU") reported herein were granted to the Reporting Person May 16, 2024 (the "Effective Date") pursuant to his Employment Agreement (the "Employment Agreement"). The RSU grants consisted of an RSU for 115,500 shares that vest over time (the "Time RSU") and an RSU for 115,500 shares that vest on the achievement of certain milestones (the "Performance RSU"). 28,875 of the shares subject to the Time RSU vested on May 16, 2025, and the remaining 86,625 shares vest in equal increments on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continued employment with the Issuer on each vesting date. As of September 2, 2025, 36,093 shares subject to the Time RSU were vested, and 79,407 shares are unvested.

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April 30, 2025 Filed May 2, 2025 21:07 UTC
Melkote Rajesh RamaswamyChief Technology Officer
GrantStock options (right to buy) · Derivative 757,576 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001654954-25-005061 · section16.xml · derivative · entry 2

Melkote Rajesh Ramaswamy · CIK 0002064133 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757,756

Underlying: Common Stock · 757,576 shares

Expires 2035-04-29

F1 · shares: Vesting commencement date is March 31, 2025. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date.

F1 · derivative.exercise_date: Vesting commencement date is March 31, 2025. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
April 30, 2025 Filed May 2, 2025 21:07 UTC
Melkote Rajesh RamaswamyChief Technology Officer
GrantCommon Stock (restricted stock units) 757,756 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-005061 · section16.xml · nonDerivative · entry 1

Melkote Rajesh Ramaswamy · CIK 0002064133 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757,756

F1 · shares: Vesting commencement date is March 31, 2025. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
March 27, 2025 Filed Mar 29, 2025 01:16 UTC
Nagar Yaacov10% owner
SaleCommon Stock 61,225 $0.41 $25,365.52
Disclosure

SEC source: 0001654954-25-003564 · section16.xml · nonDerivative · entry 2

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,281,237

Read SEC document
March 26, 2025 Filed Mar 29, 2025 01:16 UTC
Nagar Yaacov10% owner
SaleCommon Stock 45,998 $0.42 $19,360.56
Disclosure

SEC source: 0001654954-25-003564 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,342,462

Read SEC document
February 07, 2025 Filed Feb 11, 2025 23:21 UTC
Nagar Yaacov10% owner
SaleCommon Stock 12,436 $0.42 $5,223.12
Disclosure

SEC source: 0001654954-25-001360 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,388,460

Read SEC document
February 05, 2025 Filed Feb 8, 2025 00:17 UTC
Nagar Yaacov10% owner
SaleCommon Stock 144,860 $0.43 $62,985.13
Disclosure

SEC source: 0001654954-25-001255 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,400,896

Read SEC document
February 04, 2025 Filed Feb 5, 2025 23:37 UTC
Nagar Yaacov10% owner
SaleCommon Stock 15,919 $0.45 $7,165.14
Disclosure

SEC source: 0001654954-25-001175 · section16.xml · nonDerivative · entry 2

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,545,756

Read SEC document
February 03, 2025 Filed Feb 5, 2025 23:37 UTC
Nagar Yaacov10% owner
SaleCommon Stock 212,120 $0.49 $104,829.70
Disclosure

SEC source: 0001654954-25-001175 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,561,675

Read SEC document
January 24, 2025 Filed Jan 27, 2025 12:09 UTC
Nagar Yaacov10% owner
SaleCommon Stock 900 $0.59 $531.00
Disclosure

SEC source: 0001654954-25-000768 · section16.xml · nonDerivative · entry 2

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,773,795

Read SEC document
January 23, 2025 Filed Jan 27, 2025 12:09 UTC
Nagar Yaacov10% owner
SaleCommon Stock 31,025 $0.60 $18,521.93
Disclosure

SEC source: 0001654954-25-000768 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,774,695

Read SEC document
January 22, 2025 Filed Jan 23, 2025 11:03 UTC
Nagar Yaacov10% owner
SaleCommon Stock 19,772 $0.59 $11,685.25
Disclosure

SEC source: 0001654954-25-000660 · section16.xml · nonDerivative · entry 2

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,805,720

Read SEC document
January 21, 2025 Filed Jan 23, 2025 11:03 UTC
Nagar Yaacov10% owner
SaleCommon Stock 36,390 $0.60 $21,652.05
Disclosure

SEC source: 0001654954-25-000660 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,825,492

Read SEC document
January 17, 2025 Filed Jan 21, 2025 11:05 UTC
Nagar Yaacov10% owner
SaleCommon Stock 114,998 $0.60 $69,458.79
Disclosure

SEC source: 0001654954-25-000553 · section16.xml · nonDerivative · entry 2

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,861,882

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.606 to $0.593. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected

Read SEC document
January 16, 2025 Filed Jan 21, 2025 11:05 UTC
Nagar Yaacov10% owner
SaleCommon Stock 300 $0.63 $189.30
Disclosure

SEC source: 0001654954-25-000553 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,976,880

Read SEC document
January 15, 2025 Filed Jan 16, 2025 21:54 UTC
Nagar Yaacov10% owner
SaleCommon Stock 12,304 $0.63 $7,765.05
Disclosure

SEC source: 0001654954-25-000492 · section16.xml · nonDerivative · entry 2

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,977,180

Read SEC document
January 15, 2025 Filed Jan 17, 2025 21:38 UTC
Russell KlineChief Financial Officer
GrantStock options (right to buy) · Derivative 308,642 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001654954-25-000547 · section16.xml · derivative · entry 2

Russell Kline · CIK 0002049257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,642

Underlying: Common Stock · 308,642 shares

Expires 2025-01-14

F1 · shares: Vesting commencement date is December 16, 2024. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date.

F1 · derivative.exercise_date: Vesting commencement date is December 16, 2024. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 21:38 UTC
Russell KlineChief Financial Officer
GrantCommon Stock (restricted stock units) 308,642 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000547 · section16.xml · nonDerivative · entry 1

Russell Kline · CIK 0002049257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,642

F1 · shares: Vesting commencement date is December 16, 2024. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
January 14, 2025 Filed Jan 16, 2025 21:54 UTC
Nagar Yaacov10% owner
SaleCommon Stock 61,268 $0.63 $38,721.38
Disclosure

SEC source: 0001654954-25-000492 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,989,484

Read SEC document
January 10, 2025 Filed Jan 14, 2025 21:08 UTC
Nagar Yaacov10% owner
SaleCommon Stock 69,570 $0.68 $47,585.88
Disclosure

SEC source: 0001654954-25-000375 · section16.xml · nonDerivative · entry 1

Nagar Yaacov · CIK 0001861377 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,050,752

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.673 to $0.697. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:30 UTC Exercise / conversionStock options (right to buy) · Derivative 1,000,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001654954-25-000063 · section16.xml · derivative · entry 5

DAVIS RICHARD H · CIK 0001429114 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700,000

Underlying: Common Stock · 1,000,000 shares

Expires 2026-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:30 UTC Tax withholdingCommon Stock 179,105 $0.67 $120,000.35
Disclosure

SEC source: 0001654954-25-000063 · section16.xml · nonDerivative · entry 2

DAVIS RICHARD H · CIK 0001429114 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143,793

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:30 UTC Exercise / conversionCommon Stock 1,000,000 $0.12 $120,000.00
Disclosure

SEC source: 0001654954-25-000063 · section16.xml · nonDerivative · entry 1

DAVIS RICHARD H · CIK 0001429114 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,322,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a fully vested stock option, which was exercised in connection with tax planning purposes and for which the exercise price was paid through the withholding of exercised shares. The Reporting Person intends to hold the shares until at least May 2025 pursuant to a lock-up agreement and the Issuer's insider trading policy.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:43 UTC
Deshusses MarcDirector · 10% owner
PurchaseWarrants (right to buy) · Derivative 48,000 Not disclosed Strike: $1.13 Not disclosed
Disclosure

SEC source: 0000950170-24-128992 · ownership.xml · derivative · entry 2

Deshusses Marc · CIK 0001860685 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires 2029-11-17

F1 · price: The purchase price for each share of Common Stock reported in Table I and the accompanying warrants was $1.25.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:43 UTC
Deshusses MarcDirector · 10% owner
PurchaseCommon Stock 32,000 $1.25 $40,000.00
Disclosure

SEC source: 0000950170-24-128992 · ownership.xml · nonDerivative · entry 1

Deshusses Marc · CIK 0001860685 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,652,451

F1 · price: The purchase price for each share of Common Stock reported in Table I and the accompanying warrants was $1.25.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:36 UTC PurchaseWarrants (right to buy) · Derivative 30,000 Not disclosed Strike: $1.13 Not disclosed
Disclosure

SEC source: 0000950170-24-128990 · ownership.xml · derivative · entry 3

Penn Buddie J · CIK 0001673602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-11-17

F2 · price: The purchase price for each share of the 20,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:36 UTC PurchaseCommon Stock 20,000 $1.25 $25,000.00
Disclosure

SEC source: 0000950170-24-128990 · ownership.xml · nonDerivative · entry 2

Penn Buddie J · CIK 0001673602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

F2 · price: The purchase price for each share of the 20,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:18 UTC
Anderson AdrienneChief Financial Officer
PurchaseWarrants (right to buy) · Derivative 15,000 Not disclosed Strike: $1.13 Not disclosed
Disclosure

SEC source: 0000950170-24-128981 · ownership.xml · derivative · entry 5

Anderson Adrienne · CIK 0001962594 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-11-17

F3 · price: The purchase price for each share of the 10,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:18 UTC
Anderson AdrienneChief Financial Officer
PurchaseCommon Stock 10,000 $1.25 $12,500.00
Disclosure

SEC source: 0000950170-24-128981 · ownership.xml · nonDerivative · entry 3

Anderson Adrienne · CIK 0001962594 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,762

F3 · price: The purchase price for each share of the 10,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:12 UTC PurchaseWarrants (right to buy) · Derivative 375,000 Not disclosed Strike: $1.13 Not disclosed
Disclosure

SEC source: 0000950170-24-128979 · ownership.xml · derivative · entry 3

Vanderhider James Michael · CIK 0001935169 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2029-11-17

F2 · price: The purchase price for each share of the 250,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

F3 · ownership.nature: All 1,420,000 shares and the warrant to purchase 375,000 shares are owned and held by Aspen View LP. The Reporting Person has sole voting and dispositive power over the securities held by Aspen View LP.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:12 UTC PurchaseCommon Stock 250,000 $1.25 $312,500.00
Disclosure

SEC source: 0000950170-24-128979 · ownership.xml · nonDerivative · entry 2

Vanderhider James Michael · CIK 0001935169 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,420,000

F2 · price: The purchase price for each share of the 250,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

F3 · ownership.nature: All 1,420,000 shares and the warrant to purchase 375,000 shares are owned and held by Aspen View LP. The Reporting Person has sole voting and dispositive power over the securities held by Aspen View LP.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:11 UTC PurchaseWarrants (right to buy) · Derivative 36,000 Not disclosed Strike: $1.13 Not disclosed
Disclosure

SEC source: 0000950170-24-128978 · ownership.xml · derivative · entry 3

Estes Deanna Rene · CIK 0001935149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2029-11-17

F2 · price: The purchase price for each share of the 24,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:11 UTC PurchaseCommon Stock 24,000 $1.25 $30,000.00
Disclosure

SEC source: 0000950170-24-128978 · ownership.xml · nonDerivative · entry 2

Estes Deanna Rene · CIK 0001935149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,500

F2 · price: The purchase price for each share of the 24,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:07 UTC
Mandel PeterGeneral Counsel
PurchaseWarrants (right to buy) · Derivative 16,200 Not disclosed Strike: $1.13 Not disclosed
Disclosure

SEC source: 0000950170-24-128977 · ownership.xml · derivative · entry 4

Mandel Peter · CIK 0002035922 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 16,200 shares

Expires 2029-11-17

F2 · price: The purchase price for each share of the 10,800 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 02:07 UTC
Mandel PeterGeneral Counsel
GrantStock options (right to buy) · Derivative 247,775 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0000950170-24-128977 · ownership.xml · derivative · entry 3

Mandel Peter · CIK 0002035922 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,775

Underlying: Common Stock · 247,775 shares

Expires 2034-11-17

F1 · shares: Vesting commencement date is August 19, 2024. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date.

F1 · derivative.exercise_date: Vesting commencement date is August 19, 2024. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date.

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November 18, 2024 Filed Nov 20, 2024 02:07 UTC
Mandel PeterGeneral Counsel
PurchaseCommon Stock 10,800 $1.25 $13,500.00
Disclosure

SEC source: 0000950170-24-128977 · ownership.xml · nonDerivative · entry 2

Mandel Peter · CIK 0002035922 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,575

F2 · price: The purchase price for each share of the 10,800 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

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November 18, 2024 Filed Nov 20, 2024 19:25 UTC
Gannon Chris MDirector · President & CEO
PurchaseWarrants (right to buy) · Derivative 180,000 Not disclosed Strike: $1.13 Not disclosed
Disclosure

SEC source: 0000950170-24-129140 · ownership.xml · derivative · entry 2

Gannon Chris M · CIK 0001645284 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2029-11-17

F1 · price: The purchase price for each share of Common Stock reported in Table I and the accompanying warrants was $1.25.

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November 18, 2024 Filed Nov 20, 2024 19:25 UTC
Gannon Chris MDirector · President & CEO
PurchaseCommon Stock 120,000 $1.25 $150,000.00
Disclosure

SEC source: 0000950170-24-129140 · ownership.xml · nonDerivative · entry 1

Gannon Chris M · CIK 0001645284 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

F1 · price: The purchase price for each share of Common Stock reported in Table I and the accompanying warrants was $1.25.

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November 18, 2024 Filed Nov 26, 2024 01:02 UTC PurchaseWarrants (right to buy) · Derivative 60,000 Not disclosed Strike: $1.13 Not disclosed
Disclosure

SEC source: 0000950170-24-130713 · ownership.xml · derivative · entry 4

DAVIS RICHARD H · CIK 0001429114 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2029-11-17

F2 · price: The purchase price for each share of the 40,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25

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November 18, 2024 Filed Nov 26, 2024 01:02 UTC PurchaseCommon Stock 40,000 $1.25 $50,000.00
Disclosure

SEC source: 0000950170-24-130713 · ownership.xml · nonDerivative · entry 2

DAVIS RICHARD H · CIK 0001429114 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 160,533

F2 · price: The purchase price for each share of the 40,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25

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November 15, 2024 Filed Nov 20, 2024 02:36 UTC GrantCommon Stock (restricted stock units) 40,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128990 · ownership.xml · nonDerivative · entry 1

Penn Buddie J · CIK 0001673602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Fully vested on date of grant.

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November 15, 2024 Filed Nov 20, 2024 02:35 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128989 · ownership.xml · nonDerivative · entry 1

Merrell Terry · CIK 0001890572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Fully vested on date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.