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STEPAN CO

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2019 Filed Jul 31, 2019 21:16 UTC
Behrens Scott R.VP/GM Surfactants
SaleCommon Stock 4,389 $98.95 $434,291.55
Disclosure

SEC source: 0001127602-19-025548 · form4.xml · nonDerivative · entry 10

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,676.913

F5 · kind: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $98.705 to $99.210, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:16 UTC
Behrens Scott R.VP/GM Surfactants
SaleCommon Stock 2,701 $98.29 $265,486.69
Disclosure

SEC source: 0001127602-19-025548 · form4.xml · nonDerivative · entry 9

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,065.913

F4 · kind: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $97.700 to $98.700, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:16 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionCommon Stock 3,851 $41.16 $158,507.16
Disclosure

SEC source: 0001127602-19-025548 · form4.xml · nonDerivative · entry 8

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,766.913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:16 UTC
Behrens Scott R.VP/GM Surfactants
Tax withholdingCommon Stock 1,545 $98.93 $152,839.13
Disclosure

SEC source: 0001127602-19-025548 · form4.xml · nonDerivative · entry 7

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,915.913

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:16 UTC
Behrens Scott R.VP/GM Surfactants
Disposition to issuerCommon Stock 2,776 $98.93 $274,615.80
Disclosure

SEC source: 0001127602-19-025548 · form4.xml · nonDerivative · entry 6

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,460.913

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:16 UTC
Behrens Scott R.VP/GM Surfactants
Tax withholdingCommon Stock 494 $99.00 $48,906.00
Disclosure

SEC source: 0001127602-19-025548 · form4.xml · nonDerivative · entry 5

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,236.913

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:16 UTC
Behrens Scott R.VP/GM Surfactants
Disposition to issuerCommon Stock 886 $99.00 $87,714.00
Disclosure

SEC source: 0001127602-19-025548 · form4.xml · nonDerivative · entry 4

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,730.913

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:16 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionCommon Stock 6,262 $43.85 $274,588.70
Disclosure

SEC source: 0001127602-19-025548 · form4.xml · nonDerivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,616.913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:16 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionCommon Stock 2,000 $43.85 $87,700.00
Disclosure

SEC source: 0001127602-19-025548 · form4.xml · nonDerivative · entry 2

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,354.913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:16 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionCommon Stock 1,298 $42.77 $55,508.97
Disclosure

SEC source: 0001127602-19-025548 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,354.913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
SaleCommon Stock 2,004 $97.39 $195,163.55
Disclosure

SEC source: 0001127602-19-025350 · form4.xml · nonDerivative · entry 7

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,056.913

F4 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $97.290 to $97.790, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $43.85 $0.00
Disclosure

SEC source: 0001127602-19-025350 · form4.xml · derivative · entry 10

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,262

Underlying: Common Stock · 2,000 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $43.85 $0.00
Disclosure

SEC source: 0001127602-19-025350 · form4.xml · derivative · entry 9

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,262

Underlying: Common Stock · 2,000 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
Tax withholdingCommon Stock 492 $98.50 $48,462.00
Disclosure

SEC source: 0001127602-19-025350 · form4.xml · nonDerivative · entry 6

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,060.913

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
Disposition to issuerCommon Stock 890 $98.50 $87,665.00
Disclosure

SEC source: 0001127602-19-025350 · form4.xml · nonDerivative · entry 5

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,552.913

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionCommon Stock 2,000 $43.85 $87,700.00
Disclosure

SEC source: 0001127602-19-025350 · form4.xml · nonDerivative · entry 4

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,442.913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
Tax withholdingCommon Stock 492 $98.50 $48,462.00
Disclosure

SEC source: 0001127602-19-025350 · form4.xml · nonDerivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,442.913

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
Disposition to issuerCommon Stock 890 $98.50 $87,665.00
Disclosure

SEC source: 0001127602-19-025350 · form4.xml · nonDerivative · entry 2

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,934.913

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionCommon Stock 2,000 $43.85 $87,700.00
Disclosure

SEC source: 0001127602-19-025350 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,824.913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 19:58 UTC
Kabbes DavidVP GC & Secretary
GrantPerformance Shares · Derivative 2,143 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025202 · form4.xml · derivative · entry 3

Kabbes David · CIK 0001632859 · VP GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,143

Underlying: Common Stock · 2,143 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021.

F2 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021.

F2 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 19:58 UTC
Kabbes DavidVP GC & Secretary
GrantStock Appreciation Right · Derivative 9,058 $0.00 Strike: $93.33 $0.00
Disclosure

SEC source: 0001127602-19-025202 · form4.xml · derivative · entry 2

Kabbes David · CIK 0001632859 · VP GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,058

Underlying: Common Stock · 9,058 shares

Expires 2029-07-22

F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 19:58 UTC
Kabbes DavidVP GC & Secretary
GrantStock Option (Right to Buy) · Derivative 3,019 $0.00 Strike: $93.33 $0.00
Disclosure

SEC source: 0001127602-19-025202 · form4.xml · derivative · entry 1

Kabbes David · CIK 0001632859 · VP GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019

Underlying: Common Stock · 3,019 shares

Expires 2029-07-22

F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 19:56 UTC Tax withholdingCommon Stock 140 $93.49 $13,088.60
Disclosure

SEC source: 0001127602-19-025201 · form4.xml · nonDerivative · entry 1

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

F1 · kind: The transaction reported reflects the withholding of shares from the restricted stock vested on July 23, 2019, which were reported on the Form 4 filed for the reporting person on July 25, 2018. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 19:56 UTC
Keiper Jason ScottVP & Chief Tech & Sust Officer
GrantPerformance Shares · Derivative 964 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025200 · form4.xml · derivative · entry 3

Keiper Jason Scott · CIK 0001780101 · VP & Chief Tech & Sust Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964

Underlying: Common Stock · 964 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021.

F2 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021.

F2 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 19:56 UTC
Keiper Jason ScottVP & Chief Tech & Sust Officer
GrantStock Appreciation Right · Derivative 4,076 $0.00 Strike: $93.33 $0.00
Disclosure

SEC source: 0001127602-19-025200 · form4.xml · derivative · entry 2

Keiper Jason Scott · CIK 0001780101 · VP & Chief Tech & Sust Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,076

Underlying: Common Stock · 4,076 shares

Expires 2029-07-22

F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 19:56 UTC
Keiper Jason ScottVP & Chief Tech & Sust Officer
GrantStock Option (Right to Buy) · Derivative 1,359 $0.00 Strike: $93.33 $0.00
Disclosure

SEC source: 0001127602-19-025200 · form4.xml · derivative · entry 1

Keiper Jason Scott · CIK 0001780101 · VP & Chief Tech & Sust Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359

Underlying: Common Stock · 1,359 shares

Expires 2029-07-22

F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 20:52 UTC GrantStock Awards · Derivative 34 $91.91 $3,124.94
Disclosure

SEC source: 0001127602-19-023254 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,657

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 20:50 UTC GrantStock Units · Derivative 3 $91.91 $275.73
Disclosure

SEC source: 0001127602-19-023252 · form4.xml · derivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 20:51 UTC GrantStock Awards · Derivative 15 $91.91 $1,378.65
Disclosure

SEC source: 0001127602-19-023253 · form4.xml · derivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 20:49 UTC GrantStock Awards · Derivative 2 $91.91 $183.82
Disclosure

SEC source: 0001127602-19-023249 · form4.xml · derivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
June 19, 2019 Filed Jun 25, 2019 20:54 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 8,652 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022795 · form4.xml · nonDerivative · entry 5

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,136

F1 · ownership.direct: Joint Tenancy with Spouse.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:53 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantShare Units · Derivative 272.971 $91.76 $25,047.82
Disclosure

SEC source: 0001127602-19-022036 · form4.xml · derivative · entry 11

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,464.212

Underlying: Common Stock · 272.971 shares

Expires not disclosed

F5 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F8 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F7 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:53 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantCommon Stock 500.972 $91.76 $45,969.19
Disclosure

SEC source: 0001127602-19-022036 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,622.55

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:53 UTC
PACHOLEC FRANKVice President, Strategy
GrantCommon Stock 90.82 $91.76 $8,333.64
Disclosure

SEC source: 0001127602-19-022034 · form4.xml · nonDerivative · entry 2

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,108.526

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:52 UTC
Moriarty Sean ThomasVP & GM Polymers
GrantShare Units · Derivative 14.495 $91.76 $1,330.06
Disclosure

SEC source: 0001127602-19-022032 · form4.xml · derivative · entry 3

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334.537

Underlying: Common Stock · 14.495 shares

Expires not disclosed

F2 · security: Share Units acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:51 UTC
Mergner Arthur WVP, Supply Chain
GrantShare Units · Derivative 22.43 $91.76 $2,058.18
Disclosure

SEC source: 0001127602-19-022031 · form4.xml · derivative · entry 5

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,255.204

Underlying: Common Stock · 22.43 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:51 UTC
Mergner Arthur WVP, Supply Chain
GrantCommon Stock 41.35 $91.76 $3,794.28
Disclosure

SEC source: 0001127602-19-022031 · form4.xml · nonDerivative · entry 2

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,218.626

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:50 UTC GrantShare Units · Derivative 2.066 $91.76 $189.58
Disclosure

SEC source: 0001127602-19-022030 · form4.xml · derivative · entry 3

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760.375

Underlying: Common Stock · 2.066 shares

Expires not disclosed

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

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June 14, 2019 Filed Jun 18, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
GrantShare Units · Derivative 24.209 $91.76 $2,221.42
Disclosure

SEC source: 0001127602-19-022029 · form4.xml · derivative · entry 5

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,909.771

Underlying: Common Stock · 24.209 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:49 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 28.008 $91.76 $2,570.01
Disclosure

SEC source: 0001127602-19-022029 · form4.xml · nonDerivative · entry 2

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,824.913

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

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June 14, 2019 Filed Jun 25, 2019 20:54 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022795 · form4.xml · nonDerivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,788

F1 · ownership.direct: Joint Tenancy with Spouse.

Read SEC document
June 14, 2019 Filed Jun 25, 2019 20:54 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022795 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
June 14, 2019 Filed Jun 25, 2019 20:54 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022795 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,430

F1 · ownership.direct: Joint Tenancy with Spouse.

Read SEC document
June 14, 2019 Filed Jun 25, 2019 20:54 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022795 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,264.55

Read SEC document
June 11, 2019 Filed Jun 12, 2019 18:01 UTC
PACHOLEC FRANKVice President, Strategy
SaleCommon Stock 1,931 $91.94 $177,545.22
Disclosure

SEC source: 0001127602-19-021449 · form4.xml · nonDerivative · entry 1

PACHOLEC FRANK · CIK 0001229293 · Vice President, Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,924.363

F1 · price: This transaction was executed in multiple trades at prices ranging from $91.560 to $92.280. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 11, 2019 Filed Jun 12, 2019 18:00 UTC
Stefaniak DebraVP, Business Enablement
SaleCommon Stock 300 $92.63 $27,789.90
Disclosure

SEC source: 0001127602-19-021448 · form4.xml · nonDerivative · entry 1

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,664.196

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:59 UTC SaleCommon Stock 600 $90.57 $54,342.78
Disclosure

SEC source: 0001127602-19-021447 · form4.xml · nonDerivative · entry 2

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,100

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:59 UTC SaleCommon Stock 600 $90.46 $54,276.72
Disclosure

SEC source: 0001127602-19-021447 · form4.xml · nonDerivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,253

Read SEC document
May 23, 2019 Filed May 28, 2019 17:42 UTC
Rojo LuisVP & Chief Financial Officer
PurchaseCommon Stock 500 $85.54 $42,770.00
Disclosure

SEC source: 0001127602-19-019978 · form4.xml · nonDerivative · entry 1

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Read SEC document
May 22, 2019 Filed May 24, 2019 18:00 UTC
Rojo LuisVP & Chief Financial Officer
PurchaseCommon Stock 300 $86.64 $25,992.00
Disclosure

SEC source: 0001127602-19-019798 · form4.xml · nonDerivative · entry 1

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.