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STEPAN CO

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0000094049
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2020 Filed Aug 7, 2020 13:39 UTC SaleCommon Stock 1,087 $110.00 $119,570.00
Disclosure

SEC source: 0001127602-20-023108 · form4.xml · nonDerivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,041

Read SEC document
July 31, 2020 Filed Aug 4, 2020 00:07 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionStock Appreciation Right · Derivative 9,494 $0.00 Strike: $78.58 $0.00
Disclosure

SEC source: 0001127602-20-022630 · form4.xml · derivative · entry 7

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,494 shares

Expires 2027-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 00:07 UTC
Behrens Scott R.VP/GM Surfactants
SaleCommon Stock 261 $109.33 $28,535.65
Disclosure

SEC source: 0001127602-20-022630 · form4.xml · nonDerivative · entry 5

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,175.546

F5 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $109.29 to $109.42, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 00:07 UTC
Behrens Scott R.VP/GM Surfactants
SaleCommon Stock 1,552 $108.04 $167,682.74
Disclosure

SEC source: 0001127602-20-022630 · form4.xml · nonDerivative · entry 4

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,436.546

F4 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $107.585 to $108.57, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 00:07 UTC
Behrens Scott R.VP/GM Surfactants
Tax withholdingCommon Stock 751 $107.66 $80,852.66
Disclosure

SEC source: 0001127602-20-022630 · form4.xml · nonDerivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,988.546

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 00:07 UTC
Behrens Scott R.VP/GM Surfactants
Disposition to issuerCommon Stock 6,930 $107.66 $746,083.80
Disclosure

SEC source: 0001127602-20-022630 · form4.xml · nonDerivative · entry 2

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,739.546

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 00:07 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionCommon Stock 9,494 $78.58 $746,038.52
Disclosure

SEC source: 0001127602-20-022630 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,669.546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:36 UTC
Mergner Arthur WVP, Supply Chain
Exercise / conversionStock Appreciation Right · Derivative 4,719 $0.00 Strike: $61.91 $0.00
Disclosure

SEC source: 0001127602-20-022628 · form4.xml · derivative · entry 10

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,719 shares

Expires 2024-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:36 UTC
Mergner Arthur WVP, Supply Chain
Exercise / conversionStock Appreciation Right · Derivative 1,359 $0.00 Strike: $63.11 $0.00
Disclosure

SEC source: 0001127602-20-022628 · form4.xml · derivative · entry 9

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,359 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:36 UTC
Mergner Arthur WVP, Supply Chain
Exercise / conversionStock Appreciation Right · Derivative 1,038 $0.00 Strike: $42.77 $0.00
Disclosure

SEC source: 0001127602-20-022628 · form4.xml · derivative · entry 8

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,038 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:36 UTC
Mergner Arthur WVP, Supply Chain
Disposition to issuerCommon Stock 4,719 $107.38 $506,726.22
Disclosure

SEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 6

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,443.798

F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:36 UTC
Mergner Arthur WVP, Supply Chain
Exercise / conversionCommon Stock 4,719 $61.91 $292,153.29
Disclosure

SEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 5

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,162.798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:36 UTC
Mergner Arthur WVP, Supply Chain
Disposition to issuerCommon Stock 1,359 $107.29 $145,807.11
Disclosure

SEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 4

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,443.798

F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:36 UTC
Mergner Arthur WVP, Supply Chain
Exercise / conversionCommon Stock 1,359 $63.11 $85,766.49
Disclosure

SEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,802.798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:36 UTC
Mergner Arthur WVP, Supply Chain
Disposition to issuerCommon Stock 1,038 $107.29 $111,367.02
Disclosure

SEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 2

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,443.798

F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 23:36 UTC
Mergner Arthur WVP, Supply Chain
Exercise / conversionCommon Stock 1,038 $42.77 $44,390.07
Disclosure

SEC source: 0001127602-20-022628 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,481.798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:09 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Right · Derivative 18,876 $0.00 Strike: $61.91 $0.00
Disclosure

SEC source: 0001127602-20-022616 · form4.xml · derivative · entry 9

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,876 shares

Expires 2024-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:09 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 18,876 $108.64 $2,050,688.64
Disclosure

SEC source: 0001127602-20-022616 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,392.652

F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 22:09 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 18,876 $61.91 $1,168,613.16
Disclosure

SEC source: 0001127602-20-022616 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,268.652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 17:50 UTC
Behrens Scott R.VP/GM Surfactants
SaleCommon Stock 445 $109.02 $48,514.17
Disclosure

SEC source: 0001127602-20-022201 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,175.546

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $109.00 to $109.120, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 19:14 UTC Tax withholdingCommon Stock 144 $107.47 $15,475.68
Disclosure

SEC source: 0001127602-20-022086 · form4.xml · nonDerivative · entry 1

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,691.14

F1 · kind: The transaction reported reflects the withholding of shares from the restricted stock vested on July 23, 2020, which were reported on the Form 4 filed for the reporting person on July 23, 2019. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:35 UTC GrantStock Awards · Derivative 16 $97.10 $1,553.60
Disclosure

SEC source: 0001127602-20-021119 · form4.xml · derivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,701

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 18:21 UTC GrantStock Awards · Derivative 2 $97.10 $194.20
Disclosure

SEC source: 0001127602-20-021124 · form4.xml · derivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:32 UTC GrantStock Units · Derivative 3 $97.10 $291.30
Disclosure

SEC source: 0001127602-20-021117 · form4.xml · derivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:22 UTC GrantStock Awards · Derivative 36 $97.10 $3,495.60
Disclosure

SEC source: 0001127602-20-021115 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,719

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 18:46 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantShare Units · Derivative 290.038 $96.08 $27,866.85
Disclosure

SEC source: 0001127602-20-019881 · form4.xml · derivative · entry 8

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,623.989

Underlying: Common Stock · 290.038 shares

Expires not disclosed

F5 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F8 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F7 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 18:46 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantCommon Stock 532.294 $96.08 $51,142.81
Disclosure

SEC source: 0001127602-20-019881 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,392.652

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:59 UTC
Rojo LuisVP & Chief Financial Officer
GrantShare Units · Derivative 6.27 $96.08 $602.42
Disclosure

SEC source: 0001127602-20-019861 · form4.xml · derivative · entry 3

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,196.793

Underlying: Common Stock · 6.27 shares

Expires not disclosed

F2 · security: Share units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:47 UTC
Moriarty Sean ThomasVP & GM Polymers
GrantShare Units · Derivative 15.4 $96.08 $1,479.63
Disclosure

SEC source: 0001127602-20-019857 · form4.xml · derivative · entry 3

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,396.12

Underlying: Common Stock · 15.4 shares

Expires not disclosed

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:40 UTC
Mergner Arthur WVP, Supply Chain
GrantShare Units · Derivative 23.832 $96.08 $2,289.78
Disclosure

SEC source: 0001127602-20-019855 · form4.xml · derivative · entry 5

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,350.503

Underlying: Common Stock · 23.832 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:40 UTC
Mergner Arthur WVP, Supply Chain
GrantCommon Stock 49.786 $96.08 $4,783.44
Disclosure

SEC source: 0001127602-20-019855 · form4.xml · nonDerivative · entry 2

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,443.798

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:13 UTC GrantShare Units · Derivative 3.863 $96.08 $371.16
Disclosure

SEC source: 0001127602-20-019851 · form4.xml · derivative · entry 4

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,353.533

Underlying: Common Stock · 3.863 shares

Expires not disclosed

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 15:56 UTC
Behrens Scott R.VP/GM Surfactants
GrantShare Units · Derivative 25.723 $96.08 $2,471.47
Disclosure

SEC source: 0001127602-20-019841 · form4.xml · derivative · entry 5

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,012.628

Underlying: Common Stock · 25.723 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 15:56 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 29.759 $96.08 $2,859.24
Disclosure

SEC source: 0001127602-20-019841 · form4.xml · nonDerivative · entry 2

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,620.546

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
June 11, 2020 Filed Jun 17, 2020 16:13 UTC PurchaseCommon Stock 1.013 $95.86 $97.11
Disclosure

SEC source: 0001127602-20-019851 · form4.xml · nonDerivative · entry 1

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,834.127

Read SEC document
June 05, 2020 Filed Jun 9, 2020 18:44 UTC
Stefaniak DebraVP, Business Enablement
Exercise / conversionStock Appreciation Right · Derivative 818 $0.00 Strike: $42.77 $0.00
Disclosure

SEC source: 0001127602-20-019201 · form4.xml · derivative · entry 4

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 818 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 05, 2020 Filed Jun 9, 2020 18:44 UTC
Stefaniak DebraVP, Business Enablement
Disposition to issuerCommon Stock 818 $102.88 $84,155.84
Disclosure

SEC source: 0001127602-20-019201 · form4.xml · nonDerivative · entry 2

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,163.556

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June 05, 2020 Filed Jun 9, 2020 18:44 UTC
Stefaniak DebraVP, Business Enablement
Exercise / conversionCommon Stock 818 $42.77 $34,981.77
Disclosure

SEC source: 0001127602-20-019201 · form4.xml · nonDerivative · entry 1

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,981.556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

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May 12, 2020 Filed May 14, 2020 18:22 UTC
Keiper Jason ScottVP & Chief Tech & Sust Officer
PurchaseCommon Stock 275 $92.00 $25,300.00
Disclosure

SEC source: 0001127602-20-016518 · form4.xml · nonDerivative · entry 1

Keiper Jason Scott · CIK 0001780101 · VP & Chief Tech & Sust Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369.91

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May 08, 2020 Filed May 11, 2020 17:51 UTC SaleCommon Stock 1,183 $93.43 $110,527.69
Disclosure

SEC source: 0001127602-20-016022 · form4.xml · nonDerivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

F1 · balance_after: Includes 5,200 shares held in a trust of which the reporting person is the trustee and the reporting person's spouse is the beneficiary.

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May 05, 2020 Filed May 19, 2020 15:50 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017058 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,849

F1 · ownership.direct: Joint Tenancy with Spouse.

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May 05, 2020 Filed May 19, 2020 15:50 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 1,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017058 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,799

F1 · ownership.direct: Joint Tenancy with Spouse.

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May 04, 2020 Filed May 5, 2020 21:07 UTC
Keiper Jason ScottVP & Chief Tech & Sust Officer
PurchaseCommon Stock 850 $90.00 $76,500.00
Disclosure

SEC source: 0001127602-20-015472 · form4.xml · nonDerivative · entry 1

Keiper Jason Scott · CIK 0001780101 · VP & Chief Tech & Sust Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094.91

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April 28, 2020 Filed Apr 30, 2020 18:52 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Right · Derivative 19,422 $0.00 Strike: $63.11 $0.00
Disclosure

SEC source: 0001127602-20-014764 · form4.xml · derivative · entry 11

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,422 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 28, 2020 Filed Apr 30, 2020 18:52 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 19,422 $96.06 $1,865,723.93
Disclosure

SEC source: 0001127602-20-014764 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,860.358

F2 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

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April 28, 2020 Filed Apr 30, 2020 18:52 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 19,422 $63.11 $1,225,722.42
Disclosure

SEC source: 0001127602-20-014764 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,282.358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock appreciation rights ("SARs") were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

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April 21, 2020 Filed Apr 23, 2020 18:40 UTC GrantCommon Stock 1,103 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014345 · form4.xml · nonDerivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,501

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April 21, 2020 Filed Apr 23, 2020 20:43 UTC GrantStock Awards · Derivative 1,103 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-014350 · form4.xml · derivative · entry 4

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,866

Underlying: Common Stock · 1,103 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer Common Stock.

F5 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F5 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

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April 21, 2020 Filed Apr 23, 2020 20:43 UTC Exercise / conversionStock Awards · Derivative 1,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-014350 · form4.xml · derivative · entry 3

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,683

Underlying: Common Stock · 1,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer Common Stock.

F1 · price: The Stock Awards became payable in shares after the director reached a certain age.

F5 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F5 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

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April 21, 2020 Filed Apr 23, 2020 20:43 UTC Exercise / conversionCommon Stock 1,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-014350 · form4.xml · nonDerivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Stock Awards became payable in shares after the director reached a certain age.

F2 · balance_after: Includes 5,200 shares held in a trust of which the reporting person is the trustee and the reporting person's spouse is the beneficiary.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.