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STEPAN CO

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4733
SEC CIK
0000094049
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714

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
GiftCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · nonDerivative · entry 3

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 22,647

Read SEC document
January 04, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
GiftCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · nonDerivative · entry 2

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,547

Read SEC document
January 04, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
GiftCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · nonDerivative · entry 1

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,382

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:44 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantShare Units · Derivative 260.141 $119.43 $31,068.64
Disclosure

SEC source: 0001127602-20-031880 · form4.xml · derivative · entry 8

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,124.387

Underlying: Common Stock · 260.141 shares

Expires not disclosed

F5 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F8 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F7 · derivative.exercise_date: Reflects acquisition of Share Units under the Plan, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units under the Plan, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:44 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantCommon Stock 477.425 $119.43 $57,018.87
Disclosure

SEC source: 0001127602-20-031880 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,600.009

F1 · shares: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:25 UTC
Rojo LuisVP & Chief Financial Officer
GrantShare Units · Derivative 5.624 $119.43 $671.67
Disclosure

SEC source: 0001127602-20-031854 · form4.xml · derivative · entry 2

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207.61

Underlying: Common Stock · 5.624 shares

Expires not disclosed

F2 · security: Share units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:20 UTC
Moriarty Sean ThomasVP & GM Polymers
GrantShare Units · Derivative 13.813 $119.43 $1,649.69
Disclosure

SEC source: 0001127602-20-031848 · form4.xml · derivative · entry 2

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422.69

Underlying: Common Stock · 13.813 shares

Expires not disclosed

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:40 UTC GrantShare Units · Derivative 3.465 $119.43 $413.82
Disclosure

SEC source: 0001127602-20-031840 · form4.xml · derivative · entry 3

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360.198

Underlying: Common Stock · 3.465 shares

Expires not disclosed

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 20:24 UTC
Behrens Scott R.VP/GM Surfactants
GrantShare Units · Derivative 23.071 $119.43 $2,755.37
Disclosure

SEC source: 0001127602-20-031767 · form4.xml · derivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,057.007

Underlying: Common Stock · 23.071 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 20:24 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 26.691 $119.43 $3,187.71
Disclosure

SEC source: 0001127602-20-031767 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,226.888

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
December 11, 2020 Filed Dec 17, 2020 22:40 UTC PurchaseCommon Stock 1.81 $118.25 $214.04
Disclosure

SEC source: 0001127602-20-031840 · form4.xml · nonDerivative · entry 1

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696.403

Read SEC document
December 09, 2020 Filed Dec 11, 2020 20:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 418 $0.00 Strike: $81.63 $0.00
Disclosure

SEC source: 0001127602-20-031165 · form4.xml · derivative · entry 9

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211

Underlying: Common Stock · 418 shares

Expires 2028-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 20:26 UTC Exercise / conversionStock Appreciation Right · Derivative 1,256 $0.00 Strike: $81.63 $0.00
Disclosure

SEC source: 0001127602-20-031165 · form4.xml · derivative · entry 8

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 1,256 shares

Expires 2028-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 20:26 UTC SaleCommon Stock 224 $118.26 $26,491.14
Disclosure

SEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 6

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018.783

Read SEC document
December 09, 2020 Filed Dec 11, 2020 20:26 UTC SaleCommon Stock 418 $118.25 $49,427.25
Disclosure

SEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 5

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242.783

Read SEC document
December 09, 2020 Filed Dec 11, 2020 20:26 UTC Exercise / conversionCommon Stock 418 $81.63 $34,121.34
Disclosure

SEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 4

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 20:26 UTC Tax withholdingCommon Stock 165 $118.25 $19,511.25
Disclosure

SEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 3

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,660.783

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 20:26 UTC Disposition to issuerCommon Stock 867 $118.25 $102,522.75
Disclosure

SEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 2

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825.783

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 20:26 UTC Exercise / conversionCommon Stock 1,256 $81.63 $102,527.28
Disclosure

SEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 1

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,274.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARS") were settled in shares of common stock as per the terms of the award.

Read SEC document
November 06, 2020 Filed Nov 13, 2020 16:49 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028909 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,869

F2 · ownership.direct: Joint Tenancy with Spouse.

Read SEC document
November 06, 2020 Filed Nov 13, 2020 16:49 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028909 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,869

F2 · ownership.direct: Joint Tenancy with Spouse.

Read SEC document
November 06, 2020 Filed Nov 13, 2020 16:49 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028909 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,869

F1 · balance_after: Prior to the gift transfers, the reporting person transferred 27,620 shares of Common Stock from his individual account into the Joint Tenancy account.

F2 · ownership.direct: Joint Tenancy with Spouse.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 22:03 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Right · Derivative 34,741 $0.00 Strike: $43.85 $0.00
Disclosure

SEC source: 0001127602-20-028488 · form4.xml · derivative · entry 13

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,741 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 22:03 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 12,281 $120.04 $1,474,180.54
Disclosure

SEC source: 0001127602-20-028488 · form4.xml · nonDerivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,743.584

Read SEC document
November 05, 2020 Filed Nov 9, 2020 22:03 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Tax withholdingCommon Stock 9,769 $43.85 $428,370.65
Disclosure

SEC source: 0001127602-20-028488 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,023.584

F3 · kind: Withholding of Shares to satisfy tax liability on exercise of SARs.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 22:03 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 12,691 $120.04 $1,523,395.91
Disclosure

SEC source: 0001127602-20-028488 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,792.584

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 22:03 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 34,741 $43.85 $1,523,392.85
Disclosure

SEC source: 0001127602-20-028488 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,483.584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:20 UTC GiftCommon Stock 302 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028365 · form4.xml · nonDerivative · entry 2

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,365

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:20 UTC GiftCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028365 · form4.xml · nonDerivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,667

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:51 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionStock Appreciation Right · Derivative 28,883 $0.00 Strike: $41.16 $0.00
Disclosure

SEC source: 0001127602-20-028195 · form4.xml · derivative · entry 12

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,883 shares

Expires 2025-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:51 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
SaleCommon Stock 10,430 $117.05 $1,220,831.50
Disclosure

SEC source: 0001127602-20-028195 · form4.xml · nonDerivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,742.584

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:51 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Tax withholdingCommon Stock 8,296 $41.16 $341,463.36
Disclosure

SEC source: 0001127602-20-028195 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,172.584

F3 · kind: Withholding of Shares to satisfy tax liability on exercise of SARs.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:51 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 10,157 $117.05 $1,188,876.85
Disclosure

SEC source: 0001127602-20-028195 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,468.584

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:51 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 28,883 $41.16 $1,188,824.28
Disclosure

SEC source: 0001127602-20-028195 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,625.584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 15:08 UTC GrantStock Units · Derivative 3 $109.00 $327.00
Disclosure

SEC source: 0001127602-20-026109 · form4.xml · derivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 15:17 UTC GrantStock Awards · Derivative 14 $109.00 $1,526.00
Disclosure

SEC source: 0001127602-20-026115 · form4.xml · derivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,715

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 15:06 UTC GrantStock Awards · Derivative 32 $109.00 $3,488.00
Disclosure

SEC source: 0001127602-20-026107 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,751

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 15:05 UTC GrantStock Awards · Derivative 2 $109.00 $218.00
Disclosure

SEC source: 0001127602-20-026105 · form4.xml · derivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:53 UTC GrantShare Units · Derivative 3.2 $116.32 $372.22
Disclosure

SEC source: 0001127602-20-025338 · form4.xml · derivative · entry 3

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356.733

Underlying: Common Stock · 3.2 shares

Expires not disclosed

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:53 UTC PurchaseCommon Stock 1.643 $117.18 $192.53
Disclosure

SEC source: 0001127602-20-025338 · form4.xml · nonDerivative · entry 1

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692.783

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:45 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantShare Units · Derivative 240.257 $116.32 $27,946.69
Disclosure

SEC source: 0001127602-20-025335 · form4.xml · derivative · entry 8

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,864.246

Underlying: Common Stock · 240.257 shares

Expires not disclosed

F5 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F8 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F7 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

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September 15, 2020 Filed Sep 17, 2020 21:45 UTC
STEPAN F QUINN JRDirector · Chairman, President & CEO
GrantCommon Stock 440.932 $116.32 $51,289.21
Disclosure

SEC source: 0001127602-20-025335 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,742.584

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

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September 15, 2020 Filed Sep 17, 2020 21:44 UTC
Moriarty Sean ThomasVP & GM Polymers
GrantShare Units · Derivative 12.757 $116.32 $1,483.89
Disclosure

SEC source: 0001127602-20-025333 · form4.xml · derivative · entry 2

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,408.877

Underlying: Common Stock · 12.757 shares

Expires not disclosed

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

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September 15, 2020 Filed Sep 17, 2020 21:42 UTC
Mergner Arthur WVP, Supply Chain
GrantShare Units · Derivative 19.742 $116.32 $2,296.39
Disclosure

SEC source: 0001127602-20-025331 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,370.245

Underlying: Common Stock · 19.742 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:42 UTC
Mergner Arthur WVP, Supply Chain
GrantCommon Stock 41.241 $116.32 $4,797.15
Disclosure

SEC source: 0001127602-20-025331 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,485.039

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

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September 15, 2020 Filed Sep 17, 2020 21:39 UTC
Behrens Scott R.VP/GM Surfactants
GrantShare Units · Derivative 21.308 $116.32 $2,478.55
Disclosure

SEC source: 0001127602-20-025329 · form4.xml · derivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,033.936

Underlying: Common Stock · 21.308 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:39 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 24.651 $116.32 $2,867.40
Disclosure

SEC source: 0001127602-20-025329 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200.197

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:36 UTC
Rojo LuisVP & Chief Financial Officer
GrantShare Units · Derivative 5.193 $116.32 $604.05
Disclosure

SEC source: 0001127602-20-025327 · form4.xml · derivative · entry 2

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,201.986

Underlying: Common Stock · 5.193 shares

Expires not disclosed

F2 · security: Share units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

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September 09, 2020 Filed Sep 11, 2020 23:03 UTC
Moriarty Sean ThomasVP & GM Polymers
Exercise / conversionStock Option (Right to Buy) · Derivative 1,608 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-20-024993 · form4.xml · derivative · entry 10

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805

Underlying: Common Stock · 1,608 shares

Expires 2028-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 23:03 UTC
Moriarty Sean ThomasVP & GM Polymers
Exercise / conversionStock Appreciation Right · Derivative 4,825 $0.00 Strike: $72.99 $0.00
Disclosure

SEC source: 0001127602-20-024993 · form4.xml · derivative · entry 9

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,413

Underlying: Common Stock · 4,825 shares

Expires 2028-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.