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STEPAN CO

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SEC CIK
0000094049
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
GrantStock Appreciation Right · Derivative 5,549 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · derivative · entry 9

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549

Underlying: Common Stock · 5,549 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
GrantEmployee Stock Option (Right to Buy) · Derivative 1,850 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · derivative · entry 8

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Stock Option (Right to Buy) · 1,850 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
GrantCommon Stock 55.207 $123.65 $6,826.35
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · nonDerivative · entry 7

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP II Trust

Disclosed balance after: 916.056

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
Exercise / conversionCommon Stock 381 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · nonDerivative · entry 6

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:52 UTC
Moriarty Sean ThomasVP & GM Surfactants
Exercise / conversionPerformance Shares · Derivative 1,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006864 · form4.xml · derivative · entry 6

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:52 UTC
Moriarty Sean ThomasVP & GM Surfactants
GrantPerformance Shares · Derivative 1,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006864 · form4.xml · derivative · entry 5

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940

Underlying: Common Stock · 1,940 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:52 UTC
Moriarty Sean ThomasVP & GM Surfactants
GrantStock Appreciation Right · Derivative 7,400 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006864 · form4.xml · derivative · entry 4

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

Underlying: Common Stock · 7,400 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:52 UTC
Moriarty Sean ThomasVP & GM Surfactants
GrantStock Option (Right to Buy) · Derivative 2,467 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006864 · form4.xml · derivative · entry 3

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,467

Underlying: Common Stock · 2,467 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:52 UTC
Moriarty Sean ThomasVP & GM Surfactants
GrantCommon Stock 73.968 $123.65 $9,146.14
Disclosure

SEC source: 0001127602-21-006864 · form4.xml · nonDerivative · entry 2

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP II Trust

Disclosed balance after: 3,982.453

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:52 UTC
Moriarty Sean ThomasVP & GM Surfactants
Exercise / conversionCommon Stock 1,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006864 · form4.xml · nonDerivative · entry 1

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,211.6445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:46 UTC
Mergner Arthur WExec VP, Supply Chain
Exercise / conversionPerformance Shares · Derivative 2,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006862 · form4.xml · derivative · entry 6

Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:46 UTC
Mergner Arthur WExec VP, Supply Chain
GrantPerformance Shares · Derivative 2,182 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006862 · form4.xml · derivative · entry 5

Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,182

Underlying: Common Stock · 2,182 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:46 UTC
Mergner Arthur WExec VP, Supply Chain
GrantStock Appreciation Right · Derivative 8,324 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006862 · form4.xml · derivative · entry 4

Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,324

Underlying: Common Stock · 8,324 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:46 UTC
Mergner Arthur WExec VP, Supply Chain
GrantStock Option (Right to Buy) · Derivative 2,775 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006862 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

Underlying: Common Stock · 2,775 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:46 UTC
Mergner Arthur WExec VP, Supply Chain
GrantCommon Stock 73.968 $123.65 $9,146.14
Disclosure

SEC source: 0001127602-21-006862 · form4.xml · nonDerivative · entry 2

Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 3,449.151

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:46 UTC
Mergner Arthur WExec VP, Supply Chain
Exercise / conversionCommon Stock 2,383 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006862 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,912.693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:25 UTC
Kabbes DavidVP GC & Secretary
GrantPerformance Shares · Derivative 1,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006848 · form4.xml · derivative · entry 4

Kabbes David · CIK 0001632859 · VP GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616

Underlying: Common Stock · 1,616 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F2 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F2 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F2 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:25 UTC
Kabbes DavidVP GC & Secretary
GrantStock Appreciation Right · Derivative 6,166 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006848 · form4.xml · derivative · entry 3

Kabbes David · CIK 0001632859 · VP GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,166

Underlying: Common Stock · 6,166 shares

Expires 2031-02-16

F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:25 UTC
Kabbes DavidVP GC & Secretary
GrantStock Option (Right to Buy) · Derivative 2,055 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006848 · form4.xml · derivative · entry 2

Kabbes David · CIK 0001632859 · VP GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,055

Underlying: Common Stock · 2,055 shares

Expires 2031-02-16

F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:25 UTC
Kabbes DavidVP GC & Secretary
GrantCommon Stock 73.968 $123.65 $9,146.14
Disclosure

SEC source: 0001127602-21-006848 · form4.xml · nonDerivative · entry 1

Kabbes David · CIK 0001632859 · VP GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP II Trust

Disclosed balance after: 127.089

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:36 UTC
Rojo LuisVP & Chief Financial Officer
Exercise / conversionPerformance Shares · Derivative 2,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006858 · form4.xml · derivative · entry 6

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:36 UTC
Rojo LuisVP & Chief Financial Officer
GrantPerformance Shares · Derivative 2,182 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006858 · form4.xml · derivative · entry 5

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,182

Underlying: Common Stock · 2,182 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:36 UTC
Rojo LuisVP & Chief Financial Officer
GrantStock Appreciation Right · Derivative 8,324 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006858 · form4.xml · derivative · entry 4

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,324

Underlying: Common Stock · 8,324 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:36 UTC
Rojo LuisVP & Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 2,775 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006858 · form4.xml · derivative · entry 3

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

Underlying: Common Stock · 2,775 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:36 UTC
Rojo LuisVP & Chief Financial Officer
GrantCommon Stock 73.968 $123.65 $9,146.14
Disclosure

SEC source: 0001127602-21-006858 · form4.xml · nonDerivative · entry 2

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 230.882

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:36 UTC
Rojo LuisVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006858 · form4.xml · nonDerivative · entry 1

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:30 UTC
Keiper Jason ScottVP & Chief Tech & Sust Officer
GrantPerformance Shares · Derivative 970 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006852 · form4.xml · derivative · entry 4

Keiper Jason Scott · CIK 0001780101 · VP & Chief Tech & Sust Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970

Underlying: Common Stock · 970 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F2 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F2 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F2 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:30 UTC
Keiper Jason ScottVP & Chief Tech & Sust Officer
GrantStock Appreciation Right · Derivative 3,700 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006852 · form4.xml · derivative · entry 3

Keiper Jason Scott · CIK 0001780101 · VP & Chief Tech & Sust Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 3,700 shares

Expires 2031-02-16

F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:30 UTC
Keiper Jason ScottVP & Chief Tech & Sust Officer
GrantStock Option (Right to Buy) · Derivative 1,233 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006852 · form4.xml · derivative · entry 2

Keiper Jason Scott · CIK 0001780101 · VP & Chief Tech & Sust Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233

Underlying: Common Stock · 1,233 shares

Expires 2031-02-16

F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:30 UTC
Keiper Jason ScottVP & Chief Tech & Sust Officer
GrantCommon Stock 73.968 $123.65 $9,146.14
Disclosure

SEC source: 0001127602-21-006852 · form4.xml · nonDerivative · entry 1

Keiper Jason Scott · CIK 0001780101 · VP & Chief Tech & Sust Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP II Trust

Disclosed balance after: 121.747

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:00 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionPerformance Shares · Derivative 2,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006816 · form4.xml · derivative · entry 6

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:00 UTC
Behrens Scott R.VP/GM Surfactants
GrantPerformance Shares · Derivative 3,233 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006816 · form4.xml · derivative · entry 5

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,233

Underlying: Common Stock · 3,233 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:00 UTC
Behrens Scott R.VP/GM Surfactants
GrantStock Appreciation Right · Derivative 12,332 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006816 · form4.xml · derivative · entry 4

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,332

Underlying: Common Stock · 12,332 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:00 UTC
Behrens Scott R.VP/GM Surfactants
GrantStock Option (Right to Buy) · Derivative 4,111 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006816 · form4.xml · derivative · entry 3

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,111

Underlying: Common Stock · 4,111 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:00 UTC
Behrens Scott R.VP/GM Surfactants
GrantCommon Stock 73.968 $123.65 $9,146.14
Disclosure

SEC source: 0001127602-21-006816 · form4.xml · nonDerivative · entry 2

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 3,826.882

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:00 UTC
Behrens Scott R.VP/GM Surfactants
Exercise / conversionCommon Stock 2,383 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006816 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · VP/GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,609.888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

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February 17, 2021 Filed Feb 19, 2021 22:14 UTC Exercise / conversionPerformance Shares · Derivative 515 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006840 · form4.xml · derivative · entry 7

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

F6 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F6 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

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February 17, 2021 Filed Feb 19, 2021 22:14 UTC GrantShare Units · Derivative 1,228.053 $123.73 $151,947.00
Disclosure

SEC source: 0001127602-21-006840 · form4.xml · derivative · entry 6

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,588.251

Underlying: Common Stock · 1,228.053 shares

Expires not disclosed

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · derivative.exercise_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F5 · derivative.expiration_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

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February 17, 2021 Filed Feb 19, 2021 22:14 UTC GrantPerformance Shares · Derivative 970 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006840 · form4.xml · derivative · entry 5

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970

Underlying: Common Stock · 970 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

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February 17, 2021 Filed Feb 19, 2021 22:14 UTC GrantStock Appreciation Right · Derivative 3,700 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006840 · form4.xml · derivative · entry 4

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 3,700 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on date shown.

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February 17, 2021 Filed Feb 19, 2021 22:14 UTC GrantStock Option (Right to Buy) · Derivative 1,233 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006840 · form4.xml · derivative · entry 3

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233

Underlying: Common Stock · 1,233 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on date shown.

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February 17, 2021 Filed Feb 19, 2021 22:14 UTC GrantCommon Stock 73.968 $123.65 $9,146.14
Disclosure

SEC source: 0001127602-21-006840 · form4.xml · nonDerivative · entry 2

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 191.816

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February 17, 2021 Filed Feb 19, 2021 22:14 UTC Exercise / conversionCommon Stock 448 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006840 · form4.xml · nonDerivative · entry 1

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,142.593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:16 UTC GrantStock Units · Derivative 4 $119.32 $477.28
Disclosure

SEC source: 0001127602-21-000501 · form4.xml · derivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

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January 04, 2021 Filed Jan 5, 2021 21:13 UTC GrantStock Awards · Derivative 33 $119.32 $3,937.56
Disclosure

SEC source: 0001127602-21-000492 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,784

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

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January 04, 2021 Filed Jan 5, 2021 21:11 UTC GrantStock Awards · Derivative 15 $119.32 $1,789.80
Disclosure

SEC source: 0001127602-21-000484 · form4.xml · derivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,730

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

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January 04, 2021 Filed Jan 5, 2021 21:09 UTC GrantStock Awards · Derivative 1 $119.32 $119.32
Disclosure

SEC source: 0001127602-21-000480 · form4.xml · derivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

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January 04, 2021 Filed Feb 19, 2021 23:24 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GiftCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006871 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 25,240

Read SEC document
January 04, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
GiftCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · nonDerivative · entry 5

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 22,647

Read SEC document
January 04, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
GiftCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · nonDerivative · entry 4

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 22,647

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.