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STEPAN CO

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SEC CIK
0000094049
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2021 Filed Apr 28, 2021 19:51 UTC GrantCommon Stock 760 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014563 · form4.xml · nonDerivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,261

Read SEC document
April 01, 2021 Filed Apr 2, 2021 21:12 UTC GrantStock Awards · Derivative 30 $127.11 $3,813.30
Disclosure

SEC source: 0001127602-21-012739 · form4.xml · derivative · entry 1

WEHMER EDWARD J · CIK 0001244290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,814

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:03 UTC GrantStock Awards · Derivative 13 $127.11 $1,652.43
Disclosure

SEC source: 0001127602-21-012683 · form4.xml · derivative · entry 1

LAWTON GREGORY E · CIK 0001180942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,743

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 14:31 UTC GrantStock Awards · Derivative 2 $127.11 $254.22
Disclosure

SEC source: 0001127602-21-012673 · form4.xml · derivative · entry 1

Boyce Michael Ross · CIK 0001335907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Stock Award represents the right to receive one share of issuer common stock.

F2 · derivative.exercise_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Stock Awards are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 13:50 UTC GrantStock Units · Derivative 3 $127.11 $381.33
Disclosure

SEC source: 0001127602-21-012657 · form4.xml · derivative · entry 1

Dearth Randall S. · CIK 0001418244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of issuer Common Stock.

F2 · derivative.exercise_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

F2 · derivative.expiration_date: Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.

Read SEC document
March 17, 2021 Filed Mar 17, 2021 18:37 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GiftCommon Stock 5,308 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010989 · form4.xml · nonDerivative · entry 5

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,177

F4 · ownership.direct: Joint Tenancy with Spouse.

Read SEC document
March 17, 2021 Filed Mar 17, 2021 18:37 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GiftCommon Stock 5,308 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010989 · form4.xml · nonDerivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,044.903

Read SEC document
March 16, 2021 Filed Mar 17, 2021 18:33 UTC
Rojo LuisVP & Chief Financial Officer
SaleCommon Stock 350 $128.04 $44,814.00
Disclosure

SEC source: 0001127602-21-010987 · form4.xml · nonDerivative · entry 4

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,857

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:35 UTC GrantShare Units · Derivative 6.146 $128.49 $789.70
Disclosure

SEC source: 0001127602-21-011010 · form4.xml · derivative · entry 3

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,594.397

Underlying: Common Stock · 6.146 shares

Expires not disclosed

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:26 UTC
Moriarty Sean ThomasVP & GM Surfactants
GrantShare Units · Derivative 12.872 $128.49 $1,653.92
Disclosure

SEC source: 0001127602-21-011008 · form4.xml · derivative · entry 2

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,435.562

Underlying: Common Stock · 12.872 shares

Expires not disclosed

F2 · security: Share Units acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:19 UTC
Mergner Arthur WExec VP, Supply Chain
GrantShare Units · Derivative 19.92 $128.49 $2,559.52
Disclosure

SEC source: 0001127602-21-011004 · form4.xml · derivative · entry 3

Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,411.541

Underlying: Common Stock · 19.92 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:19 UTC
Mergner Arthur WExec VP, Supply Chain
GrantCommon Stock 41.612 $128.49 $5,346.73
Disclosure

SEC source: 0001127602-21-011004 · form4.xml · nonDerivative · entry 1

Mergner Arthur W · CIK 0001603410 · Exec VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,954.305

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:42 UTC
Behrens Scott R.President & COO
GrantShare Units · Derivative 21.499 $128.49 $2,762.41
Disclosure

SEC source: 0001127602-21-010991 · form4.xml · derivative · entry 3

Behrens Scott R. · CIK 0001616912 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,078.506

Underlying: Common Stock · 21.499 shares

Expires not disclosed

F3 · security: Share Units are acquired under the Management Incentive Plan Amended and Restated as of January 1, 2010 ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:42 UTC
Behrens Scott R.President & COO
GrantCommon Stock 24.873 $128.49 $3,195.93
Disclosure

SEC source: 0001127602-21-010991 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,935.761

F1 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:33 UTC
Rojo LuisVP & Chief Financial Officer
Exercise / conversionStock Appreciation Right · Derivative 1,100 $0.00 Strike: $70.86 $0.00
Disclosure

SEC source: 0001127602-21-010987 · form4.xml · derivative · entry 7

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,221

Underlying: Common Stock · 1,100 shares

Expires 2028-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:33 UTC
Rojo LuisVP & Chief Financial Officer
GrantShare Units · Derivative 5.24 $128.49 $673.29
Disclosure

SEC source: 0001127602-21-010987 · form4.xml · derivative · entry 6

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,212.85

Underlying: Common Stock · 5.24 shares

Expires not disclosed

F5 · security: Share units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F6 · derivative.exercise_price: Share units convert on a one-for-one basis into Common Stock.

F8 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend feature of the MIP.

F7 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F7 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:33 UTC
Rojo LuisVP & Chief Financial Officer
Tax withholdingCommon Stock 146 $129.87 $18,961.02
Disclosure

SEC source: 0001127602-21-010987 · form4.xml · nonDerivative · entry 3

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,207

F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:33 UTC
Rojo LuisVP & Chief Financial Officer
Disposition to issuerCommon Stock 601 $129.87 $78,051.87
Disclosure

SEC source: 0001127602-21-010987 · form4.xml · nonDerivative · entry 2

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,706

F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:33 UTC
Rojo LuisVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,100 $70.86 $77,946.00
Disclosure

SEC source: 0001127602-21-010987 · form4.xml · nonDerivative · entry 1

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Stock Appreciation Rights ("SARS") were settled in shares of common stock as per the terms of the award.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:37 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GrantShare Units · Derivative 242.416 $128.49 $31,148.03
Disclosure

SEC source: 0001127602-21-010989 · form4.xml · derivative · entry 7

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,366.803

Underlying: Common Stock · 242.416 shares

Expires not disclosed

F6 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F7 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F9 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F8 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F8 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 18:37 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GrantCommon Stock 444.894 $128.49 $57,164.43
Disclosure

SEC source: 0001127602-21-010989 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,352.903

F3 · kind: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.

Read SEC document
March 15, 2021 Filed Jul 7, 2021 17:34 UTC Amendment OtherShare Units · Derivative 6.146 $128.49 $789.70
Disclosure

SEC source: 0001127602-21-021665 · form4a.xml · derivative · entry 2

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,594.397

Underlying: Common Stock · 6.146 shares

Expires not disclosed

F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.

F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock.

F1 · kind: This Form 4/A revises the transaction codes previously reported on the reporting person's Form 4 filed on March 17, 2021. The transactions were not required to be reported and are exempt under Rule 16a-11.

F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.

F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:12 UTC
Keiper Jason ScottVP & Chief Tech & Sust Officer
PurchaseCommon Stock 650 $129.54 $84,197.75
Disclosure

SEC source: 0001127602-21-010783 · form4.xml · nonDerivative · entry 1

Keiper Jason Scott · CIK 0001780101 · VP & Chief Tech & Sust Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190.6647

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:17 UTC
Stefaniak DebraVP, Business Enablement
SaleCommon Stock 760 $130.69 $99,327.82
Disclosure

SEC source: 0001127602-21-010790 · form4.xml · nonDerivative · entry 1

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,164.196

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $130.63 to $130.80, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
March 11, 2021 Filed Mar 17, 2021 19:35 UTC PurchaseCommon Stock 1.657 $129.51 $214.59
Disclosure

SEC source: 0001127602-21-011010 · form4.xml · nonDerivative · entry 1

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144.25

Read SEC document
March 11, 2021 Filed Jul 7, 2021 17:34 UTC Amendment OtherCommon Stock 1.657 $129.51 $214.59
Disclosure

SEC source: 0001127602-21-021665 · form4a.xml · nonDerivative · entry 1

Catlett Janet Anne · CIK 0001747846 · VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144.25

F1 · kind: This Form 4/A revises the transaction codes previously reported on the reporting person's Form 4 filed on March 17, 2021. The transactions were not required to be reported and are exempt under Rule 16a-11.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 14:41 UTC
Rojo LuisVP & Chief Financial Officer
SaleCommon Stock 400 $129.49 $51,796.00
Disclosure

SEC source: 0001127602-21-010184 · form4.xml · nonDerivative · entry 1

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,207

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:54 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
Tax withholdingCommon Stock 4,222 $121.27 $512,001.94
Disclosure

SEC source: 0001127602-21-009708 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,908.009

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 17, 2021, which were reported on the Form 4 filed for the reporting person on February 19, 2021. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 19:58 UTC
Stefaniak DebraVP, Business Enablement
Tax withholdingCommon Stock 313 $121.27 $37,957.51
Disclosure

SEC source: 0001127602-21-009636 · form4.xml · nonDerivative · entry 1

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,924.196

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 17, 2021, which were reported on the Form 4 filed for the reporting person on February 19, 2021. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 18:07 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
Tax withholdingCommon Stock 112 $121.27 $13,582.24
Disclosure

SEC source: 0001127602-21-009626 · form4.xml · nonDerivative · entry 1

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,651

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 17, 2021, which were reported on the Form 4 filed for the reporting person on February 19, 2021. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 18:00 UTC
Moriarty Sean ThomasVP & GM Surfactants
Tax withholdingCommon Stock 489 $121.27 $59,301.03
Disclosure

SEC source: 0001127602-21-009623 · form4.xml · nonDerivative · entry 1

Moriarty Sean Thomas · CIK 0001716333 · VP & GM Surfactants

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724.3261

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 17, 2021, which were reported on the Form 4 filed for the reporting person on February 19, 2021. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 16:13 UTC
Behrens Scott R.President & COO
Tax withholdingCommon Stock 699 $121.27 $84,767.73
Disclosure

SEC source: 0001127602-21-009611 · form4.xml · nonDerivative · entry 1

Behrens Scott R. · CIK 0001616912 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,910.888

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 17, 2021, which were reported on the Form 4 filed for the reporting person on February 19, 2021. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 16:50 UTC
Rojo LuisVP & Chief Financial Officer
Tax withholdingCommon Stock 747 $121.27 $90,588.69
Disclosure

SEC source: 0001127602-21-009614 · form4.xml · nonDerivative · entry 1

Rojo Luis · CIK 0001738439 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,607

F1 · kind: The transaction reported reflects the withholding of shares from the performance shares vested on February 17, 2021, which were reported on the Form 4 filed for the reporting person on February 19, 2021. Withholding of these shares were applied to the reporting person's account on the transaction date shown.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:12 UTC
Stefaniak DebraVP, Business Enablement
SaleCommon Stock 401.589 $121.85 $48,935.35
Disclosure

SEC source: 0001127602-21-009023 · form4.xml · nonDerivative · entry 1

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 1,204.766

Read SEC document
March 01, 2021 Filed Mar 17, 2021 18:37 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GiftCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010989 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.

Read SEC document
March 01, 2021 Filed Mar 17, 2021 18:37 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GiftCommon Stock 80,318 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010989 · form4.xml · nonDerivative · entry 1

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust III

Disclosed balance after: 17,464

F1 · balance_after: Prior to the reported gift, the holdings were updated to reflect previously reported gifts of 26,400 shares from direct holdings that were transferred to Family Trust III.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:24 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
Exercise / conversionPerformance Shares · Derivative 10,960 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006871 · form4.xml · derivative · entry 7

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

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February 17, 2021 Filed Feb 19, 2021 23:24 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GrantPerformance Shares · Derivative 10,992 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006871 · form4.xml · derivative · entry 6

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,992

Underlying: Common Stock · 10,992 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:24 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GrantStock Appreciation Right · Derivative 27,953 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006871 · form4.xml · derivative · entry 5

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,953

Underlying: Common Stock · 27,953 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:24 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GrantStock Option (Right to Buy) · Derivative 27,953 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006871 · form4.xml · derivative · entry 4

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,953

Underlying: Common Stock · 27,953 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:24 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
GrantCommon Stock 73.968 $123.65 $9,146.14
Disclosure

SEC source: 0001127602-21-006871 · form4.xml · nonDerivative · entry 3

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 11,680.744

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:24 UTC
STEPAN F QUINN JRDirector · Chairman & CEO
Exercise / conversionCommon Stock 9,530 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006871 · form4.xml · nonDerivative · entry 2

STEPAN F QUINN JR · CIK 0001229289 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,130.009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:16 UTC
Stefaniak DebraVP, Business Enablement
Exercise / conversionPerformance Shares · Derivative 1,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006868 · form4.xml · derivative · entry 6

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:16 UTC
Stefaniak DebraVP, Business Enablement
GrantPerformance Shares · Derivative 970 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006868 · form4.xml · derivative · entry 5

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970

Underlying: Common Stock · 970 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:16 UTC
Stefaniak DebraVP, Business Enablement
GrantStock Appreciation Right · Derivative 3,700 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006868 · form4.xml · derivative · entry 4

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 3,700 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:16 UTC
Stefaniak DebraVP, Business Enablement
GrantEmployee Stock Option (Right to Buy) · Derivative 1,233 $0.00 Strike: $123.73 $0.00
Disclosure

SEC source: 0001127602-21-006868 · form4.xml · derivative · entry 3

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233

Underlying: Stock Option (Right to Buy) · 1,233 shares

Expires 2031-02-16

F2 · derivative.exercise_date: Vests ratably over three years beginning on the date shown.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:16 UTC
Stefaniak DebraVP, Business Enablement
GrantCommon Stock 73.968 $123.65 $9,146.14
Disclosure

SEC source: 0001127602-21-006868 · form4.xml · nonDerivative · entry 2

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Indirect · By Esop II Trust

Disclosed balance after: 1,606.355

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:16 UTC
Stefaniak DebraVP, Business Enablement
Exercise / conversionCommon Stock 1,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006868 · form4.xml · nonDerivative · entry 1

Stefaniak Debra · CIK 0001656944 · VP, Business Enablement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,236.556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
Exercise / conversionPerformance Shares · Derivative 438 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · derivative · entry 11

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

F4 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:00 UTC
Stepan Richard FinnV.P. and Gen'l. Mgr., Polymers
GrantPerformance Shares · Derivative 1,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006866 · form4.xml · derivative · entry 10

Stepan Richard Finn · CIK 0001839533 · V.P. and Gen'l. Mgr., Polymers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455

Underlying: Common Stock · 1,455 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.