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SCI

SERVICE CORP INTERNATIONAL

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3484
SEC CIK
0000089089
Parsed reports
481

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2018 Filed May 25, 2018 21:02 UTC GrantCommon Stock 4,835 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033562 · doc4.xml · nonDerivative · entry 1

MECOM JOHN W JR · CIK 0001243206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,835

Read SEC document
May 23, 2018 Filed May 25, 2018 20:38 UTC GrantCommon Stock 4,835 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033548 · doc4.xml · nonDerivative · entry 1

Tucker Sara Martinez · CIK 0001454655 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 4,835

Read SEC document
May 23, 2018 Filed May 25, 2018 18:27 UTC GrantCommon Stock 4,835 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033451 · doc4.xml · nonDerivative · entry 1

WALTRIP W BLAIR · CIK 0001078418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,244

Read SEC document
May 23, 2018 Filed May 25, 2018 18:23 UTC GrantCommon Stock 4,835 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033445 · doc4.xml · nonDerivative · entry 2

LUND VICTOR L · CIK 0001202988 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 197,241

Read SEC document
May 23, 2018 Filed May 25, 2018 17:57 UTC GrantCommon Stock 4,835 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033429 · doc4.xml · nonDerivative · entry 1

MORRIS CLIFTON H JR · CIK 0001190759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,583

Read SEC document
April 30, 2018 Filed May 2, 2018 16:43 UTC
WARING SUMNER J IIISr. VP Operations
GiftCommon Stock 2,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027264 · doc4.xml · nonDerivative · entry 1

WARING SUMNER J III · CIK 0001243198 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,495

Read SEC document
March 07, 2018 Filed Mar 9, 2018 20:56 UTC
WEBB MICHAEL RPresident, Chief Op. Officer
GiftCommon Stock 172,361 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018455 · doc4.xml · nonDerivative · entry 1

WEBB MICHAEL R · CIK 0001243199 · President, Chief Op. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,542

F1 · kind: Reflects a bona fide gift of common stock made to three separate trusts.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 19:13 UTC
WARING SUMNER J IIISr. VP Operations
Tax withholdingCommon Stock 5,642 $37.95 $214,113.90
Disclosure

SEC source: 0001209191-18-017634 · doc4.xml · nonDerivative · entry 1

WARING SUMNER J III · CIK 0001243198 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,205

F1 · shares: Represents shares withheld on March 5, 2018 to cover taxes associated with the vesting of shares of restricted stock.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 19:08 UTC
Nash Elisabeth G.Sr. V.P. Operations Services
Tax withholdingCommon Stock 531 $38.11 $20,233.76
Disclosure

SEC source: 0001209191-18-017630 · doc4.xml · nonDerivative · entry 1

Nash Elisabeth G. · CIK 0001300936 · Sr. V.P. Operations Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,773

F1 · shares: Represents shares withheld on March 5, 2018 to cover taxes associated with the vesting of shares of restricted stock.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 19:07 UTC
Moore Tammy RVice Pres. Corp. Controller
Tax withholdingCommon Stock 1,467 $37.95 $55,672.65
Disclosure

SEC source: 0001209191-18-017629 · doc4.xml · nonDerivative · entry 1

Moore Tammy R · CIK 0001464336 · Vice Pres. Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,613

F1 · shares: Represents shares withheld on March 5, 2018 to cover taxes associated with the vesting of shares of restricted stock.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 18:48 UTC
Tidwell Steven ASr.V.P. Sales & Merchandising
Tax withholdingCommon Stock 2,177 $37.95 $82,617.15
Disclosure

SEC source: 0001209191-18-017615 · doc4.xml · nonDerivative · entry 1

Tidwell Steven A · CIK 0001487567 · Sr.V.P. Sales & Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,231

F1 · shares: Represents shares withheld on March 5, 2018 to cover taxes associated with the vesting of shares of restricted stock.

Read SEC document
February 28, 2018 Filed Mar 1, 2019 21:49 UTC
WEBB MICHAEL RPresident, Chief Op. Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 205,000 $0.00 Strike: $17.41 $0.00
Disclosure

SEC source: 0001209191-19-015038 · doc4.xml · derivative · entry 13

WEBB MICHAEL R · CIK 0001243199 · President, Chief Op. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 205,000 shares

Expires 2022-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 11, 2015, 2016, and 2017.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 22:16 UTC
COELHO TONYDirector
SaleCommon Stock 3,110 $39.11 $121,632.10
Disclosure

SEC source: 0001209191-18-011420 · doc4.xml · nonDerivative · entry 1

COELHO TONY · CIK 0001078417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,240

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:36 UTC
TANZBERGER ERIC DSr. VP, and CFO
GrantEmployee Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001209191-18-010156 · doc4.xml · derivative · entry 4

TANZBERGER ERIC D · CIK 0001243196 · Sr. VP, and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2026-02-13

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:36 UTC
TANZBERGER ERIC DSr. VP, and CFO
GrantCommon Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010156 · doc4.xml · nonDerivative · entry 2

TANZBERGER ERIC D · CIK 0001243196 · Sr. VP, and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 132,100

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:03 UTC
Sangalis Gregory TSr. V.P. and General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 56,400 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001209191-18-010170 · doc4.xml · derivative · entry 3

Sangalis Gregory T · CIK 0001316233 · Sr. V.P. and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,400

Underlying: Common Stock · 56,400 shares

Expires 2026-02-13

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 00:03 UTC
Sangalis Gregory TSr. V.P. and General Counsel
GrantCommon Stock 8,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010170 · doc4.xml · nonDerivative · entry 2

Sangalis Gregory T · CIK 0001316233 · Sr. V.P. and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 102,250

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:24 UTC
RYAN THOMAS LDirector · Chairman,CEO
GrantEmployee stock option (right to buy) · Derivative 355,000 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001209191-18-010150 · doc4.xml · derivative · entry 4

RYAN THOMAS L · CIK 0001243194 · Director · Chairman,CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,000

Underlying: Common Stock · 355,000 shares

Expires 2026-02-13

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:24 UTC
RYAN THOMAS LDirector · Chairman,CEO
GrantCommon Stock 51,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010150 · doc4.xml · nonDerivative · entry 1

RYAN THOMAS L · CIK 0001243194 · Director · Chairman,CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 572,100

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:38 UTC
Tidwell Steven ASr.V.P. Sales & Merchandising
GrantCommom Stock (right ot buy) · Derivative 52,700 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001209191-18-010296 · doc4.xml · derivative · entry 4

Tidwell Steven A · CIK 0001487567 · Sr.V.P. Sales & Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,700

Underlying: Common Stock · 52,700 shares

Expires 2026-02-13

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:38 UTC
Tidwell Steven ASr.V.P. Sales & Merchandising
GrantCommon Stock 7,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010296 · doc4.xml · nonDerivative · entry 1

Tidwell Steven A · CIK 0001487567 · Sr.V.P. Sales & Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,408

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:41 UTC
Moore Tammy RVice Pres. Corp. Controller
GrantEmployee Stock Option (right ot buy) · Derivative 18,200 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001209191-18-010301 · doc4.xml · derivative · entry 3

Moore Tammy R · CIK 0001464336 · Vice Pres. Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,200

Underlying: Common Stock · 18,200 shares

Expires 2026-02-13

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:41 UTC
Moore Tammy RVice Pres. Corp. Controller
GrantCommon Stock 2,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010301 · doc4.xml · nonDerivative · entry 1

Moore Tammy R · CIK 0001464336 · Vice Pres. Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,080

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:33 UTC
WEBB MICHAEL RPresident, Chief Op. Officer
GrantEmployee Stock Option (right to buy) · Derivative 136,000 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001209191-18-010293 · doc4.xml · derivative · entry 4

WEBB MICHAEL R · CIK 0001243199 · President, Chief Op. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Common Stock · 136,000 shares

Expires 2026-02-13

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:33 UTC
WEBB MICHAEL RPresident, Chief Op. Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010293 · doc4.xml · nonDerivative · entry 1

WEBB MICHAEL R · CIK 0001243199 · President, Chief Op. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,903

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:28 UTC
Nash Elisabeth G.Sr. V.P. Operations Services
GrantEmployee Stock Option (right to buy) · Derivative 42,400 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001209191-18-010291 · doc4.xml · derivative · entry 4

Nash Elisabeth G. · CIK 0001300936 · Sr. V.P. Operations Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,400

Underlying: Common Stock · 42,400 shares

Expires 2026-02-13

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:28 UTC
Nash Elisabeth G.Sr. V.P. Operations Services
GrantCommon Stock 4,347 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010291 · doc4.xml · nonDerivative · entry 2

Nash Elisabeth G. · CIK 0001300936 · Sr. V.P. Operations Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 60,167

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:28 UTC
Nash Elisabeth G.Sr. V.P. Operations Services
GrantCommon Stock 1,863 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010291 · doc4.xml · nonDerivative · entry 1

Nash Elisabeth G. · CIK 0001300936 · Sr. V.P. Operations Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,304

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:23 UTC
WARING SUMNER J IIISr. VP Operations
GrantEmployee Stock Option (right ot buy) · Derivative 70,900 $0.00 Strike: $37.53 $0.00
Disclosure

SEC source: 0001209191-18-010289 · doc4.xml · derivative · entry 3

WARING SUMNER J III · CIK 0001243198 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,900

Underlying: Comomn Stock · 70,900 shares

Expires 2026-02-13

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 13, 2019.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 19:23 UTC
WARING SUMNER J IIISr. VP Operations
GrantCommon Stock 10,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010289 · doc4.xml · nonDerivative · entry 1

WARING SUMNER J III · CIK 0001243198 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,847

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:43 UTC
RYAN THOMAS LDirector · Chairman,CEO
GiftCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065578 · doc4.xml · nonDerivative · entry 2

RYAN THOMAS L · CIK 0001243194 · Director · Chairman,CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 90,000

F1 · ownership.nature: The shares are held by three 2017 children's trusts.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:43 UTC
RYAN THOMAS LDirector · Chairman,CEO
GiftCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065578 · doc4.xml · nonDerivative · entry 1

RYAN THOMAS L · CIK 0001243194 · Director · Chairman,CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,109

Read SEC document
December 11, 2017 Filed Dec 13, 2017 21:19 UTC
WALTRIP R LDirector · Founder & Chairman Emeritus
SaleCommon Stock 84,679 $37.90 $3,209,376.44
Disclosure

SEC source: 0001209191-17-065423 · doc4.xml · nonDerivative · entry 2

WALTRIP R L · CIK 0001078423 · Director · Founder & Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 375,454

F1 · price: The shares were sold in multiple transactions ranging from $37.86 to $37.99 per share. The $37.9005 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The indicated shares are held in trusts under will of Wanda A. McGee.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 15:25 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063733 · doc4.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001181761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,663

Read SEC document
November 27, 2017 Filed Nov 29, 2017 19:51 UTC
Nash Elisabeth G.Sr. V.P. Operations Services
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 47,000 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0001209191-17-062796 · doc4.xml · derivative · entry 5

Nash Elisabeth G. · CIK 0001300936 · Sr. V.P. Operations Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,000 shares

Expires 2018-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 19:51 UTC
Nash Elisabeth G.Sr. V.P. Operations Services
SaleCommon Stock 47,000 $35.64 $1,674,971.90
Disclosure

SEC source: 0001209191-17-062796 · doc4.xml · nonDerivative · entry 2

Nash Elisabeth G. · CIK 0001300936 · Sr. V.P. Operations Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,441

F1 · price: The shares were sold in multiple transactions at prices ranging from $35.531 to $35.661 per share. The sale price reported above is the weighted average sale price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 19:51 UTC
Nash Elisabeth G.Sr. V.P. Operations Services
Exercise / conversionCommon Stock 47,000 $7.63 $358,375.00
Disclosure

SEC source: 0001209191-17-062796 · doc4.xml · nonDerivative · entry 1

Nash Elisabeth G. · CIK 0001300936 · Sr. V.P. Operations Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 22:43 UTC
Sangalis Gregory TSr. V.P. and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 80,400 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001209191-17-060406 · doc4.xml · derivative · entry 3

Sangalis Gregory T · CIK 0001316233 · Sr. V.P. and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,400 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 22:43 UTC
Sangalis Gregory TSr. V.P. and General Counsel
Exercise / conversionCommon Stock 80,400 $9.09 $730,434.00
Disclosure

SEC source: 0001209191-17-060406 · doc4.xml · nonDerivative · entry 1

Sangalis Gregory T · CIK 0001316233 · Sr. V.P. and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 19:00 UTC OtherCommon Stock 1,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053927 · doc4.xml · nonDerivative · entry 1

WALTRIP W BLAIR · CIK 0001078418 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · shares: The shares were distributed by the William Blair Waltrip Children's Trusts of 1985 to the beneficiaries of the trust.

F1 · ownership.nature: The shares were distributed by the William Blair Waltrip Children's Trusts of 1985 to the beneficiaries of the trust.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 20:32 UTC
Sangalis Gregory TSr. V.P. and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 72,300 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0001209191-17-052608 · doc4.xml · derivative · entry 4

Sangalis Gregory T · CIK 0001316233 · Sr. V.P. and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,300 shares

Expires 2018-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 20:32 UTC
Sangalis Gregory TSr. V.P. and General Counsel
SaleCommon Stock 72,300 $35.40 $2,559,420.00
Disclosure

SEC source: 0001209191-17-052608 · doc4.xml · nonDerivative · entry 2

Sangalis Gregory T · CIK 0001316233 · Sr. V.P. and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,583

Read SEC document
September 13, 2017 Filed Sep 13, 2017 20:32 UTC
Sangalis Gregory TSr. V.P. and General Counsel
Exercise / conversionCommon Stock 72,300 $7.63 $551,287.50
Disclosure

SEC source: 0001209191-17-052608 · doc4.xml · nonDerivative · entry 1

Sangalis Gregory T · CIK 0001316233 · Sr. V.P. and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:44 UTC OtherCommon Stock 1,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052690 · doc4.xml · nonDerivative · entry 3

WALTRIP W BLAIR · CIK 0001078418 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,424

F3 · shares: The shares were distributed by the William Blair Waltrip Children's Trusts of 1985 to the beneficiaries of the trust. The shares beneficially owned following the reported transactions are held by the William Blair Waltrip Children's Trusts of 1985. Mr. Waltrip expressly disclaims beneficial ownership of such shares.

F3 · ownership.nature: The shares were distributed by the William Blair Waltrip Children's Trusts of 1985 to the beneficiaries of the trust. The shares beneficially owned following the reported transactions are held by the William Blair Waltrip Children's Trusts of 1985. Mr. Waltrip expressly disclaims beneficial ownership of such shares.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:44 UTC SaleCommon Stock 2,000 $35.07 $70,145.80
Disclosure

SEC source: 0001209191-17-052690 · doc4.xml · nonDerivative · entry 2

WALTRIP W BLAIR · CIK 0001078418 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,544

F2 · shares: The shares were sold by the John B. McGee and Wanda A. McGee Irrevocable Trusts. The shares beneficially owned following the reported transactions are held by the John B. McGee and Wanda A. McGee Irrevocable Trusts. Mr. Waltrip expressly disclaims beneficial ownership of such shares

F2 · ownership.nature: The shares were sold by the John B. McGee and Wanda A. McGee Irrevocable Trusts. The shares beneficially owned following the reported transactions are held by the John B. McGee and Wanda A. McGee Irrevocable Trusts. Mr. Waltrip expressly disclaims beneficial ownership of such shares

Read SEC document
September 12, 2017 Filed Sep 13, 2017 21:44 UTC OtherCommon Stock 412 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052690 · doc4.xml · nonDerivative · entry 1

WALTRIP W BLAIR · CIK 0001078418 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,544

F1 · shares: The shares were distributed by the John B. McGee and Wanda A. McGee Irrevocable Trusts to the beneficiaries of the trust. The shares beneficially owned following the reported transactions are held by the John B. McGee and Wanda A. McGee Irrevocable Trusts. Mr. Waltrip expressly disclaims beneficial ownership of such shares

F1 · ownership.nature: The shares were distributed by the John B. McGee and Wanda A. McGee Irrevocable Trusts to the beneficiaries of the trust. The shares beneficially owned following the reported transactions are held by the John B. McGee and Wanda A. McGee Irrevocable Trusts. Mr. Waltrip expressly disclaims beneficial ownership of such shares

Read SEC document
September 11, 2017 Filed Sep 12, 2017 19:54 UTC
Moore Tammy RVice Pres. Corp. Controller
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,800 $0.00 Strike: $15.26 $0.00
Disclosure

SEC source: 0001209191-17-052416 · doc4.xml · derivative · entry 9

Moore Tammy R · CIK 0001464336 · Vice Pres. Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,800 shares

Expires 2021-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 11, 2017 Filed Sep 12, 2017 19:54 UTC
Moore Tammy RVice Pres. Corp. Controller
SaleCommon Stock 19,800 $34.85 $690,030.00
Disclosure

SEC source: 0001209191-17-052416 · doc4.xml · nonDerivative · entry 5

Moore Tammy R · CIK 0001464336 · Vice Pres. Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,420

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September 11, 2017 Filed Sep 12, 2017 19:54 UTC
Moore Tammy RVice Pres. Corp. Controller
Exercise / conversionCommon Stock 19,800 $15.26 $302,049.00
Disclosure

SEC source: 0001209191-17-052416 · doc4.xml · nonDerivative · entry 4

Moore Tammy R · CIK 0001464336 · Vice Pres. Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 11, 2017 Filed Sep 12, 2017 15:51 UTC
RYAN THOMAS LDirector · Chairman,CEO
Exercise / conversionEmployee stock option (right to buy) · Derivative 100,000 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001209191-17-052336 · doc4.xml · derivative · entry 4

RYAN THOMAS L · CIK 0001243194 · Director · Chairman,CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,000

Underlying: Common Stock · 100,000 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.