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Nasdaq · USD

SBUX

STARBUCKS CORP

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2886
SEC CIK
0000829224
Parsed reports
1,289

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202603
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2020 Filed Mar 20, 2020 22:48 UTC GrantCommon Stock 2,307 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011674 · form4.xml · nonDerivative · entry 1

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,358.26

F1 · shares: Represents restricted stock units granted on March 18, 2020, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 166.183 deferred stock units acquired representing dividends on deferred stock units pursuant to the dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Also includes 959.077 shares acquired pursuant to a dividend reinvestment plan.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 22:50 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,005 $0.00 Strike: $56.33 $0.00
Disclosure

SEC source: 0001127602-20-011676 · form4.xml · derivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,005

Underlying: Common Stock · 15,005 shares

Expires 2030-03-18

F1 · shares: The option, representing the right to buy a total of 15,005 shares, was granted March 18, 2020 and was fully vested at the time of the grant.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 22:27 UTC
Walker Jillsvp chief accounting officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-20-010289 · form4.xml · derivative · entry 3

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720

Underlying: Common Stock · 1,000 shares

Expires 2024-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to buy a total of 7,440 shares, became exercisable in four increments of 1,860 shares each on November 17, 2015, November 17, 2016, November 17, 2017 and November 17, 2018.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 22:27 UTC
Walker Jillsvp chief accounting officer
SaleCommon Stock 2,000 $70.14 $140,280.00
Disclosure

SEC source: 0001127602-20-010289 · form4.xml · nonDerivative · entry 2

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,878.335

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2019.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 22:27 UTC
Walker Jillsvp chief accounting officer
Exercise / conversionCommon Stock 1,000 $38.92 $38,915.00
Disclosure

SEC source: 0001127602-20-010289 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,878.335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2019.

F2 · balance_after: Includes 96.466 accrued dividend equivalents on unvested RSUs.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:02 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,252 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-009482 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,022

Underlying: Common Stock · 4,252 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:02 UTC SaleCommon Stock 4,252 $77.92 $331,315.84
Disclosure

SEC source: 0001127602-20-009482 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,475.989

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 23:02 UTC Exercise / conversionCommon Stock 4,252 $15.39 $65,448.91
Disclosure

SEC source: 0001127602-20-009482 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727.989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

F2 · balance_after: Includes 20.912 deferred stock units acquired on February 21, 2020, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 22:58 UTC
Walker Jillsvp chief accounting officer
Tax withholdingCommon Stock 194 $89.23 $17,310.62
Disclosure

SEC source: 0001127602-20-006748 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781.869

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 23:57 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,252 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-003842 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,274

Underlying: Common Stock · 4,252 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 23:57 UTC SaleCommon Stock 4,252 $85.17 $362,142.84
Disclosure

SEC source: 0001127602-20-003842 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,455.077

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 23:57 UTC Exercise / conversionCommon Stock 4,252 $15.39 $65,448.91
Disclosure

SEC source: 0001127602-20-003842 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,707.077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 00:24 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,252 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-000936 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,526

Underlying: Common Stock · 4,252 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 00:24 UTC SaleCommon Stock 4,252 $88.12 $374,686.24
Disclosure

SEC source: 0001127602-20-000936 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,455.077

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 00:24 UTC Exercise / conversionCommon Stock 4,252 $15.39 $65,448.91
Disclosure

SEC source: 0001127602-20-000936 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,707.077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

F2 · balance_after: Includes 21.283 deferred stock units acquired on November 29, 2019, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
December 20, 2019 Filed Nov 9, 2020 22:58 UTC
Helm Lucy Leeevp, chief partner officer
GiftCommon Stock 11,854 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028516 · form5.xml · nonDerivative · entry 1

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,358.06

Read SEC document
December 17, 2019 Filed Dec 19, 2019 23:01 UTC Tax withholdingCommon Stock 18,650 $88.13 $1,643,624.50
Disclosure

SEC source: 0001127602-19-035556 · form4.xml · nonDerivative · entry 1

Grismer Patrick J · CIK 0001548438 · evp and cfo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,279.615

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Includes 204.009 accrued dividend equivalents on unvested time-based restricted stock units.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 23:14 UTC
Helm Lucy Leeevp, chief partner officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $40.50 $0.00
Disclosure

SEC source: 0001127602-19-035259 · form4.xml · derivative · entry 5

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,030

Underlying: Common Stock · 5,000 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to buy a total of 129,554 shares, became exercisable in one increment of 32,390 shares on November 11, 2014, and three increments of 32,388 shares each on November 11, 2015, November 11, 2016 and November 11, 2017.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 23:14 UTC
Helm Lucy Leeevp, chief partner officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 13,982 $0.00 Strike: $24.87 $0.00
Disclosure

SEC source: 0001127602-19-035259 · form4.xml · derivative · entry 4

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,982 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing a right to buy a total of 78,982 shares, became exercisable in three increments of 19,746 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 19,744 shares on November 19, 2016.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 23:14 UTC
Helm Lucy Leeevp, chief partner officer
SaleCommon Stock 18,982 $88.49 $1,679,777.92
Disclosure

SEC source: 0001127602-19-035259 · form4.xml · nonDerivative · entry 3

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,333.268

F2 · price: This transaction was executed in multiple trades at prices ranging from $88.471 to $88.515. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 23:14 UTC
Helm Lucy Leeevp, chief partner officer
Exercise / conversionCommon Stock 5,000 $40.50 $202,475.00
Disclosure

SEC source: 0001127602-19-035259 · form4.xml · nonDerivative · entry 2

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,315.268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 23:14 UTC
Helm Lucy Leeevp, chief partner officer
Exercise / conversionCommon Stock 13,982 $24.87 $347,732.34
Disclosure

SEC source: 0001127602-19-035259 · form4.xml · nonDerivative · entry 1

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,315.268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 114.263 accrued dividend equivalents on unvested time-based restricted stock units.

Read SEC document
December 09, 2019 Filed Dec 12, 2019 00:00 UTC
Walker Jillsvp chief accounting officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-19-034844 · form4.xml · derivative · entry 3

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720

Underlying: Common Stock · 1,000 shares

Expires 2024-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to buy a total of 7,440 shares, became exercisable in four increments of 1,860 shares each on November 17, 2015, November 17, 2016, November 17, 2017 and November 17, 2018.

Read SEC document
December 09, 2019 Filed Dec 12, 2019 00:00 UTC
Walker Jillsvp chief accounting officer
SaleCommon Stock 2,000 $86.47 $172,934.00
Disclosure

SEC source: 0001127602-19-034844 · form4.xml · nonDerivative · entry 2

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,975.869

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $86.435 to $86.496. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2019 Filed Dec 12, 2019 00:00 UTC
Walker Jillsvp chief accounting officer
Exercise / conversionCommon Stock 1,000 $38.92 $38,915.00
Disclosure

SEC source: 0001127602-19-034844 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,975.869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2019.

F2 · balance_after: Includes 99.729 accrued dividend equivalents on unvested time-based restricted stock units.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:27 UTC
Kelly John ACevp, Public Affairs
Tax withholdingCommon Stock 740 $84.21 $62,315.40
Disclosure

SEC source: 0001127602-19-033082 · form4.xml · nonDerivative · entry 3

Kelly John AC · CIK 0001793918 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,573.783

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:27 UTC
Kelly John ACevp, Public Affairs
GrantCommon Stock 11,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033082 · form4.xml · nonDerivative · entry 2

Kelly John AC · CIK 0001793918 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,313.783

F2 · shares: Represents Restricted Stock Units ("RSUs") that vest in three increments of 2,969 shares each on November 15, 2020, November 15, 2021 and November 15, 2022 and one increment of 2,968 shares on November 15, 2023.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:29 UTC
Walker Jillsvp chief accounting officer
Tax withholdingCommon Stock 464 $84.21 $39,073.44
Disclosure

SEC source: 0001127602-19-033084 · form4.xml · nonDerivative · entry 2

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,876.14

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:18 UTC
BREWER ROSALIND GDirector · group president and coo
Tax withholdingCommon Stock 4,774 $84.38 $402,830.12
Disclosure

SEC source: 0001127602-19-033066 · form4.xml · nonDerivative · entry 1

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,822.655

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:19 UTC
CULVER JOHNgroup pres, Int'l & Channel
Tax withholdingCommon Stock 3,917 $84.38 $330,516.46
Disclosure

SEC source: 0001127602-19-033069 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,408.655

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:21 UTC
Gonzalez Rachel Aevp, general counsel & sec.
Tax withholdingCommon Stock 1,317 $84.38 $111,128.46
Disclosure

SEC source: 0001127602-19-033074 · form4.xml · nonDerivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel & sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,249.037

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:25 UTC
JOHNSON KEVIN RDirector · president and ceo
Tax withholdingCommon Stock 7,735 $84.38 $652,679.30
Disclosure

SEC source: 0001127602-19-033079 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,697.939

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:23 UTC
Helm Lucy Leeevp, chief partner officer
Tax withholdingCommon Stock 2,434 $84.38 $205,380.92
Disclosure

SEC source: 0001127602-19-033077 · form4.xml · nonDerivative · entry 1

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,219.005

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:27 UTC
Kelly John ACevp, Public Affairs
Tax withholdingCommon Stock 785 $84.38 $66,238.30
Disclosure

SEC source: 0001127602-19-033082 · form4.xml · nonDerivative · entry 1

Kelly John AC · CIK 0001793918 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,438.783

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:29 UTC
Walker Jillsvp chief accounting officer
Tax withholdingCommon Stock 933 $84.38 $78,726.54
Disclosure

SEC source: 0001127602-19-033084 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,340.14

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 14, 2019 Filed Jun 18, 2020 22:01 UTC Amendment
Walker Jillsvp chief accounting officer
Tax withholdingCommon Stock 231 $84.38 $19,491.78
Disclosure

SEC source: 0001127602-20-020070 · form4a.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,042.14

F1 · shares: The original Form 4 filing overstated the number of shares withheld for taxes.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 23:35 UTC
BREWER ROSALIND GDirector · group president and coo
GrantCommon Stock 25,018 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032886 · form4.xml · nonDerivative · entry 1

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,596.655

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 13, 2019 and vest in two increments of 6,255 shares each on November 13, 2020 and November 13, 2021, and two increments of 6,254 shares each on November 13, 2022 and November 13, 2023.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 23:36 UTC
CULVER JOHNgroup pres, Int'l & Channel
GrantCommon Stock 25,018 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032888 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,325.655

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 13, 2019 and vest in two increments of 6,255 shares each on November 13, 2020 and November 13, 2021, and two increments of 6,254 shares each on November 13, 2022 and November 13, 2023.

F2 · balance_after: Includes 160.329 accrued dividend equivalents on unvested time-based restricted stock units.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 23:39 UTC
Gonzalez Rachel Aevp, general counsel & sec.
GrantCommon Stock 16,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032890 · form4.xml · nonDerivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel & sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,566.037

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 13, 2019 and vest in three increments of 4,170 shares each on November 13, 2020, November 13, 2021, November 13, 2022, and in one increment of 4,169 shares on November 13, 2023.

F2 · balance_after: Includes 176.765 accrued dividend equivalents on unvested time-based restricted stock units.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 23:42 UTC GrantCommon Stock 21,444 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032892 · form4.xml · nonDerivative · entry 1

Grismer Patrick J · CIK 0001548438 · evp and cfo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,363.689

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted on November 13, 2019 and vest in four equal increments of 5,361 shares each on November 13, 2020, November 13, 2021, November 13, 2022 and November 13, 2023.

F2 · balance_after: Includes 1,586.689 accrued dividend equivalents on unvested time-based restricted stock units.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 23:43 UTC
Helm Lucy Leeevp, chief partner officer
GrantCommon Stock 18,823 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032894 · form4.xml · nonDerivative · entry 1

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,653.005

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 13, 2019 and vests in three increments of 4,706 shares each on November 13, 2020, November 13, 2021 and November 13, 2022 and one increment of 4,705 shares on November 13, 2023.

F2 · balance_after: Includes 99.634 accrued dividend equivalents on unvested time-based restricted stock units.

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November 13, 2019 Filed Nov 15, 2019 23:45 UTC
JOHNSON KEVIN RDirector · president and ceo
GrantCommon Stock 64,332 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032896 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,432.939

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 13, 2019 and vest in four increments of 16,083 shares each on November 13, 2020, November 13, 2021, November 13, 2022 and November 13, 2023.

F2 · balance_after: Includes 297.755 accrued dividend equivalents on unvested time-based restricted stock units.

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November 13, 2019 Filed Nov 15, 2019 23:47 UTC
Walker Jillsvp chief accounting officer
GrantCommon Stock 1,191 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032898 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,273.14

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 13, 2019 and vest in three increments of 298 shares each on November 13, 2020, November 13, 2021 and November 13, 2022, and one increment of 297 shares on November 13, 2023.

F2 · balance_after: Includes 83.432 accrued dividend equivalents on unvested time-based restricted stock units.

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November 13, 2019 Filed Nov 15, 2019 23:52 UTC
Kelly John ACevp, Public Affairs
GrantCommon Stock 16,679 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032905 · form4.xml · nonDerivative · entry 1

Kelly John AC · CIK 0001793918 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,223.783

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 13, 2019 and vest in three increments of 4,170 shares each on November 13, 2020, November 13, 2021 and November 13, 2022, and one increment of 4,169 shares on November 13, 2023.

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November 01, 2019 Filed Nov 5, 2019 23:38 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,973 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0001127602-19-031961 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,973 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to buy a total of 59,838 shares, became exercisable in one increment on November 16, 2010.

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November 01, 2019 Filed Nov 5, 2019 23:38 UTC SaleCommon Stock 9,973 $84.79 $845,610.67
Disclosure

SEC source: 0001127602-19-031961 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,433.794

F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in April 2019 with respect to the expiring options.

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November 01, 2019 Filed Nov 5, 2019 23:38 UTC Exercise / conversionCommon Stock 9,973 $11.03 $110,002.19
Disclosure

SEC source: 0001127602-19-031961 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,406.794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in April 2019 with respect to the expiring options.

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October 16, 2019 Filed Oct 18, 2019 22:09 UTC
BREWER ROSALIND GDirector · group president and coo
Tax withholdingCommon Stock 10,351 $86.71 $897,535.21
Disclosure

SEC source: 0001127602-19-030851 · form4.xml · nonDerivative · entry 1

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,578.655

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Includes 569.655 accrued dividend equivalents on unvested time-based restricted stock units.

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October 01, 2019 Filed Oct 3, 2019 22:52 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,973 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0001127602-19-030079 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,973

Underlying: Common Stock · 9,973 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to buy a total of 59,838 shares, became exercisable in one increment on November 16, 2010.

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October 01, 2019 Filed Oct 3, 2019 22:52 UTC SaleCommon Stock 9,973 $88.63 $883,906.99
Disclosure

SEC source: 0001127602-19-030079 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,433.794

F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in April 2019 with respect to the expiring options.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.