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Nasdaq · USD

SBUX

STARBUCKS CORP

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2886
SEC CIK
0000829224
Parsed reports
1,289

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202603
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2020 Filed Oct 5, 2020 21:45 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,252 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-026589 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,258

Underlying: Common Stock · 4,252 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:45 UTC SaleCommon Stock 4,252 $86.97 $369,796.44
Disclosure

SEC source: 0001127602-20-026589 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,524.367

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:45 UTC Exercise / conversionCommon Stock 4,252 $15.39 $65,448.91
Disclosure

SEC source: 0001127602-20-026589 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776.367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:47 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,252 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-024726 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,510

Underlying: Common Stock · 4,252 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:47 UTC SaleCommon Stock 4,252 $84.77 $360,442.04
Disclosure

SEC source: 0001127602-20-024726 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,524.367

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:47 UTC Exercise / conversionCommon Stock 4,252 $15.39 $65,448.91
Disclosure

SEC source: 0001127602-20-024726 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776.367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

F2 · balance_after: Includes 23.941 deferred stock units, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:19 UTC
Shih ClaraDirector
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,876 $0.00 Strike: $56.70 $0.00
Disclosure

SEC source: 0001127602-20-024006 · form4.xml · derivative · entry 7

Shih Clara · CIK 0001536626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,876 shares

Expires 2027-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:19 UTC
Shih ClaraDirector
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,426 $0.00 Strike: $60.68 $0.00
Disclosure

SEC source: 0001127602-20-024006 · form4.xml · derivative · entry 6

Shih Clara · CIK 0001536626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,426 shares

Expires 2025-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:19 UTC
Shih ClaraDirector
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,696 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0001127602-20-024006 · form4.xml · derivative · entry 5

Shih Clara · CIK 0001536626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,696 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:19 UTC
Shih ClaraDirector
SaleCommon Stock 37,498 $79.13 $2,967,340.48
Disclosure

SEC source: 0001127602-20-024006 · form4.xml · nonDerivative · entry 4

Shih Clara · CIK 0001536626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,607.245

F2 · price: This transaction was executed in multiple trades at prices ranging from $79.00 to $79.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:19 UTC
Shih ClaraDirector
Exercise / conversionCommon Stock 6,876 $56.70 $389,869.20
Disclosure

SEC source: 0001127602-20-024006 · form4.xml · nonDerivative · entry 3

Shih Clara · CIK 0001536626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,105.245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:19 UTC
Shih ClaraDirector
Exercise / conversionCommon Stock 6,426 $60.68 $389,929.68
Disclosure

SEC source: 0001127602-20-024006 · form4.xml · nonDerivative · entry 2

Shih Clara · CIK 0001536626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,229.245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:19 UTC
Shih ClaraDirector
Exercise / conversionCommon Stock 6,696 $21.55 $144,265.32
Disclosure

SEC source: 0001127602-20-024006 · form4.xml · nonDerivative · entry 1

Shih Clara · CIK 0001536626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,803.245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 38.32 deferred stock units, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 22:01 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,252 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-022965 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,762

Underlying: Common Stock · 4,252 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 22:01 UTC SaleCommon Stock 4,252 $76.53 $325,405.56
Disclosure

SEC source: 0001127602-20-022965 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500.426

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 22:01 UTC Exercise / conversionCommon Stock 4,252 $15.39 $65,448.91
Disclosure

SEC source: 0001127602-20-022965 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,752.426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 21:55 UTC
Walker Jillsvp chief accounting officer
Tax withholdingCommon Stock 1,245 $74.39 $92,615.55
Disclosure

SEC source: 0001127602-20-021838 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,440.206

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 22:34 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,252 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-021227 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,014

Underlying: Common Stock · 4,252 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 22:34 UTC SaleCommon Stock 4,252 $74.09 $315,030.68
Disclosure

SEC source: 0001127602-20-021227 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500.426

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 22:34 UTC Exercise / conversionCommon Stock 4,252 $15.39 $65,448.91
Disclosure

SEC source: 0001127602-20-021227 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,752.426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 01:23 UTC
Walker Jillsvp chief accounting officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 280 $0.00 Strike: $60.68 $0.00
Disclosure

SEC source: 0001127602-20-019469 · form4.xml · derivative · entry 5

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,847

Underlying: Common Stock · 280 shares

Expires 2025-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to buy a total of 6,127 shares, became exercisable in three increments of 1,532 shares each on November 16, 2016, November 16, 2017 and November 16, 2018 and becomes exercisable in one increment of 1,531 shares on November 16, 2019.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 01:23 UTC
Walker Jillsvp chief accounting officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 720 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-20-019469 · form4.xml · derivative · entry 4

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 720 shares

Expires 2024-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to buy a total of 7,440 shares, became exercisable in four increments of 1,860 shares each on November 17, 2015, November 17, 2016, November 17, 2017 and November 17, 2018.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 01:23 UTC
Walker Jillsvp chief accounting officer
SaleCommon Stock 2,000 $82.64 $165,280.00
Disclosure

SEC source: 0001127602-20-019469 · form4.xml · nonDerivative · entry 3

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,983.206

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2019.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 01:23 UTC
Walker Jillsvp chief accounting officer
Exercise / conversionCommon Stock 280 $60.68 $16,990.40
Disclosure

SEC source: 0001127602-20-019469 · form4.xml · nonDerivative · entry 2

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,983.206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2019.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 01:23 UTC
Walker Jillsvp chief accounting officer
Exercise / conversionCommon Stock 720 $38.92 $28,018.80
Disclosure

SEC source: 0001127602-20-019469 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,703.206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2019.

F2 · balance_after: Includes 104.871 accrued dividend equivalents on unvested RSUs.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:12 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,252 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-018753 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,266

Underlying: Common Stock · 4,252 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:12 UTC SaleCommon Stock 4,252 $77.66 $330,210.32
Disclosure

SEC source: 0001127602-20-018753 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500.426

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:12 UTC Exercise / conversionCommon Stock 4,252 $15.39 $65,448.91
Disclosure

SEC source: 0001127602-20-018753 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,752.426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

F2 · balance_after: Includes 24.437 deferred stock units, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:56 UTC
Gonzalez Rachel Aevp, general counsel & sec.
Tax withholdingCommon Stock 2,338 $74.16 $173,386.08
Disclosure

SEC source: 0001127602-20-017273 · form4.xml · nonDerivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel & sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,358.187

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Includes 447.15 shares received representing dividends received on unvested time-based restricted stock units.

Read SEC document
May 11, 2020 Filed May 14, 2020 01:26 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 46,778 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-016496 · form4.xml · derivative · entry 3

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,778 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 14, 2020 01:26 UTC Exercise / conversionCommon Stock 46,778 $15.39 $720,030.37
Disclosure

SEC source: 0001127602-20-016496 · form4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,301.919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:24 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,252 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-015523 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,518

Underlying: Common Stock · 4,252 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:24 UTC SaleCommon Stock 4,252 $74.89 $318,432.28
Disclosure

SEC source: 0001127602-20-015523 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,475.989

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:24 UTC Exercise / conversionCommon Stock 4,252 $15.39 $65,448.91
Disclosure

SEC source: 0001127602-20-015523 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727.989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
April 16, 2020 Filed Apr 20, 2020 22:32 UTC
Kelly John ACevp, Public Affairs
Tax withholdingCommon Stock 483 $73.51 $35,505.33
Disclosure

SEC source: 0001127602-20-014145 · form4.xml · nonDerivative · entry 1

Kelly John AC · CIK 0001793918 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,314.467

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Includes 223.684 accrued dividend equivalents on unvested time-based restricted stock units.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:28 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,252 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-013258 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,770

Underlying: Common Stock · 4,252 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:28 UTC SaleCommon Stock 4,252 $62.99 $267,833.48
Disclosure

SEC source: 0001127602-20-013258 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,475.989

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:28 UTC Exercise / conversionCommon Stock 4,252 $15.39 $65,448.91
Disclosure

SEC source: 0001127602-20-013258 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727.989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 22:24 UTC GrantCommon Stock 5,236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011653 · form4.xml · nonDerivative · entry 1

ALLISON RICHARD E JR · CIK 0001622500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,966.313

F1 · shares: Represents restricted stock units granted on March 18, 2020, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 16.313 deferred stock units, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 22:26 UTC GrantCommon Stock 5,236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011655 · form4.xml · nonDerivative · entry 1

Campion Andrew · CIK 0001650153 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,966.313

F1 · shares: Represents restricted stock units granted on March 18, 2020 fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 16.313 deferred stock units acquired, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 22:30 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,005 $0.00 Strike: $56.33 $0.00
Disclosure

SEC source: 0001127602-20-011658 · form4.xml · derivative · entry 2

Dillon Mary N · CIK 0001340358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,005

Underlying: Common Stock · 15,005 shares

Expires 2030-03-18

F3 · shares: The option, representing the right to buy a total of 15,005 shares, was granted March 18, 2020 and was fully vested at the time of the grant.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 22:30 UTC GrantCommon Stock 2,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011658 · form4.xml · nonDerivative · entry 1

Dillon Mary N · CIK 0001340358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667.554

F1 · shares: Represents restricted stock units granted on March 18, 2020, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 249.554 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

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March 18, 2020 Filed Mar 20, 2020 22:36 UTC
Mahe IsabelDirector
GrantCommon Stock 5,236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011661 · form4.xml · nonDerivative · entry 1

Mahe Isabel · CIK 0001787767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,966.313

F1 · shares: Represents restricted stock units granted on March 18, 2020, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 16.313 deferred stock units acquired representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.

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March 18, 2020 Filed Mar 20, 2020 22:38 UTC GrantCommon Stock 7,012 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011663 · form4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,523.919

F1 · shares: Represents restricted stock units granted on March 18, 2020, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 429.919 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

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March 18, 2020 Filed Mar 20, 2020 22:39 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,005 $0.00 Strike: $56.33 $0.00
Disclosure

SEC source: 0001127602-20-011665 · form4.xml · derivative · entry 2

KNUDSTORP JORGEN VIG · CIK 0001701829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,005

Underlying: Common Stock · 15,005 shares

Expires 2030-03-18

F3 · shares: The option, representing the right to buy a total of 15,005 shares, was granted March 18, 2020 and was fully vested at the time of the grant.

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March 18, 2020 Filed Mar 20, 2020 22:39 UTC GrantCommon Stock 2,662 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011665 · form4.xml · nonDerivative · entry 1

KNUDSTORP JORGEN VIG · CIK 0001701829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,793.999

F1 · shares: Represents restricted stock units granted on March 18, 2020, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 37.999 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

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March 18, 2020 Filed Mar 20, 2020 22:43 UTC GrantCommon Stock 5,236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011668 · form4.xml · nonDerivative · entry 1

Nadella Satya · CIK 0001513142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,840.357

F1 · shares: Represents restricted stock units granted on March 18, 2020, fully vested at the time of the grant and deferred until termination of service as a director pursuant to the Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 153.357 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

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March 18, 2020 Filed Mar 20, 2020 22:45 UTC GrantCommon Stock 5,236 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011670 · form4.xml · nonDerivative · entry 1

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,509.036

F1 · shares: Represents restricted stock units granted on March 18, 2020, fully vested at the time of the grant and deferred pursuant to the Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 351.036 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

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March 18, 2020 Filed Mar 20, 2020 22:47 UTC
Shih ClaraDirector
GrantCommon Stock 2,929 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011672 · form4.xml · nonDerivative · entry 1

Shih Clara · CIK 0001536626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,068.925

F1 · shares: Represents restricted stock units granted on March 18, 2020, fully vested at the time of the grant and deferred pursuant to the Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 97.925 deferred stock units acquired representing a dividend on deferred stock units pursuant to a dividend reinvestment plan.

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March 18, 2020 Filed Mar 20, 2020 22:48 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,005 $0.00 Strike: $56.33 $0.00
Disclosure

SEC source: 0001127602-20-011674 · form4.xml · derivative · entry 2

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,005

Underlying: Common Stock · 15,005 shares

Expires 2030-03-18

F3 · shares: The option, representing the right to buy a total of 15,005 shares was granted March 18, 2020 and was fully vested at the time of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.