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Nasdaq · USD

SBUX

STARBUCKS CORP

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2886
SEC CIK
0000829224
Parsed reports
1,289

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202603
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 18, 2021 00:13 UTC
Walker Jillsvp chief accounting officer
Tax withholdingCommon Stock 478 $108.90 $52,054.20
Disclosure

SEC source: 0001127602-21-011244 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,627.03

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Includes 127.9 accrued dividend equivalents on unvested RSUs.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:00 UTC
CULVER JOHNgroup pres, Int'l & Channel
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 48,749 $0.00 Strike: $60.68 $0.00
Disclosure

SEC source: 0001127602-21-006527 · form4.xml · derivative · entry 3

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,147

Underlying: Common Stock · 48,749 shares

Expires 2025-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to buy a total of 147,896 shares, became exercisable in four installments of 36,974 shares each on November 16, 2016, November 16, 2017, November 16, 2018 and November 16, 2019.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:00 UTC
CULVER JOHNgroup pres, Int'l & Channel
SaleCommon Stock 48,749 $106.51 $5,192,207.24
Disclosure

SEC source: 0001127602-21-006527 · form4.xml · nonDerivative · entry 2

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,687.047

F2 · price: This transaction was executed in multiple trades at prices ranging from $106.50 to $106.517. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:00 UTC
CULVER JOHNgroup pres, Int'l & Channel
Exercise / conversionCommon Stock 48,749 $60.68 $2,958,089.32
Disclosure

SEC source: 0001127602-21-006527 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,436.047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 39 shares purchased on December 31, 2020, pursuant to the Starbucks Corporation Employee Stock Purchase Plan, and 348.753 accrued dividend equivalents on unvested restricted stock units.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:06 UTC GrantCommon Stock 9,421 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006529 · form4.xml · nonDerivative · entry 1

Ruggeri Rachel · CIK 0001842880 · evp, cfo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,915

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on February 16, 2021. RSUs vest as follows: one increment of 4,711 shares on February 16, 2023 and one increment of 4,710 shares on February 16, 2025, subject to continued employment.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:10 UTC
Woods Ginaevp, Public Affairs
GrantCommon Stock 9,421 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006532 · form4.xml · nonDerivative · entry 1

Woods Gina · CIK 0001842043 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,545.226

F1 · shares: Represents Restricted Stock Units ("RSUs") granted February 16, 2021. RSUs vest as follows: one increment of 4,711 shares on February 16, 2023 and one increment of 4,710 shares on February 16, 2025.

Read SEC document
February 03, 2021 Filed Mar 31, 2021 20:26 UTC
Gonzalez Rachel Aevp, general counsel
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012419 · form4.xml · nonDerivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,904.893

Read SEC document
December 17, 2020 Filed Dec 21, 2020 23:09 UTC Tax withholdingCommon Stock 14,268 $103.21 $1,472,600.28
Disclosure

SEC source: 0001127602-20-032117 · form4.xml · nonDerivative · entry 1

Grismer Patrick J · CIK 0001548438 · evp and cfo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,652.741

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Includes 421.24 accrued dividend equivalents on unvested RSUs.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 20:55 UTC
Lis Angelaevp, chief partner officer
SaleCommon Stock 4,500 $103.22 $464,491.35
Disclosure

SEC source: 0001127602-20-031343 · form4.xml · nonDerivative · entry 1

Lis Angela · CIK 0001831515 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,562.449

F1 · balance_after: Includes 23.989 accrued dividend equivalents on unvested RSUs.

Read SEC document
November 25, 2020 Filed Nov 27, 2020 22:09 UTC SaleCommon Stock 2,925 $98.28 $287,469.00
Disclosure

SEC source: 0001127602-20-030090 · form4.xml · nonDerivative · entry 1

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,199.649

Read SEC document
November 17, 2020 Filed Nov 19, 2020 02:03 UTC
JOHNSON KEVIN RDirector · president and ceo
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 107,764 $0.00 Strike: $56.10 $0.00
Disclosure

SEC source: 0001127602-20-029512 · form4.xml · derivative · entry 4

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,343

Underlying: Common Stock · 107,764 shares

Expires 2026-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option, representing the right to buy a total of 445,633 shares, became exercisable in one increment of 111,409 shares on November 21, 2017 and two increments of 111,408 shares each on November 21, 2018 and November 21, 2019 and becomes exercisable in one increment of 111,408 shares on November 21, 2020.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 02:03 UTC
JOHNSON KEVIN RDirector · president and ceo
SaleCommon Stock 107,764 $98.43 $10,606,919.56
Disclosure

SEC source: 0001127602-20-029512 · form4.xml · nonDerivative · entry 3

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,500.144

F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $98.00 to $98.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 02:03 UTC
JOHNSON KEVIN RDirector · president and ceo
Exercise / conversionCommon Stock 107,764 $56.10 $6,045,560.40
Disclosure

SEC source: 0001127602-20-029512 · form4.xml · nonDerivative · entry 2

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,264.144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:03 UTC
JOHNSON KEVIN RDirector · president and ceo
Tax withholdingCommon Stock 7,421 $97.78 $725,625.38
Disclosure

SEC source: 0001127602-20-029512 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,500.144

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: This amount includes additional shares reported in the Form 4A amending the report originally filed on November 13, 2020.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:05 UTC
BREWER ROSALIND GDirector · group president and coo
Tax withholdingCommon Stock 4,871 $97.78 $476,286.38
Disclosure

SEC source: 0001127602-20-029514 · form4.xml · nonDerivative · entry 1

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,408.12

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:07 UTC
CULVER JOHNgroup pres, Int'l & Channel
Tax withholdingCommon Stock 3,393 $97.78 $331,767.54
Disclosure

SEC source: 0001127602-20-029516 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,299.294

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:09 UTC
Gonzalez Rachel Aevp, general counsel & sec.
Tax withholdingCommon Stock 1,822 $97.78 $178,155.16
Disclosure

SEC source: 0001127602-20-029518 · form4.xml · nonDerivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel & sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,626.054

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:11 UTC
Lis Angelaevp, chief partner officer
Tax withholdingCommon Stock 678 $97.78 $66,294.84
Disclosure

SEC source: 0001127602-20-029520 · form4.xml · nonDerivative · entry 1

Lis Angela · CIK 0001831515 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,811.46

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:12 UTC
Walker Jillsvp chief accounting officer
Tax withholdingCommon Stock 519 $97.78 $50,747.82
Disclosure

SEC source: 0001127602-20-029522 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,977.12

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2020 Filed Dec 8, 2020 00:06 UTC
Lis Angelaevp, chief partner officer
GrantCommon Stock 10,227 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030748 · form4.xml · nonDerivative · entry 1

Lis Angela · CIK 0001831515 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,038.46

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 16, 2020. RSUs vest as follows, one increment of 5,114 shares on November 16, 2022 and one increment of 5,113 shares on November 16, 2024.

Read SEC document
November 13, 2020 Filed Nov 18, 2020 00:43 UTC
BREWER ROSALIND GDirector · group president and coo
Tax withholdingCommon Stock 2,865 $95.56 $273,779.40
Disclosure

SEC source: 0001127602-20-029371 · form4.xml · nonDerivative · entry 1

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,279.12

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 13, 2020 Filed Nov 18, 2020 00:45 UTC
CULVER JOHNgroup pres, Int'l & Channel
Tax withholdingCommon Stock 1,398 $95.56 $133,592.88
Disclosure

SEC source: 0001127602-20-029373 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,692.294

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 13, 2020 Filed Nov 18, 2020 00:48 UTC
Gonzalez Rachel Aevp, general counsel & sec.
Tax withholdingCommon Stock 1,221 $95.56 $116,678.76
Disclosure

SEC source: 0001127602-20-029376 · form4.xml · nonDerivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel & sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,448.054

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 13, 2020 Filed Nov 18, 2020 00:53 UTC Tax withholdingCommon Stock 2,142 $95.56 $204,689.52
Disclosure

SEC source: 0001127602-20-029378 · form4.xml · nonDerivative · entry 1

Grismer Patrick J · CIK 0001548438 · evp and cfo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,499.504

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 13, 2020 Filed Nov 18, 2020 01:02 UTC
Lis Angelaevp, chief partner officer
Tax withholdingCommon Stock 111 $95.56 $10,607.16
Disclosure

SEC source: 0001127602-20-029382 · form4.xml · nonDerivative · entry 1

Lis Angela · CIK 0001831515 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,489.46

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 13, 2020 Filed Nov 18, 2020 00:58 UTC
JOHNSON KEVIN RDirector · president and ceo
Tax withholdingCommon Stock 6,043 $95.56 $577,469.08
Disclosure

SEC source: 0001127602-20-029380 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,712.144

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 13, 2020 Filed Nov 18, 2020 01:03 UTC
Walker Jillsvp chief accounting officer
Tax withholdingCommon Stock 75 $95.56 $7,167.00
Disclosure

SEC source: 0001127602-20-029384 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,496.12

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 23:09 UTC
JOHNSON KEVIN RDirector · president and ceo
GrantCommon Stock 56,818 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029016 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,755.144

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 11, 2020 and vest in two increments of 14,205 shares each on November 11, 2021 and November 11, 2022, and two increments of 14,204 shares each on November 11, 2023 and November 11, 2024.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 23:14 UTC
BREWER ROSALIND GDirector · group president and coo
GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029018 · form4.xml · nonDerivative · entry 1

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,144.12

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 11, 2020 and vest in three increments of 4,735 shares each on November 11, 2021, November 11, 2022 and November 11, 2023, and one increment of 4,734 shares on November 11, 2024.

F2 · balance_after: Includes 133.246 accrued dividend equivalents on unvested Restricted Stock Units.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 23:17 UTC
CULVER JOHNgroup pres, Int'l & Channel
GrantCommon Stock 25,253 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029020 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,090.294

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 11, 2020 and vest in one increment of 6,314 shares on November 11, 2021 and three increments of 6,313 shares each on each of November 11, 2022, November 11, 2023 and November 11, 2024.

F2 · balance_after: Includes 370 shares purchased on various dates pursuant to the Starbucks Corporation Employee Stock Purchase Plan, and 1,058.639 accrued dividend equivalents on unvested RSUs.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 23:20 UTC
Gonzalez Rachel Aevp, general counsel & sec.
GrantCommon Stock 14,731 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029022 · form4.xml · nonDerivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel & sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,669.054

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 11, 2020 and vests in three increments of 3,683 shares each on November 11, 2021, November 11, 2022, and November 11, 2023, and in one increment of 3,682 shares on November 11, 2024.

F2 · balance_after: Includes 579.867 accrued dividend equivalents on unvested Restricted Stock Units.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 23:24 UTC GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029024 · form4.xml · nonDerivative · entry 1

Grismer Patrick J · CIK 0001548438 · evp and cfo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,641.504

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted on November 11, 2020 and vest in three equal increments of 4,735 shares each on November 11, 2021, November 11, 2022 and November 11, 2023 and one increment of 4,734 shares on November 11, 2024.

F2 · balance_after: Includes 1,422.89 accrued dividend equivalents on unvested Restricted Stock Units.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 23:26 UTC
Lis Angelaevp, chief partner officer
GrantCommon Stock 10,522 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029026 · form4.xml · nonDerivative · entry 1

Lis Angela · CIK 0001831515 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,600.46

F1 · shares: Represents 10,522 Restricted Stock Units ("RSUs") granted on November 11, 2020. RSUs vest as follows, two increments of 2,631 shares each on November 11, 2021 and November 11, 2022, and two increments of 2,630 shares each on November 11, 2023 and November 11, 2024.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 23:30 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 46,778 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-029028 · form4.xml · derivative · entry 3

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,778 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 23:30 UTC SaleCommon Stock 46,778 $95.70 $4,476,420.71
Disclosure

SEC source: 0001127602-20-029028 · form4.xml · nonDerivative · entry 2

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,922.665

Read SEC document
November 11, 2020 Filed Nov 13, 2020 23:30 UTC Exercise / conversionCommon Stock 46,778 $15.39 $720,030.37
Disclosure

SEC source: 0001127602-20-029028 · form4.xml · nonDerivative · entry 1

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,700.665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 158.575 deferred stock units acquired representing dividends on deferred stock units pursuant to the dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Also includes 405.950 shares acquired pursuant to a dividend reinvestment plan.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 23:33 UTC
Walker Jillsvp chief accounting officer
GrantCommon Stock 1,052 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029030 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,571.12

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 11, 2020 and vest in four increments of 263 shares each on November 11, 2021, November 11, 2022, November 13, 2023 and November 11, 2024.

F2 · balance_after: Includes 78.914 accrued dividend equivalents on unvested RSUs.

Read SEC document
November 11, 2020 Filed Nov 19, 2020 02:02 UTC Amendment
JOHNSON KEVIN RDirector · president and ceo
GrantCommon Stock 61,027 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029510 · form4a.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,964.144

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 11, 2020 and vest in three increments of 15,257 shares each on November 11, 2021, November 11, 2022, November 11, 2023 and one increment of 15,256 shares on November 11, 2024. This amendment is being filed to correct the number of RSUs granted which was inadvertently misstated in the original Form 4.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 01:06 UTC
JOHNSON KEVIN RDirector · president and ceo
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 107,764 $0.00 Strike: $56.10 $0.00
Disclosure

SEC source: 0001127602-20-028881 · form4.xml · derivative · entry 3

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,107

Underlying: Common Stock · 107,764 shares

Expires 2026-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to buy a total of 445,633 shares, became exercisable in one increment of 111,409 shares on November 21, 2017 and two increments of 111,408 shares each on November 21, 2018 and November 21, 2019 and becomes exercisable in one increment of 111,408 shares on November 21, 2020.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 01:06 UTC
JOHNSON KEVIN RDirector · president and ceo
SaleCommon Stock 107,764 $96.78 $10,429,119.73
Disclosure

SEC source: 0001127602-20-028881 · form4.xml · nonDerivative · entry 2

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,937.144

F1 · shares: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $95.71 to $97.525. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 09, 2020 Filed Nov 13, 2020 01:06 UTC
JOHNSON KEVIN RDirector · president and ceo
Exercise / conversionCommon Stock 107,764 $56.10 $6,045,560.40
Disclosure

SEC source: 0001127602-20-028881 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,701.144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020.

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November 03, 2020 Filed Nov 5, 2020 22:57 UTC SaleCommon Stock 9,650 $88.13 $850,406.25
Disclosure

SEC source: 0001127602-20-028278 · form4.xml · nonDerivative · entry 1

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,124.649

F1 · balance_after: Includes 265.613 deferred stock units acquired representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

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November 03, 2020 Filed Nov 18, 2021 00:31 UTC
JOHNSON KEVIN RDirector · president and ceo
GiftCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029517 · form5.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,126.566

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November 02, 2020 Filed Nov 4, 2020 22:58 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,258 $0.00 Strike: $15.39 $0.00
Disclosure

SEC source: 0001127602-20-028200 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,258 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2020 Filed Nov 4, 2020 22:58 UTC SaleCommon Stock 4,258 $87.56 $372,830.48
Disclosure

SEC source: 0001127602-20-028200 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,524.367

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

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November 02, 2020 Filed Nov 4, 2020 22:58 UTC Exercise / conversionCommon Stock 4,258 $15.39 $65,541.27
Disclosure

SEC source: 0001127602-20-028200 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,782.367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.

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October 16, 2020 Filed Oct 20, 2020 22:09 UTC
BREWER ROSALIND GDirector · group president and coo
Tax withholdingCommon Stock 9,805 $88.52 $867,938.60
Disclosure

SEC source: 0001127602-20-027288 · form4.xml · nonDerivative · entry 1

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,071.874

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Includes 1,054.219 accrued dividend equivalents on unvested Restricted Stock Units.

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October 09, 2020 Filed Oct 10, 2020 01:02 UTC
JOHNSON KEVIN RDirector · president and ceo
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 107,762 $0.00 Strike: $56.10 $0.00
Disclosure

SEC source: 0001127602-20-026769 · form4.xml · derivative · entry 3

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,871

Underlying: Common Stock · 107,762 shares

Expires 2026-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to buy a total of 445,633 shares, became exercisable in one increment of 111,409 shares on November 21, 2017 and two increments of 111,408 shares each on November 21, 2018 and November 21, 2019 and becomes exercisable in one increment of 111,408 shares on November 21, 2020.

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October 09, 2020 Filed Oct 10, 2020 01:02 UTC
JOHNSON KEVIN RDirector · president and ceo
SaleCommon Stock 107,762 $90.08 $9,707,200.96
Disclosure

SEC source: 0001127602-20-026769 · form4.xml · nonDerivative · entry 2

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,937.144

F1 · shares: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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October 09, 2020 Filed Oct 10, 2020 01:02 UTC
JOHNSON KEVIN RDirector · president and ceo
Exercise / conversionCommon Stock 107,762 $56.10 $6,045,448.20
Disclosure

SEC source: 0001127602-20-026769 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,699.144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2020.

F2 · balance_after: Includes 2,239.205 accrued dividend equivalents on unvested Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.