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Nasdaq · USD

SBUX

STARBUCKS CORP

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2886
SEC CIK
0000829224
Parsed reports
1,289

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202603
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2004 Filed Feb 5, 2004 16:57 UTC
ALLING JAMES Cevp, Business and Ops US
SaleCommon Stock 19,100 $36.26 $692,566.00
Disclosure

SEC source: 0001209191-04-007237 · doc4.xml · nonDerivative · entry 2

ALLING JAMES C · CIK 0001270049 · evp, Business and Ops US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,098

Read SEC document
February 03, 2004 Filed Feb 5, 2004 16:57 UTC
ALLING JAMES Cevp, Business and Ops US
Exercise / conversionCommon Stock 28,000 $10.73 $300,440.00
Disclosure

SEC source: 0001209191-04-007237 · doc4.xml · nonDerivative · entry 1

ALLING JAMES C · CIK 0001270049 · evp, Business and Ops US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 5, 2004 17:02 UTC
FOLEY CRAIGDirector
SaleCommon Stock 2,500 $36.61 $91,525.00
Disclosure

SEC source: 0001209191-04-007251 · doc4.xml · nonDerivative · entry 6

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,700

Read SEC document
February 03, 2004 Filed Feb 5, 2004 17:02 UTC
FOLEY CRAIGDirector
SaleCommon Stock 800 $36.60 $29,280.00
Disclosure

SEC source: 0001209191-04-007251 · doc4.xml · nonDerivative · entry 5

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Read SEC document
February 03, 2004 Filed Feb 5, 2004 17:02 UTC
FOLEY CRAIGDirector
SaleCommon Stock 1,800 $36.58 $65,844.00
Disclosure

SEC source: 0001209191-04-007251 · doc4.xml · nonDerivative · entry 4

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Read SEC document
February 03, 2004 Filed Feb 5, 2004 17:02 UTC
FOLEY CRAIGDirector
SaleCommon Stock 400 $36.57 $14,628.00
Disclosure

SEC source: 0001209191-04-007251 · doc4.xml · nonDerivative · entry 3

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800

Read SEC document
February 03, 2004 Filed Feb 5, 2004 17:02 UTC
FOLEY CRAIGDirector
SaleCommon Stock 1,600 $36.56 $58,496.00
Disclosure

SEC source: 0001209191-04-007251 · doc4.xml · nonDerivative · entry 2

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Read SEC document
February 03, 2004 Filed Feb 5, 2004 17:02 UTC
FOLEY CRAIGDirector
SaleCommon Stock 5,200 $36.55 $190,060.00
Disclosure

SEC source: 0001209191-04-007251 · doc4.xml · nonDerivative · entry 1

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,800

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:36 UTC
SMITH ORINDirector · president and ceo
Exercise / conversionEmployee (Non Qualified) Stock Option (right to buy) · Derivative 75,400 $0.00 Strike: $14.80 $0.00
Disclosure

SEC source: 0001209191-04-006378 · doc4.xml · derivative · entry 9

SMITH ORIN · CIK 0001181112 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,100

Underlying: Common Stock · 75,400 shares

Expires 2011-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:36 UTC
SMITH ORINDirector · president and ceo
Exercise / conversionEmployee (Non Qualified) Stock Option (right to buy) · Derivative 583,500 $0.00 Strike: $13.03 $0.00
Disclosure

SEC source: 0001209191-04-006378 · doc4.xml · derivative · entry 8

SMITH ORIN · CIK 0001181112 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 583,500 shares

Expires 2010-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:36 UTC
SMITH ORINDirector · president and ceo
Exercise / conversionEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 341,100 $0.00 Strike: $11.63 $0.00
Disclosure

SEC source: 0001209191-04-006378 · doc4.xml · derivative · entry 7

SMITH ORIN · CIK 0001181112 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 341,000 shares

Expires 2009-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:36 UTC
SMITH ORINDirector · president and ceo
SaleCommon Stock 75,400 $36.28 $2,735,542.16
Disclosure

SEC source: 0001209191-04-006378 · doc4.xml · nonDerivative · entry 6

SMITH ORIN · CIK 0001181112 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,718

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:36 UTC
SMITH ORINDirector · president and ceo
Exercise / conversionCommon Stock 75,400 $14.80 $1,115,920.00
Disclosure

SEC source: 0001209191-04-006378 · doc4.xml · nonDerivative · entry 5

SMITH ORIN · CIK 0001181112 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:36 UTC
SMITH ORINDirector · president and ceo
SaleCommon Stock 583,500 $36.28 $21,169,613.40
Disclosure

SEC source: 0001209191-04-006378 · doc4.xml · nonDerivative · entry 4

SMITH ORIN · CIK 0001181112 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,718

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:36 UTC
SMITH ORINDirector · president and ceo
Exercise / conversionCommon Stock 583,500 $13.03 $7,603,763.55
Disclosure

SEC source: 0001209191-04-006378 · doc4.xml · nonDerivative · entry 3

SMITH ORIN · CIK 0001181112 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:36 UTC
SMITH ORINDirector · president and ceo
SaleCommon Stock 341,000 $36.28 $12,371,616.40
Disclosure

SEC source: 0001209191-04-006378 · doc4.xml · nonDerivative · entry 2

SMITH ORIN · CIK 0001181112 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,718

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:36 UTC
SMITH ORINDirector · president and ceo
Exercise / conversionCommon Stock 341,000 $11.63 $3,964,125.00
Disclosure

SEC source: 0001209191-04-006378 · doc4.xml · nonDerivative · entry 1

SMITH ORIN · CIK 0001181112 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:41 UTC
GARCIA EDUARDOevp, Supply Chain & Coffee Ops
Exercise / conversionEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 36,667 $0.00 Strike: $20.64 $0.00
Disclosure

SEC source: 0001209191-04-006381 · doc4.xml · derivative · entry 6

GARCIA EDUARDO · CIK 0001181115 · evp, Supply Chain & Coffee Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,333

Underlying: Common Stock · 36,667 shares

Expires 2012-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options become exercisable in increments of 36,667 shares on September 30 of 2003 and 2004 and an increment of 36,666 shares on September 30, 2005.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:41 UTC
GARCIA EDUARDOevp, Supply Chain & Coffee Ops
Exercise / conversionEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 13,000 $0.00 Strike: $20.19 $0.00
Disclosure

SEC source: 0001209191-04-006381 · doc4.xml · derivative · entry 5

GARCIA EDUARDO · CIK 0001181115 · evp, Supply Chain & Coffee Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2010-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:41 UTC
GARCIA EDUARDOevp, Supply Chain & Coffee Ops
SaleCommon Stock 36,667 $36.14 $1,325,046.38
Disclosure

SEC source: 0001209191-04-006381 · doc4.xml · nonDerivative · entry 4

GARCIA EDUARDO · CIK 0001181115 · evp, Supply Chain & Coffee Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,974

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:41 UTC
GARCIA EDUARDOevp, Supply Chain & Coffee Ops
Exercise / conversionCommon Stock 36,667 $20.64 $756,806.88
Disclosure

SEC source: 0001209191-04-006381 · doc4.xml · nonDerivative · entry 3

GARCIA EDUARDO · CIK 0001181115 · evp, Supply Chain & Coffee Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:41 UTC
GARCIA EDUARDOevp, Supply Chain & Coffee Ops
SaleCommon Stock 13,000 $36.14 $469,784.90
Disclosure

SEC source: 0001209191-04-006381 · doc4.xml · nonDerivative · entry 2

GARCIA EDUARDO · CIK 0001181115 · evp, Supply Chain & Coffee Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,974

Read SEC document
January 30, 2004 Filed Feb 3, 2004 15:41 UTC
GARCIA EDUARDOevp, Supply Chain & Coffee Ops
Exercise / conversionCommon Stock 13,000 $20.19 $262,437.50
Disclosure

SEC source: 0001209191-04-006381 · doc4.xml · nonDerivative · entry 1

GARCIA EDUARDO · CIK 0001181115 · evp, Supply Chain & Coffee Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2003 Filed Dec 22, 2003 18:28 UTC
ALLING JAMES Cevp, Business and Ops US
Exercise / conversionEmployee (Incentive) Stock Option (right to buy) · Derivative 29,500 $10.67 Strike: $10.67 $314,765.00
Disclosure

SEC source: 0001209191-03-036322 · doc4.xml · derivative · entry 2

ALLING JAMES C · CIK 0001270049 · evp, Business and Ops US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,340

Underlying: Common Stock · 29,500 shares

Expires 2007-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2003 Filed Dec 22, 2003 18:28 UTC
ALLING JAMES Cevp, Business and Ops US
Exercise / conversionCommon Stock 29,500 $10.67 $314,765.00
Disclosure

SEC source: 0001209191-03-036322 · doc4.xml · nonDerivative · entry 1

ALLING JAMES C · CIK 0001270049 · evp, Business and Ops US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2003 Filed Jan 2, 2004 17:11 UTC
SCHULTZ HOWARD DDirector · Chmn & Chief Global Strategist
GiftCommon Stock 1,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-04-000182 · doc4.xml · nonDerivative · entry 1

SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,652,468

Read SEC document
December 01, 2003 Filed Dec 3, 2003 15:17 UTC
FOLEY CRAIGDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $4.14 Strike: $4.14 $103,500.00
Disclosure

SEC source: 0001209191-03-033383 · doc4.xml · derivative · entry 7

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 25,000 shares

Expires 2006-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2003 Filed Dec 3, 2003 15:17 UTC
FOLEY CRAIGDirector
SaleCommon Stock 2,700 $32.53 $87,831.00
Disclosure

SEC source: 0001209191-03-033383 · doc4.xml · nonDerivative · entry 5

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Read SEC document
December 01, 2003 Filed Dec 3, 2003 15:17 UTC
FOLEY CRAIGDirector
SaleCommon Stock 1,300 $32.52 $42,276.00
Disclosure

SEC source: 0001209191-03-033383 · doc4.xml · nonDerivative · entry 4

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,700

Read SEC document
December 01, 2003 Filed Dec 3, 2003 15:17 UTC
FOLEY CRAIGDirector
SaleCommon Stock 500 $32.51 $16,255.00
Disclosure

SEC source: 0001209191-03-033383 · doc4.xml · nonDerivative · entry 3

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
December 01, 2003 Filed Dec 3, 2003 15:17 UTC
FOLEY CRAIGDirector
SaleCommon Stock 20,500 $32.50 $666,250.00
Disclosure

SEC source: 0001209191-03-033383 · doc4.xml · nonDerivative · entry 2

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Read SEC document
December 01, 2003 Filed Dec 3, 2003 15:17 UTC
FOLEY CRAIGDirector
Exercise / conversionCommon Stock 25,000 $4.14 $103,500.00
Disclosure

SEC source: 0001209191-03-033383 · doc4.xml · nonDerivative · entry 1

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 12:52 UTC
BEHAR HOWARDDirector
GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 10,000 $30.46 Strike: $30.46 $304,600.00
Disclosure

SEC source: 0001209191-03-031832 · doc4.xml · derivative · entry 1

BEHAR HOWARD · CIK 0001181111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2013-11-20

Read SEC document
November 20, 2003 Filed Nov 24, 2003 14:22 UTC
ALLING JAMES Cevp, Business & Ops - USA
GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 100,000 $30.46 Strike: $30.46 $3,046,000.00
Disclosure

SEC source: 0001209191-03-031858 · doc4.xml · derivative · entry 1

ALLING JAMES C · CIK 0001270049 · evp, Business & Ops - USA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2013-11-20

F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 14:58 UTC
BOGGS PAULAevp, general counsel & secy
GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 85,000 $30.46 Strike: $30.46 $2,589,100.00
Disclosure

SEC source: 0001209191-03-031876 · doc4.xml · derivative · entry 1

BOGGS PAULA · CIK 0001181771 · evp, general counsel & secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2013-11-20

F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 15:23 UTC GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 175,000 $30.46 Strike: $30.46 $5,330,500.00
Disclosure

SEC source: 0001209191-03-031891 · doc4.xml · derivative · entry 1

CASEY MARTIN MICHAEL · CIK 0001181161 · evp, cfo, cao

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2013-11-20

F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 15:00 UTC
HERNDON WANDAsvp, Worldwide Public Affairs
GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 22,500 $30.46 Strike: $30.46 $685,350.00
Disclosure

SEC source: 0001209191-03-031877 · doc4.xml · derivative · entry 1

HERNDON WANDA · CIK 0001181116 · svp, Worldwide Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2013-11-20

F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 15:27 UTC
DONALD JAMESpresident North America
GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 300,000 $30.46 Strike: $30.46 $9,138,000.00
Disclosure

SEC source: 0001209191-03-031896 · doc4.xml · derivative · entry 1

DONALD JAMES · CIK 0001220755 · president North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2013-11-20

F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 15:41 UTC
GARCIA EDUARDOevp, Supply Chain & Coffee Ops
GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 65,000 $30.46 Strike: $30.46 $1,979,900.00
Disclosure

SEC source: 0001209191-03-031904 · doc4.xml · derivative · entry 1

GARCIA EDUARDO · CIK 0001181115 · evp, Supply Chain & Coffee Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2013-11-20

F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 15:45 UTC
PACE DAVIDevp partner resources
GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 80,000 $30.46 Strike: $30.46 $2,436,800.00
Disclosure

SEC source: 0001209191-03-031906 · doc4.xml · derivative · entry 1

PACE DAVID · CIK 0001181108 · evp partner resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2013-11-20

F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 15:57 UTC
SCHULTZ HOWARD DDirector · Chmn & Chief Global Strategist
GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 550,000 $30.46 Strike: $30.46 $16,753,000.00
Disclosure

SEC source: 0001209191-03-031915 · doc4.xml · derivative · entry 1

SCHULTZ HOWARD D · CIK 0000901737 · Director · Chmn & Chief Global Strategist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2013-11-20

F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 16:16 UTC
TAYLOR SANDRA Esvp, Corp. & Social Resp.
GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 5,625 $30.46 Strike: $30.46 $171,337.50
Disclosure

SEC source: 0001209191-03-031932 · doc4.xml · derivative · entry 1

TAYLOR SANDRA E · CIK 0001243142 · svp, Corp. & Social Resp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 5,625 shares

Expires 2013-11-20

F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 16:17 UTC
SMITH ORINDirector · president and ceo
GrantEmployee (Non-Qualified) Stock Option (right to buy) · Derivative 550,000 $30.46 Strike: $30.46 $16,753,000.00
Disclosure

SEC source: 0001209191-03-031933 · doc4.xml · derivative · entry 1

SMITH ORIN · CIK 0001181112 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2013-11-20

F1 · derivative.exercise_date: The option becomes exercisable in three equal installments on October 1, 2004, 2005, and 2006.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 17:39 UTC
BASS BARBARADirector
GrantCommon Stock 3,283 $30.46 $100,000.18
Disclosure

SEC source: 0001209191-03-031991 · doc4.xml · nonDerivative · entry 1

BASS BARBARA · CIK 0001181117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

Read SEC document
November 20, 2003 Filed Nov 24, 2003 17:45 UTC GrantCommon Stock 3,283 $30.46 $100,000.18
Disclosure

SEC source: 0001209191-03-031992 · doc4.xml · nonDerivative · entry 1

BRADLEY WILLIAM W · CIK 0001191557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

Read SEC document
November 20, 2003 Filed Nov 24, 2003 19:15 UTC GrantPhantom Stock · Derivative 3,283 $30.46 $100,000.18
Disclosure

SEC source: 0001209191-03-032027 · doc4.xml · derivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

Underlying: Common Stock · 3,283 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 19:15 UTC GrantCommon Stock 3,283 $30.46 $100,000.18
Disclosure

SEC source: 0001209191-03-032027 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

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November 20, 2003 Filed Nov 24, 2003 19:18 UTC
FOLEY CRAIGDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 19,698 $30.46 Strike: $30.46 $600,001.08
Disclosure

SEC source: 0001209191-03-032029 · doc4.xml · derivative · entry 1

FOLEY CRAIG · CIK 0001181118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,698

Underlying: Common Stock · 19,698 shares

Expires 2013-11-20

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November 20, 2003 Filed Nov 24, 2003 19:20 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 9,849 $30.46 Strike: $30.46 $300,000.54
Disclosure

SEC source: 0001209191-03-032031 · doc4.xml · derivative · entry 1

SHENNAN JAMES G JR · CIK 0001181119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,849

Underlying: Common Stock · 9,849 shares

Expires 2013-11-20

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November 20, 2003 Filed Nov 24, 2003 19:20 UTC
LEE OLDEN CDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 19,698 $30.46 Strike: $30.46 $600,001.08
Disclosure

SEC source: 0001209191-03-032032 · doc4.xml · derivative · entry 1

LEE OLDEN C · CIK 0001236343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,698

Underlying: Common Stock · 19,698 shares

Expires 2013-11-20

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.