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Nasdaq · USD

SBUX

STARBUCKS CORP

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2886
SEC CIK
0000829224
Parsed reports
1,289

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202603
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2012 Filed Jun 11, 2012 19:57 UTC Exercise / conversionCommon Stock 50,000 $10.18 $508,750.00
Disclosure

SEC source: 0001127602-12-019829 · form4.xml · nonDerivative · entry 1

SHENNAN JAMES G JR · CIK 0001181119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2012 Filed Jun 8, 2012 18:06 UTC
CULVER JOHNpres, Starbucks Coffee CAP
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 33,549 $0.00 Strike: $11.14 $0.00
Disclosure

SEC source: 0001127602-12-019714 · form4.xml · derivative · entry 7

CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,849

Underlying: Common Stock · 0 shares

Expires 2019-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing a right to purchase a total of 51,398 shares, became exercisable in two increments of 12,850 shares each on March 17, 2010 and March 17, 2011, and one increment of 12,849 shares on March 17, 2012, and becomes exercisable as to one increment of 12,849 shares on March 17, 2013.

Read SEC document
June 06, 2012 Filed Jun 8, 2012 18:06 UTC
CULVER JOHNpres, Starbucks Coffee CAP
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 16,534 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001127602-12-019714 · form4.xml · derivative · entry 6

CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

Underlying: Common Stock · 0 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing a right to purchase a total of 66,138 shares, became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and one increment of 16,534 shares on November 17, 2011, and becomes exercisable as to one increment of 16,534 shares on November 17, 2012.

Read SEC document
June 06, 2012 Filed Jun 8, 2012 18:06 UTC
CULVER JOHNpres, Starbucks Coffee CAP
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,986 $0.00 Strike: $22.87 $0.00
Disclosure

SEC source: 0001127602-12-019714 · form4.xml · derivative · entry 5

CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2017-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 23,945 shares, became exercisable in one increment of 5,987 shares on November 19, 2008, and three increments of 5,986 shares each on November 19, 2009, November 19, 2010 and November 19, 2011.

Read SEC document
June 06, 2012 Filed Jun 8, 2012 18:06 UTC
CULVER JOHNpres, Starbucks Coffee CAP
SaleCommon Stock 56,069 $53.31 $2,989,021.57
Disclosure

SEC source: 0001127602-12-019714 · form4.xml · nonDerivative · entry 4

CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,717

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.18 to $53.4515. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2012 Filed Jun 8, 2012 18:06 UTC
CULVER JOHNpres, Starbucks Coffee CAP
Exercise / conversionCommon Stock 33,549 $11.14 $373,735.86
Disclosure

SEC source: 0001127602-12-019714 · form4.xml · nonDerivative · entry 3

CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2012 Filed Jun 8, 2012 18:06 UTC
CULVER JOHNpres, Starbucks Coffee CAP
Exercise / conversionCommon Stock 16,534 $8.64 $142,853.76
Disclosure

SEC source: 0001127602-12-019714 · form4.xml · nonDerivative · entry 2

CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2012 Filed Jun 8, 2012 18:06 UTC
CULVER JOHNpres, Starbucks Coffee CAP
Exercise / conversionCommon Stock 5,986 $22.87 $136,899.82
Disclosure

SEC source: 0001127602-12-019714 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2012 Filed May 10, 2012 18:04 UTC
Alstead Troycfo and cao
Tax withholdingCommon Stock 4,048 $54.19 $219,361.12
Disclosure

SEC source: 0001127602-12-016485 · form4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · cfo and cao

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,927

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
May 08, 2012 Filed May 10, 2012 18:06 UTC
CULVER JOHNpres, Starbucks Coffee CAP
Tax withholdingCommon Stock 3,204 $54.19 $173,624.76
Disclosure

SEC source: 0001127602-12-016487 · form4.xml · nonDerivative · entry 2

CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,717

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Includes 89 shares purchased on December 31, 2011 and 142 shares purchased on March 30, 2012, pursuant to the Starbucks Corporation Employee Stock Purcahse Plan.

Read SEC document
May 01, 2012 Filed May 3, 2012 18:08 UTC GrantCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-015822 · form4.xml · nonDerivative · entry 1

GATES ROBERT M · CIK 0001136541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

F1 · shares: Represents 1,750 Restricted Stock Units granted on May 1, 2012. The Restricted Stock Units vest on November 14, 2012.

Read SEC document
April 30, 2012 Filed May 2, 2012 18:04 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $36.75 $0.00
Disclosure

SEC source: 0001127602-12-015625 · form4.xml · derivative · entry 3

BRADLEY WILLIAM W · CIK 0001191557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,327

Underlying: Common Stock · 10,000 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2012 Filed May 2, 2012 18:04 UTC SaleCommon Stock 10,000 $57.31 $573,140.00
Disclosure

SEC source: 0001127602-12-015625 · form4.xml · nonDerivative · entry 2

BRADLEY WILLIAM W · CIK 0001191557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,021

F2 · price: This transaction was executed in multiple trades at prices ranging from $57.30 to $57.3350. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 30, 2012 Filed May 2, 2012 18:04 UTC Exercise / conversionCommon Stock 10,000 $36.75 $367,500.00
Disclosure

SEC source: 0001127602-12-015625 · form4.xml · nonDerivative · entry 1

BRADLEY WILLIAM W · CIK 0001191557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 26 shares acquired on December 2, 2011 and 24 shares acquired on February 24, 2012, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
March 15, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 400,300 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · derivative · entry 13

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079,947

Underlying: Common Stock · 400,300 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and becomes exercisable in one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018.

Read SEC document
March 15, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
SaleCommon Stock 400,300 $52.89 $21,169,865.50
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 9

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,620,456

F3 · price: This transaction was executed in multiple trades at prices ranging from $52.8400 to $52.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
Exercise / conversionCommon Stock 400,300 $8.64 $3,458,592.00
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 8

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,020,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2012 Filed Mar 16, 2012 18:45 UTC
BOGGS PAULAevp, general counsel & secy
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 89,098 $0.00 Strike: $27.32 $0.00
Disclosure

SEC source: 0001127602-12-010991 · form4.xml · derivative · entry 6

BOGGS PAULA · CIK 0001181771 · evp, general counsel & secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,902

Underlying: Common Stock · 89,098 shares

Expires 2014-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in two increments of 36,667 shares each on October 1, 2005 and October 1, 2006 and one increment of 36,666 shares on October 1, 2007.

Read SEC document
March 15, 2012 Filed Mar 16, 2012 18:45 UTC
BOGGS PAULAevp, general counsel & secy
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,986 $0.00 Strike: $15.23 $0.00
Disclosure

SEC source: 0001127602-12-010991 · form4.xml · derivative · entry 5

BOGGS PAULA · CIK 0001181771 · evp, general counsel & secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,986 shares

Expires 2013-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option representing a right to purchase a total of 170,000 shares, became exercisable in two increments of 56,667 shares on each of October 1, 2004 and October 1, 2005, and one increment of 56,666 shares on October 1, 2006.

Read SEC document
March 15, 2012 Filed Mar 16, 2012 18:45 UTC
BOGGS PAULAevp, general counsel & secy
SaleCommon Stock 95,084 $52.70 $5,010,679.58
Disclosure

SEC source: 0001127602-12-010991 · form4.xml · nonDerivative · entry 4

BOGGS PAULA · CIK 0001181771 · evp, general counsel & secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,289

F1 · price: This transaction was executed in multiple trades at prices ranging from $52.6800 to $52.7513. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2012 Filed Mar 16, 2012 18:45 UTC
BOGGS PAULAevp, general counsel & secy
Exercise / conversionCommon Stock 89,098 $27.32 $2,434,157.36
Disclosure

SEC source: 0001127602-12-010991 · form4.xml · nonDerivative · entry 3

BOGGS PAULA · CIK 0001181771 · evp, general counsel & secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2012 Filed Mar 16, 2012 18:45 UTC
BOGGS PAULAevp, general counsel & secy
Exercise / conversionCommon Stock 5,986 $15.23 $91,166.78
Disclosure

SEC source: 0001127602-12-010991 · form4.xml · nonDerivative · entry 2

BOGGS PAULA · CIK 0001181771 · evp, general counsel & secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 234,700 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · derivative · entry 12

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,480,247

Underlying: Common Stock · 234,700 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and becomes exercisable in one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018.

Read SEC document
March 14, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
SaleCommon Stock 234,700 $52.79 $12,389,953.82
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 7

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,620,456

F2 · price: This transaction was executed in multiple trades at prices ranging from $52.7200 to $52.9100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
Exercise / conversionCommon Stock 234,700 $8.64 $2,027,808.00
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 6

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,855,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2012 Filed May 2, 2012 18:06 UTC
Gass Michellepres, Starbucks Coffee EMEA
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $36.75 $0.00
Disclosure

SEC source: 0001127602-12-015627 · form4.xml · derivative · entry 4

Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,701

Underlying: Common Stock · 30,000 shares

Expires 2016-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in one increment of 12,926 shares on November 20, 2007 and three increments of 12,925 shares each on November 20, 2008, November 20, 2009 and November 20, 2010.

Read SEC document
March 14, 2012 Filed May 2, 2012 18:06 UTC
Gass Michellepres, Starbucks Coffee EMEA
SaleCommon Stock 20,000 $52.57 $1,051,398.00
Disclosure

SEC source: 0001127602-12-015627 · form4.xml · nonDerivative · entry 3

Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,522

F1 · price: This transaction was executed in multiple trades at prices ranging from $52.54 to $52.5950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2012 Filed May 2, 2012 18:06 UTC
Gass Michellepres, Starbucks Coffee EMEA
SaleCommon Stock 30,000 $52.65 $1,579,614.00
Disclosure

SEC source: 0001127602-12-015627 · form4.xml · nonDerivative · entry 2

Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,522

Read SEC document
March 14, 2012 Filed May 2, 2012 18:06 UTC
Gass Michellepres, Starbucks Coffee EMEA
Exercise / conversionCommon Stock 30,000 $36.75 $1,102,500.00
Disclosure

SEC source: 0001127602-12-015627 · form4.xml · nonDerivative · entry 1

Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,100,000 $0.00 Strike: $15.23 $0.00
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · derivative · entry 11

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100,000 shares

Expires 2013-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable in two increments of 366,667 shares each on October 1, 2004 and October 1, 2005 and one increment of 366,666 shares on October 1, 2006. The option expires on November 20, 2013.

Read SEC document
March 13, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
SaleCommon Stock 1,100,000 $52.05 $57,257,970.00
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 5

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,620,456

F1 · price: This transaction was executed in multiple trades at prices ranging from $51.9300 to $52.1268. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
Exercise / conversionCommon Stock 1,100,000 $15.23 $16,753,000.00
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 4

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,720,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2012 Filed Mar 14, 2012 20:11 UTC
BURROWS CLIFFORDpres, Americas and US
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 40,681 $0.00 Strike: $22.06 $0.00
Disclosure

SEC source: 0001127602-12-010695 · form4.xml · derivative · entry 5

BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,682

Underlying: Common Stock · 40,681 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became exercisable in two increments of 20,341 shares each on November 16, 2010 and November 16, 2011, and becomes exercisable in one increment of 20,341 shares on November 16, 2012 and one increment of 20,340 shares on November 16, 2013.

Read SEC document
March 12, 2012 Filed Mar 14, 2012 20:11 UTC
BURROWS CLIFFORDpres, Americas and US
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 33,068 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001127602-12-010695 · form4.xml · derivative · entry 4

BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,069

Underlying: Common Stock · 33,068 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options representing a right to purchase a total of 132,275 shares became exercisable in three increments of 33,069 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and becomes exercisable in one increment of 33,068 shares on November 17, 2012.

Read SEC document
March 12, 2012 Filed Mar 14, 2012 20:11 UTC
BURROWS CLIFFORDpres, Americas and US
SaleCommon Stock 73,749 $51.22 $3,777,261.53
Disclosure

SEC source: 0001127602-12-010695 · form4.xml · nonDerivative · entry 3

BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,907

F1 · price: This transaction was executed in multiple trades at prices ranging from $51.1400 to $51.3000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2012 Filed Mar 14, 2012 20:11 UTC
BURROWS CLIFFORDpres, Americas and US
Exercise / conversionCommon Stock 40,681 $22.06 $897,422.86
Disclosure

SEC source: 0001127602-12-010695 · form4.xml · nonDerivative · entry 2

BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2012 Filed Mar 14, 2012 20:11 UTC
BURROWS CLIFFORDpres, Americas and US
Exercise / conversionCommon Stock 33,068 $8.64 $285,707.52
Disclosure

SEC source: 0001127602-12-010695 · form4.xml · nonDerivative · entry 1

BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 09, 2012 Filed Mar 13, 2012 20:39 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 23,500 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001127602-12-010617 · form4.xml · derivative · entry 3

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,583

Underlying: Common Stock · 23,500 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 09, 2012 Filed Mar 13, 2012 20:39 UTC SaleCommon Stock 23,500 $51.48 $1,209,841.10
Disclosure

SEC source: 0001127602-12-010617 · form4.xml · nonDerivative · entry 2

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,595

F1 · price: This transaction was executed in multiple trades at prices ranging from $51.4450 to $51.5650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 09, 2012 Filed Mar 13, 2012 20:39 UTC Exercise / conversionCommon Stock 23,500 $8.64 $203,040.00
Disclosure

SEC source: 0001127602-12-010617 · form4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2012 Filed Mar 13, 2012 21:28 UTC
Alstead Troycfo and cao
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 39,683 $0.00 Strike: $9.59 $0.00
Disclosure

SEC source: 0001127602-12-010619 · form4.xml · derivative · entry 8

Alstead Troy · CIK 0001450940 · cfo and cao

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,227

Underlying: Common Stock · 39,683 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option representing a right to purchase a total of 52,910 shares became exercisable in two increments of 13,228 shares each on December 18, 2009 and December 18, 2010, in one increment of 13,227 shares on December 18, 2011 and becomes exercisable in one increment of 13,227 shares on December 18, 2012.

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March 09, 2012 Filed Mar 13, 2012 21:28 UTC
Alstead Troycfo and cao
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 49,604 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001127602-12-010619 · form4.xml · derivative · entry 7

Alstead Troy · CIK 0001450940 · cfo and cao

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534

Underlying: Common Stock · 49,604 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option representing a right to purchase a total of 66,138 shares became exercisable in two increments of 16,535 shares each on November 17, 2009 and November 17, 2010, and one increment of 16,534 shares on November 17, 2011 and becomes exercisable in one increment of 16, 534 shares on November 17, 2012.

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March 09, 2012 Filed Mar 13, 2012 21:28 UTC
Alstead Troycfo and cao
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,931 $0.00 Strike: $22.87 $0.00
Disclosure

SEC source: 0001127602-12-010619 · form4.xml · derivative · entry 6

Alstead Troy · CIK 0001450940 · cfo and cao

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,931 shares

Expires 2017-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option representing a right to purchase a total of 43,725 shares became exercisable in one increment of 10,932 shares on November 19, 2008 and three increments of 10,931 shares each on November 19, 2009, November 19, 2010 and November 19, 2011.

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March 09, 2012 Filed Mar 13, 2012 21:28 UTC
Alstead Troycfo and cao
SaleCommon Stock 21,116 $52.15 $1,101,245.86
Disclosure

SEC source: 0001127602-12-010619 · form4.xml · nonDerivative · entry 5

Alstead Troy · CIK 0001450940 · cfo and cao

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,975

F2 · price: This transaction was executed in multiple trades at prices ranging from $52.0000 to $52.4300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 09, 2012 Filed Mar 13, 2012 21:28 UTC
Alstead Troycfo and cao
SaleCommon Stock 109,102 $51.63 $5,632,761.70
Disclosure

SEC source: 0001127602-12-010619 · form4.xml · nonDerivative · entry 4

Alstead Troy · CIK 0001450940 · cfo and cao

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,091

F1 · price: This transaction was executed in multiple trades at prices ranging from $51.1000 to $51.9950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 09, 2012 Filed Mar 13, 2012 21:28 UTC
Alstead Troycfo and cao
Exercise / conversionCommon Stock 39,683 $9.59 $380,559.97
Disclosure

SEC source: 0001127602-12-010619 · form4.xml · nonDerivative · entry 3

Alstead Troy · CIK 0001450940 · cfo and cao

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2012 Filed Mar 13, 2012 21:28 UTC
Alstead Troycfo and cao
Exercise / conversionCommon Stock 49,604 $8.64 $428,578.56
Disclosure

SEC source: 0001127602-12-010619 · form4.xml · nonDerivative · entry 2

Alstead Troy · CIK 0001450940 · cfo and cao

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2012 Filed Mar 13, 2012 21:28 UTC
Alstead Troycfo and cao
Exercise / conversionCommon Stock 10,931 $22.87 $249,991.97
Disclosure

SEC source: 0001127602-12-010619 · form4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · cfo and cao

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
GiftCommon Stock 740,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 3

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT

Disclosed balance after: 0

Read SEC document
February 01, 2012 Filed Mar 15, 2012 18:30 UTC
SCHULTZ HOWARD DDirector · chairman, president and ceo
GiftCommon Stock 740,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-010799 · form4.xml · nonDerivative · entry 2

SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.