Last 12 months
Inside the activity.
1 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2012 Filed Dec 11, 2012 20:37 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock | 396,798 | $8.64 | $3,428,334.72 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,020,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 20:39 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-033576 · form4.xml · derivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,029 Underlying: Common Stock · 5,000 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consisted of an option to purchase a total of 38,029 shares. The option became exercisable in one increment of 9,508 shares on November 17, 2009, and three increments of 9,507 shares each on November 17, 2010, November 17, 2011 and November 17, 2012. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 20:39 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
SaleCommon Stock | 5,000 | $53.15 | $265,741.00 |
DisclosureSEC source: 0001127602-12-033576 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,857 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.14 to $53.1501. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 20:39 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionCommon Stock | 5,000 | $8.64 | $43,200.00 |
DisclosureSEC source: 0001127602-12-033576 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2012 Filed Dec 11, 2012 20:37 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 562,611 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · derivative · entry 9 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517,336 Underlying: Common Stock · 562,611 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option representing a right to buy 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018. Read SEC document |
| December 07, 2012 Filed Dec 11, 2012 20:37 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
SaleCommon Stock | 562,611 | $53.55 | $30,130,407.06 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,623,950 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.4888 to $53.6171. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2012 Filed Dec 11, 2012 20:37 UTC |
SCHULTZ HOWARD DDirector · chairman, president and ceo
|
Exercise / conversionCommon Stock | 562,611 | $8.64 | $4,860,959.04 |
DisclosureSEC source: 0001127602-12-033574 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman, president and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,186,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 18:44 UTC |
LEE OLDEN CDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 24,903 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001127602-12-033206 · form4.xml · derivative · entry 10 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,903 shares Expires 2013-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 18:44 UTC |
LEE OLDEN CDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 30,426 | $0.00 Strike: $12.23 | $0.00 |
DisclosureSEC source: 0001127602-12-033206 · form4.xml · derivative · entry 9 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,426 shares Expires 2013-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a right to purchase 60,000 shares became exercisable in three increments of 20,000 shares each on each of June 17, 2004, June 17, 2005 and June 17, 2006. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 18:44 UTC |
LEE OLDEN CDirector
|
SaleCommon Stock | 55,329 | $52.00 | $2,877,108.00 |
DisclosureSEC source: 0001127602-12-033206 · form4.xml · nonDerivative · entry 6 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,747 Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 18:44 UTC |
LEE OLDEN CDirector
|
Exercise / conversionCommon Stock | 24,903 | $15.23 | $379,272.69 |
DisclosureSEC source: 0001127602-12-033206 · form4.xml · nonDerivative · entry 5 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 18:44 UTC |
LEE OLDEN CDirector
|
Exercise / conversionCommon Stock | 30,426 | $12.23 | $371,957.85 |
DisclosureSEC source: 0001127602-12-033206 · form4.xml · nonDerivative · entry 4 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2012 Filed Dec 7, 2012 18:44 UTC |
LEE OLDEN CDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 8,400 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001127602-12-033206 · form4.xml · derivative · entry 8 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,903 Underlying: Common Stock · 8,400 shares Expires 2013-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2012 Filed Dec 7, 2012 18:44 UTC |
LEE OLDEN CDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 8,824 | $0.00 Strike: $12.23 | $0.00 |
DisclosureSEC source: 0001127602-12-033206 · form4.xml · derivative · entry 7 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,426 Underlying: Common Stock · 8,824 shares Expires 2013-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a right to purchase 60,000 shares became exercisable in three increments of 20,000 shares each on each of June 17, 2004, June 17, 2005 and June 17, 2006. Read SEC document |
| December 05, 2012 Filed Dec 7, 2012 18:44 UTC |
LEE OLDEN CDirector
|
SaleCommon Stock | 17,224 | $52.03 | $896,106.16 |
DisclosureSEC source: 0001127602-12-033206 · form4.xml · nonDerivative · entry 3 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,747 F1 · shares: This transaction was executed in multiple trades at prices ranging from $52.00 to $52.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2012 Filed Dec 7, 2012 18:44 UTC |
LEE OLDEN CDirector
|
Exercise / conversionCommon Stock | 8,400 | $15.23 | $127,932.00 |
DisclosureSEC source: 0001127602-12-033206 · form4.xml · nonDerivative · entry 2 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2012 Filed Dec 7, 2012 18:44 UTC |
LEE OLDEN CDirector
|
Exercise / conversionCommon Stock | 8,824 | $12.23 | $107,873.40 |
DisclosureSEC source: 0001127602-12-033206 · form4.xml · nonDerivative · entry 1 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 18:04 UTC |
LEE OLDEN CDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 6,093 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001127602-12-032992 · form4.xml · derivative · entry 5 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,303 Underlying: Common Stock · 6,093 shares Expires 2013-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 18:04 UTC |
LEE OLDEN CDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,750 | $0.00 Strike: $12.23 | $0.00 |
DisclosureSEC source: 0001127602-12-032992 · form4.xml · derivative · entry 4 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,250 Underlying: Common Stock · 20,750 shares Expires 2013-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a right to purchase 60,000 shares became exercisable in three increments of 20,000 shares each on each of June 17, 2004, June 17, 2005 and June 17, 2006. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 18:04 UTC |
LEE OLDEN CDirector
|
SaleCommon Stock | 26,843 | $52.00 | $1,395,868.21 |
DisclosureSEC source: 0001127602-12-032992 · form4.xml · nonDerivative · entry 3 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,747 F1 · price: This transaction was executed in multiple trades at prices ranging from $52.00 to $52.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 18:04 UTC |
LEE OLDEN CDirector
|
Exercise / conversionCommon Stock | 6,093 | $15.23 | $92,796.39 |
DisclosureSEC source: 0001127602-12-032992 · form4.xml · nonDerivative · entry 2 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 18:04 UTC |
LEE OLDEN CDirector
|
Exercise / conversionCommon Stock | 20,750 | $12.23 | $253,668.75 |
DisclosureSEC source: 0001127602-12-032992 · form4.xml · nonDerivative · entry 1 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2012 Filed May 16, 2013 18:01 UTC |
SHENNAN JAMES G JRDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-017193 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Shennan 1995 Trust Disclosed balance after: 40,000 Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:18 UTC |
ULLMAN MYRON E IIIDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.80 | $0.00 |
DisclosureSEC source: 0001127602-12-032307 · form4.xml · derivative · entry 4 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2013-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option representing a right to purchase a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 7, 2004, May 7, 2005 and May 7, 2006. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:18 UTC |
ULLMAN MYRON E IIIDirector
|
SaleCommon Stock | 100 | $51.21 | $5,121.00 |
DisclosureSEC source: 0001127602-12-032307 · form4.xml · nonDerivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:18 UTC |
ULLMAN MYRON E IIIDirector
|
SaleCommon Stock | 19,900 | $50.71 | $1,009,069.30 |
DisclosureSEC source: 0001127602-12-032307 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 F1 · price: This transaction was executed in multiple trades at prices ranging from $50.18 to $51.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:18 UTC |
ULLMAN MYRON E IIIDirector
|
Exercise / conversionCommon Stock | 20,000 | $11.80 | $236,000.00 |
DisclosureSEC source: 0001127602-12-032307 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:26 UTC |
ULLMAN MYRON E IIIDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.80 | $0.00 |
DisclosureSEC source: 0001127602-12-032140 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2013-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option representing a right to purchase a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 7, 2004, May 7, 2005 and May 7, 2006. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:26 UTC |
ULLMAN MYRON E IIIDirector
|
SaleCommon Stock | 20,000 | $50.81 | $1,016,218.00 |
DisclosureSEC source: 0001127602-12-032140 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $50.80 to $50.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:26 UTC |
ULLMAN MYRON E IIIDirector
|
Exercise / conversionCommon Stock | 20,000 | $11.80 | $236,000.00 |
DisclosureSEC source: 0001127602-12-032140 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:04 UTC |
Alstead Troycfo and cao
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 62,827 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-12-031836 · form4.xml · derivative · entry 1 Alstead Troy · CIK 0001450940 · cfo and cao 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,827 Underlying: Common Stock · 62,827 shares Expires 2022-11-19 F1 · derivative.exercise_date: The options become exercisable in three increments of 15,707 shares each on each of November 19, 2013, November 19, 2014 and November 19, 2015 and one increment of 15,706 shares on November 19, 2016. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:06 UTC |
BRADLEY WILLIAM WDirector
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 3,618 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-12-031838 · form4.xml · derivative · entry 2 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,618 Underlying: Common Stock · 3,618 shares Expires 2022-11-19 Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:06 UTC |
BRADLEY WILLIAM WDirector
|
GrantCommon Stock | 1,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031838 · form4.xml · nonDerivative · entry 1 BRADLEY WILLIAM W · CIK 0001191557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,271 F1 · shares: Represents 1,206 Restricted Stock Units granted November 19, 2012 and vesting on November 19, 2013. F2 · balance_after: Includes 21 shares acquired on May 25, 2012 and 23 shares acquired on August 24, 2012, representing dividends on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:08 UTC |
BURROWS CLIFFORDpres, Americas and US
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 62,827 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-12-031840 · form4.xml · derivative · entry 8 BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,827 Underlying: Common Stock · 62,827 shares Expires 2022-11-19 F5 · derivative.exercise_date: The options become exercisable in three increments of 13,822 shares each on each of November 19, 2013, November 19, 2014 and November 19, 2015 and one increment of 13,821 shares on November 19, 2016. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:08 UTC |
BURROWS CLIFFORDpres, Americas and US
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 68,500 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001127602-12-031840 · form4.xml · derivative · entry 7 BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,500 shares Expires 2014-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options representing a right to purchase a total of 68,500 shares became exercisable in one increment of 22,834 shares on October 1 of 2005, and two increments of 22,833 shares each on October 1 of 2006 and 2007. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:08 UTC |
BURROWS CLIFFORDpres, Americas and US
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 33,069 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-12-031840 · form4.xml · derivative · entry 6 BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,069 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options representing a right to purchase a total of 132,275 shares became exercisable in three increments of 33,069 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, one increment of 33,068 shares on November 17, 2012. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:08 UTC |
BURROWS CLIFFORDpres, Americas and US
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 37,222 | $0.00 Strike: $18.24 | $0.00 |
DisclosureSEC source: 0001127602-12-031840 · form4.xml · derivative · entry 5 BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,222 shares Expires 2018-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options representing a right to purchase a total of 37,222 shares became exercisable in two increments of 9,306 shares each on March 18, 2009 and 2010, and in two increments of 9,305 shares each on March 18, 2011 and 2012. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:08 UTC |
BURROWS CLIFFORDpres, Americas and US
|
SaleCommon Stock | 138,791 | $49.70 | $6,898,148.64 |
DisclosureSEC source: 0001127602-12-031840 · form4.xml · nonDerivative · entry 4 BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,095 F1 · price: This transaction was executed in multiple trades at prices ranging from $49.65 to $49.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:08 UTC |
BURROWS CLIFFORDpres, Americas and US
|
Exercise / conversionCommon Stock | 68,500 | $27.32 | $1,871,420.00 |
DisclosureSEC source: 0001127602-12-031840 · form4.xml · nonDerivative · entry 3 BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:08 UTC |
BURROWS CLIFFORDpres, Americas and US
|
Exercise / conversionCommon Stock | 33,069 | $8.64 | $285,716.16 |
DisclosureSEC source: 0001127602-12-031840 · form4.xml · nonDerivative · entry 2 BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:08 UTC |
BURROWS CLIFFORDpres, Americas and US
|
Exercise / conversionCommon Stock | 37,222 | $18.24 | $678,929.28 |
DisclosureSEC source: 0001127602-12-031840 · form4.xml · nonDerivative · entry 1 BURROWS CLIFFORD · CIK 0001429248 · pres, Americas and US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:14 UTC |
CULVER JOHNpres, Starbucks Coffee CAP
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 68,212 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-12-031843 · form4.xml · derivative · entry 2 CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,212 Underlying: Common Stock · 68,212 shares Expires 2022-11-19 F2 · derivative.exercise_date: The options become exercisable in four increments of 17,053 shares each on each of November 19, 2013, November 19, 2014, November 19, 2015 and November 19, 2016. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:14 UTC |
CULVER JOHNpres, Starbucks Coffee CAP
|
GrantCommon Stock | 20,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031843 · form4.xml · nonDerivative · entry 1 CULVER JOHN · CIK 0001456877 · pres, Starbucks Coffee CAP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,929 F1 · shares: Represents 20,105 Restricted Stock Units ("RSUs") granted on November 19, 2012 and vesting over a four-year period, with 10,053 RSUs vesting on November 19, 2014 and 10,052 RSUs vesting on November 19, 2016. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:16 UTC |
Gass Michellepres, Starbucks Coffee EMEA
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 55,287 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-12-031845 · form4.xml · derivative · entry 2 Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,287 Underlying: Common Stock · 55,287 shares Expires 2022-11-19 F2 · derivative.exercise_date: The options become exercisable in three increments of 13,822 shares each on each of November 19, 2013, November 19, 2014 and November 19, 2015 and one increment of 13,821 shares on November 19, 2016. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:16 UTC |
Gass Michellepres, Starbucks Coffee EMEA
|
GrantCommon Stock | 20,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031845 · form4.xml · nonDerivative · entry 1 Gass Michelle · CIK 0001450262 · pres, Starbucks Coffee EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,044 F1 · shares: Represents 20,105 Restricted Stock Units ("RSUs') granted on November 19, 2012 and vesting over a four-year period, with 10,053 RSUs vesting on November 19, 2014 and 10,052 RSUs vesting on November 19, 2016. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:17 UTC |
GATES ROBERT MDirector
|
GrantCommon Stock | 4,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031849 · form4.xml · nonDerivative · entry 1 GATES ROBERT M · CIK 0001136541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,574 F1 · shares: Represents 4,825 Restricted Stock Units ("RSUs") granted on November 19, 2012 and vesting on November 19, 2013. F2 · balance_after: On the Reporting Person's Form 4 filed on May 3, 2012, the number of RSUs granted on May 1, 2012 was overreported by 1 share due to a rounding error. The number of shares has been corrected on this Form 4 filing. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:19 UTC |
Hansberry Jeffery Jpres, Channel Development
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 55,287 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-12-031852 · form4.xml · derivative · entry 1 Hansberry Jeffery J · CIK 0001493387 · pres, Channel Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,287 Underlying: Common Stock · 55,287 shares Expires 2022-11-19 F1 · derivative.exercise_date: The options become exercisable in three increments of 13,822 shares each on each of November 19, 2013, November 19, 2014 and November 19, 2015 and one increment of 13,821 shares on November 19, 2016. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:21 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 39,491 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-12-031854 · form4.xml · derivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,491 Underlying: Common Stock · 39,491 shares Expires 2022-11-19 F1 · derivative.exercise_date: The options become exercisable in three increments of 9,873 shares each on each of November 19, 2013, November 19, 2014 and November 19, 2015 and one increment of 9,872 shares on November 19, 2016. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:23 UTC |
HOBSON MELLODY LDirector
|
GrantCommon Stock | 4,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031856 · form4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,419 F1 · shares: Represents 4,825 Restricted Stock Units granted on November 19, 2012 and vesting on November 19, 2013. F2 · balance_after: On the Reporting Person's Form 4 filed on November 16, 2011, the number of RSUs granted on November 14, 2011 was overreported by 1 share due to a rounding error. The number of shares has been corrected on this Form 4 filing. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:33 UTC |
LEE OLDEN CDirector
|
GrantCommon Stock | 4,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031864 · form4.xml · nonDerivative · entry 1 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,747 F1 · shares: Represents 4,825 Restricted Stock Units granted November 19, 2012 and vesting on November 19, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.