Last 12 months
Inside the activity.
1 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2016 Filed May 11, 2016 21:56 UTC |
CULVER JOHNgroup pres, CAP, Channel Dev
|
Exercise / conversionCommon Stock | 20,214 | $15.39 | $311,144.00 |
DisclosureSEC source: 0001127602-16-051831 · form4.xml · nonDerivative · entry 1 CULVER JOHN · CIK 0001456877 · group pres, CAP, Channel Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 37 shares purchased on December 31, 2015 and 305 shares purchased on March 31, 2016, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| April 28, 2016 Filed May 2, 2016 21:56 UTC |
SHENNAN JAMES G JRDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 48,334 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001127602-16-050565 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,334 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 83,334 shares, becomes exercisable in one increment on November 17, 2009. Read SEC document |
| April 28, 2016 Filed May 2, 2016 21:56 UTC |
SHENNAN JAMES G JRDirector
|
SaleCommon Stock | 48,334 | $56.93 | $2,751,707.79 |
DisclosureSEC source: 0001127602-16-050565 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,059 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.920 to $57.005. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 28, 2016 Filed May 2, 2016 21:56 UTC |
SHENNAN JAMES G JRDirector
|
Exercise / conversionCommon Stock | 48,334 | $4.32 | $208,802.88 |
DisclosureSEC source: 0001127602-16-050565 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2016 Filed Nov 15, 2016 23:28 UTC |
WEATHERUP CRAIGDirector
|
GiftCommon Stock | 5,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067273 · form5.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Weatherup Family Trust Disclosed balance after: 52,796 Read SEC document |
| March 16, 2016 Filed Mar 18, 2016 20:40 UTC |
JOHNSON KEVIN RDirector · president and coo
|
Tax withholdingCommon Stock | 11,267 | $59.67 | $672,301.89 |
DisclosureSEC source: 0001127602-16-046947 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and coo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,054 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 29, 2016 Filed Mar 2, 2016 23:12 UTC |
SHENNAN JAMES G JRDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001127602-16-044616 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,334 Underlying: Common Stock · 20,000 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 83,334 shares, became exercisable in one increment on November 17, 2009. Read SEC document |
| February 29, 2016 Filed Mar 2, 2016 23:12 UTC |
SHENNAN JAMES G JRDirector
|
SaleCommon Stock | 20,000 | $59.00 | $1,179,900.00 |
DisclosureSEC source: 0001127602-16-044616 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,059 Read SEC document |
| February 29, 2016 Filed Mar 2, 2016 23:12 UTC |
SHENNAN JAMES G JRDirector
|
Exercise / conversionCommon Stock | 20,000 | $4.32 | $86,400.00 |
DisclosureSEC source: 0001127602-16-044616 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 117 deferred stock units acquired on February 19, 2016, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| February 19, 2016 Filed Feb 22, 2016 23:09 UTC |
JOHNSON KEVIN RDirector · president and coo
|
GrantCommon Stock | 89,318 | $47.02 | $4,199,955.66 |
DisclosureSEC source: 0001127602-16-042758 · form4.xml · nonDerivative · entry 1 JOHNSON KEVIN R · CIK 0001193107 · Director · president and coo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,321 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of the performance goal under performance-based restricted stock units granted on March 16, 2015. The RSUs were awarded in connection with the reporting person's appointment in fiscal 2015 as the issuer's president and chief operating officer, and will vest in one increment of 29,774 shares on March 16, 2016 and two increments of 29,772 shares each on March 16, 2017 and March 16, 2018. Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 23:07 UTC |
Maw Scott Harlanevp, chief financial officer
|
Tax withholdingCommon Stock | 1,127 | $56.96 | $64,193.92 |
DisclosureSEC source: 0001127602-16-042756 · form4.xml · nonDerivative · entry 1 Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,833 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 17, 2016 Filed Feb 19, 2016 23:14 UTC |
SHENNAN JAMES G JRDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 16,484 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-16-042532 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,484 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 31,484 shares, became exercisable in one increment on November 19, 2008. Read SEC document |
| February 17, 2016 Filed Feb 19, 2016 23:14 UTC |
SHENNAN JAMES G JRDirector
|
SaleCommon Stock | 16,484 | $56.91 | $938,058.28 |
DisclosureSEC source: 0001127602-16-042532 · form4.xml · nonDerivative · entry 3 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,942 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.900 to $56.935. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2016 Filed Feb 19, 2016 23:14 UTC |
SHENNAN JAMES G JRDirector
|
Exercise / conversionCommon Stock | 16,484 | $11.44 | $188,494.54 |
DisclosureSEC source: 0001127602-16-042532 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2016 Filed Feb 17, 2016 23:15 UTC |
SHENNAN JAMES G JRDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-16-041967 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,484 Underlying: Common Stock · 15,000 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F3 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F4 · derivative.exercise_date: The option, representing the right to buy a total of 31,484 shares (adjusted to reflect the stock split), became exercisable in one increment on November 19, 2008. F3 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| February 12, 2016 Filed Feb 17, 2016 23:15 UTC |
SHENNAN JAMES G JRDirector
|
SaleCommon Stock | 15,000 | $55.37 | $830,616.00 |
DisclosureSEC source: 0001127602-16-041967 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,942 F2 · price: This transaction was executed in multiple trades at prices ranging from $55.37 to $55.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2016 Filed Feb 17, 2016 23:15 UTC |
SHENNAN JAMES G JRDirector
|
Exercise / conversionCommon Stock | 15,000 | $11.44 | $171,525.00 |
DisclosureSEC source: 0001127602-16-041967 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split. Read SEC document |
| February 12, 2016 Filed Feb 19, 2016 23:14 UTC |
SHENNAN JAMES G JRDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-042532 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Shennan 1995 Trust Disclosed balance after: 35,000 Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 23:00 UTC |
SHENNAN JAMES G JRDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 16,328 | $0.00 Strike: $18.38 | $0.00 |
DisclosureSEC source: 0001127602-16-041048 · form4.xml · derivative · entry 6 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,328 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F4 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F5 · derivative.exercise_date: The option, representing the right to buy a total of 16,328 shares (adjusted to reflect the stock split), became exercisable in one increment on November 20, 2007. F4 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 23:00 UTC |
SHENNAN JAMES G JRDirector
|
SaleCommon Stock | 16,328 | $55.31 | $903,178.42 |
DisclosureSEC source: 0001127602-16-041048 · form4.xml · nonDerivative · entry 2 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,942 F3 · price: This transaction was executed in multiple trades at prices ranging from $55.3101 to $55.3150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 23:00 UTC |
SHENNAN JAMES G JRDirector
|
Exercise / conversionCommon Stock | 16,328 | $18.38 | $300,027.00 |
DisclosureSEC source: 0001127602-16-041048 · form4.xml · nonDerivative · entry 1 SHENNAN JAMES G JR · CIK 0001181119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split. F2 · balance_after: Includes 108 deferred stock units acquired on November 27, 2015, representing a dividend on deferred stock units pursuant to a dividend reinvestment plan. Read SEC document |
| January 27, 2016 Filed Jan 29, 2016 23:06 UTC |
WEATHERUP CRAIGDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001127602-16-038564 · form4.xml · derivative · entry 6 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,666 Underlying: Common Stock · 55,000 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F2 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F2 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| January 27, 2016 Filed Jan 29, 2016 23:06 UTC |
WEATHERUP CRAIGDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 62,966 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-16-038564 · form4.xml · derivative · entry 5 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,966 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F2 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F2 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| January 27, 2016 Filed Jan 29, 2016 23:06 UTC |
WEATHERUP CRAIGDirector
|
SaleCommon Stock | 117,966 | $58.32 | $6,879,187.29 |
DisclosureSEC source: 0001127602-16-038564 · form4.xml · nonDerivative · entry 3 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $58.15 to $58.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 27, 2016 Filed Jan 29, 2016 23:06 UTC |
WEATHERUP CRAIGDirector
|
Exercise / conversionCommon Stock | 55,000 | $4.32 | $237,600.00 |
DisclosureSEC source: 0001127602-16-038564 · form4.xml · nonDerivative · entry 2 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2016 Filed Jan 29, 2016 23:06 UTC |
WEATHERUP CRAIGDirector
|
Exercise / conversionCommon Stock | 62,966 | $11.44 | $720,016.21 |
DisclosureSEC source: 0001127602-16-038564 · form4.xml · nonDerivative · entry 1 WEATHERUP CRAIG · CIK 0001181120 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2016 Filed Jan 27, 2016 23:25 UTC |
Dillon Mary NDirector
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 3,480 | $0.00 Strike: $57.71 | $0.00 |
DisclosureSEC source: 0001127602-16-038082 · form4.xml · derivative · entry 2 Dillon Mary · CIK 0001340358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,480 Underlying: Common Stock · 3,480 shares Expires 2026-01-25 F2 · shares: The option, representing the right to buy a total of 3,480 shares, becomes exercisable in one increment on November 16, 2016. Read SEC document |
| January 25, 2016 Filed Jan 27, 2016 23:25 UTC |
Dillon Mary NDirector
|
GrantCommon Stock | 2,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-038082 · form4.xml · nonDerivative · entry 1 Dillon Mary · CIK 0001340358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,154 F1 · shares: Represents 2,154 restricted stock units granted on January 25, 2016 and vesting in one increment on November 16, 2016. Read SEC document |
| January 19, 2016 Filed Jan 21, 2016 23:20 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Tax withholdingCommon Stock | 1,224 | $58.55 | $71,665.20 |
DisclosureSEC source: 0001127602-16-037564 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,593 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes 119 shares purchased on December 31, 2015, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| December 09, 2015 Filed Dec 11, 2015 23:09 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $26.27 | $0.00 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · derivative · entry 6 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,244 Underlying: Common Stock · 10,000 shares Expires 2022-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 39,244 shares, became exercisable in two increments of 9,812 shares each on June 15, 2013 and June 15, 2014, in one increment of 9,810 shares on June 15, 2015 and 9,810 shares will become exercisable on June 15, 2016. Read SEC document |
| December 09, 2015 Filed Dec 11, 2015 23:09 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,356 | $0.00 Strike: $21.82 | $0.00 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · derivative · entry 5 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,356 shares Expires 2021-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 13,426 shares, became exercisable in one increment of 3,358 shares on November 14, 2012, and three increments of 3,356 shares each on November 14, 2013, November 14, 2014 and November 14, 2015. Read SEC document |
| December 09, 2015 Filed Dec 11, 2015 23:09 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
SaleCommon Stock | 13,356 | $62.05 | $828,763.84 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · nonDerivative · entry 4 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,698 F1 · price: This transaction was executed in multiple trades at prices ranging from $61.60 to $62.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2015 Filed Dec 11, 2015 23:09 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionCommon Stock | 10,000 | $26.27 | $262,700.00 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · nonDerivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2015 Filed Dec 11, 2015 23:09 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Exercise / conversionCommon Stock | 3,356 | $21.82 | $73,227.92 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2015 Filed Dec 11, 2015 00:16 UTC |
SCHULTZ HOWARD DDirector · chairman and ceo
|
SaleCommon Stock | 162,099 | $62.23 | $10,086,934.47 |
DisclosureSEC source: 0001127602-15-033819 · form4.xml · nonDerivative · entry 4 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,581,240 Read SEC document |
| December 08, 2015 Filed Dec 11, 2015 00:16 UTC |
SCHULTZ HOWARD DDirector · chairman and ceo
|
GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033819 · form4.xml · nonDerivative · entry 3 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,743,339 Read SEC document |
| December 08, 2015 Filed Dec 11, 2015 23:09 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
GiftCommon Stock | 14,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,698 Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 00:32 UTC |
LEE OLDEN CDirector
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 26,000 | $0.00 Strike: $15.39 | $0.00 |
DisclosureSEC source: 0001127602-15-033673 · form4.xml · derivative · entry 4 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 20,778 Underlying: Common Stock · 26,000 shares Expires 2020-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 00:32 UTC |
LEE OLDEN CDirector
|
SaleCommon Stock | 26,000 | $61.58 | $1,601,054.00 |
DisclosureSEC source: 0001127602-15-033673 · form4.xml · nonDerivative · entry 2 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $61.555 to $61.655. The price reported above reflects the weigted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 00:32 UTC |
LEE OLDEN CDirector
|
Exercise / conversionCommon Stock | 26,000 | $15.39 | $400,205.00 |
DisclosureSEC source: 0001127602-15-033673 · form4.xml · nonDerivative · entry 1 LEE OLDEN C · CIK 0001236343 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 26,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person previously transferred this option, as a gift, to a trust for the benefit of the reporting person's adult son, of which the reporting person is the primary trustee. Read SEC document |
| December 04, 2015 Filed Dec 11, 2015 00:16 UTC |
SCHULTZ HOWARD DDirector · chairman and ceo
|
GiftCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033819 · form4.xml · nonDerivative · entry 2 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 2,000,000 Read SEC document |
| December 04, 2015 Filed Dec 11, 2015 00:16 UTC |
SCHULTZ HOWARD DDirector · chairman and ceo
|
GiftCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033819 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,943,339 F1 · balance_after: This total has been reduced to reflect the gift of 2,000,000 shares of common stock to the reporting person's spouse reported in this Form 4, and 2,000,000 shares previously contributed by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:17 UTC |
BURROWS CLIFFORDgroup pres. US, Americas
|
Tax withholdingCommon Stock | 10,700 | $61.46 | $657,622.00 |
DisclosureSEC source: 0001127602-15-032342 · form4.xml · nonDerivative · entry 1 BURROWS CLIFFORD · CIK 0001429248 · group pres. US, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,024 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:19 UTC |
CULVER JOHNgroup pres, CAP, Channel Dev
|
Tax withholdingCommon Stock | 11,618 | $61.46 | $714,042.28 |
DisclosureSEC source: 0001127602-15-032344 · form4.xml · nonDerivative · entry 1 CULVER JOHN · CIK 0001456877 · group pres, CAP, Channel Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,426 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:21 UTC |
Helm Lucy Leeevp, gen. counsel & secretary
|
Tax withholdingCommon Stock | 6,726 | $61.46 | $413,379.96 |
DisclosureSEC source: 0001127602-15-032346 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,812 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:23 UTC |
Maw Scott Harlanevp, chief financial officer
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 18,848 | $0.00 Strike: $24.87 | $0.00 |
DisclosureSEC source: 0001127602-15-032348 · form4.xml · derivative · entry 4 Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,282 Underlying: Common Stock · 18,848 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:23 UTC |
Maw Scott Harlanevp, chief financial officer
|
Tax withholdingCommon Stock | 2,140 | $61.46 | $131,524.40 |
DisclosureSEC source: 0001127602-15-032348 · form4.xml · nonDerivative · entry 3 Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,960 F3 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:23 UTC |
Maw Scott Harlanevp, chief financial officer
|
SaleCommon Stock | 18,848 | $61.73 | $1,163,451.23 |
DisclosureSEC source: 0001127602-15-032348 · form4.xml · nonDerivative · entry 2 Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,100 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $61.69 to $61.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:23 UTC |
Maw Scott Harlanevp, chief financial officer
|
Exercise / conversionCommon Stock | 18,848 | $24.87 | $468,749.76 |
DisclosureSEC source: 0001127602-15-032348 · form4.xml · nonDerivative · entry 1 Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:25 UTC |
SCHULTZ HOWARD DDirector · chairman and ceo
|
Tax withholdingCommon Stock | 73,374 | $61.46 | $4,509,566.04 |
DisclosureSEC source: 0001127602-15-032350 · form4.xml · nonDerivative · entry 1 SCHULTZ HOWARD D · CIK 0000901737 · Director · chairman and ceo 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,943,339 F1 · shares: Shares withheld by the Issuer to satisfy tax withholding obligations upon conversion of the Common Stock Units into shares of Common Stock; not an open market transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.