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Nasdaq · USD

SBUX

STARBUCKS CORP

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2886
SEC CIK
0000829224
Parsed reports
1,289

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202603
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2018 Filed Nov 19, 2018 23:22 UTC
Varma Vivek Cevp, Public Affairs
Tax withholdingCommon Stock 2,530 $68.16 $172,444.80
Disclosure

SEC source: 0001127602-18-033835 · form4.xml · nonDerivative · entry 2

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,460

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 23:20 UTC
Maw Scott Harlanevp, chief financial officer
Tax withholdingCommon Stock 2,348 $68.16 $160,039.68
Disclosure

SEC source: 0001127602-18-033833 · form4.xml · nonDerivative · entry 1

Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,290

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:22 UTC
Varma Vivek Cevp, Public Affairs
Tax withholdingCommon Stock 5,085 $67.62 $343,847.70
Disclosure

SEC source: 0001127602-18-033835 · form4.xml · nonDerivative · entry 1

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,990

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:28 UTC
Varma Vivek Cevp, Public Affairs
GrantCommon Stock 27,566 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033531 · form4.xml · nonDerivative · entry 1

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,075

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 14, 2018 and vest in two increments of 6,892 shares each on November 14, 2019 and November 14, 2020, and two increments of 6,891 shares each on November 14, 2021 and November 14, 2022.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:30 UTC
BREWER ROSALIND GDirector · group president and coo
GrantCommon Stock 41,766 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033534 · form4.xml · nonDerivative · entry 1

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,360

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 14, 2018 and vest in two increments of 10,442 shares each on November 14, 2019 and November 14, 2020, and two increments of 10,441 shares each on November 14, 2021 and November 14, 2022.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:32 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
GrantCommon Stock 26,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033536 · form4.xml · nonDerivative · entry 1

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,681

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 14, 2018 and vest in two increments of 6,713 shares each on November 14, 2019 and November 14, 2020, and two increments of 6,712 shares each on November 14, 2021 and November 14, 2022.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:36 UTC
Gonzalez Rachel Aevp, general counsel & sec.
GrantCommon Stock 17,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033539 · form4.xml · nonDerivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel & sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,229

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 14, 2018 and vest in four increments of 4,475 shares each on November 14, 2019, November 14, 2020, November 14, 2021 and November 14, 2022.

F2 · balance_after: Includes 253 shares representing dividends received on unvested time-based RSUs.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:37 UTC
CULVER JOHNgroup pres, Int'l & Channel
GrantCommon Stock 41,766 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033540 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,336

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 14, 2018 and vest in two increments of 10,442 shares each on November 14, 2019 and November 14, 2020 and two increments of 10,441 shares each on November 14, 2021 and November 14, 2022.

F2 · balance_after: Includes 106 shares purchased on September 28, 2018, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:39 UTC
Helm Lucy Leeevp, chief partner officer
GrantCommon Stock 25,955 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033542 · form4.xml · nonDerivative · entry 1

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,923

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 14, 2018 and vests in three increments of 6,489 shares each on November 14, 2019, November 14, 2020 and November 14, 2021 and in one increment of 6,488 shares on November 14, 2022.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:40 UTC
JOHNSON KEVIN RDirector · president and ceo
GrantNon-qualified Stock Option (Right to Buy) · Derivative 494,583 $0.00 Strike: $67.07 $0.00
Disclosure

SEC source: 0001127602-18-033543 · form4.xml · derivative · entry 2

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,583

Underlying: Common Stock · 494,583 shares

Expires 2028-11-14

F2 · shares: The option, representing a right to buy a total of 494,583 shares at a price of $67.04 per share, becomes exercisable subject to the satisfaction of a pre-established absolute total shareholder return performance goal during the three-year vesting period ending November 14, 2021. Vesting of the option will not accelerate upon retirement unless approved by the Board of Directors.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:40 UTC
JOHNSON KEVIN RDirector · president and ceo
GrantCommon Stock 77,566 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033543 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,792

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 14, 2018 and vest two increments of 19,392 shares each on November 14, 2019 and November 14, 2020, and two increments of 19,391 shares each on November 14, 2021 and November 14, 2022.

Read SEC document
November 14, 2018 Filed Dec 29, 2018 00:36 UTC Amendment
JOHNSON KEVIN RDirector · president and ceo
GrantNon-qualified Stock Option (Right to Buy) · Derivative 467,290 $0.00 Strike: $67.04 $0.00
Disclosure

SEC source: 0001127602-18-037510 · form4a.xml · derivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,290

Underlying: Common Stock · 467,290 shares

Expires 2028-11-14

F1 · derivative.exercise_date: The option, representing a right to buy a total of 467,290 shares at a price of $67.04 per share, becomes exercisable subject to the satisfaction of a preestablished absolute total shareholder return performance goal during the three-year vesting period. Vesting of the option will not accelerate upon retirement unless approved by the Board of Directors.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 22:04 UTC
BREWER ROSALIND GDirector · group president and coo
Tax withholdingCommon Stock 10,197 $57.81 $589,488.57
Disclosure

SEC source: 0001127602-18-030601 · form4.xml · nonDerivative · entry 2

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,594

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:49 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 84,166 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001127602-18-027516 · form4.xml · derivative · entry 6

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,166 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:49 UTC SaleCommon Stock 84,166 $55.05 $4,633,674.96
Disclosure

SEC source: 0001127602-18-027516 · form4.xml · nonDerivative · entry 4

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $54.980 to $55.141. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:49 UTC Exercise / conversionCommon Stock 84,166 $4.32 $363,597.12
Disclosure

SEC source: 0001127602-18-027516 · form4.xml · nonDerivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 21:49 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001127602-18-027516 · form4.xml · derivative · entry 5

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,166

Underlying: Common Stock · 15,000 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 21:49 UTC SaleCommon Stock 15,000 $55.04 $825,613.50
Disclosure

SEC source: 0001127602-18-027516 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.0300 to $55.0515. The price reported herein reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 21:49 UTC Exercise / conversionCommon Stock 15,000 $4.32 $64,800.00
Disclosure

SEC source: 0001127602-18-027516 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Oct 18, 2018 22:04 UTC
BREWER ROSALIND GDirector · group president and coo
GrantCommon Stock 76,489 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-030601 · form4.xml · nonDerivative · entry 1

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,791

F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on October 16, 2017. The RSUs are scheduled to vest, subject to continued employment as follows: 25,497 shares on October 16, 2018, 25,496 shares on October 16, 2019 and 25,496 shares on October 16, 2020.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 23:21 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 166,666 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001127602-18-026440 · form4.xml · derivative · entry 3

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166,666 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Exercise price and number of option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.

F3 · shares: Exercise price and number of option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 23:21 UTC SaleCommon Stock 166,666 $52.70 $8,783,981.53
Disclosure

SEC source: 0001127602-18-026440 · form4.xml · nonDerivative · entry 2

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,787

F2 · price: This transaction was executed in multiple trades at prices ranging from $52.445 to $52.865. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 23:21 UTC Exercise / conversionCommon Stock 166,666 $4.32 $719,997.12
Disclosure

SEC source: 0001127602-18-026440 · form4.xml · nonDerivative · entry 1

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 53 deferred stock units acquired on December 1, 2017, 54 deferred stock units acquired on February 23, 2018, 54 deferred stock units acquired on May 25, 2018, and 71 deferred stock units acquired on August 24, 2018 representing dividends on deferred stock units pursuant to the dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Also includes 510 shares acquired on August 24, 2018 pursuant to a dividend reinvestment plan.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:22 UTC
BREWER ROSALIND GDirector · group president and coo
PurchaseCommon Stock 5,000 $54.04 $270,199.50
Disclosure

SEC source: 0001127602-18-026024 · form4.xml · nonDerivative · entry 1

BREWER ROSALIND G · CIK 0001357855 · Director · group president and coo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,302

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:25 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001127602-18-026028 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,166

Underlying: Common Stock · 15,000 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:25 UTC SaleCommon Stock 15,000 $53.98 $809,737.50
Disclosure

SEC source: 0001127602-18-026028 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.980 to $53.991. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:25 UTC Exercise / conversionCommon Stock 15,000 $4.32 $64,800.00
Disclosure

SEC source: 0001127602-18-026028 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 22:05 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,966 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001127602-18-025722 · form4.xml · derivative · entry 3

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,966 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 22:05 UTC Exercise / conversionCommon Stock 9,966 $4.32 $43,053.12
Disclosure

SEC source: 0001127602-18-025722 · form4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 89 deferred stock units acquired on December 1, 2017, 115 deferred stock units acquired on February 23, 2018, and 113 deferred stock units acquired on May 25, 2018, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 23:27 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001127602-18-024885 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,166

Underlying: Common Stock · 15,000 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 23:27 UTC SaleCommon Stock 15,000 $52.13 $781,951.50
Disclosure

SEC source: 0001127602-18-024885 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $52.130 to $52.131. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 23:27 UTC Exercise / conversionCommon Stock 15,000 $4.32 $64,800.00
Disclosure

SEC source: 0001127602-18-024885 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 22:07 UTC
CULVER JOHNgroup pres, Int'l & Channel
Tax withholdingCommon Stock 3,712 $50.94 $189,089.28
Disclosure

SEC source: 0001127602-18-023527 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,464

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Includes 107 shares purchased on December 29, 2017, 103 shares purchased on March 29, 2018, and 144 shares purchased on June 29, 2018 pursuant to the Starbucks Corporation Employee Stock Purchase Plan.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 22:11 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Tax withholdingCommon Stock 5,998 $50.94 $305,538.12
Disclosure

SEC source: 0001127602-18-023531 · form4.xml · nonDerivative · entry 1

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,831

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 22:37 UTC
SCHULTZ HOWARD Dchairman emeritus
Tax withholdingCommon Stock 21,749 $50.38 $1,095,714.62
Disclosure

SEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 7

SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,002,268

F4 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of RSUs; not an open market transaction.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 22:37 UTC
SCHULTZ HOWARD Dchairman emeritus
GrantCommon Stock 20,735 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021979 · form4.xml · nonDerivative · entry 6

SCHULTZ HOWARD D · CIK 0000901737 · chairman emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,024,017

F3 · shares: Pursuant to the terms of a Retirement Agreement between the issuer and the reporting person, dated June 1, 2018, effective on June 26, 2018, (1) 31,566 shares subject to the performance-based Restricted Stock Unit ("RSU") granted on November 15, 2017 were deemed earned and vested and (2) 30,945 shares previously reported as part of the 83,553 shares earned pursuant to the performance-based RSU granted on November 16, 2015 (the "November 2015 Grant"), of which 41,777 shares vested on November 16, 2017 and 41,776 were scheduled to vest on November 16, 2018, became vested. The number shown includes the forfeiture of the remaining 10,831 shares subject to the November 2015 Grant.

Read SEC document
May 15, 2018 Filed May 17, 2018 22:10 UTC
Gonzalez Rachel Aevp, general counsel & sec.
GrantNon-qualified Stock Option (Right to Buy) · Derivative 165,788 $0.00 Strike: $56.64 $0.00
Disclosure

SEC source: 0001127602-18-017964 · form4.xml · derivative · entry 2

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel & sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,788

Underlying: Common Stock · 165,788 shares

Expires 2028-05-15

F2 · derivative.exercise_date: The option, representing the right to buy a total of 165,788 shares, becomes exercisable in four equal increments of 41,447 shares each on May 15, 2019, May 15, 2020, May 15, 2021 and May 15, 2022.

Read SEC document
May 15, 2018 Filed May 17, 2018 22:10 UTC
Gonzalez Rachel Aevp, general counsel & sec.
GrantCommon Stock 37,076 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017964 · form4.xml · nonDerivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel & sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,076

F1 · shares: Represents Restricted Stock Units ("RSUs") granted on May 15, 2018 and vest in four equal increments of 9,269 shares each on May 15, 2019, May 15, 2020, May 15, 2021 and May 15, 2022.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 22:17 UTC
JOHNSON KEVIN RDirector · president and ceo
Tax withholdingCommon Stock 9,173 $59.00 $541,207.00
Disclosure

SEC source: 0001127602-18-012318 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,226

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:41 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 59,838 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0001127602-18-011596 · form4.xml · derivative · entry 4

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,838 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 21:41 UTC SaleCommon Stock 59,838 $60.10 $3,596,144.12
Disclosure

SEC source: 0001127602-18-011596 · form4.xml · nonDerivative · entry 2

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $60.02 to $60.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 13, 2018 Filed Mar 14, 2018 21:41 UTC Exercise / conversionCommon Stock 59,838 $11.03 $660,013.14
Disclosure

SEC source: 0001127602-18-011596 · form4.xml · nonDerivative · entry 1

WEATHERUP CRAIG · CIK 0001181120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 12, 2018 Filed Mar 14, 2018 21:32 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001127602-18-011593 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,166

Underlying: Common Stock · 12,500 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 12, 2018 Filed Mar 14, 2018 21:32 UTC SaleCommon Stock 12,500 $59.27 $740,851.25
Disclosure

SEC source: 0001127602-18-011593 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $59.261 to $59.281. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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March 12, 2018 Filed Mar 14, 2018 21:32 UTC Exercise / conversionCommon Stock 12,500 $4.32 $54,000.00
Disclosure

SEC source: 0001127602-18-011593 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2018 Filed Feb 22, 2018 23:25 UTC
Maw Scott Harlanevp, chief financial officer
Tax withholdingCommon Stock 982 $55.97 $54,962.54
Disclosure

SEC source: 0001127602-18-007817 · form4.xml · nonDerivative · entry 1

Maw Scott Harlan · CIK 0001483625 · evp, chief financial officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,638

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

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February 08, 2018 Filed Feb 12, 2018 23:42 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001127602-18-005233 · form4.xml · derivative · entry 3

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,666

Underlying: Common Stock · 25,000 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 08, 2018 Filed Feb 12, 2018 23:42 UTC SaleCommon Stock 25,000 $54.52 $1,363,072.50
Disclosure

SEC source: 0001127602-18-005233 · form4.xml · nonDerivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.46 to $54.58 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 08, 2018 Filed Feb 12, 2018 23:42 UTC Exercise / conversionCommon Stock 25,000 $4.32 $108,000.00
Disclosure

SEC source: 0001127602-18-005233 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2018 Filed Feb 2, 2018 23:02 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 62,826 $0.00 Strike: $24.87 $0.00
Disclosure

SEC source: 0001127602-18-003846 · form4.xml · derivative · entry 5

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,828

Underlying: Common Stock · 62,826 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to buy a total of 125,654 shares, became exercisable in three increments of 31,414 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 31,412 shares on November 19, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.