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Nasdaq · USD

SBUX

STARBUCKS CORP

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2886
SEC CIK
0000829224
Parsed reports
1,289

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202603
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2019 Filed May 29, 2019 21:45 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 59,838 $0.00 Strike: $11.03 $0.00
Disclosure

SEC source: 0001127602-19-020194 · form4.xml · derivative · entry 3

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,838 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.

F2 · shares: Exercise price and number of shares/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.

F3 · derivative.exercise_date: The option, representing the right to buy a total of 59,838 shares, became exercisable in one increment on November 16, 2010.

Read SEC document
May 24, 2019 Filed May 29, 2019 21:45 UTC Exercise / conversionCommon Stock 59,838 $11.03 $660,013.14
Disclosure

SEC source: 0001127602-19-020194 · form4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 151 deferred stock units acquired on May 24, 2019, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
May 16, 2019 Filed May 17, 2019 22:21 UTC
CULVER JOHNgroup pres, Int'l & Channel
SaleCommon Stock 22,623 $79.00 $1,787,219.26
Disclosure

SEC source: 0001127602-19-019049 · form4.xml · nonDerivative · entry 2

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,789.88

F3 · shares: This transaction was executed in multiple trades at prices ranging from $79.000 to $79.005. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2019 Filed May 17, 2019 22:21 UTC
CULVER JOHNgroup pres, Int'l & Channel
SaleCommon Stock 41,314 $77.51 $3,202,231.61
Disclosure

SEC source: 0001127602-19-019049 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,412.88

F1 · shares: This transaction was executed in multiple trades at prices ranging from $77.5004 to $77.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 210.88 shares received on February 22, 2019 representing dividends on unvested time-based restricted stock units, and 84 shares purchased on March 29, 2019, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.

Read SEC document
May 15, 2019 Filed May 17, 2019 22:23 UTC
Gonzalez Rachel Aevp, general counsel & sec.
Tax withholdingCommon Stock 2,297 $77.76 $178,614.72
Disclosure

SEC source: 0001127602-19-019051 · form4.xml · nonDerivative · entry 1

Gonzalez Rachel A · CIK 0001561935 · evp, general counsel & sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,412.874

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

F2 · balance_after: Includes 201.416 shares received on November 30, 2018 and 279.874 shares received on February 22, 2019 representing dividends received on unvested time-based restricted stock units.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 22:13 UTC
Walker Jillsvp chief accounting officer
Tax withholdingCommon Stock 78 $75.70 $5,904.60
Disclosure

SEC source: 0001127602-19-015843 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,561.442

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 22:23 UTC
Walker Jillsvp chief accounting officer
GrantCommon Stock 3,538 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013140 · form4.xml · nonDerivative · entry 1

Walker Jill · CIK 0001769616 · svp chief accounting officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,639.442

F1 · shares: Represents 3,538 restricted stock units ("RSUs") that vest as follows, 1,769 RSUs vest on March 15, 2021 and 1,769 RSUs vest on March 15, 2023.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:41 UTC
Shih ClaraDirector
GrantCommon Stock 1,954 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013056 · form4.xml · nonDerivative · entry 1

Shih Clara · CIK 0001536626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,042

F1 · shares: Represents 1,954 restricted stock units granted on March 20, 2019 and were fully vested at the time of the grant.

F2 · balance_after: Includes 81 deferred stock units acquired on December 2, 2016, 36 deferred stock units acquired on February 24, 2017, 33 deferred stock units acquired on May 26, 2017, 38 deferred stock units acquired on August 25, 2017, 28 deferred stock units acquired on December 1, 2017, 42 deferred stock units acquired on February 23, 2018, 40 deferred stock units acquired on May 25, 2018, 53 deferred stock units acquired on August 24, 2018, 25 deferred stock units acquired on November 30, 2018 and 23 deferred stock units acquired on February 22, 2019 representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:44 UTC GrantCommon Stock 5,165 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013058 · form4.xml · nonDerivative · entry 1

HOBSON MELLODY L · CIK 0001169896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,093

F1 · shares: Represents 5,165 restricted stock units granted on March 20, 2019 and were fully vested at the time of the grant.

F2 · balance_after: Includes 149 deferred stock units acquired on August 24, 2018, 144 deferred stock units acquired on November 30, 2018 and 135 deferred stock units acquired on February 22, 2019, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:46 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 8,457 $0.00 Strike: $71.63 $0.00
Disclosure

SEC source: 0001127602-19-013060 · form4.xml · derivative · entry 2

Dillon Mary N · CIK 0001340358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,457

Underlying: Common Stock · 8,457 shares

Expires 2029-03-20

F3 · shares: The option, representing the right to buy a total of 8,457 shares, was granted on March 20, 2019 and was fully vested at the time of the grant.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:46 UTC GrantCommon Stock 2,094 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013060 · form4.xml · nonDerivative · entry 1

Dillon Mary N · CIK 0001340358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,756

F1 · shares: Represents 2,094 restricted stock units granted on March 20, 2019 and were fully vested at the time of the grant.

F2 · balance_after: Includes 11 deferred stock units acquired on December 1, 2017, 37 deferred stock units acquired on February 23, 2018, 36 deferred stock units acquired on May 25, 2018, 47 deferred stock units acquired on August 24, 2018, 62 deferred stock units acquired on November 30, 2018 and 59 deferred stock units acquired on February 22, 2019 representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:49 UTC GrantCommon Stock 1,954 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013062 · form4.xml · nonDerivative · entry 2

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,922

F2 · shares: Represents 1,954 restricted stock units granted on March 20, 2019 and were fully vested at the time of the grant.

F3 · balance_after: Includes 88 deferred stock units acquired on February 22, 2019 representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:52 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 8,457 $0.00 Strike: $71.63 $0.00
Disclosure

SEC source: 0001127602-19-013064 · form4.xml · derivative · entry 2

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,457

Underlying: Common Stock · 8,457 shares

Expires 2029-03-20

F2 · shares: The option, representing the right to buy a total of 8,457 shares, was granted on March 20, 2019 and was fully vested at the time of the grant.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:52 UTC GrantCommon Stock 4,397 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013064 · form4.xml · nonDerivative · entry 1

ULLMAN MYRON E III · CIK 0001219802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,397

F1 · shares: Represents 4,397 restricted stock units granted on March 20, 2019 and were fully vested at the time of the grant.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:54 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 8,457 $0.00 Strike: $71.63 $0.00
Disclosure

SEC source: 0001127602-19-013068 · form4.xml · derivative · entry 2

KNUDSTORP JORGEN VIG · CIK 0001701829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,457

Underlying: Common Stock · 8,457 shares

Expires 2029-03-20

F2 · shares: The option, representing the right to buy a total of 8,457 shares, was granted on March 20, 2019 and was fully vested at the time of the grant.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:54 UTC GrantCommon Stock 2,094 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013068 · form4.xml · nonDerivative · entry 1

KNUDSTORP JORGEN VIG · CIK 0001701829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,094

F1 · shares: Represents 2,094 restricted stock units granted on March 20, 2019 and were fully vested at the time of the grant.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:56 UTC GrantCommon Stock 3,769 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013070 · form4.xml · nonDerivative · entry 1

Nadella Satya · CIK 0001513142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,451

F1 · shares: Represents 3,769 restricted stock units granted on March 20, 2019 and were fully vested at the time of the grant.

F2 · balance_after: Includes 12 deferred stock units acquired on February 23, 2018, 12 restricted stock units acquired on May 25, 2018, 16 restricted stock units acquired on August 24, 2018, 25 restricted stock units acquired on November 30, 2018 and 23 restricted stock units acquired on February 22, 2019, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:59 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 8,457 $0.00 Strike: $71.63 $0.00
Disclosure

SEC source: 0001127602-19-013072 · form4.xml · derivative · entry 2

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,457

Underlying: Common Stock · 8,457 shares

Expires 2029-03-20

F3 · shares: The option, representing the right to buy a total of 8,457 shares, was granted on March 20, 2019 and was fully vested at the time of the grant.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 23:59 UTC GrantCommon Stock 1,814 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013072 · form4.xml · nonDerivative · entry 1

TERUEL JAVIER G · CIK 0001227261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,507

F1 · shares: Represents 1,814 restricted stock units granted on March 20, 2019 and were fully vested at the time of the grant.

F2 · balance_after: Includes 56 deferred stock units acquired on November 30, 2018 and 53 deferred stock units acquired on February 22, 2019 representing dividends on deferred stock units pursuant to the dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Also includes 408 shares acquired on November 30, 2018 and 389 shares acquired on February 22, 2019 pursuant to a dividend reinvestment plan.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 23:04 UTC
Varma Vivek Cevp, Public Affairs
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 70,364 $0.00 Strike: $56.10 $0.00
Disclosure

SEC source: 0001127602-19-006418 · form4.xml · derivative · entry 4

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,362

Underlying: Common Stock · 70,364 shares

Expires 2026-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to buy a total of 140,726 shares, became exercisable in two increments of 35,182 shares each on November 21, 2017 and November 21, 2018, and becomes exercisable in two increments of 35,181 shares each on November 21, 2019 and November 21, 2020.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 23:04 UTC
Varma Vivek Cevp, Public Affairs
SaleCommon Stock 70,364 $70.05 $4,928,948.95
Disclosure

SEC source: 0001127602-19-006418 · form4.xml · nonDerivative · entry 2

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,640

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.135. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 23:04 UTC
Varma Vivek Cevp, Public Affairs
Exercise / conversionCommon Stock 70,364 $56.10 $3,947,420.40
Disclosure

SEC source: 0001127602-19-006418 · form4.xml · nonDerivative · entry 1

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 23:00 UTC
Varma Vivek Cevp, Public Affairs
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 50,470 $0.00 Strike: $40.50 $0.00
Disclosure

SEC source: 0001127602-19-005457 · form4.xml · derivative · entry 4

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,470 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to buy a total of 100,470 shares, became exercisable in three increments of 25,118 shares each on November 11, 2014, November 11, 2015 and November 11, 2016, and one increment of 25,116 shares on November 11, 2017.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 23:00 UTC
Varma Vivek Cevp, Public Affairs
SaleCommon Stock 50,470 $69.39 $3,502,128.44
Disclosure

SEC source: 0001127602-19-005457 · form4.xml · nonDerivative · entry 2

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,640

F1 · price: This transaction was executed in multiple trades at prices ranging from $69.3250 to $69.480. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 23:00 UTC
Varma Vivek Cevp, Public Affairs
Exercise / conversionCommon Stock 50,470 $40.50 $2,043,782.65
Disclosure

SEC source: 0001127602-19-005457 · form4.xml · nonDerivative · entry 1

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:02 UTC
CULVER JOHNgroup pres, Int'l & Channel
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 136,708 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-19-004875 · form4.xml · derivative · entry 5

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 136,708 shares

Expires 2024-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to buy a total of 136,708 shares, became exercisable in two increments of 34,178 shares each on November 17, 2015 and November 17, 2016, and two increments of 34,176 shares each on November 17, 2017 and November 17, 2018.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:02 UTC
CULVER JOHNgroup pres, Int'l & Channel
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 32,388 $0.00 Strike: $40.50 $0.00
Disclosure

SEC source: 0001127602-19-004875 · form4.xml · derivative · entry 4

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,388 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to buy a total of 129,554 shares, became exercisable in one increment of 32,390 shares on November 11, 2014, and three increments of 32,388 shares each on November 11, 2015, November 11, 2016 and November 11, 2017.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:02 UTC
CULVER JOHNgroup pres, Int'l & Channel
SaleCommon Stock 169,096 $68.81 $11,635,495.76
Disclosure

SEC source: 0001127602-19-004875 · form4.xml · nonDerivative · entry 3

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,432

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.505 to $69.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:02 UTC
CULVER JOHNgroup pres, Int'l & Channel
Exercise / conversionCommon Stock 136,708 $38.92 $5,319,991.82
Disclosure

SEC source: 0001127602-19-004875 · form4.xml · nonDerivative · entry 2

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:02 UTC
CULVER JOHNgroup pres, Int'l & Channel
Exercise / conversionCommon Stock 32,388 $40.50 $1,311,552.06
Disclosure

SEC source: 0001127602-19-004875 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 30 shares purchased on December 31, 2018, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:00 UTC
Varma Vivek Cevp, Public Affairs
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $40.50 $0.00
Disclosure

SEC source: 0001127602-19-004870 · form4.xml · derivative · entry 4

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,470

Underlying: Common Stock · 50,000 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to buy a total of 100,470 shares, became exercisable in three increments of 25,118 shares each on November 11, 2014, November 11, 2015 and November 11, 2016, and one increment of 25,116 shares on November 11, 2017.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:00 UTC
Varma Vivek Cevp, Public Affairs
SaleCommon Stock 50,000 $69.13 $3,456,585.00
Disclosure

SEC source: 0001127602-19-004870 · form4.xml · nonDerivative · entry 2

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,640

F1 · price: This transaction was executed in multiple trades at prices ranging from $69.07 to $69.225. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 23:00 UTC
Varma Vivek Cevp, Public Affairs
Exercise / conversionCommon Stock 50,000 $40.50 $2,024,750.00
Disclosure

SEC source: 0001127602-19-004870 · form4.xml · nonDerivative · entry 1

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:20 UTC
Varma Vivek Cevp, Public Affairs
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 73,242 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-19-004249 · form4.xml · derivative · entry 4

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,242 shares

Expires 2024-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to buy at total of 97,656 shares, became exercisable in three increments of 24,414 shares each on November 17, 2015, November 17, 2016 and November 17, 2017 and becomes exercisable in one increment of 24,414 shares on November 17, 2018.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:20 UTC
Varma Vivek Cevp, Public Affairs
SaleCommon Stock 73,242 $68.36 $5,006,823.12
Disclosure

SEC source: 0001127602-19-004249 · form4.xml · nonDerivative · entry 2

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,640

F1 · price: This transaction was executed in multiple trades at prices ranging from $68.12 to $68.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:20 UTC
Varma Vivek Cevp, Public Affairs
Exercise / conversionCommon Stock 73,242 $38.92 $2,850,212.43
Disclosure

SEC source: 0001127602-19-004249 · form4.xml · nonDerivative · entry 1

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 23:08 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 89,806 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-19-003251 · form4.xml · derivative · entry 5

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,804

Underlying: Common Stock · 89,806 shares

Expires 2024-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to buy a total of 179,610 shares, became exercisable in one increment of 44,904 shares on November 17, 2015 and three increments of 44,902 shares each on November 17, 2016, November 17, 2017 and November 17, 2018.

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January 29, 2019 Filed Jan 31, 2019 23:08 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 62,828 $0.00 Strike: $24.87 $0.00
Disclosure

SEC source: 0001127602-19-003251 · form4.xml · derivative · entry 4

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,828 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to buy a total of 125,654 shares, became exercisable in three increments of 31,414 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 31,412 shares on November 19, 2016.

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January 29, 2019 Filed Jan 31, 2019 23:08 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
SaleCommon Stock 152,634 $67.22 $10,259,492.73
Disclosure

SEC source: 0001127602-19-003251 · form4.xml · nonDerivative · entry 3

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,255

F1 · price: This transaction was executed in multiple trades at prices ranging from $66.675 to $67.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 29, 2019 Filed Jan 31, 2019 23:08 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Exercise / conversionCommon Stock 89,806 $38.92 $3,494,800.49
Disclosure

SEC source: 0001127602-19-003251 · form4.xml · nonDerivative · entry 2

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2019 Filed Jan 31, 2019 23:08 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Exercise / conversionCommon Stock 62,828 $24.87 $1,562,532.36
Disclosure

SEC source: 0001127602-19-003251 · form4.xml · nonDerivative · entry 1

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2018 Filed Mar 22, 2019 23:49 UTC GiftCommon Stock 2,444 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013062 · form4.xml · nonDerivative · entry 1

Ramo Joshua Cooper · CIK 0001519406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,880

F1 · balance_after: Includes 113 deferred stock units acquired on February 23, 2018, 109 deferred stock units acquired on May 25, 2018, 146 deferred stock units acquired on August 24, 2018 and 92 deferred stock units acquired on November 30, 2018 representing dividends on deferred stock units pursuant to a dividend reinvestment plan.

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December 24, 2018 Filed Jun 13, 2019 23:31 UTC
Helm Lucy Leeevp, chief partner officer
GiftCommon Stock 18,294 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021589 · form4.xml · nonDerivative · entry 1

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,455

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December 17, 2018 Filed Dec 19, 2018 23:16 UTC GrantCommon Stock 116,333 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036923 · form4.xml · nonDerivative · entry 1

Grismer Patrick J · CIK 0001548438 · evp and cfo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,333

F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted on December 17, 2018 and vest as follows: 46,534 RSUs vest on December 17, 2019, 34,900 RSUs vest on December 17, 2020, and 34,899 RSUs vest on December 17, 2021.

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December 06, 2018 Filed Dec 8, 2018 00:15 UTC
Varma Vivek Cevp, Public Affairs
Tax withholdingCommon Stock 28 $66.72 $1,868.16
Disclosure

SEC source: 0001127602-18-035601 · form4.xml · nonDerivative · entry 2

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,640

F3 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon the dividend accrual on vested RSUs reported in footnote 1; not an open market transaction.

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December 06, 2018 Filed Dec 8, 2018 00:15 UTC
Varma Vivek Cevp, Public Affairs
GrantCommon Stock 69 $66.72 $4,603.68
Disclosure

SEC source: 0001127602-18-035601 · form4.xml · nonDerivative · entry 1

Varma Vivek C · CIK 0001492028 · evp, Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,668

F1 · shares: Represents accrued dividend equivalents on vested Restricted Stock Units ("RSUs").

F2 · balance_after: Includes 139 accrued dividend equivalents on unvested RSUs.

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November 16, 2018 Filed Nov 19, 2018 23:13 UTC
BURROWS CLIFFORDgroup pres. Siren Retail
Tax withholdingCommon Stock 4,426 $68.16 $301,676.16
Disclosure

SEC source: 0001127602-18-033823 · form4.xml · nonDerivative · entry 1

BURROWS CLIFFORD · CIK 0001429248 · group pres. Siren Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,255

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

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November 16, 2018 Filed Nov 19, 2018 23:14 UTC
CULVER JOHNgroup pres, Int'l & Channel
Tax withholdingCommon Stock 3,934 $68.16 $268,141.44
Disclosure

SEC source: 0001127602-18-033825 · form4.xml · nonDerivative · entry 1

CULVER JOHN · CIK 0001456877 · group pres, Int'l & Channel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,402

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

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November 16, 2018 Filed Nov 19, 2018 23:16 UTC
Helm Lucy Leeevp, chief partner officer
Tax withholdingCommon Stock 1,174 $68.16 $80,019.84
Disclosure

SEC source: 0001127602-18-033827 · form4.xml · nonDerivative · entry 1

Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,749

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

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November 16, 2018 Filed Nov 19, 2018 23:18 UTC
JOHNSON KEVIN RDirector · president and ceo
Tax withholdingCommon Stock 10,749 $68.16 $732,651.84
Disclosure

SEC source: 0001127602-18-033829 · form4.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director · president and ceo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,043

F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.