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SBSI

SOUTHSIDE BANCSHARES INC

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5001
SEC CIK
0000705432
Parsed reports
1,191

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2018 Filed Nov 16, 2018 16:49 UTC
Garrett John RobertDirector · COB
PurchaseCommon Stock 43 $32.77 $1,409.11
Disclosure

SEC source: 0000705432-18-000113 · f4forjrg.xml · nonDerivative · entry 1

Garrett John Robert · CIK 0001462542 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,602.2418

Read SEC document
October 31, 2018 Filed Nov 1, 2018 20:33 UTC
Garrett John RobertDirector · COB
PurchaseCommon Stock 91 $31.95 $2,907.45
Disclosure

SEC source: 0000705432-18-000112 · f4forjrg.xml · nonDerivative · entry 1

Garrett John Robert · CIK 0001462542 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,559.2418

F1 · balance_after: Includes shares acquired under the company's Dividend Reinvestment Program.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 20:32 UTC GiftCommon Stock 2,820 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000111 · f4forhjs.xml · nonDerivative · entry 1

SHANDS HILLIARD J · CIK 0001721957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,708

Read SEC document
October 30, 2018 Filed Oct 31, 2018 16:48 UTC PurchaseCommon Stock 2,000 $31.15 $62,296.20
Disclosure

SEC source: 0000705432-18-000110 · f4fortkm.xml · nonDerivative · entry 1

MORGAN TONY K · CIK 0001706412 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Linden Partners

Disclosed balance after: 10,463.2029

F1 · balance_after: Includes shares acquired under the company's Dividend Reinvestment Program.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 19:06 UTC
MCCABE BRIAN KSEVP & COO
Exercise / conversionEmployee Stock Option / (Right to Buy) · Derivative 1,670 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0000705432-18-000100 · f4forbkm.xml · derivative · entry 5

MCCABE BRIAN K · CIK 0001610736 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,670 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 19:06 UTC
MCCABE BRIAN KSEVP & COO
SaleCommon Stock 1,670 $36.81 $61,479.71
Disclosure

SEC source: 0000705432-18-000100 · f4forbkm.xml · nonDerivative · entry 2

MCCABE BRIAN K · CIK 0001610736 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,036

Read SEC document
September 11, 2018 Filed Sep 13, 2018 19:06 UTC
MCCABE BRIAN KSEVP & COO
Exercise / conversionCommon Stock 1,670 $14.67 $24,498.90
Disclosure

SEC source: 0000705432-18-000100 · f4forbkm.xml · nonDerivative · entry 1

MCCABE BRIAN K · CIK 0001610736 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:35 UTC GrantCommon Stock 32 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000099 · f4forhjs.xml · nonDerivative · entry 1

SHANDS HILLIARD J · CIK 0001721957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,528

F1 · price: Reflects restricted stock units received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:35 UTC
MCCABE BRIAN KSEVP & COO
GrantCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000098 · f4forbkm.xml · nonDerivative · entry 1

MCCABE BRIAN K · CIK 0001610736 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,036

F1 · price: Reflects restricted stock units received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:34 UTC
MOORE EMILY SHR DIRECTOR
GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000097 · f4foresm.xml · nonDerivative · entry 1

MOORE EMILY S · CIK 0001730426 · HR DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394

F1 · price: Reflects restricted stock units received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:33 UTC
GIBSON LEE RDirector · PRES & CEO
GrantCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000096 · f4forlrg.xml · nonDerivative · entry 1

GIBSON LEE R · CIK 0001217142 · Director · PRES & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,223

F1 · acquired: Reflects restricted stock units received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:32 UTC
DAVIS SUNI MCHIEF RISK OFFICER
GrantCommon Stock 9 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000095 · f4forsmd.xml · nonDerivative · entry 1

DAVIS SUNI M · CIK 0001730380 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,567.591

F1 · price: Reflects restricted stock units received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:32 UTC GrantCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000094 · f4fortfa.xml · nonDerivative · entry 1

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,034

F1 · price: Reflects restricted stock units received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:21 UTC GrantCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000093 · f4formwd.xml · nonDerivative · entry 1

DRENNAN MARK W · CIK 0001730398 · RP NTX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

F1 · price: Reflects restricted stock units received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:20 UTC GrantCommon Stock 26 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000092 · f4forjda.xml · nonDerivative · entry 1

ALFRED JAMES D · CIK 0001730399 · RP CTX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,648.7563

F1 · price: Reflects restricted stock units received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:19 UTC GrantCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000091 · f4forjcs.xml · nonDerivative · entry 1

SHAMBURGER JULIE · CIK 0001217147 · SEVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,859

F1 · price: Reflects restricted stock units received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:19 UTC GrantCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000090 · f4forewc.xml · nonDerivative · entry 1

Earl W Clawater III · CIK 0001610599 · SEVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,962

F1 · price: Reflects restricted stock units received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:21 UTC Exercise / conversionEmployee Stock Option / (Right to Buy) · Derivative 5,363 $0.00 Strike: $26.49 $0.00
Disclosure

SEC source: 0000705432-18-000089 · f4fortfa.xml · derivative · entry 12

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Underlying: Common Stock · 5,363 shares

Expires 2025-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:21 UTC Exercise / conversionEmployee Stock Option / (Right to Buy) · Derivative 3,200 $0.00 Strike: $22.88 $0.00
Disclosure

SEC source: 0000705432-18-000089 · f4fortfa.xml · derivative · entry 11

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:21 UTC Exercise / conversionEmployee Stock Option / (Right to Buy) · Derivative 3,648 $0.00 Strike: $16.81 $0.00
Disclosure

SEC source: 0000705432-18-000089 · f4fortfa.xml · derivative · entry 10

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,648 shares

Expires 2022-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:21 UTC Exercise / conversionEmployee Stock Option / (Right to Buy) · Derivative 3,796 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0000705432-18-000089 · f4fortfa.xml · derivative · entry 9

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,796 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:21 UTC SaleCommon Stock 16,007 $35.36 $566,031.53
Disclosure

SEC source: 0000705432-18-000089 · f4fortfa.xml · nonDerivative · entry 5

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,984

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:21 UTC Exercise / conversionCommon Stock 5,363 $26.49 $142,065.87
Disclosure

SEC source: 0000705432-18-000089 · f4fortfa.xml · nonDerivative · entry 4

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:21 UTC Exercise / conversionCommon Stock 3,200 $22.88 $73,216.00
Disclosure

SEC source: 0000705432-18-000089 · f4fortfa.xml · nonDerivative · entry 3

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:21 UTC Exercise / conversionCommon Stock 3,648 $16.81 $61,322.88
Disclosure

SEC source: 0000705432-18-000089 · f4fortfa.xml · nonDerivative · entry 2

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:21 UTC Exercise / conversionCommon Stock 3,796 $14.67 $55,687.32
Disclosure

SEC source: 0000705432-18-000089 · f4fortfa.xml · nonDerivative · entry 1

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 15, 2018 21:19 UTC
Garrett John RobertDirector · COB
PurchaseCommon Stock 40 $35.49 $1,419.60
Disclosure

SEC source: 0000705432-18-000088 · f4forjrg.xml · nonDerivative · entry 1

Garrett John Robert · CIK 0001462542 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,365.4838

Read SEC document
August 01, 2018 Filed Aug 2, 2018 15:35 UTC
Garrett John RobertDirector · COB
PurchaseCommon Stock 128 $35.57 $4,552.96
Disclosure

SEC source: 0000705432-18-000087 · f4forjrg.xml · nonDerivative · entry 1

Garrett John Robert · CIK 0001462542 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,325.4838

F1 · balance_after: Includes shares acquired under the company's Dividend Reinvestment Program.

Read SEC document
June 21, 2018 Filed Jun 21, 2018 18:37 UTC
MCCABE BRIAN KSEVP & COO
GiftCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000077 · f4forbkm.xml · nonDerivative · entry 1

MCCABE BRIAN K · CIK 0001610736 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,018

Read SEC document
June 18, 2018 Filed Jun 19, 2018 21:53 UTC Tax withholdingCommon Stock 82 $34.50 $2,829.00
Disclosure

SEC source: 0000705432-18-000066 · f4forjcs.xml · nonDerivative · entry 1

SHAMBURGER JULIE · CIK 0001217147 · SEVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,109

Read SEC document
June 18, 2018 Filed Jun 19, 2018 21:46 UTC
MCCABE BRIAN KSEVP & COO
Tax withholdingCommon Stock 71 $34.50 $2,449.50
Disclosure

SEC source: 0000705432-18-000065 · f4forbkm.xml · nonDerivative · entry 1

MCCABE BRIAN K · CIK 0001610736 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,994

Read SEC document
June 18, 2018 Filed Jun 19, 2018 21:32 UTC
GIBSON LEE RDirector · PRES & CEO
Tax withholdingCommon Stock 282 $34.50 $9,729.00
Disclosure

SEC source: 0000705432-18-000064 · f4forlrg.xml · nonDerivative · entry 1

GIBSON LEE R · CIK 0001217142 · Director · PRES & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,484

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:44 UTC
MOORE EMILY SHR DIRECTOR
GrantEmployee Stock Option / (Right to Buy) · Derivative 1,994 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000705432-18-000076 · f4foresm.xml · derivative · entry 3

MOORE EMILY S · CIK 0001730426 · HR DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,994

Underlying: Common Stock · 1,994 shares

Expires 2029-06-18

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 18, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:44 UTC
MOORE EMILY SHR DIRECTOR
GrantCommon Stock 391 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000076 · f4foresm.xml · nonDerivative · entry 1

MOORE EMILY S · CIK 0001730426 · HR DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:41 UTC GrantEmployee Stock Option / (Right to Buy) · Derivative 8,890 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000705432-18-000075 · f4forhjs.xml · derivative · entry 4

SHANDS HILLIARD J · CIK 0001721957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,890

Underlying: Common Stock · 8,890 shares

Expires 2029-06-18

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 18, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:41 UTC GrantCommon Stock 1,745 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000075 · f4forhjs.xml · nonDerivative · entry 1

SHANDS HILLIARD J · CIK 0001721957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,496

F1 · balance_after: Includes previously unreported restricted stock units (RSUs) received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:39 UTC GrantEmployee Stock Option / (Right to Buy) · Derivative 4,659 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000705432-18-000074 · f4formwd.xml · derivative · entry 2

DRENNAN MARK W · CIK 0001730398 · RP NTX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,659

Underlying: Common Stock · 4,659 shares

Expires 2029-06-18

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 18, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:39 UTC GrantCommon Stock 914 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000074 · f4formwd.xml · nonDerivative · entry 1

DRENNAN MARK W · CIK 0001730398 · RP NTX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,465

F1 · balance_after: Includes previously unreported restricted stock units (RSUs) received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:36 UTC
DAVIS SUNI MCHIEF RISK OFFICER
GrantEmployee Stock Option / (Right to Buy) · Derivative 3,102 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000705432-18-000073 · f4forsmd.xml · derivative · entry 4

DAVIS SUNI M · CIK 0001730380 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,102

Underlying: Common Stock · 3,102 shares

Expires 2029-06-18

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 18, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:36 UTC
DAVIS SUNI MCHIEF RISK OFFICER
GrantCommon Stock 609 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000073 · f4forsmd.xml · nonDerivative · entry 1

DAVIS SUNI M · CIK 0001730380 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,551.001

F1 · balance_after: Includes previously unreported restricted stock units (RSUs) received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:35 UTC GrantEmployee Stock Option / (Right to Buy) · Derivative 5,705 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000705432-18-000072 · f4forewc.xml · derivative · entry 3

Earl W Clawater III · CIK 0001610599 · SEVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,705

Underlying: Common Stock · 5,705 shares

Expires 2029-06-18

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 18, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:35 UTC GrantCommon Stock 1,120 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000072 · f4forewc.xml · nonDerivative · entry 1

Earl W Clawater III · CIK 0001610599 · SEVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,944

F1 · balance_after: Includes previously unreported restricted stock units (RSUs) received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:32 UTC GrantEmployee Stock Option / (Right to Buy) · Derivative 5,133 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000705432-18-000071 · f4forjda.xml · derivative · entry 3

ALFRED JAMES D · CIK 0001730399 · RP CTX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,133

Underlying: Common Stock · 5,133 shares

Expires 2029-06-18

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 18, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:32 UTC GrantCommon Stock 1,007 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000071 · f4forjda.xml · nonDerivative · entry 1

ALFRED JAMES D · CIK 0001730399 · RP CTX

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,605.014

F1 · balance_after: Includes previously unreported restricted stock units (RSUs) received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:31 UTC
MCCABE BRIAN KSEVP & COO
GrantEmployee Stock Option / (Right to Buy) · Derivative 6,716 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000705432-18-000070 · f4forbkm.xml · derivative · entry 4

MCCABE BRIAN K · CIK 0001610736 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,716

Underlying: Common Stock · 6,716 shares

Expires 2029-06-18

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 18, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:31 UTC
MCCABE BRIAN KSEVP & COO
GrantCommon Stock 1,304 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000070 · f4forbkm.xml · nonDerivative · entry 1

MCCABE BRIAN K · CIK 0001610736 · SEVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,298

F1 · balance_after: Includes previously unreported restricted stock units (RSUs) received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 18:13 UTC GrantEmployee Stock Option / (Right to Buy) · Derivative 13,060 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000705432-18-000068 · f4fortfa.xml · derivative · entry 5

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,060

Underlying: Common Stock · 13,060 shares

Expires 2029-06-18

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 18, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 18:13 UTC GrantCommon Stock 2,536 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000068 · f4fortfa.xml · nonDerivative · entry 1

ALEXANDER TIMOTHY F · CIK 0001634357 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,984

F1 · balance_after: Includes previously unreported restricted stock units (RSUs) received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:30 UTC GrantEmployee Stock Option / (Right to Buy) · Derivative 8,881 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000705432-18-000069 · f4forjcs.xml · derivative · entry 5

SHAMBURGER JULIE · CIK 0001217147 · SEVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,881

Underlying: Common Stock · 8,881 shares

Expires 2029-06-18

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 18, 2019.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:30 UTC GrantCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0000705432-18-000069 · f4forjcs.xml · nonDerivative · entry 1

SHAMBURGER JULIE · CIK 0001217147 · SEVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,834

F1 · balance_after: Includes previously unreported restricted stock units (RSUs) received pursuant to dividend equivalent rights attached to RSUs held by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.