Tapewire

Nasdaq · USD

SBGI

Sinclair, Inc.

Export transactions ↓
Tapewire entity
4959
SEC CIK
0001971213
Parsed reports
117

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202601
Feb 202600
Mar 202605
Apr 202602
May 202601
Jun 202600
Jul 202601
Aug 202602
Sep 202606
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2024 Filed Mar 12, 2024 15:38 UTC
Weisbord RobertCOO & President of Broadcast
GrantStock Appreciation Rights · Derivative 150,263 $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000014 · primary_doc.xml · derivative · entry 3

Weisbord Robert · CIK 0001600353 · COO & President of Broadcast

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,189

Underlying: Class A Common Stock · 150,263 shares

Expires 2034-03-08

F5 · derivative.exercise_price: The Stock Appreciation Right is exercisable at the price equal in value to the difference between the stock appreciation right's base value of $13.31 per stock appreciation right which is the fair market value of one share as of the grant date and the per share closing price of Sinclair, Inc. common stock on the date of exercise.

F6 · shares: Stock Appreciation Right shall vest 50% on March 8, 2025 and 50% on March 8, 2026.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 15:38 UTC
Weisbord RobertCOO & President of Broadcast
Tax withholdingClass A Common Stock 29,566 $13.31 $393,523.46
Disclosure

SEC source: 0001250842-24-000014 · primary_doc.xml · nonDerivative · entry 2

Weisbord Robert · CIK 0001600353 · COO & President of Broadcast

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,172

F4 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 5,239.712689 shares of Class A Common Stock held in a 401(k) unitized stock fund and 13,756.69 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 15:38 UTC
Weisbord RobertCOO & President of Broadcast
GrantClass A Common Stock 75,131 Not disclosed Not disclosed
Disclosure

SEC source: 0001250842-24-000014 · primary_doc.xml · nonDerivative · entry 1

Weisbord Robert · CIK 0001600353 · COO & President of Broadcast

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,738

F1 · shares: Common Stock issued as Restricted Stock which vests 50% on March 8, 2025 and 50% on March 8, 2026.

F2 · price: N/A

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 5,239.712689 shares of Class A Common Stock held in a 401(k) unitized stock fund and 13,756.69 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 14:42 UTC GrantStock Appreciation Rights · Derivative 436,000 $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000013 · primary_doc.xml · derivative · entry 3

RUTISHAUSER LUCY · CIK 0001259545 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 919,768

Underlying: Class A Common Stock · 436,000 shares

Expires 2034-03-08

F5 · derivative.exercise_price: The Stock Appreciation Right is exercisable at the price equal in value to the difference between the Stock Appreciation Right's base value of $13.31 per stock appreciation right which is the fair market value of one share as of the grant date, and the per share closing price of Sinclair, Inc. common stock on the date of exercise.

F6 · shares: Stock Appreciation Right shall vest 50% on March 8, 2025 and 50% on March 8, 2026.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 14:42 UTC Tax withholdingClass A Common Stock 18,146 $13.31 $241,523.26
Disclosure

SEC source: 0001250842-24-000013 · primary_doc.xml · nonDerivative · entry 2

RUTISHAUSER LUCY · CIK 0001259545 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,520

F4 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability.

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 10,117.378292 shares of Class A Common Stock held in a 401(k) unitized stock fund and 6,536.21 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 14:42 UTC GrantClass A Common Stock 37,566 Not disclosed Not disclosed
Disclosure

SEC source: 0001250842-24-000013 · primary_doc.xml · nonDerivative · entry 1

RUTISHAUSER LUCY · CIK 0001259545 · SVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,666

F1 · shares: Common Stock issued as Restricted Stock, which vests 50% on March 8, 2025 and 50% on March 8, 2026.

F2 · price: N/A

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 10,117.378292 shares of Class A Common Stock held in a 401(k) unitized stock fund and 6,536.21 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 17:57 UTC
BOCHENEK DAVID RChief Accounting Officer
GrantStock Appreciation Rights · Derivative 46,000 $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000012 · primary_doc.xml · derivative · entry 3

BOCHENEK DAVID R · CIK 0001246370 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,388

Underlying: Class A Common Stock · 46,000 shares

Expires 2034-03-08

F5 · derivative.exercise_price: The Stock Appreciation Right is exercisable at the price equal in value to the difference between the stock appreciation right's base value of $13.31 per stock appreciation right which is the fair market value of one share as of the grant date and the per share closing price of Sinclair, Inc. common stock on the date of exercise.

F6 · shares: Stock Appreciation Right shall vest 50% on March 8, 2025 and 50% on March 8, 2026.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 17:57 UTC
BOCHENEK DAVID RChief Accounting Officer
Tax withholdingClass A Common Stock 5,710 $13.31 $76,000.10
Disclosure

SEC source: 0001250842-24-000012 · primary_doc.xml · nonDerivative · entry 2

BOCHENEK DAVID R · CIK 0001246370 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,341

F4 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 20,803 shares of Class A Common Stock held in a revocable trust, 2,302.490024 shares of Class A Common Stock held in a 401(k) unitized stock fund, and 602.85 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 17:57 UTC
BOCHENEK DAVID RChief Accounting Officer
GrantClass A Common Stock 11,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001250842-24-000012 · primary_doc.xml · nonDerivative · entry 1

BOCHENEK DAVID R · CIK 0001246370 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,051

F1 · shares: Common Stock issued as Restricted Stock, which vests 50% on March 8, 2025 and 50% on March 8, 2026.

F2 · price: N/A

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 20,803 shares of Class A Common Stock held in a revocable trust, 2,302.490024 shares of Class A Common Stock held in a 401(k) unitized stock fund, and 602.85 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 13:11 UTC
Ripley ChristopherPresident & CEO
GrantStock Appreciation Rights · Derivative 1,340,000 $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000011 · primary_doc.xml · derivative · entry 2

Ripley Christopher · CIK 0001605310 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,745,477

Underlying: Class A Common Stock · 1,340,000 shares

Expires 2034-03-08

F4 · derivative.exercise_price: The Stock Appreciation Right is exercisable at the price equal in value to the difference between the stock appreciation right's base value of $13.31 per stock appreciation right which is the fair market value of one share as of the grant date, and the per share closing price of Sinclair, Inc. common stock on the date of exercise.

F5 · balance_after: Reporting Person also owns 375,000 shares of Class A Common Stock Options.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 13:11 UTC
Ripley ChristopherPresident & CEO
GrantClass A Common Stock 150,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001250842-24-000011 · primary_doc.xml · nonDerivative · entry 1

Ripley Christopher · CIK 0001605310 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,538

F1 · shares: Common Stock issued as Restricted Stock, which vests 50% on March 8, 2025 and 50% on March 8, 2026.

F2 · price: N/A

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 302,583 shares of Class A Common Stock held in a revocable trust and 4,289.394254 shares of Class A Common Stock held in a 401(k) unitized stock fund.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 16:21 UTC
Gibber David BSVP & General Counsel
GrantStock Appreciation Rights · Derivative 105,200 $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000010 · primary_doc.xml · derivative · entry 2

Gibber David B · CIK 0001773926 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,707

Underlying: Class A Common Stock · 105,200 shares

Expires 2034-03-08

F4 · derivative.exercise_price: The Stock Appreciation Right is exercisable at the price in value to the difference between the stock appreciation right's base value of $13.31 per stock appreciation right which is the fair market value of one share as of the grant date, and the per share closing price of Sinclair, Inc. common stock on the date of exercise.

F5 · shares: Stock Appreciation Right shall vest 50% on March 8, 2025 and 50% on March 8, 2026.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 16:21 UTC
Gibber David BSVP & General Counsel
GrantClass A Common Stock 45,079 Not disclosed Not disclosed
Disclosure

SEC source: 0001250842-24-000010 · primary_doc.xml · nonDerivative · entry 1

Gibber David B · CIK 0001773926 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,121

F1 · shares: Common Stock issued as Restricted Stock, which vests 50% on March 8, 2025 and 50% on March 8, 2026.

F2 · price: N/A

F3 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also owns 3,271.672785 shares of Class A Common Stock held in a 401(k) unitized stock fund and 2,526.33 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 08, 2024 Filed Mar 19, 2024 14:53 UTC
Lewis Jeffrey EdwardChief Compliance Officer
Tax withholdingClass A Common Stock 3,624 $13.31 $48,235.44
Disclosure

SEC source: 0001250842-24-000017 · primary_doc.xml · nonDerivative · entry 2

Lewis Jeffrey Edward · CIK 0001844328 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,500

F4 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability.

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 1,767.776145 shares of Class A Common Stock held in a 401(k) unitized stock fund and 2,038.16 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 08, 2024 Filed Mar 19, 2024 14:53 UTC
Lewis Jeffrey EdwardChief Compliance Officer
GrantClass A Common Stock 9,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001250842-24-000017 · primary_doc.xml · nonDerivative · entry 1

Lewis Jeffrey Edward · CIK 0001844328 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,124

F1 · shares: Common Stock issued as Restricted Stock, which vests 50% on March 8, 2025 and 50% on March 8, 2026.

F2 · price: N/A

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 1,767.776145 shares of Class A Common Stock held in a 401(k) unitized stock fund and 2,038.16 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 17:08 UTC
BOCHENEK DAVID RChief Accounting Officer
OtherClass A Common Stock 6,044 Not disclosed Not disclosed
Disclosure

SEC source: 0001250842-24-000008 · primary_doc.xml · nonDerivative · entry 1

BOCHENEK DAVID R · CIK 0001246370 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,803

F1 · kind: Shares transferred from Reporting Person individually to the Reporting Person's revocable trust.

F2 · price: N/A

F3 · balance_after: Shares held by Reporting Person in a revocable trust. After the transaction reported on this Form 4, the Reporting Person also owns 2,404 shares of Class A Common Stock issued as Restricted Stock, 1,272.060606 shares of Class A Common Stock held in a 401(k) unitized stock fund, and 602.85 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 17:18 UTC SaleClass A Common Stock 30,086 $13.58 $408,441.52
Disclosure

SEC source: 0001250842-24-000006 · primary_doc.xml · nonDerivative · entry 1

KEITH DANIEL C · CIK 0001254017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The sale price is a weighted average for the sale reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. The range of price for the sale was $13.56-$13.64.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 12:53 UTC Tax withholdingClass A Common Stock 2,625 $14.52 $38,115.00
Disclosure

SEC source: 0001250842-24-000003 · primary_doc.xml · nonDerivative · entry 1

Bray Justin LeRoy · CIK 0001734400 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,331

F1 · date: The first vesting date of restricted shares granted to the Reporting Person on March 2, 2023.

F2 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability.

F3 · shares: The total number of shares released to the Reporting Person was 4,383 shares of Class A Common Stock issued as Restricted Stock of which 2,625 shares were withheld by the issuer to satisfy the Reporting Person's tax liability.

F4 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also owns 1,079 shares of Class A Common Stock, 3,368.076446 shares of Class A Common Stock held in a 401(k) unitized stock fund, and 3,822.19 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 15:06 UTC
Ripley ChristopherPresident & CEO
Tax withholdingClass A Common Stock 32,415 $14.52 $470,665.80
Disclosure

SEC source: 0001250842-24-000005 · primary_doc.xml · nonDerivative · entry 1

Ripley Christopher · CIK 0001605310 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,275

F1 · date: The first vesting date of restricted shares granted to the Reporting Person on March 2, 2023.

F2 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability.

F3 · shares: The total number of shares released to the Reporting Person was 67,110 shares of Class A Common Stock issued as Restricted Stock of which 32,415 shares were withheld by the issuer to satisfy the Reporting Person's tax liability.

F4 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also owns 302,583 shares of Class A Common Stock held in a revocable trust for which the Reporting Person serves as a co-trustee and 3,214.940083 shares of Class A Common Stock held in a 401(k) unitized stock fund.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 18:37 UTC
Gibber David BSVP & General Counsel
Tax withholdingClass A Common Stock 8,398 $14.52 $121,938.96
Disclosure

SEC source: 0001250842-24-000004 · primary_doc.xml · nonDerivative · entry 1

Gibber David B · CIK 0001773926 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,042

F1 · date: The first vesting date of restricted shares granted to the Reporting Person on March 2, 2023.

F2 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability.

F3 · shares: The total number of shares released to the Reporting Person was 17,220 shares of Class A Common Stock issued as Restricted Stock of which 8,398 shares were withheld by the issuer to satisfy the Reporting Person's tax liability.

F4 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also owns 2,219.768595 shares of Class A Common Stock held in a 401(k) unitized stock fund, and 2,526.33 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
March 02, 2024 Filed Mar 6, 2024 15:11 UTC Amendment Tax withholdingClass A Common Stock 2,262 $14.52 $32,844.24
Disclosure

SEC source: 0001250842-24-000007 · primary_doc.xml · nonDerivative · entry 1

Bray Justin LeRoy · CIK 0001734400 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,694

F1 · date: The first vesting date of restricted shares granted to the Reporting Person on March 2, 2023.

F2 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability.

F3 · shares: The total number of shares released to the Reporting Person was 4,383 shares of Class A Common Stock issued as Restricted Stock of which 2,262 shares were withheld by the issuer to satisfy the Reporting Person's tax liability.

F4 · balance_after: Common Stock issued as Restricted Stock. Reporting Person also owns 1,079 shares of Class A Common Stock, 3,368.076446 shares of Class A Common Stock held in a 401(k) unitized stock fund, and 3,822.19 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
GiftClass B Common Stock · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 12

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Irrevocable Trust/MJSS 2024, Series I

Disclosed balance after: 1,000,000

Underlying: Class B Common Stock · 1,000,000 shares

Expires not disclosed

F5 · kind: Gifted to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

F6 · ownership.nature: The Reporting Person has the right to substitute the corpus of the trust.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
GiftClass B Common Stock · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 11

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,911,072

Underlying: Class B Common Stock · 1,000,000 shares

Expires not disclosed

F5 · kind: Gifted to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
GiftClass B Common Stock · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 10

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Irrevocable Trust/JBSS 2024, Series I

Disclosed balance after: 1,000,000

Underlying: Class B Common Stock · 1,000,000 shares

Expires not disclosed

F5 · kind: Gifted to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

F6 · ownership.nature: The Reporting Person has the right to substitute the corpus of the trust.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
GiftClass B Common Stock · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 9

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,911,072

Underlying: Class B Common Stock · 1,000,000 shares

Expires not disclosed

F5 · kind: Gifted to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
GiftClass B Common Stock · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 8

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Irrevocable Trust/DBS 2024, Series I

Disclosed balance after: 1,000,000

Underlying: Class B Common Stock · 1,000,000 shares

Expires not disclosed

F5 · kind: Gifted to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F6 · ownership.nature: The Reporting Person has the right to substitute the corpus of the trust.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
GiftClass B Common Stock · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 7

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,911,072

Underlying: Class B Common Stock · 1,000,000 shares

Expires not disclosed

F5 · kind: Gifted to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
GiftClass B Common Stock · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 6

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Irrevocable Trust/BECS 2024, Series I

Disclosed balance after: 1,000,000

Underlying: Class B Common Stock · 1,000,000 shares

Expires not disclosed

F5 · kind: Gifted to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

F6 · ownership.nature: The Reporting Person has the right to substitute the corpus of the trust.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
GiftClass B Common Stock · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 5

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,911,072

Underlying: Class B Common Stock · 1,000,000 shares

Expires not disclosed

F5 · kind: Gifted to Trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
OtherClass B Common Stock · Derivative 1,500,000 $13.77 Strike: $0.00 $20,655,000.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 4

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,911,072

Underlying: Class B Common Stock · 1,500,000 shares

Expires not disclosed

F1 · kind: Reporting Person exercised his right to substitute the corpus of the trust and withdrew the shares from the trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
OtherClass B Common Stock · Derivative 1,500,000 $13.77 Strike: $0.00 $20,655,000.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 3

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,411,072

Underlying: Class B Common Stock · 1,500,000 shares

Expires not disclosed

F1 · kind: Reporting Person exercised his right to substitute the corpus of the trust and withdrew the shares from the trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
OtherClass B Common Stock · Derivative 1,500,000 $13.77 Strike: $0.00 $20,655,000.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 2

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,911,072

Underlying: Class B Common Stock · 1,500,000 shares

Expires not disclosed

F1 · kind: Reporting Person exercised his right to substitute the corpus of the trust and withdrew the shares from the trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 18:40 UTC
SMITH DAVID DDirector · Executive Chairman · 10% owner
OtherClass B Common Stock · Derivative 1,500,000 $13.77 Strike: $0.00 $20,655,000.00
Disclosure

SEC source: 0001250842-24-000001 · primary_doc.xml · derivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,411,072

Underlying: Class B Common Stock · 1,500,000 shares

Expires not disclosed

F1 · kind: Reporting Person exercised his right to substitute the corpus of the trust and withdrew the shares from the trust f/b/o Reporting Person's child.

F2 · derivative.exercise_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible at the Reporting Person's election and has no expiration date.

F3 · balance_after: The Reporting Person also directly owns (i) 607,154 shares of Class A Common Stock, (ii) 381,188 shares of Class A Common Stock issued as Restricted Stock, and (iii) 16,133.745098 shares of Class A Common Stock held in a 401(k) unitized stock fund. The Reporting Person indirectly owns (i) 28,160 shares of Class A Common Stock held in separate custodial accounts established by the Reporting Person for the benefit of family members of which the Reporting Person is the custodian, (ii) 338,400 shares of Class A Common Stock held by trusts f/b/o family members of which the Reporting Person is a trustee, (iii) 162,553 shares of Class A Common Stock held by a limited liability company controlled by the Reporting Person, and (iv) 803,178 shares of Class A Common Stock held f/b/o David D. Smith Family Foundation, Inc., which the Reporting Person controls, but does not derive any benefit.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, the Reporting Person directly owns 2,911,072 shares of Class B Common Stock.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 19:58 UTC
Gibber David BSVP & General Counsel
SaleClass A Common Stock 2,515 $13.33 $33,531.24
Disclosure

SEC source: 0001250842-23-000038 · primary_doc.xml · nonDerivative · entry 2

Gibber David B · CIK 0001773926 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,949.239

F4 · shares: Shares held in an Employee Stock Purchase Plan.

F2 · price: The sale price is a weighted average for the sale reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares at each price. The range of prices for the sale was $13.31-$13.39.

F3 · balance_after: Reporting Person also owns 2,230.502999 shares of Class A Common Stock held in a 401(k) unitized stock fund.

F4 · balance_after: Shares held in an Employee Stock Purchase Plan.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 19:58 UTC
Gibber David BSVP & General Counsel
SaleClass A Common Stock 18,092 $13.33 $241,211.59
Disclosure

SEC source: 0001250842-23-000038 · primary_doc.xml · nonDerivative · entry 1

Gibber David B · CIK 0001773926 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,440

F1 · shares: Shares issued as Restricted Stock.

F2 · price: The sale price is a weighted average for the sale reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares at each price. The range of prices for the sale was $13.31-$13.39.

F1 · balance_after: Shares issued as Restricted Stock.

F3 · balance_after: Reporting Person also owns 2,230.502999 shares of Class A Common Stock held in a 401(k) unitized stock fund.

Read SEC document
October 10, 2023 Filed Oct 11, 2023 19:43 UTC PurchaseClass A Common Stock 12,053 $9.71 $117,034.63
Disclosure

SEC source: 0001250842-23-000037 · primary_doc.xml · nonDerivative · entry 2

Friedman Howard E · CIK 0001630893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,371

F2 · kind: The purchase transaction on October 10, 2023 and the sales transaction on October 9, 2023 constitute matchable transactions under the short swing profit rules issued under the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). Of the shares sold on October 9, 2023, 300 shares were sold at a higher price ($9.72) than the October 10, 2023 per share purchase price of $9.71, resulting in a $3.00 profit as calculated pursuant to Section 16 of the Exchange Act, which the Reporting Person has agreed to remit to the issuer.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 19:43 UTC SaleClass A Common Stock 12,053 $9.63 $116,083.65
Disclosure

SEC source: 0001250842-23-000037 · primary_doc.xml · nonDerivative · entry 1

Friedman Howard E · CIK 0001630893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,318

F1 · price: The sale price is a weighted average for the sale price reported. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares of each price. The range of prices for the sale was $9.62-$9.72.

Read SEC document
August 01, 2023 Filed Aug 22, 2023 16:26 UTC
Lewis Jeffrey EdwardChief Compliance Officer
SaleClass A Common Stock 43.64 $13.65 $595.69
Disclosure

SEC source: 0001250842-23-000036 · primary_doc.xml · nonDerivative · entry 2

Lewis Jeffrey Edward · CIK 0001844328 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714.8161

F1 · shares: Shares held in a 401(k) unitized stock fund.

F2 · balance_after: Shares held in a 401(k) unitized stock fund. The Reporting Person also owns 7,329 shares of Class A Common Stock issued as Restricted Stock, and 352.01 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
June 02, 2023 Filed Aug 22, 2023 16:26 UTC
Lewis Jeffrey EdwardChief Compliance Officer
SaleClass A Common Stock 29.73 $14.84 $441.19
Disclosure

SEC source: 0001250842-23-000036 · primary_doc.xml · nonDerivative · entry 1

Lewis Jeffrey Edward · CIK 0001844328 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757.2379

F1 · shares: Shares held in a 401(k) unitized stock fund.

F2 · balance_after: Shares held in a 401(k) unitized stock fund. The Reporting Person also owns 7,329 shares of Class A Common Stock issued as Restricted Stock, and 352.01 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 14:11 UTC Tax withholdingClass A Common Stock 976 $15.47 $15,093.84
Disclosure

SEC source: 0001250842-23-000032 · primary_doc.xml · nonDerivative · entry 1

Bray Justin LeRoy · CIK 0001734400 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,956

F1 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability upon the early vesting of restricted stock granted on January 31, 2022 in connection with the issuer's reorganization effective June 1, 2023.

F2 · shares: The total number of shares released to the Reporting Person was 2,106 shares of Class A Common Stock issued as Restricted Stock of which 976 shares were withheld by the issuer to satisfy the Reporting Person's tax liability.

F3 · balance_after: Includes 1,130 shares of Class A Common Stock issued as Restricted Stock. The Reporting Person also owns 1,079 shares of Class A Common Stock, 3,218.696689 shares of Class A Common Stock held in a 401(k) unitized stock fund, and 3,822.19 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 15:59 UTC
Ripley ChristopherPresident & CEO
Tax withholdingClass A Common Stock 26,597 $15.47 $411,322.61
Disclosure

SEC source: 0001250842-23-000034 · primary_doc.xml · nonDerivative · entry 1

Ripley Christopher · CIK 0001605310 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,690

F1 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability upon the early vesting of restricted stock granted on January 31, 2022 in connection with the issuer's reorganization effective June 1, 2023.

F2 · shares: The total number of shares released to the Reporting Person was 55,066 shares of Class A Common Stock issued as Restricted Stock of which 26,597 shares were withheld by the issuer to satisfy the Reporting Person's tax liability.

F3 · balance_after: Includes the vested 28,469 shares of Class A Common Stock reported on this Form 4 issued as Restricted Stock. The Reporting Person also owns 302,583 shares held in a revocable trust for which the Reporting Person serves as a co-trustee and 3,072.352318 shares of Class A Common Stock held in a 401(k) unitized stock fund.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 19:23 UTC
Gibber David BSVP & General Counsel
Tax withholdingClass A Common Stock 3,990 $15.47 $61,705.35
Disclosure

SEC source: 0001250842-23-000033 · primary_doc.xml · nonDerivative · entry 1

Gibber David B · CIK 0001773926 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,532

F1 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability upon the early vesting of restricted stock granted on January 31, 2022 in connection with the issuer's reorganization effective June 1, 2023.

F2 · shares: The total number of shares released to the Reporting Person was 8,260 shares of Class A Common Stock issued as Restricted Stock of which 3,990 shares were withheld by the issuer to satisfy the Reporting Person's tax liability.

F3 · balance_after: Includes the vested 4,270 shares of Class A Common Stock reported on this Form 4 issued as Restricted Stock. The Reporting Person also owns 2,121.318543 shares of Class A Common Stock held in a 401(k) unitized stock fund, and 2,206.67 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
November 13, 2021 Filed Jan 9, 2024 16:46 UTC
Lewis Jeffrey EdwardChief Compliance Officer
Tax withholdingClass A Common Stock 1,016 $26.24 $26,654.76
Disclosure

SEC source: 0001250842-24-000002 · primary_doc.xml · nonDerivative · entry 2

Lewis Jeffrey Edward · CIK 0001844328 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,360

F4 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability.

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 746.850399 shares of Class A Common Stock held in a 401(k) unitized stock fund and 2,038.164 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document
February 19, 2021 Filed Jul 11, 2023 14:20 UTC Amendment
SMITH DAVID DDirector · Executive Chairman · 10% owner
Tax withholdingClass A Common Stock 85,220 $32.76 $2,791,381.10
Disclosure

SEC source: 0001250842-23-000035 · primary_doc.xml · nonDerivative · entry 1

SMITH DAVID D · CIK 0001016817 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,533

F1 · kind: Designates withholding of shares to satisfy the Reporting Person's tax liability

F2 · balance_after: Common Stock issued as Restricted Stock.

Read SEC document
February 19, 2021 Filed Jan 9, 2024 16:46 UTC
Lewis Jeffrey EdwardChief Compliance Officer
GrantClass A Common Stock 3,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001250842-24-000002 · primary_doc.xml · nonDerivative · entry 1

Lewis Jeffrey Edward · CIK 0001844328 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,376

F1 · shares: Common Stock issued as Restricted Stock.

F2 · price: N/A

F3 · balance_after: Common Stock issued as Restricted Stock. The Reporting Person also owns 746.850399 shares of Class A Common Stock held in a 401(k) unitized stock fund and 2,038.164 shares of Class A Common Stock held in an Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.