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OTC · USD

SBDS

Solo Brands, Inc.

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Tapewire entity
8034
SEC CIK
0001870600
Parsed reports
175

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2023 Filed May 31, 2023 22:01 UTC Exercise / conversionClass A Common Stock 27,412 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025463 · ownership.xml · nonDerivative · entry 1

Brown Julia M · CIK 0001855226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2023 Filed May 31, 2023 18:01 UTC GrantRestricted Stock Unit · Derivative 28,935 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025462 · ownership.xml · derivative · entry 3

Tarbox Andrea K · CIK 0001385769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,935

Underlying: Class A Common Stock · 28,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

Read SEC document
May 26, 2023 Filed May 31, 2023 18:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,412 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025462 · ownership.xml · derivative · entry 2

Tarbox Andrea K · CIK 0001385769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

Read SEC document
May 26, 2023 Filed May 31, 2023 18:01 UTC Exercise / conversionClass A Common Stock 27,412 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025462 · ownership.xml · nonDerivative · entry 1

Tarbox Andrea K · CIK 0001385769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2023 Filed May 31, 2023 18:00 UTC
Powers DavidDirector
GrantRestricted Stock Unit · Derivative 28,935 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025461 · ownership.xml · derivative · entry 1

Powers David · CIK 0001556488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,935

Underlying: Class A Common Stock · 28,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

Read SEC document
May 26, 2023 Filed May 31, 2023 22:02 UTC GrantRestricted Stock Unit · Derivative 34,722 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025464 · ownership.xml · derivative · entry 1

DENNISON MICHAEL C. · CIK 0001732733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,722

Underlying: Class A Common Stock · 34,722 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

Read SEC document
May 26, 2023 Filed May 31, 2023 22:00 UTC GrantRestricted Stock Unit · Derivative 28,935 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025460 · ownership.xml · derivative · entry 3

Randolph Marc Bernays · CIK 0001888929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

Read SEC document
May 26, 2023 Filed May 31, 2023 22:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 27,412 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025460 · ownership.xml · derivative · entry 2

Randolph Marc Bernays · CIK 0001888929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of stockholders of the Issuer following the date of grant and (ii) the first anniversary of the date of grant, subject in each case to the individual's contiuous service.

Read SEC document
May 26, 2023 Filed May 31, 2023 22:00 UTC Exercise / conversionClass A Common Stock 27,412 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025460 · ownership.xml · nonDerivative · entry 1

Randolph Marc Bernays · CIK 0001888929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2023 Filed May 18, 2023 10:34 UTC
Powers DavidDirector
Exercise / conversionRestricted Stock Unit · Derivative 23,753 $0.00 $0.00
Disclosure

SEC source: 0001870600-23-000032 · wf-form4_168442046179343.xml · derivative · entry 2

Powers David · CIK 0001556488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,505

Underlying: Class A Common Stock · 23,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest over a 3-year period in substantially equal annual installments beginning on 5/16/2023, subject to the individual's continuous service.

F2 · derivative.expiration_date: The RSUs vest over a 3-year period in substantially equal annual installments beginning on 5/16/2023, subject to the individual's continuous service.

Read SEC document
May 17, 2023 Filed May 18, 2023 10:34 UTC
Powers DavidDirector
Exercise / conversionClass A Common Stock 23,753 $0.00 $0.00
Disclosure

SEC source: 0001870600-23-000032 · wf-form4_168442046179343.xml · nonDerivative · entry 1

Powers David · CIK 0001556488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2023 Filed May 18, 2023 14:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 23,753 $0.00 $0.00
Disclosure

SEC source: 0001870600-23-000030 · wf-form4_168442036286980.xml · derivative · entry 2

DENNISON MICHAEL C. · CIK 0001732733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,505

Underlying: Class A Common Stock · 23,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest over a 3-year period in substantially equal annual installments beginning on 5/16/2023, subject to the individual's continuous service.

F2 · derivative.expiration_date: The RSUs vest over a 3-year period in substantially equal annual installments beginning on 5/16/2023, subject to the individual's continuous service.

Read SEC document
May 17, 2023 Filed May 18, 2023 14:32 UTC Exercise / conversionClass A Common Stock 23,753 $0.00 $0.00
Disclosure

SEC source: 0001870600-23-000030 · wf-form4_168442036286980.xml · nonDerivative · entry 1

DENNISON MICHAEL C. · CIK 0001732733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2023 Filed May 17, 2023 16:12 UTC SaleClass A Common Stock 1,625,463 $5.00 $8,127,315.00
Disclosure

SEC source: 0001209191-23-030146 · doc4.xml · nonDerivative · entry 2

BERTRAM GROWTH CAPITAL III, L.P. · CIK 0001661551 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 491,697

F3 · kind: On May 16, 2023, in connection with the closing of the Offering, BGC III sold 1,625,463 shares of Class A common stock to the Issuer, pursuant to that certain Stock Purchase Agreement, dated May 10, 2023, by and among the Issuer, BGC III and the other selling stockholders named therein, at a price of $5.00 per share.

F2 · ownership.nature: BGC III is the direct owner of the shares of Class A common stock. Bertram Growth Capital III (GP), L.P. ("BGC III GP") is the general partner of BGC III. Bertram Growth Capital III (GPLLC), L.L.C. ("BGC III (GPLLC)") is the general partner of BGC III GP. Jeffrey M. Drazan is the manager of BGC III (GPLLC). As such, each of these entities and Mr. Drazan may be deemed to share beneficial ownership of the shares of Class A common stock held of record by BGC III. Each of BGC III GP, BGC III (GPLLC) and Mr. Drazan disclaims beneficial ownership of the shares of Class A common stock held of record by BGC III.

Read SEC document
May 16, 2023 Filed May 17, 2023 16:12 UTC SaleClass A Common Stock 3,277,987 $5.00 $16,389,935.00
Disclosure

SEC source: 0001209191-23-030146 · doc4.xml · nonDerivative · entry 1

BERTRAM GROWTH CAPITAL III, L.P. · CIK 0001661551 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,117,160

F1 · kind: On May 16, 2023, Bertram Growth Capital III, L.P. ("BGC III") sold 3,277,987 shares of Class A common stock (the "Class A common stock") of Solo Brands, Inc. (the "Issuer") in a registered underwritten public offering (the "Offering"), pursuant to that certain Underwriting Agreement, dated as of May 11, 2023, by and among the Issuer, Solo Stove Holdings, LLC, BGC III, the other selling stockholders named therein, and BofA Securities, Inc. and Jefferies LLC, as representatives of the other underwriters named therein. The price to the public in the Offering was $5.25 per share. The per share sale price reported in this Form 4 reflects underwriting discounts and commissions.

F2 · ownership.nature: BGC III is the direct owner of the shares of Class A common stock. Bertram Growth Capital III (GP), L.P. ("BGC III GP") is the general partner of BGC III. Bertram Growth Capital III (GPLLC), L.L.C. ("BGC III (GPLLC)") is the general partner of BGC III GP. Jeffrey M. Drazan is the manager of BGC III (GPLLC). As such, each of these entities and Mr. Drazan may be deemed to share beneficial ownership of the shares of Class A common stock held of record by BGC III. Each of BGC III GP, BGC III (GPLLC) and Mr. Drazan disclaims beneficial ownership of the shares of Class A common stock held of record by BGC III.

Read SEC document
May 16, 2023 Filed May 17, 2023 16:17 UTC SaleClass A Common Stock 711,964 $5.00 $3,559,820.00
Disclosure

SEC source: 0001209191-23-030154 · doc4.xml · nonDerivative · entry 2

BERTRAM GROWTH CAPITAL III-A, L.P. · CIK 0001661550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 215,368

F3 · kind: On May 16, 2023, in connection with the closing of the Offering, BGC III-A sold 711,964 shares of Class A common stock to the Issuer, pursuant to that certain Stock Purchase Agreement, dated May 10, 2023, by and among the Issuer, BGC III-A and the other selling stockholders named therein, at a price of $5.00 per share.

F2 · ownership.nature: BGC III-A is the direct owner of the shares of Class A common stock. Bertram Growth Capital III (GP), L.P. ("BGC III GP") is the general partner of BGC III-A. Bertram Growth Capital III (GPLLC), L.L.C. ("BGC III (GPLLC)") is the general partner of BGC III GP. Jeffrey M. Drazan is the manager of BGC III (GPLLC). As such, each of these entities and Mr. Drazan may be deemed to share beneficial ownership of the shares of Class A common stock held of record by BGC III-A. Each of BGC III GP, BGC III (GPLLC) and Mr. Drazan disclaims beneficial ownership of the shares of Class A common stock held of record by BGC III-A.

Read SEC document
May 16, 2023 Filed May 17, 2023 16:17 UTC SaleClass A Common Stock 1,435,784 $5.00 $7,178,920.00
Disclosure

SEC source: 0001209191-23-030154 · doc4.xml · nonDerivative · entry 1

BERTRAM GROWTH CAPITAL III-A, L.P. · CIK 0001661550 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 927,332

F1 · kind: On May 16, 2023, Bertram Growth Capital III-A, L.P. ("BGC III-A") sold 1,435,784 shares of Class A common stock (the "Class A common stock") of Solo Brands, Inc. (the "Issuer") in a registered underwritten public offering (the "Offering"), pursuant to that certain Underwriting Agreement, dated as of May 11, 2023, by and among the Issuer, Solo Stove Holdings, LLC, BGC III-A, the other selling stockholders named therein, and BofA Securities, Inc. and Jefferies LLC, as representatives of the other underwriters named therein. The price to the public in the Offering was $5.00 per share. The per share sale price reported in this Form 4 reflects underwriting discounts and commissions.

F2 · ownership.nature: BGC III-A is the direct owner of the shares of Class A common stock. Bertram Growth Capital III (GP), L.P. ("BGC III GP") is the general partner of BGC III-A. Bertram Growth Capital III (GPLLC), L.L.C. ("BGC III (GPLLC)") is the general partner of BGC III GP. Jeffrey M. Drazan is the manager of BGC III (GPLLC). As such, each of these entities and Mr. Drazan may be deemed to share beneficial ownership of the shares of Class A common stock held of record by BGC III-A. Each of BGC III GP, BGC III (GPLLC) and Mr. Drazan disclaims beneficial ownership of the shares of Class A common stock held of record by BGC III-A.

Read SEC document
May 16, 2023 Filed May 17, 2023 16:10 UTC SaleClass A Common Stock 1,194,393 $5.00 $5,971,965.00
Disclosure

SEC source: 0001209191-23-030145 · doc4.xml · nonDerivative · entry 2

BERTRAM GROWTH CAPITAL III ANNEX FUND, L.P. · CIK 0001774628 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 361,301

F3 · kind: On May 16, 2023, in connection with the closing of the Offering, BGC III Annex sold 1,194,393 shares of Class A common stock to the Issuer, pursuant to that certain Stock Purchase Agreement, dated May 10, 2023, by and among the Issuer, BGC III Annex and the other selling stockholders named therein, at a price of $5.00 per share.

F2 · ownership.nature: BGC III Annex is the direct owner of the shares of Class A common stock. Bertram Growth Capital III Annex Fund (GP), L.P. ("BGC III Annex GP") is the general partner of BGC III Annex. Bertram Growth Capital III (GPLLC), L.L.C. ("BGC III (GPLLC)") is the general partner of BGC III Annex GP. Jeffrey M. Drazan is the manager of BGC III (GPLLC). As such, each of these entities and Mr. Drazan may be deemed to share beneficial ownership of the shares of Class A common stock held of record by BGC III Annex. Each of BGC III Annex GP, BGC III (GPLLC) and Mr. Drazan disclaims beneficial ownership of the shares of Class A common stock held of record by BGC III Annex.

Read SEC document
May 16, 2023 Filed May 17, 2023 16:10 UTC SaleClass A Common Stock 2,408,671 $5.00 $12,043,355.00
Disclosure

SEC source: 0001209191-23-030145 · doc4.xml · nonDerivative · entry 1

BERTRAM GROWTH CAPITAL III ANNEX FUND, L.P. · CIK 0001774628 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,555,694

F1 · kind: On May 16, 2023, Bertram Growth Capital III Annex Fund, L.P. ("BGC III Annex") sold 2,408,671 shares of Class A common stock (the "Class A common stock") of Solo Brands, Inc. (the "Issuer") in a registered underwritten public offering (the "Offering"), pursuant to that certain Underwriting Agreement, dated as of May 11, 2023, by and among the Issuer, Solo Stove Holdings, LLC, BGC III Annex, the other selling stockholders named therein, and BofA Securities, Inc. and Jefferies LLC, as representatives of the other underwriters named therein. The price to the public in the Offering was $5.25 per share. The per share sale price reported in this Form 4 reflects underwriting discounts and commissions.

F2 · ownership.nature: BGC III Annex is the direct owner of the shares of Class A common stock. Bertram Growth Capital III Annex Fund (GP), L.P. ("BGC III Annex GP") is the general partner of BGC III Annex. Bertram Growth Capital III (GPLLC), L.L.C. ("BGC III (GPLLC)") is the general partner of BGC III Annex GP. Jeffrey M. Drazan is the manager of BGC III (GPLLC). As such, each of these entities and Mr. Drazan may be deemed to share beneficial ownership of the shares of Class A common stock held of record by BGC III Annex. Each of BGC III Annex GP, BGC III (GPLLC) and Mr. Drazan disclaims beneficial ownership of the shares of Class A common stock held of record by BGC III Annex.

Read SEC document
May 16, 2023 Filed May 19, 2023 00:10 UTC SaleClass A Common Stock 2,073,689 $5.00 $10,368,445.00
Disclosure

SEC source: 0000950170-23-023136 · ownership.xml · nonDerivative · entry 2

NB Alternatives Advisers LLC · CIK 0001469000 · 10% owner

NB Crossroads Private Markets Fund V Holdings LP · CIK 0001702885 · 10% owner

NB Crossroads XXII - MC Holdings LP · CIK 0001824070 · 10% owner

NB Gemini Fund LP · CIK 0001824077 · 10% owner

NB Select Opps II MHF LP · CIK 0001891175 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 627,286

F1 · security: This Form 4 is filed jointly by NB Alternatives Advisers LLC ("NBAA"), NB Crossroads Private Markets Fund V Holdings LP ("NB Private Markets V"), NB Crossroads XXII - MC Holdings LP ("NB Crossroads XXII"), NB Gemini Fund LP ("NB Gemini"), and NB Select Opps II MHF LP ("NB Select Opps II") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owners of any securities covered by this statement. The Reporting Persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F3 · security: The Reporting Persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to Solo Brands, Inc. (the "Issuer") or securities of the Issuer.

F8 · shares: In addition, on May 16, 2023, pursuant to a privately negotiated Stock Purchase Agreement (the "Purchase Agreement"), which is attached as Exhibit 10.1 to the Issuer's Form 8-K filed with the SEC on May 12, 2023, by and between the Issuer, the NB Parties and certain other selling stockholders, the Issuer repurchased from the NB Parties at a purchase price of equal to the Offering Price, (i) 103,680 Shares that were held directly by NB Private Markets V, (ii) 269,582 Shares that were held directly by NB Crossroads XXII, (iii) 798,373 Shares that were held directly by NB Gemini, and (iv) 902,054 Shares that were held directly by NB Select Opps II.

F8 · price: In addition, on May 16, 2023, pursuant to a privately negotiated Stock Purchase Agreement (the "Purchase Agreement"), which is attached as Exhibit 10.1 to the Issuer's Form 8-K filed with the SEC on May 12, 2023, by and between the Issuer, the NB Parties and certain other selling stockholders, the Issuer repurchased from the NB Parties at a purchase price of equal to the Offering Price, (i) 103,680 Shares that were held directly by NB Private Markets V, (ii) 269,582 Shares that were held directly by NB Crossroads XXII, (iii) 798,373 Shares that were held directly by NB Gemini, and (iv) 902,054 Shares that were held directly by NB Select Opps II.

F9 · balance_after: Consists of (i) 31,363 Shares, held directly by NB Private Markets V, (ii) 81,548 Shares held directly by NB Crossroads XXII, (iii) 241,506 Shares held directly by NB Gemini, and (iv) 272,869 Shares held directly by NB Select Opps II. As a result of the transactions by the NB Parties pursuant to the Purchase Agreement and the Underwriting Agreement, the Reporting Persons will no longer be reporting persons.

F7 · ownership.direct: NBAA exercises dispositive and voting power with respect to the Shares held by each of the other Reporting Persons and, as a result, may be deemed to beneficially own the Shares held directly by each of NB Private Markets V, NB Crossroads XXII, NB Gemini, and NB Select Opps II.

F9 · ownership.direct: Consists of (i) 31,363 Shares, held directly by NB Private Markets V, (ii) 81,548 Shares held directly by NB Crossroads XXII, (iii) 241,506 Shares held directly by NB Gemini, and (iv) 272,869 Shares held directly by NB Select Opps II. As a result of the transactions by the NB Parties pursuant to the Purchase Agreement and the Underwriting Agreement, the Reporting Persons will no longer be reporting persons.

F7 · ownership.nature: NBAA exercises dispositive and voting power with respect to the Shares held by each of the other Reporting Persons and, as a result, may be deemed to beneficially own the Shares held directly by each of NB Private Markets V, NB Crossroads XXII, NB Gemini, and NB Select Opps II.

F9 · ownership.nature: Consists of (i) 31,363 Shares, held directly by NB Private Markets V, (ii) 81,548 Shares held directly by NB Crossroads XXII, (iii) 241,506 Shares held directly by NB Gemini, and (iv) 272,869 Shares held directly by NB Select Opps II. As a result of the transactions by the NB Parties pursuant to the Purchase Agreement and the Underwriting Agreement, the Reporting Persons will no longer be reporting persons.

Read SEC document
May 16, 2023 Filed May 19, 2023 00:10 UTC SaleClass A Common Stock 4,181,906 $5.00 $20,909,530.00
Disclosure

SEC source: 0000950170-23-023136 · ownership.xml · nonDerivative · entry 1

NB Alternatives Advisers LLC · CIK 0001469000 · 10% owner

NB Crossroads Private Markets Fund V Holdings LP · CIK 0001702885 · 10% owner

NB Crossroads XXII - MC Holdings LP · CIK 0001824070 · 10% owner

NB Gemini Fund LP · CIK 0001824077 · 10% owner

NB Select Opps II MHF LP · CIK 0001891175 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,700,975

F1 · security: This Form 4 is filed jointly by NB Alternatives Advisers LLC ("NBAA"), NB Crossroads Private Markets Fund V Holdings LP ("NB Private Markets V"), NB Crossroads XXII - MC Holdings LP ("NB Crossroads XXII"), NB Gemini Fund LP ("NB Gemini"), and NB Select Opps II MHF LP ("NB Select Opps II") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owners of any securities covered by this statement. The Reporting Persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F3 · security: The Reporting Persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to Solo Brands, Inc. (the "Issuer") or securities of the Issuer.

F4 · shares: On May 16, 2023, pursuant to an underwriting agreement (the "Underwriting Agreement"), which is attached as Exhibit 1.1 to the Issuer's Form 8-K filed with the Securities and Exchange Commission (the "SEC") on May 12, 2023, entered into by the Issuer in connection with a registered secondary offering and sale of shares of Class A common stock of the Issuer, $0.001 par value per share ("Shares") by NB Private Markets V, NB Crossroads XXII, NB Gemini, and NB Select Opps II (collectively, the "NB Parties") and certain other selling stockholders listed on Schedule B to the Underwriting Agreement, the underwriters purchased from the NB Parties at a purchase price of $5.25 per share, less the underwriters' discount of $0.25 per share,

F5 · shares: (Continued from footnote 4) (the "Offering Price"), (i) 209,087 Shares, that were held directly by NB Private Markets V, (ii) 543,653 Shares that were held directly by NB Crossroads XXII, (iii) 1,610,040 Shares that were held directly by NB Gemini, and (iv) 1,819,126 Shares that were held directly by NB Select Opps II.

F4 · price: On May 16, 2023, pursuant to an underwriting agreement (the "Underwriting Agreement"), which is attached as Exhibit 1.1 to the Issuer's Form 8-K filed with the Securities and Exchange Commission (the "SEC") on May 12, 2023, entered into by the Issuer in connection with a registered secondary offering and sale of shares of Class A common stock of the Issuer, $0.001 par value per share ("Shares") by NB Private Markets V, NB Crossroads XXII, NB Gemini, and NB Select Opps II (collectively, the "NB Parties") and certain other selling stockholders listed on Schedule B to the Underwriting Agreement, the underwriters purchased from the NB Parties at a purchase price of $5.25 per share, less the underwriters' discount of $0.25 per share,

F5 · price: (Continued from footnote 4) (the "Offering Price"), (i) 209,087 Shares, that were held directly by NB Private Markets V, (ii) 543,653 Shares that were held directly by NB Crossroads XXII, (iii) 1,610,040 Shares that were held directly by NB Gemini, and (iv) 1,819,126 Shares that were held directly by NB Select Opps II.

F6 · balance_after: Consists of (i) 135,043 Shares, held directly by NB Private Markets V, (ii) 351,130 Shares held directly by NB Crossroads XXII, (iii) 1,039,879 Shares held directly by NB Gemini, and (iv) 1,174,923 Shares held directly by NB Select Opps II.

F6 · ownership.direct: Consists of (i) 135,043 Shares, held directly by NB Private Markets V, (ii) 351,130 Shares held directly by NB Crossroads XXII, (iii) 1,039,879 Shares held directly by NB Gemini, and (iv) 1,174,923 Shares held directly by NB Select Opps II.

F7 · ownership.direct: NBAA exercises dispositive and voting power with respect to the Shares held by each of the other Reporting Persons and, as a result, may be deemed to beneficially own the Shares held directly by each of NB Private Markets V, NB Crossroads XXII, NB Gemini, and NB Select Opps II.

F6 · ownership.nature: Consists of (i) 135,043 Shares, held directly by NB Private Markets V, (ii) 351,130 Shares held directly by NB Crossroads XXII, (iii) 1,039,879 Shares held directly by NB Gemini, and (iv) 1,174,923 Shares held directly by NB Select Opps II.

F7 · ownership.nature: NBAA exercises dispositive and voting power with respect to the Shares held by each of the other Reporting Persons and, as a result, may be deemed to beneficially own the Shares held directly by each of NB Private Markets V, NB Crossroads XXII, NB Gemini, and NB Select Opps II.

Read SEC document
May 15, 2023 Filed May 16, 2023 00:04 UTC
Webb SomerChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 38,640 $0.00 $0.00
Disclosure

SEC source: 0001870600-23-000028 · wf-form4_168419543970524.xml · derivative · entry 3

Webb Somer · CIK 0001926973 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,919

Underlying: Class A Common Stock · 38,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: Represents the vesting of 25% of the RSUs. The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.

F4 · derivative.expiration_date: Represents the vesting of 25% of the RSUs. The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.

Read SEC document
May 15, 2023 Filed May 16, 2023 00:04 UTC
Webb SomerChief Financial Officer
Tax withholdingClass A Common Stock 9,408 $5.19 $48,827.52
Disclosure

SEC source: 0001870600-23-000028 · wf-form4_168419543970524.xml · nonDerivative · entry 2

Webb Somer · CIK 0001926973 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,192

F2 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

Read SEC document
May 15, 2023 Filed May 16, 2023 00:04 UTC
Webb SomerChief Financial Officer
Exercise / conversionClass A Common Stock 38,640 $0.00 $0.00
Disclosure

SEC source: 0001870600-23-000028 · wf-form4_168419543970524.xml · nonDerivative · entry 1

Webb Somer · CIK 0001926973 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects shares purchased as a result of the Reporting Person's participation in the Issuer's employee stock purchase plan, exempt pursuant to Rule 16b-3(c).

Read SEC document
May 05, 2023 Filed May 10, 2023 00:47 UTC
Merris JohnDirector · President and CEO
Exercise / conversionClass A Common Stock · Derivative 4,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-019974 · ownership.xml · derivative · entry 7

Merris John · CIK 0001888039 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,955

Underlying: Class A Common Stock · 4,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The remaining unvested RSUs will vest in nine approximately equal quarterly installments.

F5 · derivative.expiration_date: The remaining unvested RSUs will vest in nine approximately equal quarterly installments.

Read SEC document
May 05, 2023 Filed May 10, 2023 00:47 UTC
Merris JohnDirector · President and CEO
Tax withholdingClass A Common Stock 1,119 $7.13 $7,978.47
Disclosure

SEC source: 0000950170-23-019974 · ownership.xml · nonDerivative · entry 4

Merris John · CIK 0001888039 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,413

F2 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

Read SEC document
May 05, 2023 Filed May 10, 2023 00:47 UTC
Merris JohnDirector · President and CEO
Exercise / conversionClass A Common Stock 4,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-019974 · ownership.xml · nonDerivative · entry 3

Merris John · CIK 0001888039 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2023 Filed May 10, 2023 00:45 UTC
Christensen Kent RogerGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 1,103 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-019972 · ownership.xml · derivative · entry 6

Christensen Kent Roger · CIK 0001888079 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,029

Underlying: Class A Common Stock · 1,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The remaining unvested RSUs will vest in nine approximately equal quarterly installments.

F5 · derivative.expiration_date: The remaining unvested RSUs will vest in nine approximately equal quarterly installments.

Read SEC document
May 05, 2023 Filed May 10, 2023 00:45 UTC
Christensen Kent RogerGeneral Counsel
Tax withholdingClass A Common Stock 268 $7.13 $1,910.84
Disclosure

SEC source: 0000950170-23-019972 · ownership.xml · nonDerivative · entry 4

Christensen Kent Roger · CIK 0001888079 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,702

F2 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

Read SEC document
May 05, 2023 Filed May 10, 2023 00:45 UTC
Christensen Kent RogerGeneral Counsel
Exercise / conversionClass A Common Stock 1,103 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-019972 · ownership.xml · nonDerivative · entry 3

Christensen Kent Roger · CIK 0001888079 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 19:30 UTC
Powers DavidDirector
PurchaseClass A Common Stock 15,500 $6.49 $100,638.40
Disclosure

SEC source: 0000899243-23-008772 · doc4.xml · nonDerivative · entry 1

Powers David · CIK 0001556488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.35 to $6.59. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 06, 2023 Filed May 10, 2023 00:47 UTC
Merris JohnDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 4,595 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-019974 · ownership.xml · derivative · entry 6

Merris John · CIK 0001888039 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,551

Underlying: Class A Common Stock · 4,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The remaining unvested RSUs will vest in ten approximately equal quarterly installments.

F4 · derivative.expiration_date: The remaining unvested RSUs will vest in ten approximately equal quarterly installments.

Read SEC document
February 06, 2023 Filed May 10, 2023 00:47 UTC
Merris JohnDirector · President and CEO
Tax withholdingClass A Common Stock 1,118 $4.80 $5,366.40
Disclosure

SEC source: 0000950170-23-019974 · ownership.xml · nonDerivative · entry 2

Merris John · CIK 0001888039 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,936

F2 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

Read SEC document
February 06, 2023 Filed May 10, 2023 00:47 UTC
Merris JohnDirector · President and CEO
Exercise / conversionClass A Common Stock 4,595 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-019974 · ownership.xml · nonDerivative · entry 1

Merris John · CIK 0001888039 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects shares purchased as a result of the Reporting Person's participation in the Issuer's employee stock purchase plan, exempt pursuant to Rule 16b-3(c).

Read SEC document
February 06, 2023 Filed May 10, 2023 00:45 UTC
Christensen Kent RogerGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 1,103 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-019972 · ownership.xml · derivative · entry 5

Christensen Kent Roger · CIK 0001888079 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,132

Underlying: Class A Common Stock · 1,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The remaining unvested RSUs will vest in ten approximately equal quarterly installments.

F4 · derivative.expiration_date: The remaining unvested RSUs will vest in ten approximately equal quarterly installments.

Read SEC document
February 06, 2023 Filed May 10, 2023 00:45 UTC
Christensen Kent RogerGeneral Counsel
Tax withholdingClass A Common Stock 268 $4.80 $1,286.40
Disclosure

SEC source: 0000950170-23-019972 · ownership.xml · nonDerivative · entry 2

Christensen Kent Roger · CIK 0001888079 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,867

F2 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

Read SEC document
February 06, 2023 Filed May 10, 2023 00:45 UTC
Christensen Kent RogerGeneral Counsel
Exercise / conversionClass A Common Stock 1,103 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-019972 · ownership.xml · nonDerivative · entry 1

Christensen Kent Roger · CIK 0001888079 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects shares purchased as a result of the Reporting Person's participation in the Issuer's employee stock purchase plan, exempt pursuant to Rule 16b-3(c).

Read SEC document
December 16, 2022 Filed Dec 19, 2022 22:09 UTC
Merris JohnDirector · President & CEO
PurchaseClass A Common Stock 200 $3.84 $768.00
Disclosure

SEC source: 0001870600-22-000070 · wf-form4_167148751371089.xml · nonDerivative · entry 5

Merris John · CIK 0001888039 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,552

Read SEC document
December 16, 2022 Filed Dec 19, 2022 22:09 UTC
Merris JohnDirector · President & CEO
PurchaseClass A Common Stock 100 $3.84 $383.50
Disclosure

SEC source: 0001870600-22-000070 · wf-form4_167148751371089.xml · nonDerivative · entry 4

Merris John · CIK 0001888039 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,352

Read SEC document
December 16, 2022 Filed Dec 19, 2022 22:09 UTC
Merris JohnDirector · President & CEO
PurchaseClass A Common Stock 2,150 $3.83 $8,234.50
Disclosure

SEC source: 0001870600-22-000070 · wf-form4_167148751371089.xml · nonDerivative · entry 3

Merris John · CIK 0001888039 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,252

Read SEC document
December 16, 2022 Filed Dec 19, 2022 22:09 UTC
Merris JohnDirector · President & CEO
PurchaseClass A Common Stock 1,950 $3.82 $7,449.00
Disclosure

SEC source: 0001870600-22-000070 · wf-form4_167148751371089.xml · nonDerivative · entry 2

Merris John · CIK 0001888039 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,102

Read SEC document
December 16, 2022 Filed Dec 19, 2022 22:09 UTC
Merris JohnDirector · President & CEO
PurchaseClass A Common Stock 1,133 $3.81 $4,316.73
Disclosure

SEC source: 0001870600-22-000070 · wf-form4_167148751371089.xml · nonDerivative · entry 1

Merris John · CIK 0001888039 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,152

F1 · balance_after: Reflects shares purchased as a result of the reporting person's participation in the issuer's employee stock purchase plan, exempt pursuant to Rule 16b-3(c).

Read SEC document
November 21, 2022 Filed Nov 21, 2022 20:49 UTC
Montgomery Thomas GreeneChief Digital Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,353 $0.00 $0.00
Disclosure

SEC source: 0001870600-22-000068 · wf-form4_166908176336405.xml · derivative · entry 3

Montgomery Thomas Greene · CIK 0001889500 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,059

Underlying: Class A Common Stock · 7,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents the vesting of 25% of the RSUs granted on November 5, 2021 pursuant to the Issuer's 2021 Incentive Award Plan. The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.

F3 · derivative.expiration_date: Represents the vesting of 25% of the RSUs granted on November 5, 2021 pursuant to the Issuer's 2021 Incentive Award Plan. The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.

Read SEC document
November 21, 2022 Filed Nov 21, 2022 20:49 UTC
Montgomery Thomas GreeneChief Digital Officer
Tax withholdingClass A Common Stock 1,790 $4.39 $7,858.10
Disclosure

SEC source: 0001870600-22-000068 · wf-form4_166908176336405.xml · nonDerivative · entry 2

Montgomery Thomas Greene · CIK 0001889500 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

F1 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

Read SEC document
November 21, 2022 Filed Nov 21, 2022 20:49 UTC
Montgomery Thomas GreeneChief Digital Officer
Exercise / conversionClass A Common Stock 7,353 $0.00 $0.00
Disclosure

SEC source: 0001870600-22-000068 · wf-form4_166908176336405.xml · nonDerivative · entry 1

Montgomery Thomas Greene · CIK 0001889500 · Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 01:49 UTC
Webb Matthew ScottChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,412 $0.00 $0.00
Disclosure

SEC source: 0001870600-22-000067 · wf-form4_166908174556555.xml · derivative · entry 3

Webb Matthew Scott · CIK 0001888037 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,235

Underlying: Class A Common Stock · 4,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents the vesting of 25% of the RSUs granted on November 5, 2021 pursuant to the Issuer's 2021 Incentive Award Plan. The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.

F3 · derivative.expiration_date: Represents the vesting of 25% of the RSUs granted on November 5, 2021 pursuant to the Issuer's 2021 Incentive Award Plan. The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 01:49 UTC
Webb Matthew ScottChief Operating Officer
Tax withholdingClass A Common Stock 1,074 $4.39 $4,714.86
Disclosure

SEC source: 0001870600-22-000067 · wf-form4_166908174556555.xml · nonDerivative · entry 2

Webb Matthew Scott · CIK 0001888037 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,338

F1 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

Read SEC document
November 21, 2022 Filed Nov 22, 2022 01:49 UTC
Webb Matthew ScottChief Operating Officer
Exercise / conversionClass A Common Stock 4,412 $0.00 $0.00
Disclosure

SEC source: 0001870600-22-000067 · wf-form4_166908174556555.xml · nonDerivative · entry 1

Webb Matthew Scott · CIK 0001888037 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 01:49 UTC
Christensen Kent RogerGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 4,412 $0.00 $0.00
Disclosure

SEC source: 0001870600-22-000066 · wf-form4_166908172701934.xml · derivative · entry 3

Christensen Kent Roger · CIK 0001888079 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,235

Underlying: Class A Common Stock · 4,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Represents the vesting of 25% of the RSUs granted on November 5, 2021 pursuant to the Issuer's 2021 Incentive Award Plan. The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.

F3 · derivative.expiration_date: Represents the vesting of 25% of the RSUs granted on November 5, 2021 pursuant to the Issuer's 2021 Incentive Award Plan. The remaining unvested RSUs will vest in twelve approximately equal quarterly installments.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 01:49 UTC
Christensen Kent RogerGeneral Counsel
Tax withholdingClass A Common Stock 1,074 $4.39 $4,714.86
Disclosure

SEC source: 0001870600-22-000066 · wf-form4_166908172701934.xml · nonDerivative · entry 2

Christensen Kent Roger · CIK 0001888079 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,488

F1 · shares: Represents the number of shares withheld to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.