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Nasdaq · USD

SBCF

SEACOAST BANKING CORP OF FLORIDA

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Tapewire entity
4187
SEC CIK
0000730708
Parsed reports
645

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202624
Mar 202602
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2023 Filed Aug 3, 2023 01:05 UTC GrantCommon Stock 2,529 $24.71 $62,491.59
Disclosure

SEC source: 0000730708-23-000089 · wk-form4_1691024725.xml · nonDerivative · entry 1

Bradley Jacqueline Lynette · CIK 0001623030 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,673.3858

F1 · kind: Restricted stock issued from Seacoast's 2021 Incentive Plan for service as a director in 2023, and deferred into director's account in Seacoast's Directors Deferred Compensation Plan

F2 · ownership.direct: Held in Seacoast's Non-employee Directors Deferred Compensation Plan

Read SEC document
July 31, 2023 Filed Aug 3, 2023 01:03 UTC GrantCommon Stock 2,529 $24.71 $62,491.59
Disclosure

SEC source: 0000730708-23-000088 · wk-form4_1691024605.xml · nonDerivative · entry 1

Monserrat Alvaro · CIK 0001440281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,912.8934

F1 · kind: Restricted stock issued from Seacoast's 2021 Incentive Plan for service as a director in 2023, and deferred into director's account in Seacoast's Directors Deferred Compensation Plan

F2 · ownership.direct: Held in Seacoast's Non-employee Directors Deferred Compensation Plan

Read SEC document
July 31, 2023 Filed Aug 3, 2023 01:02 UTC GrantCommon Stock 2,529 $24.71 $62,491.59
Disclosure

SEC source: 0000730708-23-000087 · wk-form4_1691024518.xml · nonDerivative · entry 1

Lipstein Robert J · CIK 0001701946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,007

F1 · kind: Stock from Seacoast's 2021 Incentive Plan for Board service in 2023

Read SEC document
July 31, 2023 Filed Aug 3, 2023 01:00 UTC GrantCommon Stock 2,529 $24.71 $62,491.59
Disclosure

SEC source: 0000730708-23-000086 · wk-form4_1691024406.xml · nonDerivative · entry 1

GOEBEL MARYANN · CIK 0001601375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,219.7733

F1 · kind: Restricted stock issued from Seacoast's 2021 Incentive Plan for service as a director in 2023, and deferred into director's account in Seacoast's Directors Deferred Compensation Plan

F2 · ownership.direct: Held in Seacoast's Non-employee Directors Deferred Compensation Plan

Read SEC document
July 31, 2023 Filed Aug 3, 2023 00:58 UTC GrantCommon Stock 2,529 $24.71 $62,491.59
Disclosure

SEC source: 0000730708-23-000085 · wk-form4_1691024303.xml · nonDerivative · entry 1

ROSSIN THOMAS E · CIK 0001287985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,525.0506

F1 · kind: Restricted stock issued from Seacoast's 2021 Incentive Plan for service as a director in 2023, and deferred into director's account in Seacoast's Director Deferred Compensation Plan

F2 · ownership.direct: Held in Seacoast's Non-employee Directors Deferred Compensation Plan

Read SEC document
July 31, 2023 Filed Aug 3, 2023 00:57 UTC
HUDSON DALE MDirector of Subsidiary
GrantCommon Stock 2,529 $24.71 $62,491.59
Disclosure

SEC source: 0000730708-23-000084 · wk-form4_1691024215.xml · nonDerivative · entry 1

HUDSON DALE M · CIK 0001078601 · Director of Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,525.0512

F1 · kind: Restricted stock issued from Seacoast's 2021 Incentive Plan for service as a director in 2023, and deferred into director's account in Seacoast's Directors Deferred Compensation Plan

F2 · ownership.direct: Held in Seacoast's Non-employee Directors Deferred Compensation Plan

Read SEC document
July 31, 2023 Filed Aug 3, 2023 00:54 UTC GrantCommon Stock 2,529 $24.71 $62,491.59
Disclosure

SEC source: 0000730708-23-000083 · wk-form4_1691024051.xml · nonDerivative · entry 1

ARCZYNSKI DENNIS J · CIK 0001398345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,005

F1 · kind: Stock issued From Seacoast's 2021 Incentive Plan for Board Service in 2023

F2 · ownership.direct: Held in LLC in which the reporting person is principal, as to which shares the reporting person has sole voting and dispositive power

Read SEC document
July 31, 2023 Filed Aug 3, 2023 00:52 UTC GrantCommon Stock 2,529 $24.71 $62,491.59
Disclosure

SEC source: 0000730708-23-000082 · wk-form4_1691023925.xml · nonDerivative · entry 1

SHEAROUSE JOSEPH B III · CIK 0001987247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,007

F1 · kind: Stock issued form Seacoast's 2021 Incentive Plan for Board service in 2023

Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:45 UTC
Daum Julie HDirector
GrantCommon Stock 475 $23.93 $11,366.75
Disclosure

SEC source: 0000730708-23-000048 · wk-form4_1689799516.xml · nonDerivative · entry 1

Daum Julie H · CIK 0001589441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,263.23

F1 · ownership.direct: Held in Seacoast's Non-employee Directors Deferred Compensation Plan.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:43 UTC GrantCommon Stock 475 $23.93 $11,366.75
Disclosure

SEC source: 0000730708-23-000046 · wk-form4_1689799397.xml · nonDerivative · entry 1

CULBRETH H GILBERT JR · CIK 0001249970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,056.06

F1 · ownership.direct: Held in Seacoast's Non-employee Directors Deferred Compensation Plan.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 22:46 UTC
Carroll AustenEVP, Chief Lending Officer
Tax withholdingCommon Stock 1,054 $22.10 $23,293.40
Disclosure

SEC source: 0000730708-23-000038 · wk-form4_1688597162.xml · nonDerivative · entry 1

Carroll Austen · CIK 0001963479 · EVP, Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: Represents an unvested time-based restricted stock award granted on July 1, 2020, which shall vest over three years in one-third increments, beginning July 21, 2021, and on each anniversary thereafter, subject to continued employment.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 21:56 UTC Exercise / conversionCommon Stock Right to Buy · Derivative 10,400 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-23-038041 · doc4.xml · derivative · entry 9

HUDSON DENNIS S III · CIK 0001078596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,400 shares

Expires 2023-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the Company's Amended and Restated 2013 Incentive Plan

Read SEC document
June 15, 2023 Filed Jun 16, 2023 21:56 UTC Exercise / conversionCommon Stock 10,400 $11.00 $114,400.00
Disclosure

SEC source: 0001209191-23-038041 · doc4.xml · nonDerivative · entry 1

HUDSON DENNIS S III · CIK 0001078596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Shares held in Trust

Read SEC document
May 02, 2023 Filed May 4, 2023 23:16 UTC Amendment PurchaseCommon Stock 5,166 $19.22 $99,288.45
Disclosure

SEC source: 0001209191-23-027485 · doc4a.xml · nonDerivative · entry 1

Lipstein Robert J · CIK 0001701946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,478

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.16 to $19.33, inclusive. The reporting person undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

Read SEC document
May 02, 2023 Filed May 4, 2023 23:01 UTC Exercise / conversionCommon Stock Right to Buy · Derivative 9,000 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-23-027473 · doc4.xml · derivative · entry 9

HUDSON DENNIS S III · CIK 0001078596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,400

Underlying: Common Stock · 19,400 shares

Expires 2023-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Granted pursuant to the Company's Amended and Restated 2013 Incentive Plan

Read SEC document
May 02, 2023 Filed May 4, 2023 23:01 UTC Exercise / conversionCommon Stock 9,000 $11.00 $99,000.00
Disclosure

SEC source: 0001209191-23-027473 · doc4.xml · nonDerivative · entry 1

HUDSON DENNIS S III · CIK 0001078596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Shares held in Trust

Read SEC document
May 02, 2023 Filed May 4, 2023 22:37 UTC PurchaseCommon Stock 2,385 $20.66 $49,274.10
Disclosure

SEC source: 0001209191-23-027456 · doc4.xml · nonDerivative · entry 1

FOGAL CHRISTOPHER E · CIK 0001200665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,875

F1 · ownership.direct: Held jointly with spouse

Read SEC document
May 02, 2023 Filed May 4, 2023 22:27 UTC GrantCommon Stock 5,166 $19.22 $99,288.45
Disclosure

SEC source: 0001209191-23-027451 · doc4.xml · nonDerivative · entry 1

Lipstein Robert J · CIK 0001701946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,478

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.16 to $19.33, inclusive. The reporting person undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 23:05 UTC
Daum Julie HDirector
GrantCommon Stock 500 $22.15 $11,076.35
Disclosure

SEC source: 0001209191-23-025275 · doc4.xml · nonDerivative · entry 1

Daum Julie H · CIK 0001589441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,788.23

F1 · ownership.direct: Held in Seacoast's Non-employee Directors Deferred Compensation Plan

Read SEC document
April 19, 2023 Filed Apr 21, 2023 22:53 UTC GrantCommon Stock 500 $22.15 $11,076.35
Disclosure

SEC source: 0001209191-23-025272 · doc4.xml · nonDerivative · entry 1

CULBRETH H GILBERT JR · CIK 0001249970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,081.06

F1 · ownership.direct: Held in Seacoast's Non-employee Directors Deferred Compensation Plan

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:59 UTC GrantCommon Stock 4,496 $23.63 $106,240.48
Disclosure

SEC source: 0001209191-23-023124 · doc4.xml · nonDerivative · entry 4

FORLENZA JOSEPH M · CIK 0001830519 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

F4 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2023, which shall vest over 3 years in one-third increments, beginning April 1, 2024, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:59 UTC Tax withholdingCommon Stock 200 $23.70 $4,740.00
Disclosure

SEC source: 0001209191-23-023124 · doc4.xml · nonDerivative · entry 3

FORLENZA JOSEPH M · CIK 0001830519 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,620

F3 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2022, which shall vest over 3 years in one-third increments, beginning April 1, 2023, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:59 UTC Tax withholdingCommon Stock 423 $23.70 $10,025.10
Disclosure

SEC source: 0001209191-23-023124 · doc4.xml · nonDerivative · entry 2

FORLENZA JOSEPH M · CIK 0001830519 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609

F2 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2021, which shall vest over 3 years in one-third increments, beginning April 1, 2022, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:59 UTC Tax withholdingCommon Stock 226 $23.70 $5,356.20
Disclosure

SEC source: 0001209191-23-023124 · doc4.xml · nonDerivative · entry 1

FORLENZA JOSEPH M · CIK 0001830519 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848

F1 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2020, which shall vest over 3 years in one-third increments, beginning April 1, 2021, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:42 UTC
Shaffer Charles MDirector · Chairman, President & CEO
GrantCommon Stock 12,696 $23.63 $300,006.48
Disclosure

SEC source: 0001209191-23-023117 · doc4.xml · nonDerivative · entry 4

Shaffer Charles M · CIK 0001627974 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,696

F4 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1 2023, which shall vest over 3 years in one-third increments, beginning April 1, 2024, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:42 UTC
Shaffer Charles MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 651 $23.70 $15,428.70
Disclosure

SEC source: 0001209191-23-023117 · doc4.xml · nonDerivative · entry 3

Shaffer Charles M · CIK 0001627974 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,512

F3 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1 2022, which shall vest over 3 years in one-third increments, beginning April 1, 2023, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:42 UTC
Shaffer Charles MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 3,556 $23.70 $84,277.20
Disclosure

SEC source: 0001209191-23-023117 · doc4.xml · nonDerivative · entry 2

Shaffer Charles M · CIK 0001627974 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,310

F2 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1 2021, which shall vest over 3 years in one-third increments, beginning April 1, 2022, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:42 UTC
Shaffer Charles MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 620 $23.70 $14,694.00
Disclosure

SEC source: 0001209191-23-023117 · doc4.xml · nonDerivative · entry 1

Shaffer Charles M · CIK 0001627974 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1 2020, which shall vest over 3 years in one-third increments, beginning April 1, 2021, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:56 UTC Tax withholdingCommon Stock 1,502 $23.70 $35,597.40
Disclosure

SEC source: 0001209191-23-023122 · doc4.xml · nonDerivative · entry 3

HUDSON DENNIS S III · CIK 0001078596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2022, which shall vest over 3 years in one-third increments, beginning April 1, 2023, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:56 UTC Tax withholdingCommon Stock 651 $23.70 $15,428.70
Disclosure

SEC source: 0001209191-23-023122 · doc4.xml · nonDerivative · entry 2

HUDSON DENNIS S III · CIK 0001078596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,512

F2 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2021, which shall vest over 3 years in one-third increments, beginning April 1, 2022, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:56 UTC Tax withholdingCommon Stock 712 $23.70 $16,874.40
Disclosure

SEC source: 0001209191-23-023122 · doc4.xml · nonDerivative · entry 1

HUDSON DENNIS S III · CIK 0001078596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,862

F1 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2020, which shall vest over 3 years in one-third increments, beginning April 1, 2021, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 6, 2023 01:04 UTC
DEXTER TRACEYEVP & CFO
GrantCommon Stock 4,496 $23.63 $106,240.48
Disclosure

SEC source: 0001209191-23-023545 · doc4.xml · nonDerivative · entry 4

DEXTER TRACEY · CIK 0001815460 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

F4 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2023, which shall vest over 3 years in one-third increments, beginning April 1, 2024, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 6, 2023 01:04 UTC
DEXTER TRACEYEVP & CFO
Tax withholdingCommon Stock 138 $23.70 $3,270.60
Disclosure

SEC source: 0001209191-23-023545 · doc4.xml · nonDerivative · entry 3

DEXTER TRACEY · CIK 0001815460 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582

F3 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2021, which shall vest over 3 years in one-third increments, beginning April 1, 2022, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 6, 2023 01:04 UTC
DEXTER TRACEYEVP & CFO
Tax withholdingCommon Stock 146 $23.70 $3,460.20
Disclosure

SEC source: 0001209191-23-023545 · doc4.xml · nonDerivative · entry 2

DEXTER TRACEY · CIK 0001815460 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2020, which shall vest over 3 years in one-third increments, beginning April 1, 2021, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 6, 2023 01:04 UTC
DEXTER TRACEYEVP & CFO
Tax withholdingCommon Stock 213 $23.70 $5,048.10
Disclosure

SEC source: 0001209191-23-023545 · doc4.xml · nonDerivative · entry 1

DEXTER TRACEY · CIK 0001815460 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,952

F1 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2022, which shall vest over 3 years in one-third increments, beginning April 1, 2023, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:34 UTC GrantCommon Stock 4,496 $23.63 $106,240.48
Disclosure

SEC source: 0001209191-23-023420 · doc4.xml · nonDerivative · entry 4

FORLENZA JOSEPH M · CIK 0001830519 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

F4 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2023, which shall vest over 3 years in one-third increments, beginning April 1, 2024, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:34 UTC Tax withholdingCommon Stock 200 $23.70 $4,740.00
Disclosure

SEC source: 0001209191-23-023420 · doc4.xml · nonDerivative · entry 3

FORLENZA JOSEPH M · CIK 0001830519 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524

F3 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2021, which shall vest over 3 years in one-third increments, beginning April 1, 2022, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:34 UTC Tax withholdingCommon Stock 423 $23.70 $10,025.10
Disclosure

SEC source: 0001209191-23-023420 · doc4.xml · nonDerivative · entry 2

FORLENZA JOSEPH M · CIK 0001830519 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2020, which shall vest over 3 years in one-third increments, beginning April 1, 2021, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:34 UTC Tax withholdingCommon Stock 226 $23.70 $5,356.20
Disclosure

SEC source: 0001209191-23-023420 · doc4.xml · nonDerivative · entry 1

FORLENZA JOSEPH M · CIK 0001830519 · EVP & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,220

F1 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2022, which shall vest over 3 years in one-third increments, beginning April 1, 2023, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:23 UTC
Kleffel JulietteEVP, Chief Banking Officer
GrantCommon Stock 5,290 $23.63 $125,002.70
Disclosure

SEC source: 0001209191-23-023408 · doc4.xml · nonDerivative · entry 4

Kleffel Juliette · CIK 0001726466 · EVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,290

F4 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2023, which shall vest over 3 years in one-third increments, beginning April 1, 2024, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:23 UTC
Kleffel JulietteEVP, Chief Banking Officer
Tax withholdingCommon Stock 256 $23.70 $6,067.20
Disclosure

SEC source: 0001209191-23-023408 · doc4.xml · nonDerivative · entry 3

Kleffel Juliette · CIK 0001726466 · EVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464

F3 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2022, which shall vest over 3 years in one-third increments, beginning April 1, 2023, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:23 UTC
Kleffel JulietteEVP, Chief Banking Officer
Tax withholdingCommon Stock 232 $23.70 $5,498.40
Disclosure

SEC source: 0001209191-23-023408 · doc4.xml · nonDerivative · entry 2

Kleffel Juliette · CIK 0001726466 · EVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640

F2 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2021, which shall vest over 3 years in one-third increments, beginning April 1, 2022, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:23 UTC
Kleffel JulietteEVP, Chief Banking Officer
Tax withholdingCommon Stock 2,495 $23.70 $59,131.50
Disclosure

SEC source: 0001209191-23-023408 · doc4.xml · nonDerivative · entry 1

Kleffel Juliette · CIK 0001726466 · EVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2020, which shall vest over 3 years in one-third increments, beginning April 1, 2021, and on each anniversary thereafter, subject to continued employment.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 21:13 UTC
STALLINGS JAMES C IIIEVP, Chief Credit Officer
GrantCommon Stock 3,703 $23.63 $87,501.89
Disclosure

SEC source: 0001209191-23-023390 · doc4.xml · nonDerivative · entry 2

STALLINGS JAMES C III · CIK 0001916396 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,703

F2 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1 2023, which shall vest over 3 years in one-third increments, beginning April 1, 2024, and on each anniversary thereafter, subject to continued employment.

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April 01, 2023 Filed Apr 5, 2023 21:13 UTC
STALLINGS JAMES C IIIEVP, Chief Credit Officer
Tax withholdingCommon Stock 853 $23.70 $20,216.10
Disclosure

SEC source: 0001209191-23-023390 · doc4.xml · nonDerivative · entry 1

STALLINGS JAMES C III · CIK 0001916396 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,805

F1 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2022, which shall vest over 3 years in one-third increments, beginning April 1, 2023, and on each anniversary thereafter, subject to continued employment.

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April 01, 2023 Filed Apr 5, 2023 13:53 UTC
Carroll AustenEVP, Chief Lending Officer
GrantCommon Stock 5,290 $23.63 $125,002.70
Disclosure

SEC source: 0001209191-23-023129 · doc4.xml · nonDerivative · entry 3

Carroll Austen · CIK 0001963479 · EVP, Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,290

F3 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1 2023, which shall vest over 3 years in one-third increments, beginning April 1, 2024, and on each anniversary thereafter, subject to continued employment.

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April 01, 2023 Filed Apr 5, 2023 13:53 UTC
Carroll AustenEVP, Chief Lending Officer
Tax withholdingCommon Stock 138 $23.70 $3,270.60
Disclosure

SEC source: 0001209191-23-023129 · doc4.xml · nonDerivative · entry 2

Carroll Austen · CIK 0001963479 · EVP, Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582

F2 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2021, which shall vest over 3 years in one-third increments, beginning April 1, 2022, and on each anniversary thereafter, subject to continued employment.

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April 01, 2023 Filed Apr 5, 2023 13:53 UTC
Carroll AustenEVP, Chief Lending Officer
Tax withholdingCommon Stock 267 $23.70 $6,327.90
Disclosure

SEC source: 0001209191-23-023129 · doc4.xml · nonDerivative · entry 1

Carroll Austen · CIK 0001963479 · EVP, Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,439

F1 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2022, which shall vest over 3 years in one-third increments, beginning April 1, 2023, and on each anniversary thereafter, subject to continued employment.

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April 01, 2023 Filed Jun 16, 2023 21:54 UTC Amendment
DEXTER TRACEYEVP & CFO
Tax withholdingCommon Stock 160 $23.70 $3,792.00
Disclosure

SEC source: 0001209191-23-038040 · doc4a.xml · nonDerivative · entry 1

DEXTER TRACEY · CIK 0001815460 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,952

F1 · ownership.direct: Represents an unvested time-based restricted stock award granted on April 1, 2022, which shall vest over 3 years in one-third increments, beginning April 1, 2023, and on each anniversary thereafter, subject to continued employment.

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March 01, 2023 Filed Mar 4, 2023 00:02 UTC
Shaffer Charles MDirector · Chairman, President & CEO
GrantCommon Stock 13,303 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016019 · doc4.xml · nonDerivative · entry 1

Shaffer Charles M · CIK 0001627974 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,194

F1 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 1, 2020 that were subject to performance requirements which were attained over a period ending December 31, 2022. On March 1, 2023, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria, which will vest December 31, 2023, provided the recipient remains in continuous service with the Company on the vesting date.

F1 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 1, 2020 that were subject to performance requirements which were attained over a period ending December 31, 2022. On March 1, 2023, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria, which will vest December 31, 2023, provided the recipient remains in continuous service with the Company on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.