SBCF

SEC source: 0001209191-20-023533 · doc4.xml · nonDerivative · entry 3

Kleffel Juliette · CIK 0001726466 · EVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · ownership.direct: Represents an unvested time-based restricted stock award granted on 4/1/2017 under Seacoast's 2013 Long-Term Incentive Plan, which shall vest over 3 years in one-third increments each anniversary of the date of grant beginning on the first anniversary of the date of grant, subject to continued employment

SEC source: 0001209191-20-023533 · doc4.xml · nonDerivative · entry 2

Kleffel Juliette · CIK 0001726466 · EVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · ownership.direct: Represents shares of restricted stock units ("RSUs") granted on April 1, 2017. One-third of the shares vest on each of April 1, 2018, 2019 and 2020, provided the recipient remains in continuous service with the Company on each such vesting date.

SEC source: 0001209191-20-023532 · doc4.xml · nonDerivative · entry 3

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,156

F3 · ownership.direct: Represents unvested time-based restricted stock award granted on April 1, 2020, which shall vest over 3 years in one-third increments, beginning April 1, 2021, and on each anniversary thereafter, subject to continued employment.

SEC source: 0001209191-20-023532 · doc4.xml · nonDerivative · entry 2

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · ownership.direct: Represents shares subject to performance-contingent restricted stock units ("RSUs") granted on April 1, 2017. One-third of the shares vest on each of April 1, 2018, 2019 and 2020, provided the recipient remains in continuous service with the Company on each such vesting date.

SEC source: 0001209191-20-014836 · doc4.xml · nonDerivative · entry 6

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,920

SEC source: 0001209191-20-014836 · doc4.xml · nonDerivative · entry 5

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,613

F2 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

F2 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

SEC source: 0001209191-20-014836 · doc4.xml · nonDerivative · entry 4

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,910

SEC source: 0001209191-20-014836 · doc4.xml · nonDerivative · entry 3

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,444

F2 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

F2 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

SEC source: 0001209191-20-014836 · doc4.xml · nonDerivative · entry 2

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,940

SEC source: 0001209191-20-014836 · doc4.xml · nonDerivative · entry 1

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,489

F1 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on February 29, 2016 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

F1 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on February 29, 2016 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

SEC source: 0001209191-20-014838 · doc4.xml · nonDerivative · entry 6

HOUDESHELL DAVID D · CIK 0001494418 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,183

SEC source: 0001209191-20-014838 · doc4.xml · nonDerivative · entry 5

HOUDESHELL DAVID D · CIK 0001494418 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,542

F2 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

F2 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

SEC source: 0001209191-20-014838 · doc4.xml · nonDerivative · entry 4

HOUDESHELL DAVID D · CIK 0001494418 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,724

SEC source: 0001209191-20-014838 · doc4.xml · nonDerivative · entry 3

HOUDESHELL DAVID D · CIK 0001494418 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,191

F2 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

F2 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

SEC source: 0001209191-20-014838 · doc4.xml · nonDerivative · entry 2

HOUDESHELL DAVID D · CIK 0001494418 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,829

SEC source: 0001209191-20-014838 · doc4.xml · nonDerivative · entry 1

HOUDESHELL DAVID D · CIK 0001494418 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,521

F1 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on February 29, 2016 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

F1 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on February 29, 2016 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

SEC source: 0001209191-20-014835 · doc4.xml · nonDerivative · entry 8

Kleffel Juliette · CIK 0001726466 · EVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

SEC source: 0001209191-20-014835 · doc4.xml · nonDerivative · entry 7

Kleffel Juliette · CIK 0001726466 · EVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,242

F3 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

F3 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

SEC source: 0001209191-20-014835 · doc4.xml · nonDerivative · entry 6

Kleffel Juliette · CIK 0001726466 · EVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,266

SEC source: 0001209191-20-014835 · doc4.xml · nonDerivative · entry 5

Kleffel Juliette · CIK 0001726466 · EVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,579

F3 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

F3 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

SEC source: 0001209191-20-014835 · doc4.xml · nonDerivative · entry 4

Kleffel Juliette · CIK 0001726466 · EVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,015

SEC source: 0001209191-20-014835 · doc4.xml · nonDerivative · entry 3

Kleffel Juliette · CIK 0001726466 · EVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,722

F2 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 1, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

F2 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 1, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

SEC source: 0001209191-20-014835 · doc4.xml · nonDerivative · entry 2

Kleffel Juliette · CIK 0001726466 · EVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,748

SEC source: 0001209191-20-014835 · doc4.xml · nonDerivative · entry 1

Kleffel Juliette · CIK 0001726466 · EVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,769

F1 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 1, 2016 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

F1 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 1, 2016 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

SEC source: 0001209191-20-014829 · doc4.xml · nonDerivative · entry 6

Shaffer Charles M · CIK 0001627974 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,028

SEC source: 0001209191-20-014829 · doc4.xml · nonDerivative · entry 5

Shaffer Charles M · CIK 0001627974 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,642

F2 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

F2 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

SEC source: 0001209191-20-014829 · doc4.xml · nonDerivative · entry 4

Shaffer Charles M · CIK 0001627974 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,523

SEC source: 0001209191-20-014829 · doc4.xml · nonDerivative · entry 3

Shaffer Charles M · CIK 0001627974 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,320

F2 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

F2 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

SEC source: 0001209191-20-014829 · doc4.xml · nonDerivative · entry 2

Shaffer Charles M · CIK 0001627974 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,273

SEC source: 0001209191-20-014829 · doc4.xml · nonDerivative · entry 1

Shaffer Charles M · CIK 0001627974 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,052

F1 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on February 29, 2016 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

F1 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on February 29, 2016 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

SEC source: 0001209191-20-014827 · doc4.xml · nonDerivative · entry 6

HUDSON DENNIS S III · CIK 0001078596 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,652

SEC source: 0001209191-20-014827 · doc4.xml · nonDerivative · entry 5

HUDSON DENNIS S III · CIK 0001078596 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,331

F2 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

F2 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

SEC source: 0001209191-20-014827 · doc4.xml · nonDerivative · entry 4

HUDSON DENNIS S III · CIK 0001078596 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,809

SEC source: 0001209191-20-014827 · doc4.xml · nonDerivative · entry 3

HUDSON DENNIS S III · CIK 0001078596 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,988

F2 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

F2 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on April 3, 2017 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became one-half vested. The remaining shares will vest Dec. 31, 2020, provided the recipient remains in continuous service with the Company on the vesting date.

SEC source: 0001209191-20-014827 · doc4.xml · nonDerivative · entry 2

HUDSON DENNIS S III · CIK 0001078596 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,923

SEC source: 0001209191-20-014827 · doc4.xml · nonDerivative · entry 1

HUDSON DENNIS S III · CIK 0001078596 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,834

F1 · kind: Represents shares subject to performance-based restricted stock units ("PSUs") granted on February 29, 2016 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

F1 · price: Represents shares subject to performance-based restricted stock units ("PSUs") granted on February 29, 2016 that were subject to performance requirements which were attained over a period ending December 31, 2019. On February 27, 2020, the Company's Compensation and Governance Committee certified the number of shares attained based on the performance criteria at which time the shares became fully vested.

SEC source: 0001209191-20-014035 · doc4.xml · nonDerivative · entry 1

FOGAL CHRISTOPHER E · CIK 0001200665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse in trust

Disclosed balance after: 4,688

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.575 to $25.587, inclusive.The reporting person undertakes to provide to SBCF, any security holder of SBCF, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-20-009738 · doc4.xml · nonDerivative · entry 1

ROSSIN THOMAS E · CIK 0001287985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72

F1 · ownership.direct: Shares held jointly with spouse

SEC source: 0001209191-20-007074 · doc4.xml · derivative · entry 14

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 335 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the Company's Amended and Restated 2013 Incentive Plan.

F8 · shares: Vests over 3 years in one-third increments each anniversary of the date of grant beginning on the first anniversary of the date of grant (the date indicated), subject to continuous employment on each vesting date and the Company's banking subsidiary meets certain capital requirements.

F7 · derivative.exercise_date: Vests over 3 years in one-third increments each anniversary of the date of grant beginning on the first anniversary of the date of grant (the date indicated), subject to continuous employment.

SEC source: 0001209191-20-007074 · doc4.xml · nonDerivative · entry 7

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,847

SEC source: 0001209191-20-007074 · doc4.xml · nonDerivative · entry 6

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-007074 · doc4.xml · derivative · entry 13

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Stock · 14,565 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the Company's Amended and Restated 2013 Incentive Plan.

F7 · derivative.exercise_date: Vests over 3 years in one-third increments each anniversary of the date of grant beginning on the first anniversary of the date of grant (the date indicated), subject to continuous employment.

SEC source: 0001209191-20-007074 · doc4.xml · nonDerivative · entry 5

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,847

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.76 to $28.11, inclusive. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

SEC source: 0001209191-20-007074 · doc4.xml · nonDerivative · entry 4

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-007074 · doc4.xml · derivative · entry 12

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,900

Underlying: Common Stock · 10,100 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the Company's Amended and Restated 2013 Incentive Plan.

F7 · derivative.exercise_date: Vests over 3 years in one-third increments each anniversary of the date of grant beginning on the first anniversary of the date of grant (the date indicated), subject to continuous employment.

SEC source: 0001209191-20-007074 · doc4.xml · derivative · entry 11

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the Company's Amended and Restated 2013 Incentive Plan.

SEC source: 0001209191-20-007074 · doc4.xml · nonDerivative · entry 3

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,847

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.33 to $27.72, inclusive. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

SEC source: 0001209191-20-007074 · doc4.xml · nonDerivative · entry 2

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-007074 · doc4.xml · nonDerivative · entry 1

CROSS CHARLES K JR. · CIK 0001603144 · EVP of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-005829 · doc4.xml · nonDerivative · entry 1

Lipstein Robert J · CIK 0001701946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · ownership.direct: Held jointly with spouse