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Nasdaq · USD

SANM

SANMINA CORP

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Tapewire entity
3522
SEC CIK
0000897723
Parsed reports
373

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202610
Feb 202606
Mar 202600
Apr 202603
May 202608
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2017 Filed Apr 25, 2017 20:02 UTC
ANDERSON DAVID ROBERTSVP & Corp Controller
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-025864 · a4.xml · nonDerivative · entry 1

ANDERSON DAVID ROBERT · CIK 0001572376 · SVP & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: PERFORMANCE CRITERIA UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 17, 2014 ACHIEVED. AS A RESULT, SHARES WILL VEST IN FULL ON NOVEMBER 17, 2017 SUBJECT TO RECIPIENT CONTINUING TO PROVIDE SERVICES THROUGH SUCH DATE.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 20:01 UTC
EULAU ROBERT KExecutive VP, CFO
Exercise / conversionPerformance Rights · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-025863 · a4.xml · derivative · entry 2

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2017-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK.

F1 · derivative.exercise_date: PERFORMANCE CRITERIA UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 17, 2014 ACHIEVED. AS A RESULT, SHARES WILL VEST IN FULL ON NOVEMBER 17, 2017 SUBJECT TO RECIPIENT CONTINUING TO PROVIDE SERVICES THROUGH SUCH DATE.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 20:01 UTC
EULAU ROBERT KExecutive VP, CFO
Exercise / conversionCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-025863 · a4.xml · nonDerivative · entry 1

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: PERFORMANCE CRITERIA UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 17, 2014 ACHIEVED. AS A RESULT, SHARES WILL VEST IN FULL ON NOVEMBER 17, 2017 SUBJECT TO RECIPIENT CONTINUING TO PROVIDE SERVICES THROUGH SUCH DATE.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 20:01 UTC
SOLA JUREDirector · Chairman and CEO
Exercise / conversionPerformance Rights · Derivative 135,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-025861 · a4.xml · derivative · entry 5

SOLA JURE · CIK 0001245698 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 135,000 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK.

F1 · derivative.exercise_date: VESTING OF PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 17, 2014.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 20:01 UTC
SOLA JUREDirector · Chairman and CEO
Tax withholdingCommon Stock 70,443 $38.60 $2,719,099.80
Disclosure

SEC source: 0001104659-17-025861 · a4.xml · nonDerivative · entry 2

SOLA JURE · CIK 0001245698 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,212

F2 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY MINIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF PERFORMANCE STOCK UNITS.

Read SEC document
April 21, 2017 Filed Apr 25, 2017 20:01 UTC
SOLA JUREDirector · Chairman and CEO
Exercise / conversionCommon Stock 135,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-025861 · a4.xml · nonDerivative · entry 1

SOLA JURE · CIK 0001245698 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: VESTING OF PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 17, 2014.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:02 UTC
EULAU ROBERT KExecutive VP, CFO
SaleCommon Stock 1,176 $40.50 $47,626.82
Disclosure

SEC source: 0001104659-17-021669 · a4.xml · nonDerivative · entry 2

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

F2 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $40.40 TO $40.55 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:02 UTC
EULAU ROBERT KExecutive VP, CFO
SaleCommon Stock 8,824 $39.91 $352,188.78
Disclosure

SEC source: 0001104659-17-021669 · a4.xml · nonDerivative · entry 1

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,176

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.35 TO $40.35 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:03 UTC GrantCommon Stock 3,648 $40.20 $146,649.60
Disclosure

SEC source: 0001104659-17-017591 · a4.xml · nonDerivative · entry 2

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,589

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F3 · shares: THE RESTRICTED STOCK UNITS VEST ON THE DAY PRECEDING THE 2018 ANNUAL MEETING OF STOCKHOLDERS.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:03 UTC GrantCommon Stock 4,478 $40.20 $180,015.60
Disclosure

SEC source: 0001104659-17-017591 · a4.xml · nonDerivative · entry 1

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,941

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2 · shares: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:03 UTC GrantCommon Stock 3,814 $40.20 $153,322.80
Disclosure

SEC source: 0001104659-17-017590 · a4.xml · nonDerivative · entry 2

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,387

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F3 · shares: THE RESTRICTED STOCK UNITS VEST ON THE DAY PRECEDING THE 2018 ANNUAL MEETING OF STOCKHOLDERS.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:03 UTC GrantCommon Stock 4,478 $40.20 $180,015.60
Disclosure

SEC source: 0001104659-17-017590 · a4.xml · nonDerivative · entry 1

SHORTRIDGE WAYNE · CIK 0001216437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,573

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2 · shares: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:03 UTC GrantCommon Stock 4,478 $40.20 $180,015.60
Disclosure

SEC source: 0001104659-17-017589 · a4.xml · nonDerivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,310

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2 · shares: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:03 UTC GrantCommon Stock 4,478 $40.20 $180,015.60
Disclosure

SEC source: 0001104659-17-017588 · a4.xml · nonDerivative · entry 1

Licata Joseph G Jr · CIK 0001411131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,231

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2 · shares: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:02 UTC
Lane Rita S.Director
GrantCommon Stock 3,483 $40.20 $140,016.60
Disclosure

SEC source: 0001104659-17-017587 · a4.xml · nonDerivative · entry 2

Lane Rita S. · CIK 0001407477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,769

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F3 · shares: THE RESTRICTED STOCK UNITS VEST ON THE DAY PRECEDING THE 2018 ANNUAL MEETING OF STOCKHOLDERS.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:02 UTC
Lane Rita S.Director
GrantCommon Stock 4,478 $40.20 $180,015.60
Disclosure

SEC source: 0001104659-17-017587 · a4.xml · nonDerivative · entry 1

Lane Rita S. · CIK 0001407477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,286

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2 · shares: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:02 UTC GrantCommon Stock 4,146 $40.20 $166,669.20
Disclosure

SEC source: 0001104659-17-017586 · a4.xml · nonDerivative · entry 2

Goldsberry John · CIK 0001323560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,360

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F3 · shares: THE RESTRICTED STOCK UNITS VEST ON THE DAY PRECEDING THE 2018 ANNUAL MEETING OF STOCKHOLDERS.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:02 UTC GrantCommon Stock 4,478 $40.20 $180,015.60
Disclosure

SEC source: 0001104659-17-017586 · a4.xml · nonDerivative · entry 1

Goldsberry John · CIK 0001323560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,214

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2 · shares: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:02 UTC GrantCommon Stock 3,151 $40.20 $126,670.20
Disclosure

SEC source: 0001104659-17-017585 · a4.xml · nonDerivative · entry 2

DELANEY EUGENE A · CIK 0001208315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,405

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F3 · shares: THE RESTRICTED STOCK UNITS VEST ON THE DAY PRECEDING THE 2018 ANNUAL MEETING OF STOCKHOLDERS.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:02 UTC GrantCommon Stock 4,478 $40.20 $180,015.60
Disclosure

SEC source: 0001104659-17-017585 · a4.xml · nonDerivative · entry 1

DELANEY EUGENE A · CIK 0001208315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,254

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2 · shares: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:01 UTC GrantCommon Stock 3,317 $40.20 $133,343.40
Disclosure

SEC source: 0001104659-17-017584 · a4.xml · nonDerivative · entry 2

CLARKE MICHAEL JOSEPH · CIK 0001252192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,164

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F3 · shares: THE RESTRICTED STOCK UNITS VEST ON THE DAY PRECEDING THE 2018 ANNUAL MEETING OF STOCKHOLDERS.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:01 UTC GrantCommon Stock 4,478 $40.20 $180,015.60
Disclosure

SEC source: 0001104659-17-017584 · a4.xml · nonDerivative · entry 1

CLARKE MICHAEL JOSEPH · CIK 0001252192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,847

F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK.

F2 · shares: THE RESTRICTED STOCK UNITS VEST IN FOUR EQUAL QUARTERLY INSTALLMENTS FROM DATE OF GRANT.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
EULAU ROBERT KExecutive VP, CFO
Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $8.92 $0.00
Disclosure

SEC source: 0001104659-17-014065 · a4.xml · derivative · entry 10

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
EULAU ROBERT KExecutive VP, CFO
Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $8.92 $0.00
Disclosure

SEC source: 0001104659-17-014065 · a4.xml · derivative · entry 9

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
EULAU ROBERT KExecutive VP, CFO
Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $8.92 $0.00
Disclosure

SEC source: 0001104659-17-014065 · a4.xml · derivative · entry 8

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
EULAU ROBERT KExecutive VP, CFO
SaleCommon Stock 11,730 $39.62 $464,767.23
Disclosure

SEC source: 0001104659-17-014065 · a4.xml · nonDerivative · entry 7

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.35 TO $40.15 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
EULAU ROBERT KExecutive VP, CFO
SaleCommon Stock 25,000 $39.62 $990,545.00
Disclosure

SEC source: 0001104659-17-014065 · a4.xml · nonDerivative · entry 6

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,730

F2 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.35 TO $40.20 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
EULAU ROBERT KExecutive VP, CFO
Exercise / conversionCommon Stock 25,000 $8.92 $223,000.00
Disclosure

SEC source: 0001104659-17-014065 · a4.xml · nonDerivative · entry 5

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
EULAU ROBERT KExecutive VP, CFO
SaleCommon Stock 25,000 $39.62 $990,557.50
Disclosure

SEC source: 0001104659-17-014065 · a4.xml · nonDerivative · entry 4

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,730

F2 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.35 TO $40.20 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
EULAU ROBERT KExecutive VP, CFO
Exercise / conversionCommon Stock 25,000 $8.92 $223,000.00
Disclosure

SEC source: 0001104659-17-014065 · a4.xml · nonDerivative · entry 3

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
EULAU ROBERT KExecutive VP, CFO
SaleCommon Stock 25,000 $39.63 $990,632.50
Disclosure

SEC source: 0001104659-17-014065 · a4.xml · nonDerivative · entry 2

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,730

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.35 TO $40.15 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:25 UTC
EULAU ROBERT KExecutive VP, CFO
Exercise / conversionCommon Stock 25,000 $8.92 $223,000.00
Disclosure

SEC source: 0001104659-17-014065 · a4.xml · nonDerivative · entry 1

EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 21:02 UTC
BONKE NEIL RDirector
SaleCommon Stock 3,803 $40.40 $153,641.20
Disclosure

SEC source: 0001104659-17-012506 · a4.xml · nonDerivative · entry 2

BONKE NEIL R · CIK 0001245697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:02 UTC
BONKE NEIL RDirector
SaleCommon Stock 11,700 $40.55 $474,477.12
Disclosure

SEC source: 0001104659-17-012506 · a4.xml · nonDerivative · entry 1

BONKE NEIL R · CIK 0001245697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,615

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $40.50 TO $40.625 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 21:02 UTC SaleCommon Stock 5,600 $40.40 $226,217.60
Disclosure

SEC source: 0001104659-17-010555 · a4.xml · nonDerivative · entry 2

Goldsberry John · CIK 0001323560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,736

F2 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $40.30 TO $40.95 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 21:02 UTC SaleCommon Stock 4,169 $40.86 $170,331.58
Disclosure

SEC source: 0001104659-17-010555 · a4.xml · nonDerivative · entry 1

Goldsberry John · CIK 0001323560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,336

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $40.75 TO $41.00 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 21:02 UTC
SOLA JUREDirector · Chairman and CEO
Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 62,005 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001104659-17-009896 · a4.xml · derivative · entry 8

SOLA JURE · CIK 0001245698 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,005 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

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February 15, 2017 Filed Feb 16, 2017 21:02 UTC
SOLA JUREDirector · Chairman and CEO
SaleCommon Stock 62,005 $40.68 $2,522,499.81
Disclosure

SEC source: 0001104659-17-009896 · a4.xml · nonDerivative · entry 4

SOLA JURE · CIK 0001245698 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,655

F2 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $40.50 TO $40.85 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

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February 15, 2017 Filed Feb 16, 2017 21:02 UTC
SOLA JUREDirector · Chairman and CEO
Exercise / conversionCommon Stock 62,005 $2.94 $182,294.70
Disclosure

SEC source: 0001104659-17-009896 · a4.xml · nonDerivative · entry 3

SOLA JURE · CIK 0001245698 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:02 UTC
SOLA JUREDirector · Chairman and CEO
Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 104,662 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001104659-17-009896 · a4.xml · derivative · entry 7

SOLA JURE · CIK 0001245698 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 104,662 shares

Expires 2018-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

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February 14, 2017 Filed Feb 16, 2017 21:02 UTC
SOLA JUREDirector · Chairman and CEO
SaleCommon Stock 104,662 $40.52 $4,240,527.46
Disclosure

SEC source: 0001104659-17-009896 · a4.xml · nonDerivative · entry 2

SOLA JURE · CIK 0001245698 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,655

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $40.40 TO $40.65 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:02 UTC
SOLA JUREDirector · Chairman and CEO
Exercise / conversionCommon Stock 104,662 $2.94 $307,706.28
Disclosure

SEC source: 0001104659-17-009896 · a4.xml · nonDerivative · entry 1

SOLA JURE · CIK 0001245698 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:01 UTC Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 1,667 $0.00 Strike: $23.46 $0.00
Disclosure

SEC source: 0001104659-17-009895 · a4.xml · derivative · entry 4

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2017-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

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February 14, 2017 Filed Feb 16, 2017 21:01 UTC SaleCommon Stock 1,667 $40.42 $67,375.47
Disclosure

SEC source: 0001104659-17-009895 · a4.xml · nonDerivative · entry 2

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,832

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:01 UTC Exercise / conversionCommon Stock 1,667 $23.46 $39,107.82
Disclosure

SEC source: 0001104659-17-009895 · a4.xml · nonDerivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:03 UTC
ANDERSON DAVID ROBERTSVP & Corp Controller
Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001104659-17-007419 · a4.xml · derivative · entry 6

ANDERSON DAVID ROBERT · CIK 0001572376 · SVP & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2022-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

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February 07, 2017 Filed Feb 8, 2017 21:03 UTC
ANDERSON DAVID ROBERTSVP & Corp Controller
Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative 15,833 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0001104659-17-007419 · a4.xml · derivative · entry 5

ANDERSON DAVID ROBERT · CIK 0001572376 · SVP & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,833 shares

Expires 2023-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:03 UTC
ANDERSON DAVID ROBERTSVP & Corp Controller
SaleCommon Stock 35,000 $39.98 $1,399,135.50
Disclosure

SEC source: 0001104659-17-007419 · a4.xml · nonDerivative · entry 4

ANDERSON DAVID ROBERT · CIK 0001572376 · SVP & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.50 TO $40.45 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:03 UTC
ANDERSON DAVID ROBERTSVP & Corp Controller
Exercise / conversionCommon Stock 35,000 $8.62 $301,700.00
Disclosure

SEC source: 0001104659-17-007419 · a4.xml · nonDerivative · entry 3

ANDERSON DAVID ROBERT · CIK 0001572376 · SVP & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:03 UTC
ANDERSON DAVID ROBERTSVP & Corp Controller
SaleCommon Stock 15,833 $39.98 $632,928.92
Disclosure

SEC source: 0001104659-17-007419 · a4.xml · nonDerivative · entry 2

ANDERSON DAVID ROBERT · CIK 0001572376 · SVP & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $39.50 TO $40.45 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.