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SAMG

Silvercrest Asset Management Group Inc.

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6931
SEC CIK
0001549966
Parsed reports
87

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202510
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2018 Filed May 2, 2018 21:00 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 1,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000390 · edgar.xml · derivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,541

Underlying: Class A common stock, par value $0.01 · 1,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 01, 2018 Filed May 2, 2018 21:00 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 1,436 $15.51 $22,267.91
Disclosure

SEC source: 0001012975-18-000390 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $15.45 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 01, 2018 Filed May 2, 2018 21:00 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 1,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000390 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 01, 2018 Filed May 2, 2018 21:00 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 1,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000390 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,541

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
April 30, 2018 Filed May 1, 2018 20:11 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
PurchaseClass A common stock, par value $0.01 2,195 $15.35 $33,688.64
Disclosure

SEC source: 0001012975-18-000374 · edgar.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.

F2 · price: The transaction was executed in multiple trades at prices ranging from $15.30 to $15.45. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:29 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 3,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000372 · edgar.xml · derivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,977

Underlying: Class A common stock, par value $0.01 · 3,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F5 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:29 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 3,317 $15.53 $51,509.36
Disclosure

SEC source: 0001012975-18-000372 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $15.525 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:29 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 3,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000372 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:29 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 3,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000372 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,977

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
April 25, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 2,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · derivative · entry 12

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,294

Underlying: Class A common stock, par value $0.01 · 2,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
April 25, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 2,989 $15.40 $46,027.31
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · nonDerivative · entry 9

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: The transaction was executed in multiple trades at prices ranging from $15.35 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 25, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 2,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · nonDerivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
April 25, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 2,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · nonDerivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,294

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 2,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · derivative · entry 11

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,283

Underlying: Class A common stock, par value $0.01 · 2,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 2,694 $15.36 $41,372.30
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $15.30 to $15.45. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 2,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 2,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,283

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · derivative · entry 10

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,977

Underlying: Class A common stock, par value $0.01 · 100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 100 $15.40 $1,540.00
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
April 23, 2018 Filed Apr 25, 2018 20:55 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000365 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,977

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 289 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · derivative · entry 12

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,077

Underlying: Class A common stock, par value $0.01 · 289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F5 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 289 $15.55 $4,493.95
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · nonDerivative · entry 9

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 289 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · nonDerivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
April 20, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 289 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · nonDerivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,077

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · derivative · entry 11

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,366

Underlying: Class A common stock, par value $0.01 · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F5 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 500 $15.55 $7,775.00
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
April 19, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,366

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 3,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · derivative · entry 10

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,866

Underlying: Class A common stock, par value $0.01 · 3,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F5 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 3,866 $15.55 $60,110.89
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.65. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 3,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
April 18, 2018 Filed Apr 20, 2018 21:58 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 3,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000362 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,866

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 13:58 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 1,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000354 · edgar.xml · derivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,732

Underlying: Class A common stock, par value $0.01 · 1,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 13:58 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 1,975 $15.51 $30,631.26
Disclosure

SEC source: 0001012975-18-000354 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: 5The transaction was executed in multiple trades at prices ranging from $15.475 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 13:58 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 1,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000354 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
April 17, 2018 Filed Apr 18, 2018 13:58 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 1,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000354 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,732

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 13:58 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000354 · edgar.xml · derivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,707

Underlying: Class A common stock, par value $0.01 · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 13:58 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 1,600 $15.57 $24,907.52
Disclosure

SEC source: 0001012975-18-000354 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.65. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 13:58 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000354 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
April 16, 2018 Filed Apr 18, 2018 13:58 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000354 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,707

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 21:05 UTC SaleClass A common stock, par value $0.01 250,000 $15.00 $3,750,000.00
Disclosure

SEC source: 0001012975-18-000044 · edgar.xml · nonDerivative · entry 1

Marital Trust Under Article 7th of the Will of G. Moffett Cochran · CIK 0001704515 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,153

Read SEC document
October 24, 2017 Filed Oct 25, 2017 20:54 UTC SaleClass A common stock, par value $0.01 5,950 $15.61 $92,861.06
Disclosure

SEC source: 0001012975-17-000781 · edgar.xml · nonDerivative · entry 2

Marital Trust Under Article 7th of the Will of G. Moffett Cochran · CIK 0001704515 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,153

F1 · price: The transaction was executed in multiple trades at prices ranging from $15.35 to $15.75. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 20:54 UTC SaleClass A common stock, par value $0.01 9,200 $14.50 $133,400.00
Disclosure

SEC source: 0001012975-17-000781 · edgar.xml · nonDerivative · entry 1

Marital Trust Under Article 7th of the Will of G. Moffett Cochran · CIK 0001704515 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,103

Read SEC document
October 20, 2017 Filed Oct 21, 2017 01:46 UTC SaleClass A common stock, par value $0.01 11,200 $14.52 $162,606.08
Disclosure

SEC source: 0001012975-17-000773 · edgar.xml · nonDerivative · entry 3

Marital Trust Under Article 7th of the Will of G. Moffett Cochran · CIK 0001704515 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,303

F3 · price: The transaction was executed in multiple trades at prices ranging from $14.50 to $14.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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October 19, 2017 Filed Oct 21, 2017 01:46 UTC SaleClass A common stock, par value $0.01 2,500 $14.51 $36,270.75
Disclosure

SEC source: 0001012975-17-000773 · edgar.xml · nonDerivative · entry 2

Marital Trust Under Article 7th of the Will of G. Moffett Cochran · CIK 0001704515 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,503

F2 · price: The transaction was executed in multiple trades at prices ranging from $14.50 to $14.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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October 18, 2017 Filed Oct 21, 2017 01:46 UTC SaleClass A common stock, par value $0.01 8,000 $14.51 $116,093.60
Disclosure

SEC source: 0001012975-17-000773 · edgar.xml · nonDerivative · entry 1

Marital Trust Under Article 7th of the Will of G. Moffett Cochran · CIK 0001704515 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927,003

F1 · price: The transaction was executed in multiple trades at prices ranging from $14.50 to $14.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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October 17, 2017 Filed Oct 17, 2017 21:27 UTC SaleClass A common stock, par value $0.01 5,600 $14.50 $81,207.84
Disclosure

SEC source: 0001012975-17-000757 · edgar.xml · nonDerivative · entry 3

Marital Trust Under Article 7th of the Will of G. Moffett Cochran · CIK 0001704515 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,003

F3 · price: The transaction was executed in multiple trades at prices ranging from $14.50 to $14.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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October 16, 2017 Filed Oct 17, 2017 21:27 UTC SaleClass A common stock, par value $0.01 8,300 $14.55 $120,741.76
Disclosure

SEC source: 0001012975-17-000757 · edgar.xml · nonDerivative · entry 2

Marital Trust Under Article 7th of the Will of G. Moffett Cochran · CIK 0001704515 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,603

F2 · price: The transaction was executed in multiple trades at prices ranging from $14.50 to $14.75. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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October 13, 2017 Filed Oct 17, 2017 21:27 UTC SaleClass A common stock, par value $0.01 4,400 $14.51 $63,861.60
Disclosure

SEC source: 0001012975-17-000757 · edgar.xml · nonDerivative · entry 1

Marital Trust Under Article 7th of the Will of G. Moffett Cochran · CIK 0001704515 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948,903

F1 · price: The transaction was executed in multiple trades at prices ranging from $14.50 to $14.60. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.