Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2019 Filed May 3, 2019 20:09 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B units · Derivative | 34,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-19-000322 · edgar.xml · derivative · entry 2 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,276 Underlying: Class A Common Stock, par value $0.01 · 34,388 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2019, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:09 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Common Stock, par value $0.01 | 34,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-19-000322 · edgar.xml · nonDerivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,276 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2019, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:32 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 105,398 | $0.00 Strike: $13.97 | $0.00 |
DisclosureSEC source: 0001012975-18-001088 · edgar.xml · derivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,398 Underlying: See footnote · 105,398 shares Expires 2023-10-01 F1 · derivative.exercise_date: The option vests in three equal installments beginning on October 1, 2019. F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement, dated as of June 26, 2014. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 00:22 UTC |
Dunn Brian DDirector
|
PurchaseClass A common stock, par value $0.01 | 2,100 | $15.17 | $31,859.94 |
DisclosureSEC source: 0001012975-18-001070 · edgar.xml · nonDerivative · entry 2 Dunn Brian D · CIK 0001704382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The transaction was executed in multiple trades at prices ranging from $15.05 to $15.40. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 00:22 UTC |
Dunn Brian DDirector
|
PurchaseClass A common stock, par value $0.01 | 1,900 | $15.23 | $28,942.13 |
DisclosureSEC source: 0001012975-18-001070 · edgar.xml · nonDerivative · entry 1 Dunn Brian D · CIK 0001704382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The transaction was executed in multiple trades at prices ranging from $15.125 to $15.700. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 21:25 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 3,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000972 · edgar.xml · derivative · entry 8 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,318 Underlying: Class A common stock, par value $0.01 · 3,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 21:25 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 3,160 | $16.73 | $52,880.07 |
DisclosureSEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 6 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F5 · price: The transaction was executed in multiple trades at prices ranging from $16.70 to $16.75. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 21:25 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 3,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 5 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 21:25 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 3,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 4 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,318 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 21:25 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 6,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000972 · edgar.xml · derivative · entry 7 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,478 Underlying: Class A common stock, par value $0.01 · 6,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 21:25 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 6,840 | $16.88 | $115,486.56 |
DisclosureSEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 3 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F4 · price: The transaction was executed in multiple trades at prices ranging from $16.85 to $17.00. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 21:25 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 6,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 2 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 21:25 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 6,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 1 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,478 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 21, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 1,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · derivative · entry 12 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,307 Underlying: Class A common stock, par value $0.01 · 1,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| May 21, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 1,002 | $15.56 | $15,592.62 |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 9 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F6 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.725. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 21, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 1,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 8 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| May 21, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 1,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 7 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,307 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · derivative · entry 11 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,309 Underlying: Class A common stock, par value $0.01 · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 1,500 | $15.52 | $23,287.05 |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 6 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F5 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 5 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 4 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,309 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 2,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · derivative · entry 10 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,809 Underlying: Class A common stock, par value $0.01 · 2,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 2,775 | $15.50 | $43,023.05 |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 3 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F4 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 2,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 2 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:08 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 2,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 1 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,809 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:17 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000441 · edgar.xml · derivative · entry 8 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,584 Underlying: Class A common stock, par value $0.01 · 276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:17 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 276 | $15.54 | $4,289.23 |
DisclosureSEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 6 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F5 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.60. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:17 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 5 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:17 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 4 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,584 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:17 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000441 · edgar.xml · derivative · entry 7 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,860 Underlying: Class A common stock, par value $0.01 · 504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:17 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 504 | $15.51 | $7,817.19 |
DisclosureSEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 3 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F4 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:17 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 2 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:17 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 504 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 1 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,860 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 11, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · derivative · entry 12 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,364 Underlying: Class A common stock, par value $0.01 · 219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| May 11, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 219 | $15.54 | $3,403.30 |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 9 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F6 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 11, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 8 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| May 11, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 7 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,364 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 10, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 1,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · derivative · entry 11 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,583 Underlying: Class A common stock, par value $0.01 · 1,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| May 10, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 1,125 | $15.57 | $17,518.73 |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 6 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F5 · price: The transaction was executed in multiple trades at prices ranging from $15.55 to $15.60. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 10, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 1,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 5 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| May 10, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 1,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 4 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,583 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 09, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 2,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · derivative · entry 10 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,708 Underlying: Class A common stock, par value $0.01 · 2,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| May 09, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 2,599 | $15.60 | $40,531.92 |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 3 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F4 · price: The transaction was executed in multiple trades at prices ranging from $15.55 to $15.65. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 09, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 2,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 2 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| May 09, 2018 Filed May 11, 2018 21:34 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 2,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 1 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,708 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 02, 2018 Filed May 2, 2018 21:00 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 1,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000390 · edgar.xml · derivative · entry 8 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,307 Underlying: Class A common stock, par value $0.01 · 1,234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| May 02, 2018 Filed May 2, 2018 21:00 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 1,234 | $15.50 | $19,127.74 |
DisclosureSEC source: 0001012975-18-000390 · edgar.xml · nonDerivative · entry 6 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018. F5 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 02, 2018 Filed May 2, 2018 21:00 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 1,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000390 · edgar.xml · nonDerivative · entry 5 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| May 02, 2018 Filed May 2, 2018 21:00 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 1,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000390 · edgar.xml · nonDerivative · entry 4 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,307 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 01, 2018 Filed May 1, 2018 20:11 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
PurchaseClass A common stock, par value $0.01 | 1,805 | $15.48 | $27,940.14 |
DisclosureSEC source: 0001012975-18-000374 · edgar.xml · nonDerivative · entry 2 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018. F3 · price: The transaction was executed in multiple trades at prices ranging from $15.30 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.