Tapewire

Nasdaq · USD

SAMG

Silvercrest Asset Management Group Inc.

Export transactions ↓
Tapewire entity
6931
SEC CIK
0001549966
Parsed reports
87

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2019 Filed May 3, 2019 20:09 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B units · Derivative 34,388 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000322 · edgar.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,276

Underlying: Class A Common Stock, par value $0.01 · 34,388 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2019, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:09 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Common Stock, par value $0.01 34,388 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000322 · edgar.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,276

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2019, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:32 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantEmployee Stock Option (right to buy) · Derivative 105,398 $0.00 Strike: $13.97 $0.00
Disclosure

SEC source: 0001012975-18-001088 · edgar.xml · derivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,398

Underlying: See footnote · 105,398 shares

Expires 2023-10-01

F1 · derivative.exercise_date: The option vests in three equal installments beginning on October 1, 2019.

F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement, dated as of June 26, 2014. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 00:22 UTC
Dunn Brian DDirector
PurchaseClass A common stock, par value $0.01 2,100 $15.17 $31,859.94
Disclosure

SEC source: 0001012975-18-001070 · edgar.xml · nonDerivative · entry 2

Dunn Brian D · CIK 0001704382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transaction was executed in multiple trades at prices ranging from $15.05 to $15.40. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 00:22 UTC
Dunn Brian DDirector
PurchaseClass A common stock, par value $0.01 1,900 $15.23 $28,942.13
Disclosure

SEC source: 0001012975-18-001070 · edgar.xml · nonDerivative · entry 1

Dunn Brian D · CIK 0001704382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transaction was executed in multiple trades at prices ranging from $15.125 to $15.700. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:25 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 3,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · derivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,318

Underlying: Class A common stock, par value $0.01 · 3,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:25 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 3,160 $16.73 $52,880.07
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: The transaction was executed in multiple trades at prices ranging from $16.70 to $16.75. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:25 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 3,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:25 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 3,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,318

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:25 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 6,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · derivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,478

Underlying: Class A common stock, par value $0.01 · 6,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:25 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 6,840 $16.88 $115,486.56
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $16.85 to $17.00. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:25 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 6,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:25 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 6,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000972 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,478

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 21, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 1,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · derivative · entry 12

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,307

Underlying: Class A common stock, par value $0.01 · 1,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 21, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 1,002 $15.56 $15,592.62
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 9

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F6 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.725. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 21, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 1,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 21, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 1,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,307

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · derivative · entry 11

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,309

Underlying: Class A common stock, par value $0.01 · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 1,500 $15.52 $23,287.05
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 18, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,309

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · derivative · entry 10

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,809

Underlying: Class A common stock, par value $0.01 · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 2,775 $15.50 $43,023.05
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000447 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,809

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 16, 2018 Filed May 16, 2018 21:17 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 276 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · derivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,584

Underlying: Class A common stock, par value $0.01 · 276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 16, 2018 Filed May 16, 2018 21:17 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 276 $15.54 $4,289.23
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.60. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 16, 2018 Filed May 16, 2018 21:17 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 276 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 16, 2018 Filed May 16, 2018 21:17 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 276 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,584

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:17 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 504 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · derivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,860

Underlying: Class A common stock, par value $0.01 · 504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:17 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 504 $15.51 $7,817.19
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:17 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 504 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 14, 2018 Filed May 16, 2018 21:17 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 504 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000441 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,860

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 11, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · derivative · entry 12

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,364

Underlying: Class A common stock, par value $0.01 · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 11, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 219 $15.54 $3,403.30
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 9

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F6 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 11, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 11, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,364

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 10, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 1,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · derivative · entry 11

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,583

Underlying: Class A common stock, par value $0.01 · 1,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 10, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 1,125 $15.57 $17,518.73
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: The transaction was executed in multiple trades at prices ranging from $15.55 to $15.60. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 10, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 1,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 10, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 1,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,583

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 09, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 2,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · derivative · entry 10

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,708

Underlying: Class A common stock, par value $0.01 · 2,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 9 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 09, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 2,599 $15.60 $40,531.92
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The transaction was executed in multiple trades at prices ranging from $15.55 to $15.65. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 09, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 2,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 09, 2018 Filed May 11, 2018 21:34 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 2,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000410 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,708

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 02, 2018 Filed May 2, 2018 21:00 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 1,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000390 · edgar.xml · derivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,307

Underlying: Class A common stock, par value $0.01 · 1,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 8 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F8 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 02, 2018 Filed May 2, 2018 21:00 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 1,234 $15.50 $19,127.74
Disclosure

SEC source: 0001012975-18-000390 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F5 · price: The transaction was executed in multiple trades at prices ranging from $15.50 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 02, 2018 Filed May 2, 2018 21:00 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 1,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000390 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 02, 2018 Filed May 2, 2018 21:00 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 1,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000390 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,307

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 01, 2018 Filed May 1, 2018 20:11 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
PurchaseClass A common stock, par value $0.01 1,805 $15.48 $27,940.14
Disclosure

SEC source: 0001012975-18-000374 · edgar.xml · nonDerivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.

F3 · price: The transaction was executed in multiple trades at prices ranging from $15.30 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.