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SAMG

Silvercrest Asset Management Group Inc.

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6931
SEC CIK
0001549966
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87

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Nov 202520
Dec 202510
Jan 202600
Feb 202600
Mar 202600
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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2022 Filed Nov 3, 2022 20:31 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Common Stock, par value $0.01 78,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034924 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,590

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of November 1, 2022, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:30 UTC
Gray John AllenManaging Director
GrantClass B Units · Derivative 13,165 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034922 · doc4.xml · derivative · entry 2

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,165

Underlying: Class A Common Stock, par value $0.01 · 13,165 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of November 1, 2022, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:30 UTC
Gray John AllenManaging Director
GrantClass B Common Stock, par value $0.01 13,165 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034922 · doc4.xml · nonDerivative · entry 1

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,282

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of November 1, 2022, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:15 UTC GrantClass A common stock, par value $0.01 2,334 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016817 · doc4.xml · nonDerivative · entry 1

Burns Richard Jonathan · CIK 0001791940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,756

F1 · kind: Represents a grant of Class A restricted stock units (the "RSUs"). 100% of the RSUs will vest on May 3, 2025, the third anniversary of the grant date.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:15 UTC
Romfo DarlaDirector
GrantClass A common stock, par value $0.01 2,334 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016816 · doc4.xml · nonDerivative · entry 1

Romfo Darla · CIK 0001867073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,161

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 3, 2025, the third anniversary of the grant date.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:15 UTC
Dunn Brian DDirector
GrantClass A common stock, par value $0.01 5,602 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016815 · doc4.xml · nonDerivative · entry 1

Dunn Brian D · CIK 0001704382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,057

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 3, 2025, the third anniversary of the grant date.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 22:05 UTC
Romfo DarlaDirector
GrantClass A common stock, par value $0.01 1,827 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031040 · doc4.xml · nonDerivative · entry 1

Romfo Darla · CIK 0001867073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"), granted in connection with Ms. Romfo's service on the Board of Directors. 100% of the RSUs will vest on the third anniversary of August 2, 2021, the grant date.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:15 UTC GrantClass A common stock, par value $0.01 3,422 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018492 · doc4.xml · nonDerivative · entry 1

Burns Richard Jonathan · CIK 0001791940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,422

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on the third anniversary of May 4, 2021, the grant date.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:15 UTC
Dunn Brian DDirector
GrantClass A common stock, par value $0.01 8,213 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018494 · doc4.xml · nonDerivative · entry 1

Dunn Brian D · CIK 0001704382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,455

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on the third anniversary of May 4, 2021, the grant date.

Read SEC document
May 04, 2021 Filed May 6, 2021 20:15 UTC GrantClass A common stock, par value $0.01 856 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018493 · doc4.xml · nonDerivative · entry 1

CONRAD WINTHROP B JR · CIK 0001560902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs vested on May 4, 2021, the grant date.

Read SEC document
May 03, 2021 Filed May 5, 2021 16:15 UTC
GERARD SCOTT AChief Financial Officer
GrantClass B Units · Derivative 10,784 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018343 · doc4.xml · derivative · entry 2

GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,083

Underlying: Class A Common Stock, par value $0.01 · 10,784 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 03, 2021 Filed May 5, 2021 16:15 UTC
GERARD SCOTT AChief Financial Officer
GrantClass B Common Stock, par value $0.01 10,784 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018343 · doc4.xml · nonDerivative · entry 1

GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,083

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:15 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Units · Derivative 86,269 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018345 · doc4.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,661

Underlying: Class A Common Stock, par value $0.01 · 86,269 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:15 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Common Stock, par value $0.01 86,269 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018345 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,661

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:15 UTC
Gray John AllenManaging Director
GrantClass B Units · Derivative 17,973 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018344 · doc4.xml · derivative · entry 2

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,117

Underlying: Class A Common Stock, par value $0.01 · 17,973 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:15 UTC
Gray John AllenManaging Director
GrantClass B Common Stock, par value $0.01 17,973 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018344 · doc4.xml · nonDerivative · entry 1

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,117

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:15 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
GrantClass B Units · Derivative 1,797 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018340 · doc4.xml · derivative · entry 2

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,595

Underlying: Class A Common Stock, par value $0.01 · 1,797 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:15 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
GrantClass B Common Stock, par value $0.01 1,797 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018340 · doc4.xml · nonDerivative · entry 1

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,595

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:30 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantEmployee Stock Option (right to buy) · Derivative 86,764 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0000899243-20-012072 · doc4.xml · derivative · entry 3

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,764

Underlying: See footnote · 86,764 shares

Expires 2030-04-30

F6 · derivative.exercise_date: The option vests in three equal installments on each of the first, second and third anniversaries of May 1, 2020, the grant date.

F7 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement, dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:30 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Units · Derivative 49,116 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012072 · doc4.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,392

Underlying: Class A Common Stock, par value $0.01 · 49,116 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2020, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:30 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Common Stock, par value $0.01 49,116 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012072 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,392

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2020, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 00:34 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
PurchaseClass A common stock, par value $0.01 36 $9.45 $340.20
Disclosure

SEC source: 0000899243-20-011025 · doc4.xml · nonDerivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,586

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2020.

F3 · price: The transaction was executed in multiple trades at prices ranging from $8.76 to $9.49. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 00:34 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
PurchaseClass A common stock, par value $0.01 5,350 $9.28 $49,648.00
Disclosure

SEC source: 0000899243-20-011025 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,550

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2020.

F2 · price: The transaction was executed in multiple trades at prices ranging from $9.20 to $9.56. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 15, 2020 Filed Apr 15, 2020 21:44 UTC
Gray John AllenManaging Director
PurchaseClass A common stock, par value $0.01 43 $9.21 $396.03
Disclosure

SEC source: 0000899243-20-010778 · doc4.xml · nonDerivative · entry 3

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,975

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020.

F4 · price: The transaction was executed in multiple trades at prices ranging from $9.20 to $9.25. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 21:44 UTC
Gray John AllenManaging Director
PurchaseClass A common stock, par value $0.01 7,730 $9.57 $73,976.10
Disclosure

SEC source: 0000899243-20-010778 · doc4.xml · nonDerivative · entry 2

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,932

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020.

F3 · price: The transaction was executed in multiple trades at prices ranging from $9.40 to $9.82. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 21:44 UTC
Gray John AllenManaging Director
PurchaseClass A common stock, par value $0.01 2,702 $9.48 $25,614.96
Disclosure

SEC source: 0000899243-20-010778 · doc4.xml · nonDerivative · entry 1

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,202

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020.

F2 · price: The transaction was executed in multiple trades at prices ranging from $9.28 to $9.59. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:40 UTC
Dunn Brian DDirector
GrantClass A common stock, par value $0.01 8,242 $0.00 $0.00
Disclosure

SEC source: 0001012975-20-000287 · edgar.xml · nonDerivative · entry 1

Dunn Brian D · CIK 0001704382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,242

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:07 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
ConversionClass B Units · Derivative 5,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000688 · edgar.xml · derivative · entry 3

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,798

Underlying: Class A common stock, par value $0.01 · 5,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F3 · derivative.exercise_price: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F3 · price: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:07 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
ConversionClass A common stock, par value $0.01 5,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000688 · edgar.xml · nonDerivative · entry 2

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Campbell of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
November 12, 2019 Filed Nov 14, 2019 21:07 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
OtherClass B common stock, par value $0.01 5,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000688 · edgar.xml · nonDerivative · entry 1

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,798

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
August 28, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 2,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · derivative · entry 12

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,318

Underlying: Class A common stock, par value $0.01 · 2,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 28, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 2,841 $13.03 $37,021.07
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 9

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F6 · price: The transaction was executed in multiple trades at prices ranging from $13.00 to $13.07. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 28, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 2,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 8

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 28, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 2,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 7

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,318

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 2,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · derivative · entry 11

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,159

Underlying: Class A common stock, par value $0.01 · 2,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 2,900 $12.95 $37,546.01
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 6

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F5 · price: The transaction was executed in multiple trades at prices ranging from $12.90 to $13.13. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 2,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 5

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 27, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 2,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,159

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 8,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · derivative · entry 10

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,059

Underlying: Class A common stock, par value $0.01 · 8,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 8,859 $12.97 $114,890.60
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F4 · price: The transaction was executed in multiple trades at prices ranging from $12.85 to 13.13. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 8,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:07 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 8,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,059

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 20:09 UTC
MESSINA ALDirector
ConversionClass B Units · Derivative 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000589 · edgar.xml · derivative · entry 4

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,918

Underlying: Class A common stock, par value $0.01 · 5,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F5 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F7 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 20:09 UTC
MESSINA ALDirector
SaleClass A common stock, par value $0.01 5,400 $12.76 $68,881.86
Disclosure

SEC source: 0001012975-19-000589 · edgar.xml · nonDerivative · entry 3

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019.

F4 · price: The transaction was executed in multiple trades at prices ranging from $12.75 to 13.00. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 20:09 UTC
MESSINA ALDirector
ConversionClass A common stock, par value $0.01 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000589 · edgar.xml · nonDerivative · entry 2

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
August 23, 2019 Filed Aug 26, 2019 20:09 UTC
MESSINA ALDirector
OtherClass B common stock, par value $0.01 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000589 · edgar.xml · nonDerivative · entry 1

MESSINA AL · CIK 0001579162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,918

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:04 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
ConversionClass B Units · Derivative 65,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000345 · edgar.xml · derivative · entry 3

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,026

Underlying: Class A common stock, par value $0.01 · 65,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F3 · derivative.exercise_price: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F3 · price: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:04 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
ConversionClass A common stock, par value $0.01 65,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000345 · edgar.xml · nonDerivative · entry 2

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion by Mr. Campbell of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement").

Read SEC document
May 10, 2019 Filed May 14, 2019 20:04 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
OtherClass B common stock, par value $0.01 65,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-19-000345 · edgar.xml · nonDerivative · entry 1

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,026

F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:09 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantEmployee Stock Option (right to buy) · Derivative 60,742 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001012975-19-000322 · edgar.xml · derivative · entry 3

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,742

Underlying: See footnote · 60,742 shares

Expires 2024-04-30

F6 · derivative.exercise_date: The option vests in three equal installments on an annual basis beginning on May 1, 2020.

F7 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement, dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.