Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2022 Filed Nov 3, 2022 20:31 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Common Stock, par value $0.01 | 78,929 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-034924 · doc4.xml · nonDerivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,590 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of November 1, 2022, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:30 UTC |
Gray John AllenManaging Director
|
GrantClass B Units · Derivative | 13,165 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-034922 · doc4.xml · derivative · entry 2 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,165 Underlying: Class A Common Stock, par value $0.01 · 13,165 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of November 1, 2022, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:30 UTC |
Gray John AllenManaging Director
|
GrantClass B Common Stock, par value $0.01 | 13,165 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-034922 · doc4.xml · nonDerivative · entry 1 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,282 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of November 1, 2022, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:15 UTC |
Burns Richard JonathanDirector
|
GrantClass A common stock, par value $0.01 | 2,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016817 · doc4.xml · nonDerivative · entry 1 Burns Richard Jonathan · CIK 0001791940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,756 F1 · kind: Represents a grant of Class A restricted stock units (the "RSUs"). 100% of the RSUs will vest on May 3, 2025, the third anniversary of the grant date. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:15 UTC |
Romfo DarlaDirector
|
GrantClass A common stock, par value $0.01 | 2,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016816 · doc4.xml · nonDerivative · entry 1 Romfo Darla · CIK 0001867073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,161 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 3, 2025, the third anniversary of the grant date. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:15 UTC |
Dunn Brian DDirector
|
GrantClass A common stock, par value $0.01 | 5,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016815 · doc4.xml · nonDerivative · entry 1 Dunn Brian D · CIK 0001704382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,057 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 3, 2025, the third anniversary of the grant date. Read SEC document |
| August 02, 2021 Filed Aug 2, 2021 22:05 UTC |
Romfo DarlaDirector
|
GrantClass A common stock, par value $0.01 | 1,827 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031040 · doc4.xml · nonDerivative · entry 1 Romfo Darla · CIK 0001867073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,827 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"), granted in connection with Ms. Romfo's service on the Board of Directors. 100% of the RSUs will vest on the third anniversary of August 2, 2021, the grant date. Read SEC document |
| May 04, 2021 Filed May 6, 2021 20:15 UTC |
Burns Richard JonathanDirector
|
GrantClass A common stock, par value $0.01 | 3,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018492 · doc4.xml · nonDerivative · entry 1 Burns Richard Jonathan · CIK 0001791940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,422 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on the third anniversary of May 4, 2021, the grant date. Read SEC document |
| May 04, 2021 Filed May 6, 2021 20:15 UTC |
Dunn Brian DDirector
|
GrantClass A common stock, par value $0.01 | 8,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018494 · doc4.xml · nonDerivative · entry 1 Dunn Brian D · CIK 0001704382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,455 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on the third anniversary of May 4, 2021, the grant date. Read SEC document |
| May 04, 2021 Filed May 6, 2021 20:15 UTC |
CONRAD WINTHROP B JRDirector
|
GrantClass A common stock, par value $0.01 | 856 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018493 · doc4.xml · nonDerivative · entry 1 CONRAD WINTHROP B JR · CIK 0001560902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,856 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs vested on May 4, 2021, the grant date. Read SEC document |
| May 03, 2021 Filed May 5, 2021 16:15 UTC |
GERARD SCOTT AChief Financial Officer
|
GrantClass B Units · Derivative | 10,784 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018343 · doc4.xml · derivative · entry 2 GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,083 Underlying: Class A Common Stock, par value $0.01 · 10,784 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| May 03, 2021 Filed May 5, 2021 16:15 UTC |
GERARD SCOTT AChief Financial Officer
|
GrantClass B Common Stock, par value $0.01 | 10,784 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018343 · doc4.xml · nonDerivative · entry 1 GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,083 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:15 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Units · Derivative | 86,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018345 · doc4.xml · derivative · entry 2 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,661 Underlying: Class A Common Stock, par value $0.01 · 86,269 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:15 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Common Stock, par value $0.01 | 86,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018345 · doc4.xml · nonDerivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,661 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:15 UTC |
Gray John AllenManaging Director
|
GrantClass B Units · Derivative | 17,973 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018344 · doc4.xml · derivative · entry 2 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,117 Underlying: Class A Common Stock, par value $0.01 · 17,973 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:15 UTC |
Gray John AllenManaging Director
|
GrantClass B Common Stock, par value $0.01 | 17,973 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018344 · doc4.xml · nonDerivative · entry 1 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,117 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:15 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
GrantClass B Units · Derivative | 1,797 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018340 · doc4.xml · derivative · entry 2 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,595 Underlying: Class A Common Stock, par value $0.01 · 1,797 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:15 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
GrantClass B Common Stock, par value $0.01 | 1,797 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-018340 · doc4.xml · nonDerivative · entry 1 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,595 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:30 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 86,764 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0000899243-20-012072 · doc4.xml · derivative · entry 3 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,764 Underlying: See footnote · 86,764 shares Expires 2030-04-30 F6 · derivative.exercise_date: The option vests in three equal installments on each of the first, second and third anniversaries of May 1, 2020, the grant date. F7 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement, dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:30 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Units · Derivative | 49,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012072 · doc4.xml · derivative · entry 2 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,392 Underlying: Class A Common Stock, par value $0.01 · 49,116 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2020, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:30 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Common Stock, par value $0.01 | 49,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012072 · doc4.xml · nonDerivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,392 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2020, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 00:34 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
PurchaseClass A common stock, par value $0.01 | 36 | $9.45 | $340.20 |
DisclosureSEC source: 0000899243-20-011025 · doc4.xml · nonDerivative · entry 2 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,586 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2020. F3 · price: The transaction was executed in multiple trades at prices ranging from $8.76 to $9.49. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 00:34 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
PurchaseClass A common stock, par value $0.01 | 5,350 | $9.28 | $49,648.00 |
DisclosureSEC source: 0000899243-20-011025 · doc4.xml · nonDerivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,550 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2020. F2 · price: The transaction was executed in multiple trades at prices ranging from $9.20 to $9.56. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| April 15, 2020 Filed Apr 15, 2020 21:44 UTC |
Gray John AllenManaging Director
|
PurchaseClass A common stock, par value $0.01 | 43 | $9.21 | $396.03 |
DisclosureSEC source: 0000899243-20-010778 · doc4.xml · nonDerivative · entry 3 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,975 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020. F4 · price: The transaction was executed in multiple trades at prices ranging from $9.20 to $9.25. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 21:44 UTC |
Gray John AllenManaging Director
|
PurchaseClass A common stock, par value $0.01 | 7,730 | $9.57 | $73,976.10 |
DisclosureSEC source: 0000899243-20-010778 · doc4.xml · nonDerivative · entry 2 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,932 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020. F3 · price: The transaction was executed in multiple trades at prices ranging from $9.40 to $9.82. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 21:44 UTC |
Gray John AllenManaging Director
|
PurchaseClass A common stock, par value $0.01 | 2,702 | $9.48 | $25,614.96 |
DisclosureSEC source: 0000899243-20-010778 · doc4.xml · nonDerivative · entry 1 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,202 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2020. F2 · price: The transaction was executed in multiple trades at prices ranging from $9.28 to $9.59. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:40 UTC |
Dunn Brian DDirector
|
GrantClass A common stock, par value $0.01 | 8,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-20-000287 · edgar.xml · nonDerivative · entry 1 Dunn Brian D · CIK 0001704382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,242 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:07 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
ConversionClass B Units · Derivative | 5,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000688 · edgar.xml · derivative · entry 3 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,798 Underlying: Class A common stock, par value $0.01 · 5,228 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F3 · derivative.exercise_price: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F3 · price: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:07 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
ConversionClass A common stock, par value $0.01 | 5,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000688 · edgar.xml · nonDerivative · entry 2 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Campbell of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:07 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
OtherClass B common stock, par value $0.01 | 5,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000688 · edgar.xml · nonDerivative · entry 1 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,798 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 2,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · derivative · entry 12 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,318 Underlying: Class A common stock, par value $0.01 · 2,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 2,841 | $13.03 | $37,021.07 |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 9 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019. F6 · price: The transaction was executed in multiple trades at prices ranging from $13.00 to $13.07. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 2,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 8 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 2,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 7 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,318 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 2,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · derivative · entry 11 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,159 Underlying: Class A common stock, par value $0.01 · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 2,900 | $12.95 | $37,546.01 |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 6 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019. F5 · price: The transaction was executed in multiple trades at prices ranging from $12.90 to $13.13. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 2,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 5 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 2,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 4 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,159 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 8,859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · derivative · entry 10 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,059 Underlying: Class A common stock, par value $0.01 · 8,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F7 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F7 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F8 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F8 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F9 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 8,859 | $12.97 | $114,890.60 |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 3 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019. F4 · price: The transaction was executed in multiple trades at prices ranging from $12.85 to 13.13. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 8,859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 2 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:07 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 8,859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000591 · edgar.xml · nonDerivative · entry 1 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,059 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 20:09 UTC |
MESSINA ALDirector
|
ConversionClass B Units · Derivative | 5,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000589 · edgar.xml · derivative · entry 4 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,918 Underlying: Class A common stock, par value $0.01 · 5,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F6 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F7 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F5 · derivative.exercise_price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F5 · price: Each class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F7 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 7 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F7 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 20:09 UTC |
MESSINA ALDirector
|
SaleClass A common stock, par value $0.01 | 5,400 | $12.76 | $68,881.86 |
DisclosureSEC source: 0001012975-19-000589 · edgar.xml · nonDerivative · entry 3 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 24, 2019. F4 · price: The transaction was executed in multiple trades at prices ranging from $12.75 to 13.00. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 20:09 UTC |
MESSINA ALDirector
|
ConversionClass A common stock, par value $0.01 | 5,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000589 · edgar.xml · nonDerivative · entry 2 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Messina of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 20:09 UTC |
MESSINA ALDirector
|
OtherClass B common stock, par value $0.01 | 5,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000589 · edgar.xml · nonDerivative · entry 1 MESSINA AL · CIK 0001579162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,918 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:04 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
ConversionClass B Units · Derivative | 65,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000345 · edgar.xml · derivative · entry 3 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,026 Underlying: Class A common stock, par value $0.01 · 65,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F3 · derivative.exercise_price: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F3 · price: Each Class B unit is exchangeable for a share of Class A common stock of the Corporation, subject to the timing and volume limitations set forth in the Amended LPA. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, unless a different amount is approved by the Company's Board of Directors, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: On or after January 2, 2014, holders of Class B units became permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each. Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:04 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
ConversionClass A common stock, par value $0.01 | 65,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000345 · edgar.xml · nonDerivative · entry 2 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the conversion by Mr. Campbell of Class B units to Class A common stock pursuant to the exchange agreement entered into among the Corporation and holders of Class B units (the "Exchange Agreement"). Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:04 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
OtherClass B common stock, par value $0.01 | 65,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000345 · edgar.xml · nonDerivative · entry 1 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,026 F1 · price: When the holder of a Class B unit exchanges or forfeits such Class B unit pursuant to the terms of the amended and restated certificate of incorporation of Silvercrest Asset Management Group Inc. (the "Corporation") and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the company. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:09 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,742 | $0.00 Strike: $14.54 | $0.00 |
DisclosureSEC source: 0001012975-19-000322 · edgar.xml · derivative · entry 3 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,742 Underlying: See footnote · 60,742 shares Expires 2024-04-30 F6 · derivative.exercise_date: The option vests in three equal installments on an annual basis beginning on May 1, 2020. F7 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement, dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.