Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2026 Filed May 8, 2026 20:15 UTC |
Burns Richard JonathanDirector
|
GrantClass A common stock, par value $0.01 | 4,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-214671 · ownership.xml · nonDerivative · entry 1 Burns Richard Jonathan · CIK 0001791940 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,333 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 6, 2029, the third anniversary of the grant date. Read SEC document |
| May 06, 2026 Filed May 8, 2026 20:15 UTC |
Romfo DarlaDirector
|
GrantClass A common stock, par value $0.01 | 4,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-214667 · ownership.xml · nonDerivative · entry 1 Romfo Darla · CIK 0001867073 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,738 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 6, 2029, the third anniversary of the grant date. Read SEC document |
| May 06, 2026 Filed May 8, 2026 20:15 UTC |
Dunn Brian DDirector
|
GrantClass A common stock, par value $0.01 | 10,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-214666 · ownership.xml · nonDerivative · entry 1 Dunn Brian D · CIK 0001704382 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,699 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 6, 2029, the third anniversary of the grant date. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:30 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 477,638 | $0.00 Strike: $15.29 | $0.00 |
DisclosureSEC source: 0001193125-25-317637 · ownership.xml · derivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 477,638 Underlying: See Footnote · 477,638 shares Expires 2035-12-10 F1 · derivative.exercise_date: The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, the grant date. F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion. Read SEC document |
| December 10, 2025 Filed Dec 19, 2025 23:50 UTC Amendment |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 509,481 | $0.00 Strike: $15.29 | $0.00 |
DisclosureSEC source: 0001193125-25-327193 · ownership.xml · derivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 509,481 Underlying: See Footnote · 509,481 shares Expires 2035-12-10 F1 · derivative.exercise_date: The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, the grant date. F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion. F3 · derivative.underlying_shares: On December 12, 2025, the reporting person filed a Form 4 which inadvertently reported the grant of options for 477,638 Class B Units in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. As reported in this amendment, the correct number of options granted to the reporting person was 509,481. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 17:25 UTC |
GERARD SCOTT AChief Financial Officer
|
GrantClass B Units · Derivative | 10,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-309949 · ownership.xml · derivative · entry 2 GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,658 Underlying: Class A Common Stock, par value $0.01 · 10,922 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of December 3, 2025, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 17:25 UTC |
GERARD SCOTT AChief Financial Officer
|
GrantClass B Common Stock, par value $0.01 | 10,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-309949 · ownership.xml · nonDerivative · entry 1 GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,658 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of December 3, 2025, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 02:16 UTC |
Gray John AllenDirector · Managing Director
|
PurchaseClass A Common Stock, par value $0.01 | 1,285 | $13.85 | $17,797.25 |
DisclosureSEC source: 0001193125-25-304295 · ownership.xml · nonDerivative · entry 3 Gray John Allen · CIK 0001797905 · Director · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,895 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 02:16 UTC |
Gray John AllenDirector · Managing Director
|
PurchaseClass A Common Stock, par value $0.01 | 5,500 | $13.83 | $76,065.00 |
DisclosureSEC source: 0001193125-25-304295 · ownership.xml · nonDerivative · entry 2 Gray John Allen · CIK 0001797905 · Director · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,610 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025. Read SEC document |
| November 26, 2025 Filed Dec 2, 2025 02:16 UTC |
Gray John AllenDirector · Managing Director
|
PurchaseClass A Common Stock, par value $0.01 | 15,000 | $13.66 | $204,900.00 |
DisclosureSEC source: 0001193125-25-304295 · ownership.xml · nonDerivative · entry 1 Gray John Allen · CIK 0001797905 · Director · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,110 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025. Read SEC document |
| May 05, 2025 Filed May 7, 2025 20:30 UTC |
Dunn Brian DDirector
|
GrantClass A common stock, par value $0.01 | 7,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-065760 · ownership.xml · nonDerivative · entry 1 Dunn Brian D · CIK 0001704382 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,267 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 5, 2028, the third anniversary of the grant date. Read SEC document |
| May 05, 2025 Filed May 7, 2025 20:30 UTC |
Burns Richard JonathanDirector
|
GrantClass A common stock, par value $0.01 | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-065758 · ownership.xml · nonDerivative · entry 1 Burns Richard Jonathan · CIK 0001791940 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,011 F1 · kind: Represents a grant of Class A restricted stock units (the "RSUs"). 100% of the RSUs will vest on May 5, 2026, the first anniversary of the grant date. Read SEC document |
| May 05, 2025 Filed May 7, 2025 20:30 UTC |
Romfo DarlaDirector
|
GrantClass A common stock, par value $0.01 | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-065761 · ownership.xml · nonDerivative · entry 1 Romfo Darla · CIK 0001867073 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,416 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 5, 2028, the third anniversary of the grant date. Read SEC document |
| May 01, 2024 Filed May 2, 2024 21:02 UTC |
Burns Richard JonathanDirector
|
GrantClass A common stock, par value $0.01 | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-052300 · ownership.xml · nonDerivative · entry 1 Burns Richard Jonathan · CIK 0001791940 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,856 F1 · kind: Represents a grant of Class A restricted stock units (the "RSUs"). 100% of the RSUs will vest on May 1, 2025, the first anniversary of the grant date. Read SEC document |
| May 01, 2024 Filed May 2, 2024 21:00 UTC |
Dunn Brian DDirector
|
GrantClass A common stock, par value $0.01 | 8,191 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-052288 · ownership.xml · nonDerivative · entry 1 Dunn Brian D · CIK 0001704382 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,696 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 1, 2027, the third anniversary of the grant date. Read SEC document |
| May 01, 2024 Filed May 2, 2024 21:00 UTC |
Romfo DarlaDirector
|
GrantClass A common stock, par value $0.01 | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-052287 · ownership.xml · nonDerivative · entry 1 Romfo Darla · CIK 0001867073 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,261 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 1, 2027, the third anniversary of the grant date. Read SEC document |
| May 01, 2024 Filed May 3, 2024 17:00 UTC |
GERARD SCOTT AChief Financial Officer
|
GrantClass B Units · Derivative | 13,652 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053028 · ownership.xml · derivative · entry 2 GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,736 Underlying: Class A Common Stock, par value $0.01 · 13,652 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| May 01, 2024 Filed May 3, 2024 17:00 UTC |
GERARD SCOTT AChief Financial Officer
|
GrantClass B Common Stock, par value $0.01 | 13,652 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053028 · ownership.xml · nonDerivative · entry 1 GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,736 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:00 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
GrantClass B Units · Derivative | 2,707 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053030 · ownership.xml · derivative · entry 2 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,484 Underlying: Class A Common Stock, par value $0.01 · 2,707 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:00 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
GrantClass B Common Stock, par value $0.01 | 2,707 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053030 · ownership.xml · nonDerivative · entry 1 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,484 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:00 UTC |
Gray John AllenManaging Director
|
GrantClass B Units · Derivative | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053029 · ownership.xml · derivative · entry 2 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,196 Underlying: Class A Common Stock, par value $0.01 · 3,413 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:00 UTC |
Gray John AllenManaging Director
|
GrantClass B Common Stock, par value $0.01 | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053029 · ownership.xml · nonDerivative · entry 1 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,196 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:00 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 279,529 | $0.00 Strike: $14.65 | $0.00 |
DisclosureSEC source: 0000950170-24-053024 · ownership.xml · derivative · entry 3 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,529 Underlying: See Footnote · 279,529 shares Expires 2034-05-01 F6 · derivative.exercise_date: The options vest in three equal installments on each of the first, second and third anniversaries of May 1, 2024, the grant date. F7 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:00 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Units · Derivative | 34,130 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053024 · ownership.xml · derivative · entry 2 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642,754 Underlying: Class A Common Stock, par value $0.01 · 34,130 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| May 01, 2024 Filed May 3, 2024 21:00 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Common Stock, par value $0.01 | 34,130 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053024 · ownership.xml · nonDerivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642,754 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| April 30, 2024 Filed May 2, 2024 23:27 UTC |
Long Path Smaller Companies Fund, LP10% owner
Long Path Fund GP, LLC10% owner
Long Path Partners LP10% owner
|
PurchaseClass A Common Stock, $0.01 par value per share | 5,112 | $15.05 | $76,936.11 |
DisclosureSEC source: 0000919574-24-002736 · ownership.xml · nonDerivative · entry 1 Long Path Smaller Companies Fund, LP · CIK 0001748049 · 10% owner Long Path Fund GP, LLC · CIK 0002022071 · 10% owner Long Path Partners LP · CIK 0001905112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 940,798 F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.direct: The reported securities are owned directly by Long Path Smaller Companies Fund, LP (the "Fund"), a private investment fund managed by Long Path Partners, LP (the "Adviser"), and may be deemed to be indirectly beneficially owned by (i) the Adviser, (ii) Long Path Holdings LLC (the "Adviser GP"), the general partner of the Adviser, (iii) Long Path Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (iv) William Thomas Brennan, the managing member of the Adviser GP and the Fund GP and co-portfolio manager of the Fund, and (v) Brian Paul Nelson, the co-portfolio manager of the Fund and a partner of the Adviser GP. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:55 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
Tax withholdingClass B Units · Derivative | 60,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-052338 · ownership.xml · derivative · entry 5 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,624 Underlying: Class A Common Stock, par value $0.01 · 60,286 shares Expires not disclosed F3 · derivative.exercise_price: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:55 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
Exercise / conversionClass B Units · Derivative | 60,742 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-052338 · ownership.xml · derivative · entry 4 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 668,910 Underlying: Class A Common Stock, par value $0.01 · 60,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F3 · derivative.exercise_price: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:55 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,742 | $0.00 Strike: $14.54 | $0.00 |
DisclosureSEC source: 0000950170-24-052338 · ownership.xml · derivative · entry 3 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: See footnote · 60,742 shares Expires 2024-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal installments beginning on May 1, 2019. F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion. Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:55 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
Tax withholdingClass B Common Stock, par value $0.01 | 60,286 | $14.65 | $883,189.90 |
DisclosureSEC source: 0000950170-24-052338 · ownership.xml · nonDerivative · entry 2 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,624 Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:55 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
Exercise / conversionClass B Common Stock, par value $0.01 | 60,742 | $14.54 | $883,188.68 |
DisclosureSEC source: 0000950170-24-052338 · ownership.xml · nonDerivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 668,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2024 Filed May 3, 2024 21:01 UTC Amendment |
Long Path Smaller Companies Fund, LP10% owner
Long Path Fund GP, LLC10% owner
Long Path Partners LP10% owner
Long Path Holdings LLC10% owner
Brennan William Thomas10% owner
Nelson Brian Paul10% owner
|
PurchaseClass A Common Stock, $0.01 par value per share | 5,112 | $15.05 | $76,936.11 |
DisclosureSEC source: 0000919574-24-002758 · ownership.xml · nonDerivative · entry 1 Long Path Smaller Companies Fund, LP · CIK 0001748049 · 10% owner Long Path Fund GP, LLC · CIK 0002022071 · 10% owner Long Path Partners LP · CIK 0001905112 · 10% owner Long Path Holdings LLC · CIK 0002022134 · 10% owner Brennan William Thomas · CIK 0002022127 · 10% owner Nelson Brian Paul · CIK 0002022130 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 940,798 F1 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reported securities are owned directly by Long Path Smaller Companies Fund, LP (the "Fund"), a private investment fund managed by Long Path Partners, LP (the "Adviser"), and may be deemed to be indirectly beneficially owned by (i) the Adviser, (ii) Long Path Holdings LLC (the "Adviser GP"), the general partner of the Adviser, (iii) Long Path Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (iv) William Thomas Brennan, the managing member of the Adviser GP and the Fund GP and co-portfolio manager of the Fund, and (v) Brian Paul Nelson, the co-portfolio manager of the Fund and a partner of the Adviser GP. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 13, 2024 Filed Mar 14, 2024 20:30 UTC |
Gray John AllenManaging Director
|
PurchaseClass A common stock, par value $0.01 | 3,135 | $15.84 | $49,658.40 |
DisclosureSEC source: 0000950170-24-031547 · ownership.xml · nonDerivative · entry 1 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,110 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023. F2 · price: The transaction was executed in multiple trades at prices ranging from $15.83 to $15.92. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| September 13, 2023 Filed Sep 16, 2023 00:47 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
Tax withholdingClass B Units · Derivative | 83,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019193 · doc4.xml · derivative · entry 5 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,168 Underlying: Class A Common Stock, par value $0.01 · 83,328 shares Expires not disclosed F4 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F6 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F6 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| September 13, 2023 Filed Sep 16, 2023 00:47 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
Exercise / conversionClass B Units · Derivative | 105,398 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019193 · doc4.xml · derivative · entry 4 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 691,496 Underlying: Class A Common Stock, par value $0.01 · 105,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F5 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F4 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F6 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F6 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| September 13, 2023 Filed Sep 16, 2023 00:47 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 105,398 | $0.00 Strike: $13.97 | $0.00 |
DisclosureSEC source: 0000899243-23-019193 · doc4.xml · derivative · entry 3 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: See footnote · 105,398 shares Expires 2023-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal installments beginning on October 1, 2019. F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion. Read SEC document |
| September 13, 2023 Filed Sep 16, 2023 00:47 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
Tax withholdingClass B Common Stock, par value $0.01 | 83,328 | $17.67 | $1,472,405.76 |
DisclosureSEC source: 0000899243-23-019193 · doc4.xml · nonDerivative · entry 2 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608,168 Read SEC document |
| September 13, 2023 Filed Sep 16, 2023 00:47 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
Exercise / conversionClass B Common Stock, par value $0.01 | 105,398 | $13.97 | $1,472,410.06 |
DisclosureSEC source: 0000899243-23-019193 · doc4.xml · nonDerivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 691,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:15 UTC |
Romfo DarlaDirector
|
GrantClass A common stock, par value $0.01 | 2,687 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012255 · doc4.xml · nonDerivative · entry 1 Romfo Darla · CIK 0001867073 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,848 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 2, 2026, the third anniversary of the grant date. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:15 UTC |
Dunn Brian DDirector
|
GrantClass A common stock, par value $0.01 | 6,448 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012254 · doc4.xml · nonDerivative · entry 1 Dunn Brian D · CIK 0001704382 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,505 F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 2, 2026, the third anniversary of the grant date. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:15 UTC |
Burns Richard JonathanDirector
|
GrantClass A common stock, par value $0.01 | 2,687 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012253 · doc4.xml · nonDerivative · entry 1 Burns Richard Jonathan · CIK 0001791940 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,443 F1 · kind: Represents a grant of Class A restricted stock units (the "RSUs"). 100% of the RSUs will vest on May 2, 2026, the third anniversary of the grant date. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:36 UTC |
GERARD SCOTT AChief Financial Officer
|
GrantClass B Units · Derivative | 11,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-010569 · doc4.xml · derivative · entry 2 GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,084 Underlying: Class A Common Stock, par value $0.01 · 11,001 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:36 UTC |
GERARD SCOTT AChief Financial Officer
|
GrantClass B Common Stock, par value $0.01 | 11,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-010569 · doc4.xml · nonDerivative · entry 1 GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,084 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 00:44 UTC |
Gray John AllenManaging Director
|
GrantClass B Units · Derivative | 5,501 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-010580 · doc4.xml · derivative · entry 2 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,783 Underlying: Class A Common Stock, par value $0.01 · 5,501 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 00:44 UTC |
Gray John AllenManaging Director
|
GrantClass B Common Stock, par value $0.01 | 5,501 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-010580 · doc4.xml · nonDerivative · entry 1 Gray John Allen · CIK 0001797905 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,783 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 00:39 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Units · Derivative | 82,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-010575 · doc4.xml · derivative · entry 2 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 586,098 Underlying: Class A Common Stock, par value $0.01 · 82,508 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 00:39 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Common Stock, par value $0.01 | 82,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-010575 · doc4.xml · nonDerivative · entry 1 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 586,098 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 00:33 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
GrantClass B Units · Derivative | 2,182 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-010567 · doc4.xml · derivative · entry 2 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,777 Underlying: Class A Common Stock, par value $0.01 · 2,182 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 00:33 UTC |
CAMPBELL DAVID JGeneral Counsel and Secretary
|
GrantClass B Common Stock, par value $0.01 | 2,182 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-010567 · doc4.xml · nonDerivative · entry 1 CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,777 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date. F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:31 UTC |
HOUGH RICHARD R IIIDirector · Chairman and CEO
|
GrantClass B Units · Derivative | 78,929 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-034924 · doc4.xml · derivative · entry 2 HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,929 Underlying: Class A Common Stock, par value $0.01 · 78,929 shares Expires not disclosed F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA. F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013. F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.