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SAMG

Silvercrest Asset Management Group Inc.

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Tapewire entity
6931
SEC CIK
0001549966
Parsed reports
87

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2026 Filed May 8, 2026 20:15 UTC GrantClass A common stock, par value $0.01 4,322 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214671 · ownership.xml · nonDerivative · entry 1

Burns Richard Jonathan · CIK 0001791940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,333

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 6, 2029, the third anniversary of the grant date.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:15 UTC
Romfo DarlaDirector
GrantClass A common stock, par value $0.01 4,322 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214667 · ownership.xml · nonDerivative · entry 1

Romfo Darla · CIK 0001867073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,738

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 6, 2029, the third anniversary of the grant date.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:15 UTC
Dunn Brian DDirector
GrantClass A common stock, par value $0.01 10,432 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214666 · ownership.xml · nonDerivative · entry 1

Dunn Brian D · CIK 0001704382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,699

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 6, 2029, the third anniversary of the grant date.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:30 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 477,638 $0.00 Strike: $15.29 $0.00
Disclosure

SEC source: 0001193125-25-317637 · ownership.xml · derivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,638

Underlying: See Footnote · 477,638 shares

Expires 2035-12-10

F1 · derivative.exercise_date: The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, the grant date.

F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
December 10, 2025 Filed Dec 19, 2025 23:50 UTC Amendment
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 509,481 $0.00 Strike: $15.29 $0.00
Disclosure

SEC source: 0001193125-25-327193 · ownership.xml · derivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,481

Underlying: See Footnote · 509,481 shares

Expires 2035-12-10

F1 · derivative.exercise_date: The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, the grant date.

F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

F3 · derivative.underlying_shares: On December 12, 2025, the reporting person filed a Form 4 which inadvertently reported the grant of options for 477,638 Class B Units in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. As reported in this amendment, the correct number of options granted to the reporting person was 509,481.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 17:25 UTC
GERARD SCOTT AChief Financial Officer
GrantClass B Units · Derivative 10,922 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-309949 · ownership.xml · derivative · entry 2

GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,658

Underlying: Class A Common Stock, par value $0.01 · 10,922 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of December 3, 2025, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 17:25 UTC
GERARD SCOTT AChief Financial Officer
GrantClass B Common Stock, par value $0.01 10,922 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-309949 · ownership.xml · nonDerivative · entry 1

GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,658

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of December 3, 2025, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 02:16 UTC
Gray John AllenDirector · Managing Director
PurchaseClass A Common Stock, par value $0.01 1,285 $13.85 $17,797.25
Disclosure

SEC source: 0001193125-25-304295 · ownership.xml · nonDerivative · entry 3

Gray John Allen · CIK 0001797905 · Director · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,895

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 02:16 UTC
Gray John AllenDirector · Managing Director
PurchaseClass A Common Stock, par value $0.01 5,500 $13.83 $76,065.00
Disclosure

SEC source: 0001193125-25-304295 · ownership.xml · nonDerivative · entry 2

Gray John Allen · CIK 0001797905 · Director · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,610

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

Read SEC document
November 26, 2025 Filed Dec 2, 2025 02:16 UTC
Gray John AllenDirector · Managing Director
PurchaseClass A Common Stock, par value $0.01 15,000 $13.66 $204,900.00
Disclosure

SEC source: 0001193125-25-304295 · ownership.xml · nonDerivative · entry 1

Gray John Allen · CIK 0001797905 · Director · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,110

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2025.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:30 UTC
Dunn Brian DDirector
GrantClass A common stock, par value $0.01 7,571 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-065760 · ownership.xml · nonDerivative · entry 1

Dunn Brian D · CIK 0001704382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,267

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 5, 2028, the third anniversary of the grant date.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:30 UTC GrantClass A common stock, par value $0.01 3,155 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-065758 · ownership.xml · nonDerivative · entry 1

Burns Richard Jonathan · CIK 0001791940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,011

F1 · kind: Represents a grant of Class A restricted stock units (the "RSUs"). 100% of the RSUs will vest on May 5, 2026, the first anniversary of the grant date.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:30 UTC
Romfo DarlaDirector
GrantClass A common stock, par value $0.01 3,155 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-065761 · ownership.xml · nonDerivative · entry 1

Romfo Darla · CIK 0001867073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,416

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 5, 2028, the third anniversary of the grant date.

Read SEC document
May 01, 2024 Filed May 2, 2024 21:02 UTC GrantClass A common stock, par value $0.01 3,413 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-052300 · ownership.xml · nonDerivative · entry 1

Burns Richard Jonathan · CIK 0001791940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,856

F1 · kind: Represents a grant of Class A restricted stock units (the "RSUs"). 100% of the RSUs will vest on May 1, 2025, the first anniversary of the grant date.

Read SEC document
May 01, 2024 Filed May 2, 2024 21:00 UTC
Dunn Brian DDirector
GrantClass A common stock, par value $0.01 8,191 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-052288 · ownership.xml · nonDerivative · entry 1

Dunn Brian D · CIK 0001704382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,696

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 1, 2027, the third anniversary of the grant date.

Read SEC document
May 01, 2024 Filed May 2, 2024 21:00 UTC
Romfo DarlaDirector
GrantClass A common stock, par value $0.01 3,413 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-052287 · ownership.xml · nonDerivative · entry 1

Romfo Darla · CIK 0001867073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,261

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 1, 2027, the third anniversary of the grant date.

Read SEC document
May 01, 2024 Filed May 3, 2024 17:00 UTC
GERARD SCOTT AChief Financial Officer
GrantClass B Units · Derivative 13,652 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053028 · ownership.xml · derivative · entry 2

GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,736

Underlying: Class A Common Stock, par value $0.01 · 13,652 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 01, 2024 Filed May 3, 2024 17:00 UTC
GERARD SCOTT AChief Financial Officer
GrantClass B Common Stock, par value $0.01 13,652 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053028 · ownership.xml · nonDerivative · entry 1

GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,736

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:00 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
GrantClass B Units · Derivative 2,707 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053030 · ownership.xml · derivative · entry 2

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,484

Underlying: Class A Common Stock, par value $0.01 · 2,707 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:00 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
GrantClass B Common Stock, par value $0.01 2,707 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053030 · ownership.xml · nonDerivative · entry 1

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,484

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:00 UTC
Gray John AllenManaging Director
GrantClass B Units · Derivative 3,413 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053029 · ownership.xml · derivative · entry 2

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,196

Underlying: Class A Common Stock, par value $0.01 · 3,413 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:00 UTC
Gray John AllenManaging Director
GrantClass B Common Stock, par value $0.01 3,413 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053029 · ownership.xml · nonDerivative · entry 1

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,196

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:00 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 279,529 $0.00 Strike: $14.65 $0.00
Disclosure

SEC source: 0000950170-24-053024 · ownership.xml · derivative · entry 3

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,529

Underlying: See Footnote · 279,529 shares

Expires 2034-05-01

F6 · derivative.exercise_date: The options vest in three equal installments on each of the first, second and third anniversaries of May 1, 2024, the grant date.

F7 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:00 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Units · Derivative 34,130 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053024 · ownership.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,754

Underlying: Class A Common Stock, par value $0.01 · 34,130 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:00 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Common Stock, par value $0.01 34,130 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053024 · ownership.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,754

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
April 30, 2024 Filed May 2, 2024 23:27 UTC PurchaseClass A Common Stock, $0.01 par value per share 5,112 $15.05 $76,936.11
Disclosure

SEC source: 0000919574-24-002736 · ownership.xml · nonDerivative · entry 1

Long Path Smaller Companies Fund, LP · CIK 0001748049 · 10% owner

Long Path Fund GP, LLC · CIK 0002022071 · 10% owner

Long Path Partners LP · CIK 0001905112 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940,798

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.direct: The reported securities are owned directly by Long Path Smaller Companies Fund, LP (the "Fund"), a private investment fund managed by Long Path Partners, LP (the "Adviser"), and may be deemed to be indirectly beneficially owned by (i) the Adviser, (ii) Long Path Holdings LLC (the "Adviser GP"), the general partner of the Adviser, (iii) Long Path Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (iv) William Thomas Brennan, the managing member of the Adviser GP and the Fund GP and co-portfolio manager of the Fund, and (v) Brian Paul Nelson, the co-portfolio manager of the Fund and a partner of the Adviser GP. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:55 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
Tax withholdingClass B Units · Derivative 60,286 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-052338 · ownership.xml · derivative · entry 5

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,624

Underlying: Class A Common Stock, par value $0.01 · 60,286 shares

Expires not disclosed

F3 · derivative.exercise_price: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:55 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
Exercise / conversionClass B Units · Derivative 60,742 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-052338 · ownership.xml · derivative · entry 4

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,910

Underlying: Class A Common Stock, par value $0.01 · 60,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F3 · derivative.exercise_price: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:55 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,742 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0000950170-24-052338 · ownership.xml · derivative · entry 3

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: See footnote · 60,742 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in three equal installments beginning on May 1, 2019.

F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:55 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
Tax withholdingClass B Common Stock, par value $0.01 60,286 $14.65 $883,189.90
Disclosure

SEC source: 0000950170-24-052338 · ownership.xml · nonDerivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,624

Read SEC document
April 30, 2024 Filed May 2, 2024 21:55 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
Exercise / conversionClass B Common Stock, par value $0.01 60,742 $14.54 $883,188.68
Disclosure

SEC source: 0000950170-24-052338 · ownership.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed May 3, 2024 21:01 UTC Amendment PurchaseClass A Common Stock, $0.01 par value per share 5,112 $15.05 $76,936.11
Disclosure

SEC source: 0000919574-24-002758 · ownership.xml · nonDerivative · entry 1

Long Path Smaller Companies Fund, LP · CIK 0001748049 · 10% owner

Long Path Fund GP, LLC · CIK 0002022071 · 10% owner

Long Path Partners LP · CIK 0001905112 · 10% owner

Long Path Holdings LLC · CIK 0002022134 · 10% owner

Brennan William Thomas · CIK 0002022127 · 10% owner

Nelson Brian Paul · CIK 0002022130 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940,798

F1 · price: The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: The reported securities are owned directly by Long Path Smaller Companies Fund, LP (the "Fund"), a private investment fund managed by Long Path Partners, LP (the "Adviser"), and may be deemed to be indirectly beneficially owned by (i) the Adviser, (ii) Long Path Holdings LLC (the "Adviser GP"), the general partner of the Adviser, (iii) Long Path Fund GP, LLC (the "Fund GP"), the general partner of the Fund, (iv) William Thomas Brennan, the managing member of the Adviser GP and the Fund GP and co-portfolio manager of the Fund, and (v) Brian Paul Nelson, the co-portfolio manager of the Fund and a partner of the Adviser GP. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 13, 2024 Filed Mar 14, 2024 20:30 UTC
Gray John AllenManaging Director
PurchaseClass A common stock, par value $0.01 3,135 $15.84 $49,658.40
Disclosure

SEC source: 0000950170-24-031547 · ownership.xml · nonDerivative · entry 1

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,110

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

F2 · price: The transaction was executed in multiple trades at prices ranging from $15.83 to $15.92. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:47 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
Tax withholdingClass B Units · Derivative 83,328 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019193 · doc4.xml · derivative · entry 5

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,168

Underlying: Class A Common Stock, par value $0.01 · 83,328 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:47 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
Exercise / conversionClass B Units · Derivative 105,398 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019193 · doc4.xml · derivative · entry 4

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,496

Underlying: Class A Common Stock, par value $0.01 · 105,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F4 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:47 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 105,398 $0.00 Strike: $13.97 $0.00
Disclosure

SEC source: 0000899243-23-019193 · doc4.xml · derivative · entry 3

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: See footnote · 105,398 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in three equal installments beginning on October 1, 2019.

F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:47 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
Tax withholdingClass B Common Stock, par value $0.01 83,328 $17.67 $1,472,405.76
Disclosure

SEC source: 0000899243-23-019193 · doc4.xml · nonDerivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,168

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:47 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
Exercise / conversionClass B Common Stock, par value $0.01 105,398 $13.97 $1,472,410.06
Disclosure

SEC source: 0000899243-23-019193 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:15 UTC
Romfo DarlaDirector
GrantClass A common stock, par value $0.01 2,687 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-012255 · doc4.xml · nonDerivative · entry 1

Romfo Darla · CIK 0001867073 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,848

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 2, 2026, the third anniversary of the grant date.

Read SEC document
May 02, 2023 Filed May 4, 2023 20:15 UTC
Dunn Brian DDirector
GrantClass A common stock, par value $0.01 6,448 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-012254 · doc4.xml · nonDerivative · entry 1

Dunn Brian D · CIK 0001704382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,505

F1 · kind: Represents a grant of Class A restricted stock units ("RSUs"). 100% of the RSUs will vest on May 2, 2026, the third anniversary of the grant date.

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May 02, 2023 Filed May 4, 2023 20:15 UTC GrantClass A common stock, par value $0.01 2,687 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-012253 · doc4.xml · nonDerivative · entry 1

Burns Richard Jonathan · CIK 0001791940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,443

F1 · kind: Represents a grant of Class A restricted stock units (the "RSUs"). 100% of the RSUs will vest on May 2, 2026, the third anniversary of the grant date.

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April 03, 2023 Filed Apr 4, 2023 20:36 UTC
GERARD SCOTT AChief Financial Officer
GrantClass B Units · Derivative 11,001 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010569 · doc4.xml · derivative · entry 2

GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,084

Underlying: Class A Common Stock, par value $0.01 · 11,001 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

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April 03, 2023 Filed Apr 4, 2023 20:36 UTC
GERARD SCOTT AChief Financial Officer
GrantClass B Common Stock, par value $0.01 11,001 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010569 · doc4.xml · nonDerivative · entry 1

GERARD SCOTT A · CIK 0001266132 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,084

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

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April 03, 2023 Filed Apr 5, 2023 00:44 UTC
Gray John AllenManaging Director
GrantClass B Units · Derivative 5,501 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010580 · doc4.xml · derivative · entry 2

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,783

Underlying: Class A Common Stock, par value $0.01 · 5,501 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

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April 03, 2023 Filed Apr 5, 2023 00:44 UTC
Gray John AllenManaging Director
GrantClass B Common Stock, par value $0.01 5,501 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010580 · doc4.xml · nonDerivative · entry 1

Gray John Allen · CIK 0001797905 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,783

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

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April 03, 2023 Filed Apr 5, 2023 00:39 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Units · Derivative 82,508 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010575 · doc4.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,098

Underlying: Class A Common Stock, par value $0.01 · 82,508 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

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April 03, 2023 Filed Apr 5, 2023 00:39 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Common Stock, par value $0.01 82,508 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010575 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,098

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

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April 03, 2023 Filed Apr 5, 2023 00:33 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
GrantClass B Units · Derivative 2,182 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010567 · doc4.xml · derivative · entry 2

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,777

Underlying: Class A Common Stock, par value $0.01 · 2,182 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 00:33 UTC
CAMPBELL DAVID JGeneral Counsel and Secretary
GrantClass B Common Stock, par value $0.01 2,182 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010567 · doc4.xml · nonDerivative · entry 1

CAMPBELL DAVID J · CIK 0001560899 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,777

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

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November 01, 2022 Filed Nov 3, 2022 20:31 UTC
HOUGH RICHARD R IIIDirector · Chairman and CEO
GrantClass B Units · Derivative 78,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034924 · doc4.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,929

Underlying: Class A Common Stock, par value $0.01 · 78,929 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.