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BOSTON BEER CO INC

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4577
SEC CIK
0000949870
Parsed reports
666

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 595 $517.26 $307,769.70
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 14

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,345

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

F11 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 595 shares is from $516.98 to $517.68. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 913 $516.32 $471,400.16
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 13

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,940

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

F10 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 913 shares is from $515.90 to $516.83. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 953 $515.40 $491,176.20
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 12

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,853

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

F9 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 953 shares is from $514.87 to $515.85. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 1,041 $514.37 $535,459.17
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 11

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

F8 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,041 shares is from $513.82 to $514.78. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 200 $511.59 $102,318.00
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 10

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,847

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 200 $510.85 $102,170.00
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 9

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,047

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

F7 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $510.59 to $511.11. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 100 $508.15 $50,815.00
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 8

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,247

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 205 $504.06 $103,332.30
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 7

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,347

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

F6 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 205 shares is from $504.05 to $504.48. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 100 $502.64 $50,264.00
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 6

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,552

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

F5 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 100 shares is from $502.51 to $502.96. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 100 $501.15 $50,115.00
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 5

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,652

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 100 $496.88 $49,688.00
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 4

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,752

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 400 $495.18 $198,072.00
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 3

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,852

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

F4 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 400 shares is from $495.10 to $496.00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
SaleClass A Common 200 $493.96 $98,792.00
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 2

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

F3 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 200 shares is from $493.88 to $494.04. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

F2 · balance_after: The shares reported include 4,190 shares of restricted stock subject to vesting conditions.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 13:47 UTC
Geist John CChief Sales Officer
Exercise / conversionClass A Common 6,000 $201.91 $1,211,460.00
Disclosure

SEC source: 0001562180-22-000057 · primarydocument.xml · nonDerivative · entry 1

Geist John C · CIK 0001393650 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2021.

F2 · balance_after: The shares reported include 4,190 shares of restricted stock subject to vesting conditions.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 12:54 UTC
Grinnell David L.Vice President of Brewing
Tax withholdingClass A Common 65 $505.10 $32,831.50
Disclosure

SEC source: 0001562180-22-000053 · primarydocument.xml · nonDerivative · entry 1

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686

F1 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of investment shares and restricted stock awards.

F2 · balance_after: The shares reported include 848 shares of restricted stock subject to vesting conditions.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 12:58 UTC
HEATH TARA L.Vice President, Legal
Tax withholdingClass A Common 66 $505.10 $33,336.60
Disclosure

SEC source: 0001562180-22-000054 · primarydocument.xml · nonDerivative · entry 1

HEATH TARA L. · CIK 0001680130 · Vice President, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899

F1 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of restricted stock awards.

F2 · balance_after: The shares reported include 794 shares of restricted stock subject to vesting conditions.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 12:49 UTC
Troupe Quincy BSenior VP, Supply Chain
Tax withholdingClass A Common 85 $505.10 $42,933.50
Disclosure

SEC source: 0001562180-22-000052 · primarydocument.xml · nonDerivative · entry 1

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,190

F1 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of restricted stock awards.

F2 · balance_after: The shares reported include 3,013 shares of restricted stock subject to vesting conditions.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 12:45 UTC
Smalla Frank H.Chief Financial Officer
Tax withholdingClass A Common 97 $505.10 $48,994.70
Disclosure

SEC source: 0001562180-22-000051 · primarydocument.xml · nonDerivative · entry 1

Smalla Frank H. · CIK 0001663087 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,638

F1 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of restricted stock awards.

F2 · balance_after: The shares reported include 9,584 shares of restricted stock subject to vesting conditions.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 12:35 UTC
Burwick David ADirector · President and CEO
Tax withholdingClass A Common 271 $505.10 $136,882.10
Disclosure

SEC source: 0001562180-22-000050 · primarydocument.xml · nonDerivative · entry 1

Burwick David A · CIK 0001318320 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,472

F1 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of restricted stock awards.

F2 · balance_after: The shares reported include 17,843 shares of restricted stock subject to vesting conditions.

Read SEC document
December 22, 2021 Filed Dec 22, 2021 21:03 UTC
KOCH C JAMESDirector · Chairman · 10% owner
GiftClass A Common 19,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007842 · primarydocument.xml · nonDerivative · entry 1

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,158

F1 · kind: This transaction is a Form 5 transaction being voluntarily reported early. On the Transaction Date, the Reporting Person gifted 19,500 shares from his direct ownership to a charitable foundation over which he exercises no ownership or control.

F2 · balance_after: The shares reported include 262 shares of restricted stock subject to vesting conditions.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 12:15 UTC
KOCH C JAMESDirector · Chairman · 10% owner
GiftClass A Common 39,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007759 · primarydocument.xml · nonDerivative · entry 2

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation managed by Reporting Person

Disclosed balance after: 116,627

F1 · kind: This transaction is a Form 5 transaction being voluntarily reported early. On the Transaction Date, the Reporting Person gifted 39,000 shares from his direct ownership into a Foundation he controls.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 12:15 UTC
KOCH C JAMESDirector · Chairman · 10% owner
GiftClass A Common 39,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007759 · primarydocument.xml · nonDerivative · entry 1

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,396

F1 · kind: This transaction is a Form 5 transaction being voluntarily reported early. On the Transaction Date, the Reporting Person gifted 39,000 shares from his direct ownership into a Foundation he controls.

F2 · balance_after: The shares reported include 262 shares of restricted stock subject to vesting conditions.

Read SEC document
December 16, 2021 Filed Dec 29, 2021 15:56 UTC GiftClass A Common 39,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007886 · primarydocument.xml · nonDerivative · entry 1

Fisher Cynthia A · CIK 0001550860 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation managed by Reporting Person

Disclosed balance after: 116,627

F1 · kind: This transaction is a Form 5 transaction being voluntarily reported early. On the Transaction Date, the Reporting Person's spouse gifted 39,000 shares from his direct ownership into a Foundation that the Reporting Person's spouse controls. The Reporting Person serves on the Board of Directors of the Foundation, but disclaims beneficial ownership of the shares.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
Exercise / conversion3-1-2019 Stock Option · Derivative 200 $312.56 Strike: $312.56 $62,512.00
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · derivative · entry 13

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130

Underlying: Class A Common · 992 shares

Expires 2029-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F10 · derivative.exercise_date: The option vests in three annual installments: the first on March 1, 2021, and the final vesting on March 1, 2023, provided that the Reporting Person remains employed by the Issuer on the applicable vesting dates.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
Exercise / conversion1-1-2018 Stock Option · Derivative 300 $191.10 Strike: $191.10 $57,330.00
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · derivative · entry 12

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707

Underlying: Class A Common · 1,511 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F9 · derivative.exercise_date: The option vests in three annual installments: the first on March 1, 2020, and the final vesting on January 1, 2022, provided that the Reporting Person remains employed by the Issuer on the applicable vesting dates.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
Exercise / conversion1-1-2017 Stock Option · Derivative 1,500 $0.00 Strike: $169.85 $0.00
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · derivative · entry 11

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

Underlying: Class A Common · 2,440 shares

Expires 2026-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F9 · derivative.exercise_date: The option vests in three annual installments: the first on March 1, 2020, and the final vesting on January 1, 2022, provided that the Reporting Person remains employed by the Issuer on the applicable vesting dates.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
SaleClass A Common 100 $495.79 $49,579.00
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · nonDerivative · entry 10

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F2 · balance_after: The shares reported include 1,045 shares of restricted stock subject to vesting conditions.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
SaleClass A Common 533 $494.69 $263,669.77
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · nonDerivative · entry 9

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F8 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 533 shares is from $494.65 to $495.26. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

F2 · balance_after: The shares reported include 1,045 shares of restricted stock subject to vesting conditions.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
SaleClass A Common 1 $493.00 $493.00
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · nonDerivative · entry 8

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,384

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F2 · balance_after: The shares reported include 1,045 shares of restricted stock subject to vesting conditions.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
SaleClass A Common 220 $492.30 $108,306.00
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · nonDerivative · entry 7

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,385

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F7 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 220 shares is from $492.00 to $492.41. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

F2 · balance_after: The shares reported include 1,045 shares of restricted stock subject to vesting conditions.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
SaleClass A Common 350 $491.41 $171,993.50
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · nonDerivative · entry 6

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,605

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F5 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 350 shares is from $491.00 to $491.87. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

F6 · balance_after: The shares reported include 1,325 shares of restricted stock subject to vesting conditions.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
SaleClass A Common 329 $490.09 $161,239.61
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · nonDerivative · entry 5

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,955

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F4 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 329 shares is from $490.00 to $490.20. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

F2 · balance_after: The shares reported include 1,045 shares of restricted stock subject to vesting conditions.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
SaleClass A Common 467 $489.02 $228,372.34
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · nonDerivative · entry 4

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,284

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F3 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 467 shares is from $489.00 to $489.50. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

F2 · balance_after: The shares reported include 1,045 shares of restricted stock subject to vesting conditions.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
Exercise / conversionClass A Common 200 $312.56 $62,512.00
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · nonDerivative · entry 3

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F2 · balance_after: The shares reported include 1,045 shares of restricted stock subject to vesting conditions.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
Exercise / conversionClass A Common 300 $191.10 $57,330.00
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · nonDerivative · entry 2

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F2 · balance_after: The shares reported include 1,045 shares of restricted stock subject to vesting conditions.

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December 08, 2021 Filed Dec 9, 2021 21:38 UTC
Grinnell David L.Vice President of Brewing
Exercise / conversionClass A Common 1,500 $169.85 $254,775.00
Disclosure

SEC source: 0001562180-21-007591 · primarydocument.xml · nonDerivative · entry 1

Grinnell David L. · CIK 0001421530 · Vice President of Brewing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F2 · balance_after: The shares reported include 1,045 shares of restricted stock subject to vesting conditions.

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December 07, 2021 Filed Dec 7, 2021 21:00 UTC
KOCH C JAMESDirector · Chairman · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 4,800 $0.00 Strike: $108.56 $0.00
Disclosure

SEC source: 0001562180-21-007526 · primarydocument.xml · derivative · entry 8

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 4,800 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in five annual installments: the first on March 1, 2013 and the final vesting on January 1, 2017.

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December 07, 2021 Filed Dec 7, 2021 21:00 UTC
KOCH C JAMESDirector · Chairman · 10% owner
Exercise / conversionClass A Common 4,800 $108.56 $521,088.00
Disclosure

SEC source: 0001562180-21-007526 · primarydocument.xml · nonDerivative · entry 1

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The shares reported include 212 shares of restricted stock subject to vesting conditions.

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December 07, 2021 Filed Dec 8, 2021 14:13 UTC
Troupe Quincy BSenior VP, Supply Chain
Exercise / conversion3-1-19 Stock Option · Derivative 119 $0.00 Strike: $312.56 $0.00
Disclosure

SEC source: 0001562180-21-007548 · primarydocument.xml · derivative · entry 5

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Underlying: Class A Common · 1,430 shares

Expires 2029-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2021, which was modified on November 8, 2021.

F4 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2020 over Fiscal Year 2018. The determination that these options vested was made by the Compensation Committee in February 2021. Thereafter the options become exercisable in three equal installments on March 1 in the years 2021 to 2023, provided that the Reporting Person remains employed by the Issuer on the applicable vesting dates.

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December 07, 2021 Filed Dec 8, 2021 14:13 UTC
Troupe Quincy BSenior VP, Supply Chain
Exercise / conversion1-1-18 Stock Option · Derivative 353 $0.00 Strike: $191.10 $0.00
Disclosure

SEC source: 0001562180-21-007548 · primarydocument.xml · derivative · entry 4

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705

Underlying: Class A Common · 2,116 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2021, which was modified on November 8, 2021.

F3 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's Restated Employee Equity Incentive Plan ("EEIP"). The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2019 over Fiscal Year 2017. The determination that these options vested was made by the Compensation Committee in February 2020. Thereafter the options become exercisable in three equal installments on March 1, 2020; January 1, 2021; and January 1, 2022, provided that the Reporting Person remains employed by the Issuer on the applicable vesting dates.

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December 07, 2021 Filed Dec 8, 2021 14:13 UTC
Troupe Quincy BSenior VP, Supply Chain
SaleClass A Common 843 $500.00 $421,500.00
Disclosure

SEC source: 0001562180-21-007548 · primarydocument.xml · nonDerivative · entry 3

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,275

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2021, which was modified on November 8, 2021.

F2 · balance_after: The shares reported include 3,362 shares of restricted stock subject to vesting conditions.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 14:13 UTC
Troupe Quincy BSenior VP, Supply Chain
Exercise / conversionClass A Common 119 $312.56 $37,194.64
Disclosure

SEC source: 0001562180-21-007548 · primarydocument.xml · nonDerivative · entry 2

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2021, which was modified on November 8, 2021.

F2 · balance_after: The shares reported include 3,362 shares of restricted stock subject to vesting conditions.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 14:13 UTC
Troupe Quincy BSenior VP, Supply Chain
Exercise / conversionClass A Common 353 $191.10 $67,458.30
Disclosure

SEC source: 0001562180-21-007548 · primarydocument.xml · nonDerivative · entry 1

Troupe Quincy B · CIK 0001665031 · Senior VP, Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 6, 2021, which was modified on November 8, 2021.

F2 · balance_after: The shares reported include 3,362 shares of restricted stock subject to vesting conditions.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 21:02 UTC
KOCH C JAMESDirector · Chairman · 10% owner
ConversionClass A Common 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007043 · primarydocument.xml · nonDerivative · entry 1

KOCH C JAMES · CIK 0001008079 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person converted 10,000 shares of Class B Common Stock to Class A Common Stock. The Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.

F2 · balance_after: The shares reported include 212 shares of restricted stock subject to vesting conditions.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 20:00 UTC
Calagione Samuel A. IIIFounder & Brewer, Dogfish Head
SaleClass A Common 1,915 $511.13 $978,813.95
Disclosure

SEC source: 0001562180-21-006650 · primarydocument.xml · nonDerivative · entry 22

Calagione Samuel A. III · CIK 0001778852 · Founder & Brewer, Dogfish Head

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · kind: This transaction represents the sale of shares directly owned by the Reporting Person's spouse.

F22 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 1,915 shares is from $510.90 to $511.48. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

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October 26, 2021 Filed Oct 27, 2021 20:00 UTC
Calagione Samuel A. IIIFounder & Brewer, Dogfish Head
SaleClass A Common 544 $510.31 $277,608.64
Disclosure

SEC source: 0001562180-21-006650 · primarydocument.xml · nonDerivative · entry 21

Calagione Samuel A. III · CIK 0001778852 · Founder & Brewer, Dogfish Head

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,915

F1 · kind: This transaction represents the sale of shares directly owned by the Reporting Person's spouse.

F21 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 544 shares is from $509.88 to $510.82. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 20:00 UTC
Calagione Samuel A. IIIFounder & Brewer, Dogfish Head
SaleClass A Common 392 $509.32 $199,653.44
Disclosure

SEC source: 0001562180-21-006650 · primarydocument.xml · nonDerivative · entry 20

Calagione Samuel A. III · CIK 0001778852 · Founder & Brewer, Dogfish Head

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,459

F1 · kind: This transaction represents the sale of shares directly owned by the Reporting Person's spouse.

F20 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 392 shares is from $508.78 to $509.72. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 20:00 UTC
Calagione Samuel A. IIIFounder & Brewer, Dogfish Head
SaleClass A Common 100 $507.36 $50,736.00
Disclosure

SEC source: 0001562180-21-006650 · primarydocument.xml · nonDerivative · entry 19

Calagione Samuel A. III · CIK 0001778852 · Founder & Brewer, Dogfish Head

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,851

F1 · kind: This transaction represents the sale of shares directly owned by the Reporting Person's spouse.

F19 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 100 shares is from $507.31 o $508,00. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 20:00 UTC
Calagione Samuel A. IIIFounder & Brewer, Dogfish Head
SaleClass A Common 120 $506.33 $60,759.60
Disclosure

SEC source: 0001562180-21-006650 · primarydocument.xml · nonDerivative · entry 18

Calagione Samuel A. III · CIK 0001778852 · Founder & Brewer, Dogfish Head

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,951

F1 · kind: This transaction represents the sale of shares directly owned by the Reporting Person's spouse.

F18 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 120 shares is from $506.30 to $506.36. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 20:00 UTC
Calagione Samuel A. IIIFounder & Brewer, Dogfish Head
SaleClass A Common 185 $505.74 $93,561.90
Disclosure

SEC source: 0001562180-21-006650 · primarydocument.xml · nonDerivative · entry 17

Calagione Samuel A. III · CIK 0001778852 · Founder & Brewer, Dogfish Head

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,071

F1 · kind: This transaction represents the sale of shares directly owned by the Reporting Person's spouse.

F17 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 185 shares is from $505.17 to $506.15. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.