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SONIC AUTOMOTIVE INC

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Tapewire entity
4366
SEC CIK
0001043509
Parsed reports
301

Last 12 months

Inside the activity.

10 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202660
Mar 202600
Apr 202600
May 202601
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202640

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Apr 4, 2022 20:00 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 7,637 $42.51 $324,648.87
Disclosure

SEC source: 0001209191-22-022283 · doc4.xml · nonDerivative · entry 1

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,886

F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 20:59 UTC
Byrd HeathEVP and CFO
SaleClass A Common Stock 20,381 $50.69 $1,033,051.75
Disclosure

SEC source: 0001209191-22-018152 · doc4.xml · nonDerivative · entry 1

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,203

F1 · shares: Shares sold pursuant to pre-established 10b5-1 Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $50.00 per share to $51.33 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 15:59 UTC
SMITH O BRUTONDirector · Executive Chairman · 10% owner
Tax withholdingClass A Common Stock 29,126 $51.05 $1,486,882.30
Disclosure

SEC source: 0001209191-22-017547 · doc4.xml · nonDerivative · entry 1

SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979,296

F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:01 UTC
DYKE JEFFDirector · President
Tax withholdingClass A Common Stock 22,462 $51.05 $1,146,685.10
Disclosure

SEC source: 0001209191-22-017552 · doc4.xml · nonDerivative · entry 1

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,406

F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:02 UTC
Byrd HeathEVP and CFO
Tax withholdingClass A Common Stock 17,507 $51.05 $893,732.35
Disclosure

SEC source: 0001209191-22-017553 · doc4.xml · nonDerivative · entry 1

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,584

F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:00 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 25,156 $51.05 $1,284,213.80
Disclosure

SEC source: 0001209191-22-017549 · doc4.xml · nonDerivative · entry 1

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,523

F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.

Read SEC document
March 07, 2022 Filed Mar 7, 2022 22:11 UTC
DYKE JEFFDirector · President
SaleClass A Common Stock 2,769 $52.00 $143,988.00
Disclosure

SEC source: 0001209191-22-016727 · doc4.xml · nonDerivative · entry 2

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Ash & Erin, LLC

Disclosed balance after: 218,364

F1 · shares: Shares sold pursuant to pre-established 10b5-1 Trading Plan.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 22:11 UTC
DYKE JEFFDirector · President
SaleClass A Common Stock 6,395 $52.37 $334,886.97
Disclosure

SEC source: 0001209191-22-016727 · doc4.xml · nonDerivative · entry 1

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Ash & Erin, LLC

Disclosed balance after: 221,133

F1 · shares: Shares sold pursuant to pre-established 10b5-1 Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $52.04 per share to $53.26 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:17 UTC
SMITH O BRUTONDirector · Executive Chairman · 10% owner
GrantClass A Common Stock 55,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008843 · doc4.xml · nonDerivative · entry 1

SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,422

F1 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2022. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2023, thirty percent (30%) of the shares vesting on February 9, 2024, and forty-five percent (45%) of the shares vesting on February 9, 2025.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:21 UTC
Byrd HeathEVP and CFO
GrantClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008855 · doc4.xml · nonDerivative · entry 2

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,091

F2 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock, and are subject to continued employment requirements. If the continued employment requirements are met, this award will vest in full on February 9, 2027.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:21 UTC
Byrd HeathEVP and CFO
GrantClass A Common Stock 33,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008855 · doc4.xml · nonDerivative · entry 1

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,091

F1 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2022. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2023, thirty percent (30%) of the shares vesting on February 9, 2024, and forty-five percent (45%) of the shares vesting on February 9, 2025.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:19 UTC
DYKE JEFFDirector · President
GrantClass A Common Stock 42,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008851 · doc4.xml · nonDerivative · entry 1

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,868

F1 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2022. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2023, thirty percent (30%) of the shares vesting on February 9, 2024, and forty-five percent (45%) of the shares vesting on February 9, 2025.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:18 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 75,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008848 · doc4.xml · nonDerivative · entry 1

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,649

F1 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2022. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2023, thirty percent (30%) of the shares vesting on February 9, 2024, and forty-five percent (45%) of the shares vesting on February 9, 2025.

Read SEC document
May 07, 2021 Filed Jan 4, 2022 23:31 UTC
DYKE JEFFDirector · President
SaleClass A Common Stock 33,427 $51.28 $1,714,136.56
Disclosure

SEC source: 0001209191-22-001163 · doc4.xml · nonDerivative · entry 1

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Ash & Erin, LLC

Disclosed balance after: 227,528

F1 · kind: Shares sold pursuant to pre-established 10b5-1 Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $50.84 per share to $52.06 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 10:45 UTC GrantClass A Common Stock 2,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029166 · doc4.xml · nonDerivative · entry 1

BELK WILLIAM I · CIK 0001079523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,578

F1 · price: Restricted stock granted pursuant to the Sonic Automotive, Inc. 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors, Amended and Restated Effective as of April 29, 2020.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 10:46 UTC GrantClass A Common Stock 2,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029167 · doc4.xml · nonDerivative · entry 1

BROOKS WILLIAM R · CIK 0001049979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,943

F1 · price: Restricted stock granted pursuant to the Sonic Automotive, Inc. 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors, Amended and Restated Effective as of April 29, 2020.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 14:52 UTC GrantClass A Common Stock 2,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029175 · doc4.xml · nonDerivative · entry 1

TAYLOR R EUGENE · CIK 0001189895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,336

F1 · price: Restricted stock granted pursuant to the Sonic Automotive, Inc. 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors, Amended and Restated Effective as of April 29, 2020.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 14:51 UTC GrantClass A Common Stock 2,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029172 · doc4.xml · nonDerivative · entry 1

Kaiser Keri A · CIK 0001820192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

F1 · price: Restricted stock granted pursuant to the Sonic Automotive, Inc. 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors, Amended and Restated Effective as of April 29, 2020.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 14:51 UTC
SMITH MARCUS GDirector · 10% owner
GrantClass A Common Stock 2,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029173 · doc4.xml · nonDerivative · entry 1

SMITH MARCUS G · CIK 0001170912 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,570

F1 · price: Restricted stock granted pursuant to the Sonic Automotive, Inc. 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors, Amended and Restated Effective as of April 29, 2020.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 14:49 UTC GrantClass A Common Stock 2,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029170 · doc4.xml · nonDerivative · entry 1

HELLER H ROBERT · CIK 0001102737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,578

F1 · price: Restricted stock granted pursuant to the Sonic Automotive, Inc. 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors, Amended and Restated Effective as of April 29, 2020.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 14:48 UTC GrantClass A Common Stock 2,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029169 · doc4.xml · nonDerivative · entry 1

Harris John W. III · CIK 0001598090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,441

F1 · price: Restricted stock granted pursuant to the Sonic Automotive, Inc. 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors, Amended and Restated Effective as of April 29, 2020.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 14:47 UTC GrantClass A Common Stock 2,905 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029168 · doc4.xml · nonDerivative · entry 1

DOOLAN VICTOR H · CIK 0001333902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,993

F1 · price: Restricted stock granted pursuant to the Sonic Automotive, Inc. 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors, Amended and Restated Effective as of April 29, 2020.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 23:06 UTC
Byrd HeathEVP and CFO
Exercise / conversionOptions to purchase · Derivative 45,483 $0.00 Strike: $16.76 $0.00
Disclosure

SEC source: 0001209191-21-026732 · doc4.xml · derivative · entry 10

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,986

Underlying: Class A Common Stock · 45,483 shares

Expires 2030-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F5 · derivative.exercise_date: The date indicated is the grant date, and the options vest in three equal installments on the anniversary of the grant date, subject to continued employment requirements and compliance with certain restrictive covenants.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 23:06 UTC
Byrd HeathEVP and CFO
SaleClass A Common Stock 45,483 $49.80 $2,265,053.40
Disclosure

SEC source: 0001209191-21-026732 · doc4.xml · nonDerivative · entry 6

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,761

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $49.00 per share to $50.24 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 23:06 UTC
Byrd HeathEVP and CFO
Exercise / conversionClass A Common Stock 45,483 $16.76 $762,295.08
Disclosure

SEC source: 0001209191-21-026732 · doc4.xml · nonDerivative · entry 5

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 22:33 UTC
DYKE JEFFDirector · President
Exercise / conversionOptions to purchase · Derivative 32,547 $0.00 Strike: $16.76 $0.00
Disclosure

SEC source: 0001209191-21-026698 · doc4.xml · derivative · entry 7

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,192

Underlying: Class A Common Stock · 32,547 shares

Expires 2030-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F3 · derivative.exercise_date: The date indicated is the grant date, and the options vest in three equal installments on the anniversary of the grant date, subject to continued employment requirements and compliance with certain restrictive covenants.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 22:33 UTC
DYKE JEFFDirector · President
SaleClass A Common Stock 32,547 $50.00 $1,627,350.00
Disclosure

SEC source: 0001209191-21-026698 · doc4.xml · nonDerivative · entry 4

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,105

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 22:33 UTC
DYKE JEFFDirector · President
Exercise / conversionClass A Common Stock 32,547 $16.76 $545,487.72
Disclosure

SEC source: 0001209191-21-026698 · doc4.xml · nonDerivative · entry 3

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 22:32 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
Exercise / conversionOptions to purchase · Derivative 119,490 $0.00 Strike: $16.76 $0.00
Disclosure

SEC source: 0001209191-21-026697 · doc4.xml · derivative · entry 9

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,802

Underlying: Class A Common Stock · 119,490 shares

Expires 2030-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F5 · derivative.exercise_date: The date indicated is the grant date, and the options vest in three equal installments on the anniversary of the grant date, subject to continued employment requirements and compliance with certain restrictive covenants.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 22:32 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 119,490 $49.78 $5,948,212.20
Disclosure

SEC source: 0001209191-21-026697 · doc4.xml · nonDerivative · entry 6

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,389

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $49.00 per share to $50.22 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 14, 2021 Filed Apr 14, 2021 22:32 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 119,490 $16.76 $2,002,652.40
Disclosure

SEC source: 0001209191-21-026697 · doc4.xml · nonDerivative · entry 5

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:06 UTC
Byrd HeathEVP and CFO
Exercise / conversionOptions to purchase · Derivative 9,281 $0.00 Strike: $16.76 $0.00
Disclosure

SEC source: 0001209191-21-026732 · doc4.xml · derivative · entry 9

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,469

Underlying: Class A Common Stock · 9,281 shares

Expires 2030-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F5 · derivative.exercise_date: The date indicated is the grant date, and the options vest in three equal installments on the anniversary of the grant date, subject to continued employment requirements and compliance with certain restrictive covenants.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:06 UTC
Byrd HeathEVP and CFO
SaleClass A Common Stock 9,281 $49.17 $456,346.77
Disclosure

SEC source: 0001209191-21-026732 · doc4.xml · nonDerivative · entry 4

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,761

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $49.00 per share to $49.40 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 23:06 UTC
Byrd HeathEVP and CFO
Exercise / conversionClass A Common Stock 9,281 $16.76 $155,549.56
Disclosure

SEC source: 0001209191-21-026732 · doc4.xml · nonDerivative · entry 3

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 22:32 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
Exercise / conversionOptions to purchase · Derivative 13,029 $0.00 Strike: $16.76 $0.00
Disclosure

SEC source: 0001209191-21-026697 · doc4.xml · derivative · entry 8

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,292

Underlying: Class A Common Stock · 13,029 shares

Expires 2030-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F5 · derivative.exercise_date: The date indicated is the grant date, and the options vest in three equal installments on the anniversary of the grant date, subject to continued employment requirements and compliance with certain restrictive covenants.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 22:32 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 13,029 $49.16 $640,505.64
Disclosure

SEC source: 0001209191-21-026697 · doc4.xml · nonDerivative · entry 4

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,389

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $49.00 per share to $49.62 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 22:32 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 13,029 $16.76 $218,366.04
Disclosure

SEC source: 0001209191-21-026697 · doc4.xml · nonDerivative · entry 3

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

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April 12, 2021 Filed Apr 14, 2021 23:06 UTC
Byrd HeathEVP and CFO
Exercise / conversionOptions to purchase · Derivative 12,729 $0.00 Strike: $16.76 $0.00
Disclosure

SEC source: 0001209191-21-026732 · doc4.xml · derivative · entry 8

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,750

Underlying: Class A Common Stock · 12,729 shares

Expires 2030-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F5 · derivative.exercise_date: The date indicated is the grant date, and the options vest in three equal installments on the anniversary of the grant date, subject to continued employment requirements and compliance with certain restrictive covenants.

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April 12, 2021 Filed Apr 14, 2021 23:06 UTC
Byrd HeathEVP and CFO
SaleClass A Common Stock 12,729 $49.83 $634,286.07
Disclosure

SEC source: 0001209191-21-026732 · doc4.xml · nonDerivative · entry 2

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,761

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $49.35 per share to $50.07 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 12, 2021 Filed Apr 14, 2021 23:06 UTC
Byrd HeathEVP and CFO
Exercise / conversionClass A Common Stock 12,729 $16.76 $213,338.04
Disclosure

SEC source: 0001209191-21-026732 · doc4.xml · nonDerivative · entry 1

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 22:33 UTC
DYKE JEFFDirector · President
Exercise / conversionOptions to purchase · Derivative 54,048 $0.00 Strike: $16.76 $0.00
Disclosure

SEC source: 0001209191-21-026698 · doc4.xml · derivative · entry 6

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,739

Underlying: Class A Common Stock · 54,048 shares

Expires 2030-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F3 · derivative.exercise_date: The date indicated is the grant date, and the options vest in three equal installments on the anniversary of the grant date, subject to continued employment requirements and compliance with certain restrictive covenants.

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April 12, 2021 Filed Apr 14, 2021 22:33 UTC
DYKE JEFFDirector · President
SaleClass A Common Stock 54,048 $50.08 $2,706,723.84
Disclosure

SEC source: 0001209191-21-026698 · doc4.xml · nonDerivative · entry 2

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,105

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $50.00 per share to $51.26 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 12, 2021 Filed Apr 14, 2021 22:33 UTC
DYKE JEFFDirector · President
Exercise / conversionClass A Common Stock 54,048 $16.76 $905,844.48
Disclosure

SEC source: 0001209191-21-026698 · doc4.xml · nonDerivative · entry 1

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 22:32 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
Exercise / conversionOptions to purchase · Derivative 19,882 $0.00 Strike: $16.76 $0.00
Disclosure

SEC source: 0001209191-21-026697 · doc4.xml · derivative · entry 7

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,321

Underlying: Class A Common Stock · 19,882 shares

Expires 2030-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F5 · derivative.exercise_date: The date indicated is the grant date, and the options vest in three equal installments on the anniversary of the grant date, subject to continued employment requirements and compliance with certain restrictive covenants.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 22:32 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 19,882 $49.83 $990,720.06
Disclosure

SEC source: 0001209191-21-026697 · doc4.xml · nonDerivative · entry 2

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,389

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $49.36 per share to $50.07 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 22:32 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 19,882 $16.76 $333,222.32
Disclosure

SEC source: 0001209191-21-026697 · doc4.xml · nonDerivative · entry 1

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Employee stock options exercised and underlying shares sold pursuant to pre-established 10b5-1 Trading Plan.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 16:00 UTC
SMITH O BRUTONDirector · Executive Chairman · 10% owner
Tax withholdingClass A Common Stock 19,575 $50.01 $978,945.75
Disclosure

SEC source: 0001209191-21-018930 · doc4.xml · nonDerivative · entry 1

SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952,973

F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.

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March 08, 2021 Filed Mar 9, 2021 21:02 UTC
Byrd HeathEVP and CFO
Tax withholdingClass A Common Stock 11,766 $50.01 $588,417.66
Disclosure

SEC source: 0001209191-21-018934 · doc4.xml · nonDerivative · entry 1

Byrd Heath · CIK 0001574017 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,761

F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:02 UTC
DYKE JEFFDirector · President
Tax withholdingClass A Common Stock 15,096 $50.01 $754,950.96
Disclosure

SEC source: 0001209191-21-018933 · doc4.xml · nonDerivative · entry 2

DYKE JEFF · CIK 0001448228 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,105

F3 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:01 UTC
SMITH DAVID BRUTONDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 16,907 $50.01 $845,519.07
Disclosure

SEC source: 0001209191-21-018931 · doc4.xml · nonDerivative · entry 1

SMITH DAVID BRUTON · CIK 0001448501 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,389

F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.