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SABA

Saba Capital Income & Opportunities Fund II

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6234
SEC CIK
0000828803
Parsed reports
201

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2022 Filed Oct 11, 2022 13:29 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 17,402 $4.27 $74,316.98
Disclosure

SEC source: 0001225208-22-010918 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,807,989

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 13:18 UTC PurchaseCommon Stock 69,145 $4.26 $294,557.70
Disclosure

SEC source: 0001510281-22-000194 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,472,613

Read SEC document
October 05, 2022 Filed Oct 7, 2022 13:12 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 2,967,386 $4.27 $12,670,738.22
Disclosure

SEC source: 0001225208-22-010870 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,790,587

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 17:07 UTC PurchaseCommon Stock 38,942 $4.21 $163,945.82
Disclosure

SEC source: 0001510281-22-000190 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,403,468

Read SEC document
September 28, 2022 Filed Sep 29, 2022 16:07 UTC PurchaseCommon Stock 20,816 $4.26 $88,676.16
Disclosure

SEC source: 0001510281-22-000189 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,364,526

Read SEC document
September 27, 2022 Filed Sep 29, 2022 16:07 UTC PurchaseCommon Stock 71,100 $4.21 $299,331.00
Disclosure

SEC source: 0001510281-22-000189 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,343,710

Read SEC document
September 26, 2022 Filed Sep 26, 2022 21:20 UTC PurchaseCommon Stock 48,988 $4.25 $208,199.00
Disclosure

SEC source: 0001510281-22-000186 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,272,610

Read SEC document
September 23, 2022 Filed Sep 26, 2022 21:20 UTC PurchaseCommon Stock 84,322 $4.34 $365,957.48
Disclosure

SEC source: 0001510281-22-000186 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,223,622

Read SEC document
September 22, 2022 Filed Sep 26, 2022 21:20 UTC PurchaseCommon Stock 20,261 $4.46 $90,364.06
Disclosure

SEC source: 0001510281-22-000186 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,139,300

Read SEC document
September 21, 2022 Filed Sep 22, 2022 13:39 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 49,621 $4.50 $223,284.58
Disclosure

SEC source: 0001225208-22-010414 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,823,201

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 21, 2022 Filed Sep 22, 2022 13:18 UTC PurchaseCommon Stock 25,876 $4.49 $116,183.24
Disclosure

SEC source: 0001510281-22-000184 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,119,039

Read SEC document
September 20, 2022 Filed Sep 22, 2022 13:39 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 50,921 $4.49 $228,716.76
Disclosure

SEC source: 0001225208-22-010414 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,773,580

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 13:18 UTC PurchaseCommon Stock 41,855 $4.49 $187,928.95
Disclosure

SEC source: 0001510281-22-000184 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,093,163

Read SEC document
September 19, 2022 Filed Sep 19, 2022 20:26 UTC PurchaseCommon Stock 76,176 $4.50 $342,792.00
Disclosure

SEC source: 0001510281-22-000183 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 34,051,308

Read SEC document
September 19, 2022 Filed Sep 20, 2022 13:16 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 66,591 $4.51 $300,465.25
Disclosure

SEC source: 0001225208-22-010398 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,722,659

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 20:26 UTC PurchaseCommon Stock 1,706 $4.47 $7,625.82
Disclosure

SEC source: 0001510281-22-000183 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,975,132

Read SEC document
September 16, 2022 Filed Sep 20, 2022 13:16 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 49,769 $4.47 $222,477.38
Disclosure

SEC source: 0001225208-22-010398 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656,068

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 18:11 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 72,568 $4.54 $329,219.25
Disclosure

SEC source: 0001225208-22-010367 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,606,299

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 13:33 UTC PurchaseCommon Stock 41,223 $4.52 $186,327.96
Disclosure

SEC source: 0001510281-22-000182 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,973,426

Read SEC document
September 14, 2022 Filed Sep 16, 2022 18:11 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 38,437 $4.55 $174,853.76
Disclosure

SEC source: 0001225208-22-010367 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,533,731

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 13:33 UTC PurchaseCommon Stock 40,763 $4.53 $184,656.39
Disclosure

SEC source: 0001510281-22-000182 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,932,203

Read SEC document
September 13, 2022 Filed Sep 14, 2022 15:53 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 53,895 $4.58 $247,092.41
Disclosure

SEC source: 0001225208-22-010309 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,495,294

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 21:20 UTC PurchaseCommon Stock 177,575 $4.61 $818,620.75
Disclosure

SEC source: 0001510281-22-000180 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,891,440

Read SEC document
September 12, 2022 Filed Sep 14, 2022 15:53 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 70,903 $4.61 $327,139.35
Disclosure

SEC source: 0001225208-22-010309 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,441,399

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 14:00 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 26,347 $4.56 $120,137.05
Disclosure

SEC source: 0001225208-22-010235 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,370,496

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 18:43 UTC PurchaseCommon Stock 70,464 $4.55 $320,611.20
Disclosure

SEC source: 0001510281-22-000178 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,713,865

Read SEC document
September 08, 2022 Filed Sep 12, 2022 14:00 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 58,211 $4.55 $264,830.94
Disclosure

SEC source: 0001225208-22-010235 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,344,149

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 18:43 UTC PurchaseCommon Stock 127,275 $4.53 $576,555.75
Disclosure

SEC source: 0001510281-22-000178 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,643,401

Read SEC document
September 07, 2022 Filed Sep 8, 2022 17:03 UTC PurchaseCommon Stock 63,143 $4.56 $287,932.08
Disclosure

SEC source: 0001510281-22-000175 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,516,126

Read SEC document
September 07, 2022 Filed Sep 8, 2022 13:23 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 71,230 $4.56 $324,744.69
Disclosure

SEC source: 0001225208-22-010152 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,285,938

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 17:03 UTC PurchaseCommon Stock 100,000 $4.59 $459,000.00
Disclosure

SEC source: 0001510281-22-000175 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,452,983

Read SEC document
September 06, 2022 Filed Sep 8, 2022 13:23 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 67,752 $4.59 $310,771.65
Disclosure

SEC source: 0001225208-22-010152 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,214,708

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 13:17 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 58,900 $4.64 $273,543.38
Disclosure

SEC source: 0001225208-22-009994 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146,956

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 13:17 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 76,800 $4.64 $356,643.84
Disclosure

SEC source: 0001225208-22-009994 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,088,056

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:29 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 75,286 $4.65 $350,170.24
Disclosure

SEC source: 0001225208-22-009907 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,011,256

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
August 31, 2022 Filed Sep 6, 2022 16:44 UTC Amendment PurchaseCommon Stock 46,351 $4.64 $215,068.64
Disclosure

SEC source: 0001510281-22-000174 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,352,983

Read SEC document
August 31, 2022 Filed Sep 6, 2022 16:19 UTC
Saba Capital Management, L.P.President · 10% owner
Weinstein BoazPresident · 10% owner
PurchaseCommon Stock 46,351 $4.64 $215,068.64
Disclosure

SEC source: 0001510281-22-000172 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · President · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,352,983

Read SEC document
August 30, 2022 Filed Aug 30, 2022 20:09 UTC PurchaseCommon Stock 18,793 $4.63 $87,011.59
Disclosure

SEC source: 0001510281-22-000171 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,306,632

Read SEC document
August 30, 2022 Filed Sep 1, 2022 20:29 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 75,695 $4.65 $352,034.74
Disclosure

SEC source: 0001225208-22-009907 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,935,970

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
August 29, 2022 Filed Aug 30, 2022 13:08 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 74,435 $4.67 $347,849.64
Disclosure

SEC source: 0001225208-22-009826 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,860,275

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
August 29, 2022 Filed Aug 30, 2022 20:09 UTC PurchaseCommon Stock 48,540 $4.67 $226,681.80
Disclosure

SEC source: 0001510281-22-000171 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,287,839

Read SEC document
August 26, 2022 Filed Aug 29, 2022 14:06 UTC PurchaseCommon Stock 86,639 $4.70 $407,203.30
Disclosure

SEC source: 0001510281-22-000169 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,239,299

Read SEC document
August 26, 2022 Filed Aug 30, 2022 13:08 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 63,577 $4.70 $299,053.49
Disclosure

SEC source: 0001225208-22-009826 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,785,840

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 13:19 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 82,067 $4.71 $386,527.36
Disclosure

SEC source: 0001225208-22-009802 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722,263

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 14:06 UTC PurchaseCommon Stock 92,759 $4.71 $436,894.89
Disclosure

SEC source: 0001510281-22-000169 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,152,660

Read SEC document
August 24, 2022 Filed Aug 25, 2022 18:01 UTC PurchaseCommon Stock 39,188 $4.60 $180,264.80
Disclosure

SEC source: 0001510281-22-000168 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,059,901

Read SEC document
August 24, 2022 Filed Aug 26, 2022 13:19 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 74,710 $4.70 $351,024.94
Disclosure

SEC source: 0001225208-22-009802 · doc4.xml · nonDerivative · entry 1

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,640,196

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

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August 23, 2022 Filed Aug 24, 2022 12:55 UTC
FRANKLIN TEMPLETON INCAffiliate of Investment Adv.
PurchaseShares of beneficial interest 74,898 $4.62 $345,849.00
Disclosure

SEC source: 0001225208-22-009770 · doc4.xml · nonDerivative · entry 2

FRANKLIN RESOURCES INC · CIK 0000038777 · Affiliate of Investment Adv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,565,486

F1 · ownership.direct: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.

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August 23, 2022 Filed Aug 25, 2022 18:01 UTC PurchaseCommon Stock 17,459 $4.61 $80,485.99
Disclosure

SEC source: 0001510281-22-000168 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,020,713

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August 22, 2022 Filed Aug 23, 2022 13:06 UTC PurchaseCommon Stock 100,000 $4.59 $459,000.00
Disclosure

SEC source: 0001510281-22-000167 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 33,003,254

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.